Abstract
We consider a generalized Starobinski inflationary model. We present a method for computing solutions as generalized asymptotic expansions, both in the kinetic dominance stage (psi series solutions) and in the slow roll stage (asymptotic expansions of the separatrix solutions). These asymptotic expansions are derived in the framework of the Hamilton-Jacobi formalism where the Hubble parameter is written as a function of the inflaton field. They are applied to determine the values of the inflaton field when the inflation period starts and ends as well as to estimate the corresponding amount of inflation. As a consequence, they can be used to select the appropriate initial conditions for determining a solution with a previously fixed amount of inflation.
PACS:
98.80.Cq; 02.30.Mv
1. Introduction
The inflationary cosmology is an important ingredient for the description of the early universe [1,2,3]. Many inflationary models have been considered which are formulated in terms of an homogeneous spatially flat Friedman-Lemaître-Robertson-Walker (FLRW) spacetime with scale factor , and a time dependent single real field , known as the inflaton field [4,5,6]. These models are described by the nonlinear ordinary second order differential equation
where is a given potential function and is the Hubble parameter which depends on the inflaton field according to the equation
Here is the Planck mass and dots indicate derivatives with respect to the cosmic time t.
One of the most interesting inflationary models is the Starobinski model [1,7], which obtains from a modification of the Einsten-Hilbert action by an extra curvature quadratic term. It is associated with the potential function
with being constant. Several modifications and generalizations of this model have been proposed, such as the -attractor models [8,9,10], leading to power law inflation [11], or models with exponential power law inflation in modified gravity [12]. Some of these extensions (see for example [10] or [12]) can be written as particular cases of the potential
where , , and are positive coefficients with . In particular, by setting in , , the potential (4) reduces to (3). Figure 1 shows the graphic of the potential (4) for several values of the parameters.
In this work we use the Hamilton-Jacobi formalism to determine asymptotic solutions of the model (4) for two different situations: the kinetic dominance (KD) and the slow-roll (SR) stages.
The KD stage [13,14,15] is the period when the kinetic energy of the inflaton field dominates over its potential energy.
It is a non-inflationary or pre-inflationary stage that is followed by a short fast-roll inflation phase [16] and afterwards by the traditional SR inflation stage [5,17,18,19,20,21,22,23,24]. Recently, Handley et al [14,15,25,26,27] have shown the relevance of the KD period (5) for setting initial conditions. Indeed, as it was stablished in [14,16], for models with a smooth and positive potential V the Hubble parameter is a positive monotonically decreasing function of t. As a consequence, the functions and corresponding to arbitrary finite initial data are not singular forward in t. Nevertheless they may develop singularities backwards in t. Thus, it can be proved [14] that for generic initial conditions the evolution backwards in time starts by a KD regime followed by an inflationary regime.
The solutions of Equation (1) manifest generically branch point singularities of logarithmic type related to the condition (5), and their presence is associated with the so-called psi-series [28] asymptotic solutions. Handley et al. developed in [15] a general method to compute psi-series expansions for the solutions of Equation (1) and the generalization of Equation (2) for FLRW spacetimes with curvature. They referred to their series as logolinear series. As it was discussed in Section 2-C of [16], the mathematical singularity does not mean a real physical phenomenon. It is an extrapolation of the classical treatment of the inflaton models which is outside the validity region of the classical treatment. At this point quantum cosmology has to be used.
In a previous work [29] we have presented an alternative method for computing expansions of the solutions of (1)–(2) in the KD stage for wide classes of potentials. The starting point of the method is the Hamilton-Jacobi formalism, we look for solutions of the Hamilton-Jacobi equations as psi-series in ( is the rescaled inflaton field ) with polynomial coefficients. The potential (4) is not a particular case of the models studied in [29], nevertheless we extend here our previous method by considering polynomial coefficients depending on the two variables and . We refer to these series as expolinear series. At this point we need to impose the exponents , and the quotient to be irrational numbers, however a simple limit operation shows that the results also apply to rational exponents.
