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Keywords = cutterhead response

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18 pages, 2929 KB  
Article
Knowledge-Driven Method for Constructing TBM Rock-Breaking Indexes
by Haokai Sun, Yang Gao, Hongbin Xu and Xinyu Zheng
Appl. Sci. 2026, 16(12), 5950; https://doi.org/10.3390/app16125950 - 12 Jun 2026
Abstract
As tunnel construction advances toward greater depths and lengths, full-face tunnel boring machines (TBMs) have become the preferred method for large-scale excavation. The operational efficiency of TBMs significantly impacts the progress, cost, and safety of tunnel projects. With the rapid development of machine [...] Read more.
As tunnel construction advances toward greater depths and lengths, full-face tunnel boring machines (TBMs) have become the preferred method for large-scale excavation. The operational efficiency of TBMs significantly impacts the progress, cost, and safety of tunnel projects. With the rapid development of machine learning and big data technologies, data-driven models based on cutterhead response signals have emerged as a key approach to improving TBM perception and decision-making. However, conventional rock-breaking indicators predominantly rely on single physical variables, limiting their ability to capture the complex dynamic interactions between the TBM and surrounding rock during excavation, thereby restricting their engineering applicability. To address this limitation, this study proposes a knowledge-driven data processing and indicator construction method to more accurately represent TBM operational states and surrounding rock properties. First, a novel excavation phase division algorithm based on time-domain and penetration-depth features is developed to accurately distinguish different tunneling stages. Subsequently, using data from the YC and YE projects, thrust- and torque-driven rock-breaking indicators are formulated, and the relationship between penetration depth and thrust/torque is optimized via power function fitting. Optimal exponents are determined through algorithmic optimization. Validation with field data confirms that the proposed indicators significantly enhance the accuracy and generalization of surrounding rock classification and control parameter prediction models. Full article
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22 pages, 3009 KB  
Article
Research on Hybrid Modeling Method of the EPB Process for Intelligent Shield Machines
by Chunlin Peng, Xiaowei Yuan, Fei Wang, Jiachun Sun, Shaochen Yang and Yakun Zhang
Machines 2026, 14(5), 522; https://doi.org/10.3390/machines14050522 - 8 May 2026
Viewed by 287
Abstract
The Earth Pressure Balance (EPB) shield machine plays a pivotal role in underground tunnel excavation, where precise control of chamber pressure is essential for maintaining tunnel stability and minimizing risks. Traditional EPB control methods heavily rely on operator experience, resulting in delays and [...] Read more.
The Earth Pressure Balance (EPB) shield machine plays a pivotal role in underground tunnel excavation, where precise control of chamber pressure is essential for maintaining tunnel stability and minimizing risks. Traditional EPB control methods heavily rely on operator experience, resulting in delays and limited responsiveness to sudden geological changes. This paper presents an improved EPB mechanism model that builds upon traditional approaches, which primarily consider chamber pressure changes caused by soil volume variations. The improved model further incorporates the effects of excavation face pressure variations, arising from factors such as cutterhead soil extrusion and changing geological conditions. By integrating these additional influences, the model achieves more accurate predictions of chamber pressure. To further enhance performance, a hybrid modeling approach is proposed, combining the improved mechanism model with a data-driven component that compensates for residual prediction errors. The hybrid model is validated using field data from two distinct tunneling projects, demonstrating superior prediction accuracy and generalization capability compared to standalone mechanisms and data-driven models. The results confirm that the proposed hybrid model significantly improves pressure prediction accuracy and provides a more reliable solution for intelligent control of the EPB process. Full article
(This article belongs to the Section Machine Design and Theory)
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20 pages, 7159 KB  
Article
Calculation Method of Ground Settlement Caused by Mechanical Construction in Metro-Connected Aisle
by Yueqiang Duan, Maolei Wang, Jinghe Wang, Yuxiang Guo, Fa Chang, Boyuan Zhang and Weiyu Sun
Buildings 2026, 16(8), 1580; https://doi.org/10.3390/buildings16081580 - 16 Apr 2026
Viewed by 287
Abstract
Mechanical construction of metro-connected aisles is a novel construction method in the field of metro engineering, and it is being gradually applied to practical projects at present. However, current research predominantly focuses on the mechanical response of tunnel structures, with insufficient theoretical investigations [...] Read more.
