Abstract
Sasa–Satsuma (SS)-type integrable matrix modified Korteweg–de Vries (mKdV) equations are derived from two group constraints, involving the replacement of the spectral matrix in the Ablowitz–Kaup–Newell–Segur matrix eigenproblems with its matrix transpose and its Hermitian transpose. Using the Lax pairs and dual Lax pairs of matrix eigenproblems as a foundation, binary Darboux transformations are constructed. These transformations, initiated with a zero seed solution, facilitate the generation of soliton solutions for the SS-type integrable matrix mKdV equations presented.
Keywords:
soliton hierarchy; lax pair; group constraints; darboux transformations; soliton solutions MSC:
35Q55; 37K15; 37K40
1. Introduction
Soliton theory represents a dynamic area within mathematical physics, offering diverse methods for solving nonlinear integrable equations. Key approaches include the Hirota direct approach, the inverse scattering technique, Darboux transformations (DT), the Riemann–Hilbert approach, Lie symmetry analysis, and Painlevé singularity confinement analysis [1,2,3]. Integral to these methods is the concept of an integrable equation, which is linked to two matrix eigenproblems known as a Lax pair. A binary Darboux transformation (DT) is derived from both a Lax pair and its adjoint, termed the dual Lax pair, which are equivalent representations of the same integrable equation [4,5]. Matrix eigenproblems play a crucial role not only in constructing DTs and binary DTs, but also in designing inverse scattering transforms and Riemann–Hilbert problems [1,2,3].
In the framework of (1+1)-dimensional integrable equations, where t and x are independent variables and represents a column vector of unknown variables, spatial and temporal matrix eigenproblems are defined as follows:
and
where i denotes the imaginary unit, is a column eigenfunction, and and are square spectral matrices depending on p and the spectral parameter z. The consistency condition of these eigenproblems yields an integrable evolution equation
through the flatness condition
where denotes the matrix bracket. Flatness equations are known for their elegant algebraic structures, ensuring the existence of a limitless array of symmetries for the considered nonlinear integrable model [6]. Obviously, the dual Lax pair of the matrix eigenproblems, defined as
and
where is a row eigenfunction, results in an identical flatness condition (4) without generating any extra conditions. All of the Lax pair of eigenproblems and the dual Lax pair eigenproblems are utilized in our discussion to formulate binary DTs.
Based on a Lax pair and its adjoint in eigenproblems, a binary DT is constructed for an integrable equation under examination, expressed as
where . This transformation ensures that and solve new matrix eigenproblems as follows:
and their adjoint counterparts as follows:
in which the updated Lax pair matrices read as follows:
and
defines a Bäcklund transformation. For the binary DT formulation, the Darboux matrices and must satisfy
and
The Equations (8) and (9) ensure that the novel Lax pair, and , satisfy the identical flatness condition (4), where p is replaced by . Moreover, represents a novel solution to the original integrable model if p does. Hence, (11) provides a Bäcklund transformation of the given integrable model. It is well documented that Darboux transformations and binary DTs have been extensively studied for single- and multi-component integrable equations [4,7,8,9,10,11,12,13,14]. However, research in non-commutative cases, including matrix integrable equations, remains relatively sparse despite notable contributions [15,16,17].
It is widely recognized that integrable reductions can generate reduced integrable equations under certain conditions, particularly when specific group constraints are applied to the spectral matrix . One common class of such reductions is expressed as follows:
where † denotes the Hermitian transpose, * represents the complex conjugate, and is a constant Hermitian non-singular matrix (see, e.g., [18,19,20]). This reduction involves replacing the parameter z with and is effective for either nonlinear Schrödinger (NLS) or modified Korteweg–de Vries (mKdV)-type integrable models. A second class of integrable reductions specific to mKdV-type equations involves replacing z with its negative counterpart in given matrix eigenproblems as follows:
where T denotes the transpose of a matrix and is a constant symmetric non-singular matrix. This reduction is effective for mKdV-type equations but is not applicable to NLS-type equations [20]. Other substitutions such as and lead to nonlocal integrable reductions, often accompanied by reflections of the independent variables , , or . These transformations are notable for their role in generating distinct forms of integrable reductions across different classes of nonlinear equations.
In this paper, we aim to explore two kinds of integrable reductions, (14) and (15), simultaneously applied to construct Sasa–Satsuma (SS)-type integrable matrix mKdV equations. Our approach will utilize matrix Ablowitz–Kaup–Newell–Segur (AKNS) eigenproblems of an arbitrary order as the foundational framework. The primary objective is to derive binary DTs for the resultant integrable matrix mKdV models. These binary DTs will demonstrate an N-fold decomposition property, particularly when the eigenvalues and dual eigenvalues differ from each other in the regular case. Starting from the zero seed solution, the derived binary DTs will be employed to compute soliton solutions specific to the SS-type integrable matrix mKdV models. The paper will conclude with a summary in the Section 5, accompanied by pertinent concluding remarks on the significance and implications of the findings.