On the other hand, the SR stage is the period in which the potential energy dominates over the kinetic energy
It is known [19,30] that many inflationary models exhibit separatrix solutions, these solutions behave as “attractor solutions” in the sense that they determine the asymptotic behaviour of all the solutions of the model as the cosmic time t is large enough. In particular they provide us with asymptotic expansions in the Hamilton-Jacobi formalism for the SR stage. In [31], we have studied the existence of separatrix solutions and have discussed their asymptotic expansions for wide classes of inflationary models. The results of [31] imply that the potential model (4) has a separatrix solution defined for for all values of the parameters and , however, the existence of a separatrix solution defined for requires that the condition is fulfilled.
The paper is organized as follows: In Section 2, we briefly introduce the Hamilton-Jacobi formalism for the model (4). Section 3 describes the method for determining psi-series solutions for the Hamilton-Jacobi equations. We defer to Appendix A the discussion of how to derive from our psi-series in the inflaton field , the logolinear series for involving integer and irrational powers of . We devote Section 4 to obtain asymptotic expansions of the separatrix solutions. The question of how to use the series solutions obtained in Section 3 and Section 4 to provide suitable approximations to the Hamilton-Jacobi equations in the KD and SR stages is discussed in Section 5.1.
These approximations are applied in Section 5.2 to provide analytical approximations of several relevant quantities. Note that we need to take the parameter in (4) as
so that it is satisfied that and consequently, the model exhibits solutions which leave the inflation period and overlap a reheating phase [5,6,21,32,33,34]. Thus, we use the psi-series to determine the value of the inflaton field at the initial moment of the inflation period, and the separatrices to obtain the value of the inflaton field at the end of the inflation period. Using both approximations we provide a formula for the amount of inflation. The paper ends with a summary of conclusions in Section 6.
2. Hamilton Jacobi Formulation
Let us begin with the Hamilton Jacobi formulation of the inflationary models (1) and (2). We use the rescaled variables
and rewrite equations (1) and (2) as
and
respectively, where
with , . Furthermore, due to (7) the parameter is defined as
In this work we use Plank units . Thus, for the Starobinski model (3) we have that (see for example [15]) , so the coefficients , are of order .
2.1. The Hamilton-Jacobi Equations
In the Hamilton-Jacobi formulation of inflationary models the reduced Hubble parameter is determined as a function of the inflaton field, consequently, we consider two subsets in the phase space where has a constant sign.
The diffeomorphims
defined as
and
where
enable us to describe the dynamics of (9)–(10) on the regions of the plane (see Figure 2 below).
Figure 2.
Regions in the left plot and in the right one. The black lines are representative trajectories with initial condition in (left) and (right). Analogously, the blue lines are representative trajectories with initial conditions in (left) and (right). The parameters of the model are taken as , , , .
2.2. The KD Period. Asymptotic Solutions
As a consequence of (16), it follows that the reduced Hubble parameter h is a positive monotonically decreasing function of t. This property implies that for smooth and positive potential functions v, the solutions of (9) with arbitrary finite initial data do not have singularities forward in the cosmic time t. Nevertheless, the function increases without bound backwards in time, so that we may expect that and may develop singularities. Thus, if the KD condition (5) holds then we may neglect v and in the inflaton equations and from (9) we have
and we obtain two families of approximate solutions
where and are arbitrary constants. Consequently, the asymptotic form of the reduced Hubble parameter (19) is
These approximate solutions of the inflaton equations are the dominant terms of the psi series expansions that we will consider below. The corresponding approximate solutions of (17) take the form
where b is an arbitrary strictly positive parameter (). We will denote by the solutions of (17) which emerge from the KD region with asymptotic behaviour
Note that is indeed solution of the equation
We also use the notation for the associated solution of (18) which blows up at a finite time given by
and denote The asymptotic forms of and near the blow up time are given by
and
Analogously, we denote by the solutions of (17) which emerge from the KD region with asymptotic behaviour
We point out that only if the Equation (17) with potential (11) may admit solutions with asymptotic behaviour (30). Otherwise the potential function is a dominant term with respect to and in (17) as . We assume that , then it is clear that is a solution of the equation
Now stands for the associated solution of (18) which blows up at a finite time given by
and The asymptotic behaviours of and near the blow up time are given by
and
2.3. Slow-Roll Stage and Separatrix Solutions
In our previous work [31] we proved that for a potential such that
the Equation (17) has a unique solution satysfying
Furthermore, using the symmetry of Equations (17) and (18), we have that provided
the Equation (17) has a unique solution such that
The trajectories in the phase space associated to these solutions are boundaries of the regions filled by the solutions with asymptotic behaviour given by either (28) or (33) (see Figure 3 below). Moreover, (resp. ) is the boundary in the phase spaces (resp. ) between solutions of (17) defined for all (resp. ) and solutions of (17) which leave for a certain (resp. which leave for a certain ). These important solutions are referred to as separatrix solutions and it turns out that, for wide sets of initial conditions, the solutions of the model reduce asymptotically to these special solutions [19,30]. Thus, they provide us with accurate approximations to the solutions in the SR stage.