Mechanical construction of metro-connected aisles is a novel construction method in the field of metro engineering, and it is being gradually applied to practical projects at present. However, current research predominantly focuses on the mechanical response of tunnel structures, with insufficient theoretical investigations into ground settlement. To study the ground settlement law caused by the mechanical construction of the metro-connected aisle, the ground settlement was divided into the superposition of settlement caused by the construction of the main shield tunnels and the connected aisle. The modified Peck formula was used to calculate the ground settlement caused by tunnel excavation. Based on the integration of the Mindlin solution, the ground settlement caused by the jacking force of the cutterhead was solved, and the three-dimensional calculation formula for ground settlement was derived. Taking the NO. 1 connected aisle of Shenzhen Metro Line 8 as the research object, the accuracy of the calculation formula was verified through comparative analysis with three-dimensional numerical simulation results and in situ monitoring data, and good agreement was observed. The research results indicate that after the construction of a connected aisle, a wedge-shaped surface appears on the settlement surface at the location of the connected aisle. The surface settlement curve presents a “U”—shaped distribution; as the depth increases, the stratum settlement curve presents a “W”—shaped distribution. The stratum disturbance caused by the connected aisle is more significant in its longitudinal direction than in the transverse direction. The theoretical calculation results show that the maximum surface settlement generated by the construction of the connected aisle is 0.61 mm, accounting for about 15.6% of the total settlement value (3.9 mm), and is far below the control value adopted by Shenzhen Metro. The calculation formula proposed in this article can be used to evaluate the surface settlement caused by the construction of connected aisles. Full article
(This article belongs to the Section Building Structures)
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23 pages, 9651 KB  
Article
Numerical Study on the Mechanical Behavior of Composite Segments Cut by a Shield Cutterhead in Metro Connected Aisles
by Yueqiang Duan, Jinghe Wang, Hui Wu, Maolei Wang, Fa Chang, Boyuan Zhang, Yuxiang Guo and Weiyu Sun
Appl. Sci. 2026, 16(6), 2828; https://doi.org/10.3390/app16062828 - 16 Mar 2026
Viewed by 401
Abstract
The mechanical method has become a new construction method for connected aisles in metro tunnels due to its advantages of fast construction speed, high safety, and minimal ground disturbance. During the tunneling process, the interaction mechanism between the composite segment and the shield [...] Read more.
The mechanical method has become a new construction method for connected aisles in metro tunnels due to its advantages of fast construction speed, high safety, and minimal ground disturbance. During the tunneling process, the interaction mechanism between the composite segment and the shield cutterhead is complex. Taking Shenzhen Metro Line 8 No. 1 Connected Aisle as the research object, a 3D refined model of the shield cutterhead, composite segments and bolt system were built with Abaqus to investigate their dynamic response under cutting. The Drucker–Prager damage model and contact algorithm were introduced to describe the nonlinear behavior of the cutting process. The reliability of the numerical model was verified by concrete cutting tests and on-site Fiber Bragg Grating monitoring, and good agreements were observed. Results show cutterhead cutting first induces circumferential squeezing, then extends longitudinally with a notable time lag, and longitudinal dynamic response is much stronger than transverse. Affected by cutterhead thrust–rotation coupling, cuttable segments have larger displacement with maximum 0.07 mm, forming an asymmetric deformation zone. Ring joint opening follows “a distal attenuation of the opening amount” rule with maximum 0.018 mm, while bolt stress and displacement show “near-end concentration with gradient attenuation”, with longitudinal bolts being more responsive. Mechanical disturbance from small-shield cutting is minimal, with tunnel segment deformation, joint openings, and bolt stress all remaining well below code-specified allowable values. Numerical results show good agreement with field monitoring data of ring joint openings obtained using Fiber Bragg Grating (FBG) sensors, confirming the reliability of the simulation. The results can provide references for structural design and construction parameter optimization of composite segments in a connected aisle. Full article
(This article belongs to the Special Issue Advances in Tunnel Excavation and Underground Construction)
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30 pages, 10747 KB  
Article
Digital Twin Framework for Cutterhead Design and Assembly Process Simulation Optimization for TBM
by Abubakar Sharafat, Waqas Arshad Tanoli, Sung-hoon Yoo and Jongwon Seo
Appl. Sci. 2026, 16(4), 1865; https://doi.org/10.3390/app16041865 - 13 Feb 2026
Cited by 2 | Viewed by 832
Abstract
With the rapid advancement in information technology, the digital twin and smart assembly process simulation have become an integral part of the design and manufacturing of high-precision products. However, conventional Tunnel Boring Machine (TBM) cutterhead design and on-site assembly planning remain largely experience-driven [...] Read more.
