Abstract
The present paper deals with two of the most significant behaviors in the theory of dynamical systems: the uniform exponential dichotomy and the uniform polynomial dichotomy for evolution operators in Banach spaces. Assuming that the evolution operator has uniform exponential growth, respectively uniform polynomial growth, we give some characterizations for the uniform exponential dichotomy, respectively for the uniform polynomial dichotomy. The proof techniques that we use for the polynomial case are new. In addition, connections between the concepts approached are established.
MSC:
34D05; 34D09
1. Introduction
The qualitative theory of evolution equations in Banach spaces represents a topic of great interest in the last few years. One of the most important behaviors in the theory of dynamical systems is the exponential dichotomy. For an evolution equation on a Banach space, the exponential dichotomy refers to the existence of a projections family denoted by that leads to a decomposition of the space, at every moment, into a direct sum of a stable subspace where the norms decay exponentially as and an unstable subspace where the norms grow exponentially as
The exponential dichotomy was studied by Perron [1] and which has gained prominence since the appearance of two fundamental monographs of J. L. Massera and J. J. Schäffer [2], J. L. Daleckii and M. G. Krein [3]. These were followed by the important books of Coppel [4], Chicone and Latushkin [5], who obtained significant results in the infinite dimensional spaces.
In recent years, according to Sacker and Sell [6] research, the theory of exponential dichotomy has proven to be a useful method for studying the stable, unstable and center manifolds, perturbation theories, bifurcation theory, linearization theories, homoclinic behavior and many other domains. This asymptotic property was intensively studied in both finite and infinite dimensional cases, and it was generalized in many papers (see [7,8,9,10,11,12,13] and the references therein).
Another direction of studying the dichotomic behavior refers to the situation when the asymptotic behaviors are of a polynomial type. In this case, we stress the concepts of nonuniform polynomial dichotomy, which were introduced independently by Barreira and Valls in [14] for the continuous case of evolution operators and respectively by Bento and Silva in [15] for discrete time systems.
Another line of research regarding the topics on dichotomies is represented by the relationship between dichotomy and admissibility. There are many papers which present different input—output techniques used in order to characterize both exponential and polynomial dichotomy. The most recent results in this direction were obtained by Dragicevic, Sasu and Sasu ([16,17]) who gave some new admissibility criteria for polynomial dichotomies of discrete nonautonomous systems on the half-line.
Our work is motivated by the great number of domains that are based on the theory of exponential and polynomial dichotomy: impulsive equations [18], delay evolution equations [19], discrete dynamical systems [20], and dynamical equations on time scales [21].
The main aim of this paper is to give some necessary and sufficient conditions for the uniform exponential dichotomy and for the uniform polynomial dichotomy of evolution operators in Banach spaces. More precisely, considering an evolution operator with uniform exponential growth respectively uniform polynomial growth and a family of projections invariant to the evolution operator, we obtain different characterizations of Datko type for both concepts, as well as characterizations that use Lyapunov function in order to describe a dichotomic behavior. Moreover, we give a new method of proving the polynomial behavior, and we establish connections between concepts.
2. Notations and Definitions
Let X be a real or complex Banach space and the Banach algebra of all bounded linear operators acting on X. The norms on X and on will be denoted by . The identity operator on X is denoted by I. We also denote by
Definition 1.
An application is said to be an evolution operator on X if
- for every
- for all
Definition 2.
An evolution operator is said to be strongly measurable if, for all , the mapping is measurable on .
Definition 3.
An application is said to be a projection family on X if , for all .
Remark 1.
If is a projection family on X, then the mapping is also a projection family on X, which is called the complementary projection of P.
Definition 4.
A projection family is said to be invariant to the evolution operator if
for all
In what follows, if is an invariant projection family to the evolution operator , we will say that is a dichotomic pair.
Definition 5.
The pair is called uniformly exponentially dichotomic (u.e.d.) if there are and such that:
for all
Remark 2.
Let be a dichotomic pair. Then, is uniformly exponentially dichotomic if and only if there are and such that:
for all
Definition 6.
We say that the dichotomic pair has uniform exponential growth (u.e.g.) if there are and such that:
for all
Remark 3.