For the inflationary model with the generalized Starobinski potential (11) we have that
Consequently, a separatrix solution arises with asymptotic behaviour
Furthermore, provided that there is another separatrix solution such that
2.4. The Amount of Inflation
The inflation period of the universe evolution is characterized by an accelerated universe expansion . From the identity
it follows that this period is determined by the constraint
Then, the inflation regions (43) in are characterized by
It is well known that a successful solution to the horizon and flatness cosmological problems requires that the amount of inflation
should be close to [6,37,38,39]. Thus, given a solution of (17) it is essential to determine the values , for which inflation starts and ends. Now, due to (44) both values satisfy
As we will show in Section 5.2, we obtain faithful approximations of if we use KD approximations for in (46) supplied by appropriately truncated psi-series expansions. Moreover, is accurately approximated in terms of the SR approximations determined through separatrix expansions. Both approximations will be applied to determine the amount of inflation N as a function of the free parameter b.
3. Expolinear Series for the Reduced Hubble Parameter in the KD Period
We consider the KD period and look for solutions of (17) with asymptotic behaviour (25). Thus we substitute the psi-series expansion
in (17), where are polynomials on and . By inserting (47) into (17) we obtain
where we have introduced the variables
Henceforth, we will assume that
Nevertheless a simple limit operation shows that the results below also apply to rational exponents, or irrational exponents and such that is rational. From (50) we have that the powers of x, y and are linearly independent functions; consequently we may identify the coefficients of for on both sides of Equation (48). Thus, for we obtain that verifies the linear first order PDE
which can be solved by the characteristic method [40] and, after the change of variables
it reduces to the linear first order ordinary differential equation
whose general solution is
where is an arbitrary function. In terms of the variables , the general solution can be written as
Thus, Equation (51) has a unique polynomial solution given by
Furthermore, identifying the coefficients of , in both sides of Equation (48) leads to the recursion relation
The Equations (54) are nonhomogeneous linear first order PDE, whose nonhomogeneous terms depend on the coefficients with . We now use induction to prove that the coefficients in Equation (47) are recursively determined from Equation (54) as polynomials of degree n on i.e.
By using the induction hypothesis, we can write the right-hand side of Equation (54) as
where the coefficients depend on for and such that . The change of variables (52) transforms (54) and (57) into
with general solution
Here denotes an arbitrary function on . Thus, in terms of the variables the unique polynomial solution of Equation (54) is given by
For example, we have that the first Equation (54) are
and the second coefficient in (47) is given by
On the other hand, if we can use the symmetry , of Equations (17) and (18) to find that the psi-series corresponding to solutions with asymptotic behaviour (30) are given by
where
Note that as we have for the exponents in (62) that and consequently the terms in the sum are subdominant with respect to as .
4. Asymptotic Series for Separatrix Solutions
In this section we determine asymptotic expansions for the separatrix solutions of Equation (17). According to (36) the solution of (17) satisfies
where the dots stand for lower order terms as . We next prove that the asymptotic expansion for the separatrix solution is of the form
where the coefficients can be recursively determined. Equivalently, in terms of the variables (49) we have
Since the powers of x and y are linearly independent, we can identify the coefficient of each monomial in both sides of Equation (67). For example, by setting , and , it follows that
which is in agreement with (64). On the other hand, if , equating the coefficient of in both sides of (67) provides us with
where . As a consequence, the Equations (68) and (69) supply a recursion formula to determine all the coefficients in (65).