With the rapid advancement in information technology, the digital twin and smart assembly process simulation have become an integral part of the design and manufacturing of high-precision products. However, conventional Tunnel Boring Machine (TBM) cutterhead design and on-site assembly planning remain largely experience-driven and fragmented, with limited interoperability between geological characterization, structural verification, and constructability validation. This study proposes a digital twin-driven framework for TBM cutterhead design optimization and assembly process simulation that integrates geology-aware design inputs, BIM-based information modelling, FEM-based structural assessment, and immersive virtual environments within a unified virtual–physical workflow. To ensure consistent data exchange across platforms, an IFC4.3-compliant ontology is established using a non-intrusive property-set (Pset) extension strategy to represent cutterhead components, geological parameters, FEM load cases/results, and assembly tasks. Tunnel-scale stress analysis and cutter–rock interaction modelling are used to define project-representative cutter loading envelopes, which are mapped to a high-fidelity cutterhead FEM model for iterative structural refinement. The optimized configuration is then transferred to a game-engine/VR environment to support full-scale design inspection and assembly rehearsal, followed by manufacturing and field deployment with bidirectional feedback. To validate the proposed framework, an implementation case study of a deep hard-rock tunnelling project is presented where five design iterations were tracked across BIM–FEM–VR and nine constructability issues detected and resolved prior to assembly. The results indicate that the proposed digital twin approach strengthens traceability from geology to loading to structural response, reduces localized stress concentration at critical interfaces, and improves assembly readiness for complex tunnelling projects. Full article
(This article belongs to the Special Issue Surface and Underground Mining Technology and Sustainability)
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25 pages, 8238 KB  
Article
A TCN–BiLSTM–Logarithmic Attention Hybrid Model for Predicting TBM Cutterhead Torque in Excavation
by Jinliang Li, Sulong Liu, Bin Liu, Xing Huang and Bin Song
Appl. Sci. 2026, 16(3), 1425; https://doi.org/10.3390/app16031425 - 30 Jan 2026
Cited by 1 | Viewed by 439
Abstract
To enhance intelligent decision-making for tunneling operations in complex geological conditions, this study proposes a high-precision prediction method for TBM cutterhead torque using engineering data from the west return-air roadway of the Shoushan No. 1 Mine in Pingdingshan, Henan (China). A multisource dataset [...] Read more.