The dichotomic pair has uniform exponential growth if and only if there are and such that:
for all
Definition 7.
The pair is called uniformly polynomially dichotomic (u.p.d.) if there are and such that:
- ,
for all
Remark 4.
Let be a dichotomic pair. Then, is uniformly polynomially dichotomic if and only if there are and such that:
- ,
for all
Definition 8.
We say that the dichotomic pair has uniform polynomial growth (u.p.g.) if there are and such that:
for all
Remark 5.
The dichotomic pair has uniform polynomial growth if and only if there are and such that:
for all
Definition 9.
The pair is called uniformly dichotomic (u.d.) if there exists such that:
for all
Remark 6.
The connections between the concepts defined above are given by the following diagram:
In general, the converse implications are not true, as it can be seen in the examples described below. We consider and the projections families defined by and , for all and
Example 1.
Let us consider the evolution operator
where .
Then, has u.p.g., but it is not u.p.d.
Proof.
It is easy to see that the pair has u.p.g. for . In addition, if we suppose that is u.p.d., it results that there exist and such that and are satisfied for all . In particular, for and , we obtain , absurd. □
Example 2.
We consider the application and the evolution operator
Then, the pair has u.e.g., but it does not have u.p.g., and it is not u.e.d.
Proof.
It is similar to the proof of Example 1. □
Remark 7.
An example of a dichotomic pair which is u.p.d., but it is not u.e.d. can be found in [22].
3. Uniform Exponential Dichotomy
In this section, we give some characterizations for the uniform exponential dichotomy behavior. The first theorem includes a logarithmic criterion, a majorization criterion and a criterion of Hai ([23]) type. Then, we give three integral characterizations of the Datko ([24]) type and three necessary and sufficient conditions which use Lyapunov functions.
Theorem 1.
Let be a dichotomic pair with uniform exponential growth. Then, the following assertions are equivalent:
- (1)
- is uniformly exponentially dichotomic.
- (2)
- there exists such that:
- ,
for all - (3)
- there are and a nondecreasing application, with and such that:
- ,
for all - (4)
- there are and such that:
- ,
for all
Proof.
For see [8].
Moreover,
We obtain
It is immediate by taking
We suppose that there are and , a strictly nondecreasing and bijective application with such that the relations () and () are satisfied for all
Let with and
Then, we have
so () is satisfied, respectively
so () is also proved.
We suppose that there are and such that () and () are satisfied for all
For (), see [8].
Now, let Then, there are and with
We obtain
where and , so () is also proved.
It follows that is uniformly exponentially dichotomic, so the proof is complete. □
Remark 8.
Another version of a majorizarion criterion for the uniform exponential dichotomy can be found in [25].
Theorem 2.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform exponential growth. Then, the following statements are equivalent:
- is uniformly exponentially dichotomic.
- there are and with
- for all
- for all
- there exists with
- for all
- for all
Proof.
. It is a simple verification.
. It is immediate.
. See [11]. □
Corollary 1.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform exponential growth. Then, is uniformly exponentially dichotomic if and only if there are and such that:
- for all
- for all
Proof.
It follows immediately from Theorem 2. □
Theorem 3.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform exponential growth. Then, is uniformly exponentially dichotomic if and only if there are and with the following properties:
- for all
- for all
- ,for all
Proof.
Necessity. It follows from Theorem 2 by taking the function defined by
Sufficiency. If there exists a function with the properties , then
for all For , we obtain
for all In addition,
for all For , we obtain
for all □
Another characterization of Datko type is given by
Theorem 4.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform exponential growth. The following assertions are equivalent:
- is uniformly exponentially dichotomic;
- there are and with
- for all
- for all
- there exists with
- for all
- for all
Proof.
. It follows after a simple computation, by taking .
. It is trivial.
. Step 1. We prove that is uniformly dichotomic.
Let with Then,
where
Now, we prove that holds.
Let We compute
We obtain
Let Then,
Thus, we have
Step 2. We prove that is uniformly exponentially dichotomic:
We obtain
We obtain In my opinion, it is not redundant.
Corollary 2.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform exponential growth. Then, is uniformly exponentially dichotomic if and only if there are and such that:
- for all
- for all
Proof.