2. SS-Type Integrable Matrix mKdV Models
2.1. The Integrable Matrix AKNS Hierarchy Revisited
Let us revisit the procedure for constructing the hierarchy of integrable matrix AKNS equations. Assume are two integers, z represents the spectral parameter, denotes the identity matrix (), and are two matrix potentials:
The local integrable matrix AKNS hierarchy originates from the matrix AKNS eigenproblems characterized by the matrix potentials
whose Lax pair reads
with defined by
Here, , and are pairs of distinct arbitrary real numbers. In addition, the other two th-order matrices are determined as follows:
referred to as the potential matrix, and
where four sequences of differential polynomial matrices, , and , are determined in a recursive fashion by
with It is required that the constants of integration vanish, i.e., ), in order to uniquely determine the differential polynomial matrices For instance, using this approach, one can present
and
It is evident that for , the matrix eigenproblems described in (17) simplify to the case of multiple components. Specifically, when a set of potentials and are nonzero for the matrix eigenproblems in (17) transform into the standard AKNS eigenproblems outlined in [21].
For any given pair of natural numbers m and n, the consistency conditions of the matrix eigenproblems defined in (17), represented by the flatness conditions
generate a local hierarchy of integrable matrix AKNS equations
Based on the trace variational identity [22] and the Lax operator algebra formulation, it can be readily demonstrated that (27) forms a series of local commuting models. Every member in the hierarchy possesses a bi-Hamiltonian formulation, indicating the presence of infinitely many commuting conserved quantities.
2.2. AKNS Integrable Matrix mKdV Models
The AKNS integrable matrix mKdV equation models can be expressed as
in which the two matrix potentials, r and s, are given by (16). These equations correspond to the following spectral matrices:
where and are given by (19) and (20), A is defined by (21), and is expressed in terms of A as
with .
If and , the AKNS integrable matrix mKdV equations reduce to
For and , the equations become
with . And for and , the equations are
with . These equations are all Liouville integrable and exhibit symmetry under the reflection about the origin .
2.3. SS-Type Integrable Matrix AKNS Equations
Let us now construct integrable reductions from the general integrable matrix AKNS Equation (27).
We choose two constant non-singular Hermitian matrices and another two constant non-singular symmetric matrices , and we then define two local reductions for the initial spectral matrix given in (29) as follows:
and
in which two constant square matrices, and , are determined by
and
These two group constraints precisely require
and
which lead equivalently to the following potential reductions:
and
respectively. Therefore, we need a restriction for r as follows:
due to taking a pair of group constraints simultaneously.
We observe that the reductions in Equations (34) and (35) lead to the following transformations:
and
where . Here, is defined as in (18) and is determined through (22).
As a result of reductions (40) and (41), the integrable matrix AKNS equations described in (27) with lead to a series of SS-type integrable matrix AKNS equations:
where satisfies (42). Here, and are arbitrarily non-singular Hermitian matrices of sizes m and n, respectively, and and are arbitrarily non-singular symmetric matrices of sizes m and n. Each member in the hierarchy (45) possesses a Lax pair derived from the reduced matrix eigenproblems defined in (17) with . Furthermore, these equations exhibit infinitely many local commuting conserved quantities and symmetries, inherited from those of the integrable matrix AKNS equations defined in (27) with under the two reductions.
2.4. SS-Type Integrable mKdV Equations
Let us focus on the case where , which corresponds to . In this context, the reduced integrable matrix AKNS equation from (45) specifically becomes
where the matrix potential r needs to satisfy (42). This equation is known as the SS-type integrable matrix mKdV equation.
Based on the provided choices and calculations, let us illustrate the derivation and the resulting SS-type integrable mKdV equation.
If we take and , and choose
with two real constants and subject to . Then, the potential restriction (42) yields
and, furthermore, the potential matrix A satisfying (42) becomes
Thus, the corresponding SS-type integrable mKdV equation reads
with . Obviously, for , this equation precisely matches the SS mKdV equation, as referenced in the literature [23]. The equation allows for higher-order soliton solutions through its generalized Darboux transformation, as discussed in further studies [24].