To enhance intelligent decision-making for tunneling operations in complex geological conditions, this study proposes a high-precision prediction method for TBM cutterhead torque using engineering data from the west return-air roadway of the Shoushan No. 1 Mine in Pingdingshan, Henan (China). A multisource dataset integrating geological exploration data, TBM electro-hydraulic parameters, and surrounding rock–TBM interaction indicators was constructed and preprocessed through outlier removal, interpolation restoration, and Savitzky–Golay filtering to extract high-quality steady-state features. To capture the mechanical properties of composite strata, the equivalent strength parameter of composite strata and an integrity-classification index were introduced as key predictors. Based on these inputs, a hybrid TCN–BiLSTM–Logarithmic Attention model was developed to jointly extract local temporal patterns, model global dependencies, and emphasize critical operating responses. Testing results show that the proposed model consistently outperforms TCN, BiLSTM, and TCN-BiLSTM baselines under intact, transitional, and fractured rock conditions. It achieves an RMSE (19.85) and MAPE (3.72%) in intact strata, while in fractured strata RMSE (29.55) and MAPE (10.82%) are reduced by 23.5% and 22.7% relative to TCN. Performance in transitional strata is likewise superior. Overall, the TCN–BiLSTM–Logarithmic Attention model demonstrates the highest prediction accuracy across intact, transitional, and fractured strata; effectively captures the mechanical characteristics of composite formations; and achieves robust and high-precision prediction of TBM cutterhead torque in complex geological environments. Full article
(This article belongs to the Special Issue Tunnel Construction and Underground Engineering)
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25 pages, 7220 KB  
Article
Effects of Conditioning Agents on the Undrained Shear Response and Pore-Scale Behavior of Sand for EPB Shield Tunneling
by Lu Wang, Jiannan Hu, Wei Zhu and Fanlu Min
Appl. Sci. 2026, 16(1), 531; https://doi.org/10.3390/app16010531 - 5 Jan 2026
Viewed by 530
Abstract
Efficient soil conditioning is critical for controlling the mechanical behavior of sandy muck in earth pressure balance (EPB) shield tunneling. This study investigates the undrained shear response of sand conditioned with slurry, a newly developed bubble–slurry, and foam under vertical stresses of 0–300 [...] Read more.
Efficient soil conditioning is critical for controlling the mechanical behavior of sandy muck in earth pressure balance (EPB) shield tunneling. This study investigates the undrained shear response of sand conditioned with slurry, a newly developed bubble–slurry, and foam under vertical stresses of 0–300 kPa, considering different injection ratios and shear rates. Under atmospheric pressure, conditioning reduces both peak and residual shear strengths by more than 90% compared with untreated sand. Foam- and bubble–slurry-conditioned sands show stable strength within 6 h; after 24 h, peak strength increases from 0.39 to 4.67 kPa for foam-conditioned sand but only from 0.67 to 0.84 kPa for bubble–slurry-conditioned sand. Shear strength increases nearly linearly with shear rate, especially for residual strength. Pore-scale mechanisms were interpreted by considering bubble proportion and size, pore-fluid rheology, and surface tension. Rheology governs whether dynamic or viscous resistance dominates at different shear rates, while surface tension influences stress transmission through bubble stability and interparticle lubrication. The void ratio range of e/emax = 1.00–1.36 was identified as achieving low shear strength and good flowability. Field application in Jinan Metro Line R2 confirmed that combined conditioning (25% foam + 13% slurry) reduced cutterhead torque by about 37% without spewing. Full article
(This article belongs to the Section Civil Engineering)
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28 pages, 5554 KB  
Article
Displacement Response Characteristics and Instability Risk Assessment of Excavation Face in Deep-Buried Shield Tunnel
by Chenyang Zhu, Xin Huang, Chong Xu, Guangyi Yan, Jiaqi Guo and Qi Liang
Buildings 2025, 15(14), 2561; https://doi.org/10.3390/buildings15142561 - 20 Jul 2025
Cited by 2 | Viewed by 1145
Abstract
To prevent the occurrence of excavation face instability incidents during shield tunneling, this study takes the Bailuyuan tunnel of the ‘Hanjiang-to-Weihe River Water Diversion Project’ as the engineering background. A three-dimensional discrete element method simulation was employed to analyze the tunneling process, revealing [...] Read more.