It is immediate using Theorem 4. □
Theorem 5.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform exponential growth. Then, is uniformly exponentially dichotomic if and only if there are and with the following properties:
- for all
- for all (
- ,for all
Proof.
Necessity. It follows from Theorem 4 by taking the function defined by
Sufficiency. It follows in a similar manner as the sufficiency proved in Theorem 3. □
Theorem 6.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform exponential growth. Then, is uniformly exponentially dichotomic if and only if there are and with
- for all
- for all
Proof.
Necessity. It is a simple verification.
Sufficiency. We suppose that there are and such that and are satisfied. We have to prove that is uniformly exponentially dichotomic, which means, according to Remark 2, that and hold. For implies —see [7].
In order to prove the second relation, we firstly consider Then,
where .
We obtain
Now, let Then,
In conclusion, from Remark 2, it follows that is uniformly exponentially dichotomic, so the proof is completed. □
Theorem 7.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform exponential growth. Then, is uniformly exponentially dichotomic if and only if there are and with the following properties:
- for all
- for all (
- ,for all
Proof.
Necessity. It follows from Theorem 6 by taking the function defined by
Sufficiency. It follows by using similar arguments as in the sufficiency of Theorem 3. □
4. Uniform Polynomial Dichotomy
In this section, we focus on the uniform polynomial dichotomy. In fact, we obtain similar results as in the exponential case and we use the characterizations obtained in the exponential behavior in order to prove the theorems for the polynomial behavior. All the proofs from this section are based on the connection between the exponential and the polynomial case, a connection which is established through two evolution operators defined as follows:
and
In addition, we define the projections’ families associated with this operators
and
Proposition 1.
The pair is uniformly polynomially dichotomic if and only if the pair is uniformly exponentially dichotomic.
Proof.
Necessity. We suppose that is u.p.d., which means that the relations and are satisfied. A simple computation shows us that and are true for the pair .
Sufficiency. We suppose that the pair is u.e.d. Then,
If we denote by and , we obtain
In addition,
□
Proposition 2.
The dichotomic pair is uniformly polynomially dichotomic if and only if the dichotomic pair is uniformly exponentially dichotomic.
Proof.
The relation is equivalent to:
The relation is equivalent to:
□
Next, we give a majorization criterion for the uniform polynomial dichotomy.
Theorem 8.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform polynomial growth. Then, is uniformly polynomially dichotomic if and only if there exists a nondecreasing function
- ,
for all
Proof.
Necessity. We suppose that is u.p.d., which implies from Remark 6 and from Proposition 1 that has u.p.g. and is u.e.d., so has u.e.g. Then, from the majorization criterion for the exponential dichotomy, we have that there exists a nondecreasing function , with and
for all
Moreover, for all there are such that .
Since , then We compute the left side of the inequalities and , and the necessity is proved. Sufficiency. We suppose that there exists a nondecreasing function with such that the relations and hold. We have to prove that is u.p.d, which is equivalent from Proposition 1 with being u.e.d.
Let , which implies that there are with
Then, we have
- ,
- where
Using the relations and , it follows that:
Using the majorization criterion for u.e.d., it follows that the pair is u.e.d, and, from Proposition 1, we obtain that is u.p.d., so the proof is complete. □
Theorem 9.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform polynomial growth. The following assertions are equivalent:
- is uniformly polynomially dichotomic.
- there are and with
- for all
- for all
- there exists with
- for all
- for all
Proof.
.
We suppose that is uniformly polynomially dichotomic, which is equivalent from Proposition 1 with being uniformly exponentially dichotomic. Then, using Theorem 2, it results that there are and such that
- for all
- for all
Then, we have
We do the change of variable , and we obtain
We denote and , and we have
which is equivalent to .
On the other hand, the inequality is equivalent to
We do the change of variable , we denote by and we obtain
which is equivalent to .
It is immediate.
We suppose that there exists such that şi hold. We have to prove that is uniformly polynomially dichotomic. In order to do this, according to Proposition 1, it is enough to prove that the pair is uniformly exponentially dichotomic. We have
We do the change of variable , we denote by and we obtain
Thus,
which means that holds for .