Analogously, if we assume that , taking into account the asymptotic behaviour (41) of the separatrix solution one finds
where the dots stand for lower order terms. Then, we look for an expansion of the form
where the coefficients are polynomials in y. Substitution of (71) into (17) leads us to the equation
As the powers of x and y are linearly independent, we can equate the coefficient of each power of x in both sides of (72). Thus, from the coefficient of we have that
The only polynomial solution of (73) is given by
The coefficient of with implies the equation
We now use induction in n to prove that equations (75) determine recursively as a polynomial of degree at most n. First, from (74) we have that is a polynomial of degree 1 in y. Next, we have that the right hand sides of equations (75) depend only on , moreover using the induction hypothesis, these terms are polynomials in y of degree less or equal than n. Consequently is determined by (75) as a polynomial of degree at most n. For example, for (75) takes the form
whose polynomial solution is
In general, it can be written that
where the coefficients depend on , and . In this way, the expansion of the separatrix solution takes the form
Note that as the exponents in (79) satisfy so the terms in the sum are subdominant terms with respect to as .
5. Aplications
In this section we apply the expansions obtained in Section 3 and Section 4 to get suitable approximations to the solutions of the Hamilton-Jacobi Equation (17) with given by (11) in both the KD and the SR stages, as well as to the determination of the duration of the inflation period and the amount of inflation.
5.1. Approximate Solutions
We define the m-order approximation to (resp. to ) as the truncated series (61) (resp. (65)) in which we keep all the terms in with and remove the terms with . Thus, as the expansion (61) for contains terms in with j and k being greater than or equal than zero, only the terms with determine the m-order approximation. Here stands for the integer part of a real number. More precisely, taking into account that and it follows that
where is the finite set of indeces
Analogously, the expansion (65) for contains terms in with so that the corresponding m-order approximation is given by
where denotes the set
Figure 4 shows the 6-order approximations for and together with the numerical solution. We observe that represents a very good approximation in the KD region while gives a very good approximation in the SR region.
Figure 4.
The green line shows the numerical solution of (17) with initial conditions , with . The black line shows the six order KD approximation . The brown line shows the six order approximation for the separatrix. The values of the parameters are , , , . We notice that the green line (numerical approximation) overlappes the black line (KD approximation) in the KD region and overlappes the brown line (separatrix approximation) in the SR region. The region between the blue and red dotted lines is the inflation region.
To get suitable approximations of and for , we can proceed in a similar way. Thus we define the m-order approximation to (resp. to ) as the truncated series (62) (resp. (79) in which we keep the terms in for and remove the terms with . The expansion (62) for contains terms in for , , thus by recalling that , it is clear that
and consequently, only terms with determine the m-order approximation. More precisely,
with being the finite set of indeces
Analogously, the expansion (79) of contains terms in for and . Then, as
the m-order approximation only contains terms with . Thus,
with being the finite set of indeces
In order to compare the approximations and with a numerical solution it is convenient to use the modified Hubble parameter
The Equation (89) allows us to avoid the numerical instabilities due to the exponential growth of the solutions of (31) as . Figure 5 shows the graphics of and together with the numerical solution of (89). We point out that provides a very good approximation in the KD region while provides a very good approximation in the SR region.
Figure 5.
The green line shows the numerical solution of Equation (89) with initial conditions , with . The black line shows the six -order KD approximation . The brown line shows the sixth -order approximation to the separatrix. The orange dotted line corresponds to the asymptotic behaviour of the separatrix solution as . The values of the parameters are , , , . We notice that the green line (numerical approximation) is overlapped by the black line (KD approximation) in the KD region and by the brown line (separatrix approximation) in the SR region. The region between the blue and red dotted lines is the inflation region.
It is worth noticing that in terms of the modified Hubble parameter the inflation region is given by
and as we will show next, it takes place for along an interval about . Due to the exponential growth of as , it is not possible to appreciate the inflation region (44) in the plane.