To prevent the occurrence of excavation face instability incidents during shield tunneling, this study takes the Bailuyuan tunnel of the ‘Hanjiang-to-Weihe River Water Diversion Project’ as the engineering background. A three-dimensional discrete element method simulation was employed to analyze the tunneling process, revealing the displacement response of the excavation face to various tunneling parameters. This led to the development of a risk assessment method that considers both tunneling parameters and geological conditions for deep-buried shield tunnels. The above method effectively overcomes the limitations of finite element method (FEM) studies on shield tunneling parameters and, combined with the Analytic Hierarchy Process (AHP), enables rapid tunnel analysis and assessment. The results demonstrate that the displacement of the excavation face in shield tunnel engineering is significantly influenced by factors such as the chamber earth pressure ratio, cutterhead opening rate, cutterhead rotation speed, and tunneling speed. Specifically, variations in the chamber earth pressure ratio have the greatest impact on horizontal displacement, occurring predominantly near the upper center of the tunnel. As the chamber earth pressure ratio decreases, horizontal displacement increases sharply from 12.9 mm to 267.3 mm. Conversely, an increase in the cutterhead opening rate leads to displacement that first rises gradually and then rapidly, from 32.1 mm to 121.1 mm. A weighted index assessment model based on AHP yields a risk level of Grade II, whereas methods from other scholars result in Grade III. By implementing measures such as adjusting the grouting range, cutterhead rotation speed, and tunneling speed, field applications confirm that the risk level remains within acceptable limits, thereby verifying the feasibility of the constructed assessment method. Construction site strategies are proposed, including maintaining a chamber earth pressure ratio greater than 1, tunneling speed not exceeding 30 mm/min, cutterhead rotation speed not exceeding 1.5 rpm, and a synchronous grouting range of 0.15 m. Following implementation, the tunnel construction successfully passed the high-risk section without any incidents. This research offers a decision-making framework for shield TBM operation safety in complex geological environments. Full article
(This article belongs to the Section Building Structures)
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20 pages, 16736 KB  
Article
Numerical Simulation of Mechanical Response of Tunnel Breakage in the Construction of Cross Passages by Mechanical Excavation Method Using Flat-Face Cutterhead
by Bingyi Li, Xianghong Li and Songyu Liu
Appl. Sci. 2025, 15(4), 2153; https://doi.org/10.3390/app15042153 - 18 Feb 2025
Cited by 1 | Viewed by 1459
Abstract
Mechanical construction has gradually been applied in cross passages of metro lines, but more mechanical mechanisms should be revealed. The section between Jingrong Street Station and Kunjia Road Station in Suzhou Metro Line 11 adopts a mechanical construction method to construct a cross [...] Read more.
Mechanical construction has gradually been applied in cross passages of metro lines, but more mechanical mechanisms should be revealed. The section between Jingrong Street Station and Kunjia Road Station in Suzhou Metro Line 11 adopts a mechanical construction method to construct a cross passage. A novel flat-face cutterhead, which is different from curved cutter head is first used to cut and break the main tunnel in construction of cross passage. Based on the background of practical engineering, the finite element method was applied to simulate the breaking process of the main tunnel to explore the dynamic variation in the mechanical response of the segments cut by the flat-face cutterhead. The results indicate that the maximum vertical displacement caused by cutting mainly concentrates on the top of the fully cut rings. The maximum horizontal displacement occurs at the waist on the side of the tunnel portal in the semi-cut rings. The axial force level inside both types of segment rings reaches its peak after the tunnel is formed. The maximum axial force exists at the bottom and top of the fully cut ring and semi-cut ring, respectively. The change in the displacement around the portal is not substantial before the third stage, and it begins to increase significantly from the moment the concrete at the portal is penetrated. The existence of the pre-support system effectively controls the displacement of the third and fourth fully cut rings. Emphasis should be placed on reinforcing the soil near the top and waist of the second to fifth rings. The findings demonstrate that the application of flat-face cutterhead in mechanical construction of cross passages is safe, reliable, and efficient, and can provide valuable suggestions for further cutting parameters and soil reinforcement as well. Full article
(This article belongs to the Section Civil Engineering)
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19 pages, 7266 KB  
Article
Design and Experimental Study of a Bi-Directional Rotating Stubble-Cutting No-Tillage Planter
by Huibin Zhu, Xian Wu, Cheng Qian, Lizhen Bai, Shiao Ma, Haoran Zhao, Xu Zhang and Hui Li
Agriculture 2022, 12(10), 1637; https://doi.org/10.3390/agriculture12101637 - 8 Oct 2022
Cited by 16 | Viewed by 3617
Abstract
In view of the problem of a large amount of stubble and straw in Southwest China, it is difficult to carry out no-tillage sowing operations. Based on the principle of supported cutting, a bi-directional rotating stubble-cutting no-tillage planter was designed. According to the [...] Read more.