In addition,
We do the change of variable , we denote by , and we obtain
We obtain
which means that holds for .
From and , it follows that the relation from Theorem 2 is satisfied for the pair . Thus, is uniformly exponentially dichotomic, which implies, using Proposition 1, that is uniformly polynomially dichotomic, so the proof is complete. □
Corollary 3.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform polynomial growth. Then, is uniformly polynomially dichotomic if and only if there are and such that
- for all
- for all
Proof.
It is follows immediately from Theorem 9. □
Remark 9.
Another variant of Theorem 9 was proved using a distinct technique by Rămneanţu and Ceauşu in [22].
In addition, a different proof of the above theorem for the particular case can be found in [26].
Theorem 10.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform polynomial growth. Then, is uniformly polynomially dichotomic if and only if there are and with the following properties:
- for all
- for all (
- ,for all
Proof.
It is similar to the proof of Theorem 3.2 from [22]. □
Theorem 11.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform polynomial growth. The following assertions are equivalent:
- is uniformly polynomially dichotomic.
- there are and with
- for all
- for all
- there exists with
- for all
- for all
Proof.
. We suppose that is uniformly polynomially dichotomic, which is equivalent from Proposition 1 to uniformly exponentially dichotomic. Then, using Theorem 4, it follows that there are and such that and are satisfied for the pair , i.e.,
- for all
- for all
The relation is equivalent to
We do the change of variable , and we obtain
We denote by şi , and we obtain
which is equivalent to .
In addition, is equivalent to
We do the change of variable , we denote by and we obtain
which is equivalent to .
It is immediate.
We suppose that there exists such that and hold. We have to prove that is uniformly polynomially dichotomic. According to Proposition 1, it is enough to prove that is uniformly exponentially dichotomic. We compute
We do the change of variable , we denote by and we obtain
Thus,
which means that holds for .
Similarly,
We do the change of variable , we denote by and we obtain
We obtain
which means that holds for .
From and , it results that the inequality from Theorem 2 is satisfied for the dichotomic pair . Thus, is uniformly exponentially dichotomic, which implies from Proposition 1 that is uniformly polynomially dichotomic and the proof is complete. □
Corollary 4.
Let be a strongly measurable evolution operator and a dichotomic pair which has uniform polynomial growth. Then, is uniformly polynomially dichotomic if and only if there are and such that
- for all
- for all
Proof.
It follows immediately from Theorem 11. □
Theorem 12.
Let be a strongly measurable evolution operator and a dichotomic pair with uniform polynomial growth. Then, is uniformly polynomially dichotomic if and only if there are and with the following properties:
- for all
- for all (
- ,for all
Proof.
Necessity. It follows from Theorem 11 by taking the function defined by
Sufficiency. It follows in a similar manner as the sufficiency proved in Theorem 10. □
5. Discussion
The results obtained in this work contribute to the development of the theory in the field of dynamical systems. More specifically, we prove some characterizations for two of the most studied asymptotic properties of evolution operators in Banach spaces, namely the uniform exponential dichotomy and the uniform polynomial dichotomy.
We give necessary and sufficient conditions that extend Datko’s theorem, which has become one of the most famous theorems of the modern control theory. In addition, we characterize these concepts using Lyapunov functions, and we establish connections between the concepts mentioned in the paper. The method that we use in order to prove the polynomial part is new, and it is much simpler than the one that exists in the literature.
For the future, we intend to generalize all these results to the nonuniform case in order to study the robustness property, a notion that has a long history and was discussed for the first time in the context of the nonuniform exponential behavior by Barreira and Valls in [27].
In addition, having [28] as a start point, we would like to investigate if it is possible to analyze the behaviors described in this paper in order to obtain some numerical results.
Author Contributions
Conceptualization, R.B. and M.M.; Investigation, R.B. and M.M.; Supervision, M.M.; Writing—original draft, R.B. and M.M. All authors contributed equally to this work. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Acknowledgments
The authors would like to thank the anonymous reviewers for their useful comments that helped to improve the quality of the manuscript and to better situate this paper in the existing literature.
Conflicts of Interest
The authors declare no conflict of interest.
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