If we still take and , but choose
in which and are two real constanst subject to the condition , then, the potential restriction (42) still leads to the relation (48), but the potential matrix A satisfying (42) becomes
Therefore, the corresponding SS-type integrable mKdV equation gives
with . Clearly, these mathematical forms are different from the ones previously presented in (50).
Now, if we take and , and choose
in which and are real constants subject to the condition , then the potential restriction (42) engenders
and, furthermore, the potential matrix A satisfying (42) becomes
This allows us to generate the following two-component SS-type integrable mKdV equation:
with the real constants subject to . The long-time asymptotics of the equation associated with have been studied via the nonlinear Deift–Zhou steepest descent technique in [25,26].
Following the same approach as in the previous example, we can derive another two-component SS-type integrable mKdV equation as follows:
with the real constants subject to . This example is different from the previous one in (57).
Similarly, we can derive two N-component SS-type integrable mKdV equations. The equations for the three-component case are as follows:
with the real constants subject to , and
with the real constants subject to , The equation defined by (59) with , has been investigated by the Riemann–Hilbert method in [27]. Additionally, the equations defined by (60) are entirely novel.
Some of the aforementioned examples have also been addressed and solved using corresponding Riemann–Hilbert problems in [28]. Certainly, there are numerous other intriguing examples, such as those discussed in [13,29], where different choices of non-singular Hermitian matrices and non-singular symmetric matrices were taken.
3. Binary Darboux Transformations
3.1. Distribution of Eigenvalues
Observe that the local reduction in (34) (or (35)) ensures that z is an eigenvalue of the matrix eigenproblems in (17) if (or ) is a dual eigenvalue. Specifically, it solves the adjoint counterparts of the matrix eigenproblems:
where with . Therefore, eigenvalues exhibit the following patterns: , and dual eigenvalues have a corresponding pattern: (or ), where and .
3.2. Darboux Matrices
We aim to establish a general framework for Darboux matrices, where the chosen eigenvalues and their adjoints are potentially equal to each other.
Assume that are two natural numbers such that . First, we take a set of eigenvalues as follows:
and another set of dual eigenvalues as follows:
where and . Two groups of the corresponding eigenfunctions and dual eigenfunctions are determined by
and
For simplicity, we introduce
and
Then, the equations for the eigenfunctions read
and
where the four square matrices , and are given by (19), (20), (21), and (30), respectively.
To establish a general framework for Darboux matrices, where the chosen eigenvalues and their adjoints may coincide, we introduce an matrix , whose elements are given by
Here, the matrix includes a novel type of elements in the case of for a pair , which will be specified later. This generalization extends beyond the traditional cases found in the literature (see, e.g., [3,30,31]). Such novel matrices arise particularly in the formulation of soliton solutions for nonlocal integrable equations.
If is non-singular, let us define the following two Darboux matrices:
Through partial fractional decomposition, these two Darboux matrices can be expressed concisely. It is important to note that the partial fractional decomposition yields
where one assumes
and
Therefore, the two Darboux matrices can be expressed concisely as follows:
where we denote
Now, we introduce
It then follows that
which implies that
Finally, we can derive two fundamental properties for the resulting Darboux matrices and as follows:
- (i)
- A spectral characteristic identityis satisfied.
- (ii)
- When an orthogonalityholds, we achieve and so, and solveThis implies that when all eigenvalues , , are situated in the upper right quadrant of the complex plane, and yield a solution to a reflectionless Riemann–Hilbert problem.
3.3. Binary Darboux Transformations
To construct binary DTs, it is essential to examine the dependence of the -matrix on t and x. Note that the condition
with guarantees the following spatial derivative formula:
and, moreover, the condition
with and being worked out as follows:
which guarantees the following temporal derivative formula:
Given the defined pattern of eigenvalues and dual eigenvalues in (61) and (62), let us consider
and
In this way, it becomes evident that satisfies the required involution properties as follows:
where and are defined by (36) and (37), and satisfies the two group constraints in (34) and (35).
All of the analyses above enable us to formulate a comprehensive framework for binary DTs as outlined below.
Theorem 1.
Let Σ, Δ, and be given by (19), (20), and (84), and let the dual eigenvalues be chosen as in (62) and the corresponding dual eigenfunctions be specified through (86) and (87). Assume that and are presented by (70) and (76). Then, the conditions in (79), (81), and (83) guarantee a binary DT as follows:
with a Bäcklund transformation
for the SS-type integrable matrix mKdV equation (46).
3.4. N-Fold Decomposition Feature
Next, we would like to demonstrate an N-fold decomposition property for the established binary DT in the traditional case, focusing from the fact that the intersection of and is empty.