In view of the problem of a large amount of stubble and straw in Southwest China, it is difficult to carry out no-tillage sowing operations. Based on the principle of supported cutting, a bi-directional rotating stubble-cutting no-tillage planter was designed. According to the extracted left and right mouth contours of Batocera horsfieldi (Hope), the blade curve of a bi-directional rotating cutterhead was designed. The discrete element models were established regarding ‘bi-directional rotating disc cutter, straw and soil’, ‘fertilizer apparatus and fertilizer’, and ‘opener and soil’ in the Extended-Domain-Eigenfunction Method (EDEM) software. The optimal working parameters were analyzed using a quadratic regression orthogonal rotation test and response surface methodology. Accordingly, the prototype was manufactured and the field performance test was carried out. The best working parameters of the machine were as follows: the forward speed of the machine was 0.9 m·s−1, the cutter spacing was 60 mm, the forward speed was 150 r·min−1, and the reverse speed was 313 r·min−1. The field experiment results showed that the average cutting rate of corn straw was 95.72% using the anti-blocking device when the straw mulching amount was 1.63 kg·m−2. The average sowing depth was 5.4 cm, the average fertilization depth was 10.1 cm, and the average seed–fertilizer spacing was 4.7 cm. The qualified rates of sowing depth, fertilization depth, and spacing were 88.89%, 100%, and 100%, respectively. The designed bi-directional rotating stubble-cutting no-tillage planter can meet the requirements of no-tillage sowing in Southwest China. This study can provide reference for the design and improvement of no-tillage planters under the conditions of a large amount of stubble and straw. Full article
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19 pages, 5471 KB  
Article
Parameter Optimization and Testing of a Self-Propelled Combine Cabbage Harvester
by Jianfei Zhang, Guangqiao Cao, Yue Jin, Wenyu Tong, Ying Zhao and Zhiyu Song
Agriculture 2022, 12(10), 1610; https://doi.org/10.3390/agriculture12101610 - 4 Oct 2022
Cited by 19 | Viewed by 3731
Abstract
On account of a lack of suitable and specialized harvesting equipment for cabbage species and planting modes in China, in this study, a type of 4GCSD-1200 type cabbage harvester was designed to further optimize the working performance of the cabbage harvester. First, the [...] Read more.
On account of a lack of suitable and specialized harvesting equipment for cabbage species and planting modes in China, in this study, a type of 4GCSD-1200 type cabbage harvester was designed to further optimize the working performance of the cabbage harvester. First, the structure and working principles of the harvester were introduced, and the cabbage harvesting process was analyzed. Based on the test method and theoretical analysis, a single-factor test was carried out on the main working parameters of the sample machine, the advancing speed, rotating speed of the pulling roller, rotating speed of the conveyor belt, and the cutter-head were taken as independent variables, and the qualifying rate of cabbage harvesting was taken as the response value. According to the Box–Behnken test design principles, a four-factor three-level response surface analysis was adopted to establish a mathematical model between all test factors and the qualifying rate of cabbage harvesting, then all test factors and their interaction effects were analyzed. The test results showed that the optimal working parameters of the harvester were: the advancing speed was 1.1 km/h, the rotating speed of the pulling roller was 90 r/min, the rotating speed of the conveyor belt was 205 r/min, and the rotating speed of the cutter-head was 395 r/min. The verification test results showed that the qualifying rate of cabbage harvesting was 96.3%, showing a good harvesting effect, with uniformly cut notches and a low damage rate. The test indicates that by optimizing the working parameters, the damage during the mechanized harvesting of cabbage can be reduced and the qualifying rate of harvesting can be improved; the working effect could, therefore, satisfy the requirements of market harvesting. Full article
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