5.2. Aplications to the Inflation Period
Let us now look for appropriate approximations to the values and of the inflation period as well as to the amount of inflation . For a solution of (17) satisfying (25), its m-order approximations in the KD period allows us to get an approximate value of as a function of the parameter b through the equation
On the other hand, as gives a suitable approximation for in the SR stage, can be approximated by means of the equation
We denote the solutions of (91) and (92) by and , respectively. Then, to calculate we need a value such that the KD approximation holds for the interval , while the SR approximation holds for the remaining part of the inflation period. To this end, we choose the value of for which the function
reaches its minimum. Thus, we can estimate the amount of inflation as a function of b as
The approximation (93) can be used to select an appropriate value of the parameter b and, consequently, to determine the initial conditions, corresponding to a solution of Equation (17) with a previously fixed value of N.
Figure 6 and Figure 7 illustrate the application of this method. The values for the parameters of the potential are the same as those chosen in Section 5.1 and we are using again the six-order approximations. In particular, for , we obtain while for , we obtain . In Figure 7, we plot the numerical solution of (17) with initial conditions , (left) and , (right). Numerical computation of the amount of inflation for the solution leads to and respectively.
Figure 6.
The left figure shows the graphs of the functions (black line), (blue line), and (red line) for the solutions (25) of (17) with potential (11) and , , , . It also shows the regions in the plane corresponding to the KD approximation (gray region) and the SR approximation (blue region). The right figure shows the amount of the inflation . The blue dots indicate the values , and 70.
Figure 7.
The green lines show the numerical solution of (26) with initial conditions , (left) and , (right) for the model with potential (11) and , , , . The black lines show the KD approximation (left) and (right) and the brown lines represent the SR approximation . The regions between blue and red dotted lines are the inflation regions. The gray dots correspond (from right to left) to , and (left) and , and (right).
In the case we can proceed in the same way for solutions of (17) with asymptotic behaviour (30). For these solutions and are taken as the solutions of the equations
The value is taken as the minimum of the function
and the amount of inflation is estimated by
The results are exhibited in Figure 8 and Figure 9 for the same values of the parameters. In this case a solution with corresponds to while a solution with corresponds to . The numerical solution with initial conditions , gives an amount of inflation and that with initial conditions , gives an amount of inflation .
Figure 8.
The left figure shows the lines (black line), (blue line), and (red line) for the solutions (30) of (31) with potential (11) for , , , . Note that in this case the distance between the lines and is very small by comparison with the distance between the lines and . It also shows the regions in the plane corresponding to the KD approximation (gray region) and the SR approximation (blue region). The right figure shows the amount of the inflation . The blue dots indicate the values , and 70.
Figure 9.
The green lines show the numerical solution of (89) with initial conditions , (left) and , (right) for the model with potential (11) with , , , . The black lines show the KD approximation (left) and (right) and the brown lines the SR approximation . The regions between blue and red dotted lines are the inflation regions. The orange dotted lines correspond to the asymptotic behaviour of the separatrix solution as . The gray dots correspond (from left to right) to , and (left figure) and , and (right figure).
6. Conclusions
We have analysed the asymptotic properties of the solutions of a generalization of the Starobinski inflationary model determined by the potential (4). We have considered both the kinetic dominance and the slow roll periods within the Hamilton-Jacobi formalism, which provides a natural framework to determine generalized asymptotic expansions of the Hubble parameter as a function of the inflaton field.
We have found that the Hamilton-Jacobi Equation (17) in the KD period admits asymptotic expansion solutions as which can be written as series in the variable with polynomial coefficients in the variables and . Moreover, if we have proved that Equation (17) in the kinetic dominance period admits asymptotic expansions solutions as , which can be written as series in with have also polynomial coefficients in and . These asymptotic expansions depend on a free parameter b, and the polynomial coefficients can, in both cases, be recursively obtained (see Equation (58)), and indeed this recursion formula is easily programmed.
On the other hand, the solutions of (17) in the SR period behaves as separatrix solutions [19,30], when these separatrix solutions exist. Using the results of a previous work [34] we know that the inflation model (4) admits separatrix solution defined for for all (we have denoted this separatrix solution by ), and admits also a separatrix solution defined for provided that (we have used here the notation ).
It has been found that the separatrix solution can be determined as an asymptotic expansion in powers of and while the asymptotic expansion for the separatrix solution can be written in powers of with polynomial coefficients in . Again the coefficients in these expansions can be recursively determined and the recursive method is easily programmed.