To proceed, let us establish two groups of novel binary Darboux matrices using a single pair of eigenvalues and dual eigenvalues recursively as follows:
Here, N pairs of new eigenfunctions and dual eigenfunctions are given by
with
At this moment, a straightforward computation can confirm the following N-fold decomposition:
where and , , are defined by (96).
4. Soliton Solutions
We focus on the dual eigenvalues defined previously as in (62). By considering the zero seed solution , which implies the zero potential matrix due to the two group constraints, we can readily determine the corresponding eigenfunctions and dual eigenfunctions
where , , denote constant column vectors. Those choices in (86) and (87) result in the conditions on the constant vectors as follows:
where * stands for the complex conjugate of a matrix. t is important to note that the purpose of all these conditions is to satisfy the group constraints in (38) and (39).
The three orthogonal conditions in (92) can be expressed as follows:
with and , , and being defined by (19), (20), and (36), respectively.
It is worth noting that the case where occurs only when for . Given that and are different from and , respectively, the three conditions outlined in (103) equivalently yield
where we assume . Here, and denote column vectors of dimensions m and n, respectively. These conditions ensure the orthogonality restrictions, which can also be represented using the non-singular matrix .
Now, following the binary DT theory presented in the previous theorem, we define a new potential matrix as follows:
This formula leads to a class of soliton solutions for the following SS-type integrable matrix mKdV Equation (46):
where we split , as we did for before, and . Here, and denote row vectors of dimensions m and n, respectively.
Finally, we conclude that by selecting as in (102) and satisfying the conditions in (104), Formula (106), along with (69), (100), and (101), yields a matrix potential r satisfying (42). Consequently, these provide the required soliton solutions for the SS-type integrable matrix mKdV equations (46). Such soliton solutions complement those obtained in [32].
5. Concluding Remarks
The paper explores Sasa–Satsuma (SS)-type integrable matrix mKdV equations through two local group constraints applied to the matrix AKNS eigenvalue problem of general order. It establishes a general framework for binary Darboux transformations (DTs) applicable to the derived SS-type integrable matrix mKdV equations, leveraging the associated Lax pair and dual Lax pair of matrix eigenproblems. These binary DTs are then employed to formuate soliton solutions for the SS-type integrable matrix mKdV equations, expanding upon the binary DT theory developed for reduced integrable mKdV equations [32,33].
The crucial aspect of our analysis involves applying both local group constraints simultaneously to derive reduced integrable equations, which forms the foundation for the SS mKdV equation. In constructing binary DTs, we utilize a generalized -matrix where adopted eigenvalues and dual eigenvalues can coincide. This extension of the -matrix is inspired by a comprehensive exploration of Riemann–Hilbert problems in the context of nonlocal integrable equations. The framework for binary DTs presented here is applicable to both local and nonlocal integrable equations (see, for example, [34,35,36,37] for nonlocal cases). It is noteworthy that Darboux matrices involving higher order singularities can be generated by introducing repeated eigenvalues or dual eigenvalues, while generalized DTs can be constructed by differentiating with respect to eigenvalues or dual eigenvalues.
We emphasize that the discussed group symmetric reductions for matrix AKNS eigenproblems, involving transformations and , constitute two fundamental classes producing reduced local integrable equations. Exploring the simultaneous adoption of these two reductions for other matrix eigenproblems could yield diverse forms of reduced local integrable equations, which presents an intriguing avenue for future research. In the realm of DTs, there are numerous intriguing challenges. For instance, how can DTs be effectively employed to generate additional types of exact and explicit solutions such as for instance, breather and rogue wave solutions and lump wave solutions? Another important question is the formulation of binary DTs for reduced integrable couplings linked to non-semisimple Lie algebras. Furthermore, it is crucial to explore the connections between binary DT theories and other robust solution techniques, including the inverse scattering approach, the Hirota direct method, and the Riemann–Hilbert technique (see, e.g., [38,39,40]). Understanding these connections could lead to deeper insights and broader applications in the field of integrability research, particularly on multi-compoenent integrable models (see, e.g., [41,42]).
Funding
The work was supported in part by the Ministry of Science and Technology of China (G2021016032L and G2023016011L), and NSFC under the grants 12271488 and 11975145, and the Natural Science Foundation for Colleges and Universities in Jiangsu Province (17 KJB 110020).
Data Availability Statement
All data generated or analyzed during this study are included in this published article.
Acknowledgments
The author would also like to thank Alle Adjiri, Yushan Bai, Li Cheng, Jingwei He, Solomon Manukure, Morgan McAnally, and Yi Zhang for their valuable discussions.
Conflicts of Interest
The authors declare no conflicts of interest.
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