All these expansions prove to be useful to obtain approximations to the solutions of (17) in the KD and SR periods. Thus given only a finite number of terms in the expansions as (resp. ) are proportional to (resp. ) with .
In particular, we have considered the model for the value of the parameter in (4) corresponding to . The corresponding expansions have been applied to determine the values of the inflaton field when the period of inflation starts and ends , as well as to compute the amount of inflation as a function of the free parameter b in the KD period. Thus, this function can be used to select the appropriate value of the free parameter, and consequently the appropriate initial conditions, for a solution with a previously fixed amount of inflation.
Finally, we mention that many of the results in this work could be easily formulated for models with an exponentially potential well
with and (see for instance the models consider in [41]).
Author Contributions
Conceptualization, E.M. and L.M.A.; methodology, E.M. and L.M.A.; validation, L.M.A. and E.M.; formal analysis, E.M. and L.M.A.; investigation, E.M. and L.M.A.; resources, L.M.A. and E.M.; data curation, E.M. and L.M.A.; writing—original draft preparation, E.M. and L.M.A.; writing—review and editing, E.M. and L.M.A.; visualization, E.M. and L.M.A.; supervision, L.M.A. and E.M.; project administration, L.M.A. and E.M.; funding acquisition, L.M.A. and E.M. All authors have read and agreed to the published version of the manuscript.
Funding
This research was funded by the Spanish Ministerio de Economía y Competitividad grant number PGC2018-094898-B-I00.
Data Availability Statement
Not applicable.
Conflicts of Interest
The authors declare no conflict of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript, or in the decision to publish the results.
Appendix A. Logolinear Series for the Reduced Inflation Field φ (±) (t) and the Reduced Hubble Parameter h (±) (t)
We discuss in this appendix how to derive logolinear series for the solutions of (9) from our psi series solutions. By replacing (61) into (18) we have that is a solution of the equation
We look for a solution of (A1) of the form
where are polynomials in the variables
In order to expand the right-hand side of Equation (A1) in odd powers of we introduce the Bell’s polynomials [42] defined through
Then, for and such that we have that
where we are introducing the vectorial functions
Since we assume that , and are irrational numbers, the powers of z, the powers of w and the powers of are linearly independent functions, so that the coefficients of for on both sides of Equation (A7) must be equal. Consequently, satisfies the first order linear PDE
As the right-hand side of (A8) depends only on , , this equation shows that the coefficients can be recursively determined. Furthermore, using induction and applying the method of characteristics we can prove that the coefficients can be determined as polynomials in the variables z and w of degree at most n. To prove this, let us start with the first Equation (A8)
which in terms of the variables
reduces to the ODE
Its general solution is given by
with being an arbitrary function. Taking into account (56) and coming back to the variables we have that the general solution of (A9) is
so that the only polynomial solution takes the form
If we now use the induction hypothesis in (A8) we find that its right-hand side can be written as a polynomial in the variables of degree n, i.e.
Now, using again the variables (A10) we write (A8) as
whose general solution is
with being an arbitrary function. Thus, the only polynomial solution of (A8) in the variables is given by the polynomial of degree less or equal to n
which completes the proof. For example
Thus, we can write
with , real numbers depending on , and . Consequently the reduced inflation field can be written as
Now, if we substitute (A2) into (61) and take into account (A6) we find for the reduced Hubble parameter that
where
are polynomials in of degree n. For example
Thus, we have for the coefficients of the reduced Hubble parameter
with , such that , real numbers depending on , and . As a consequence,
Again, provided that , we can use the symmetry , of Equations (17) and (18) to derive the logolinear series corresponding to solutions with asymptotic behaviour (30). These psi series are given by
and
where
for and with .
Expansions (A16), (A21) (A20), and (A22) can be appropriately truncated to get suitable approximations for and . To this end, we define the m-order approximations (resp. ) as the truncated series (A16), (A21) (resp. (A20), (A22)) in which we keep the terms in with (resp. ) and remove those with (resp. ). Recalling our discussion in Section 5.1, it is clear that
Figure A1 (resp. Figure A2) shows the 6-order approximations for and (resp. and ) together with the corresponding numerical solutions
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