Abstract
This article provides a comparison of the gauge-invariant formulation for -mode perturbations on the Schwarzschild background spacetime, proposed by the same author in 2021, and a “conventional complete gauge-fixing approach” where the spherical harmonic functions as the scalar harmonics are used from the starting point. Although it is often stated that “gauge-invariant formulations in general-relativistic perturbations are equivalent to complete gauge-fixing approaches”, we conclude that, as a result of this comparison, the derived solutions through the proposed gauge-invariant formulation and those through a “conventional complete gauge-fixing approach” are different. It is pointed out that there is a case where the boundary conditions and initial conditions are restricted in a conventional complete gauge-fixing approach.
1. Introduction
Through ground-based gravitational-wave detectors [1,2,3,4], many events of gravitational waves—mainly from black hole–black hole coalescences—have now been detected. We have reached a stage where there is no doubt about the existence of gravitational waves due to direct observations. One future direction of gravitational-wave astronomy will focus on achieving “precise science” through the statistics of numerous events. To further develop gravitational-wave science, projects focused on future ground-based gravitational-wave detectors [5,6] are also progressing towards creating more sensitive detectors. Some projects discussing space gravitational-wave antenna are also progressing [7,8,9,10]. Among the various targets for these detectors, the extreme mass ratio inspirals (EMRI), which produce gravitational waves from the motion of a stellar mass object around a supermassive black hole, are promising targets of the Laser Interferometer Space Antenna [7]. Since the mass ratio of this EMRI is very small, we can describe the gravitational waves from EMRIs through black hole perturbations [11]. Furthermore, the sophistication of higher-order black hole perturbation theories is required to support gravitational-wave physics as a precise science. The motivation of our previous series of papers, refs. [12,13,14,15,16], as well as this current paper, lies in enhancing the theoretical sophistication of black hole perturbation theories toward higher-order perturbations.
Realistic black holes have angular momentum, which requires us to apply the perturbation theory of a Kerr black hole for direct analyses related to the EMRI. However, we may say that further sophistication is possible, even in perturbation theories on the Schwarzschild background spacetime. Starting with the pioneering works by Regge and Wheeler [17] and Zerilli [18,19], there have been many studies on the perturbations in the Schwarzschild background spacetime [20,21,22,23,24,25,26,27,28,29,30,31,32]. In these works, perturbations are decomposed through the spherical harmonics because of the spherical symmetry of the background spacetime, and modes should be separately treated. These modes correspond to the monopole and dipole perturbations. These separate treatments make “gauge-invariant” treatments for and modes unclear.
Due to this situation, in our previous papers [12,13,14,15,16], we proposed a strategy of the gauge-invariant treatments of these -mode perturbations. This strategy is outlined as Proposal 1 in Section 2 of this paper below. One of the key premises of our gauge-invariant perturbations is the distinction between the first-kind gauge and the second-kind gauge. The first-kind gauge is essentially the choice of the coordinate system on the single manifold, and we often use this first-kind gauge when we predict or interpret the measurement results of experiments and observations. On the other hand, the second-kind gauge is the choice of the point identifications between the points on the physical spacetime and the background spacetime . This second-kind gauge has nothing to do with our physical spacetime . Although this difference is extensively explained in a previous paper [14], we also emphasize this difference in Section 2 of this paper. The proposal in the previous paper [14] is part of our development of the general formulations of a higher-order gauge-invariant perturbation theory on a generic background spacetime that is aimed toward unambiguous sophisticated nonlinear general-relativistic perturbation theories [33,34,35,36,37,38]. While we have applied this general framework to cosmological perturbations [39,40,41], we also applied it to black hole perturbations in our series of previous papers (i.e., refs. [12,13,14,15,16]), and in this paper. Even in the context of cosmological perturbation theories, the same problem as the above -mode problem exists in gauge-invariant treatments of homogeneous modes of perturbations. In this sense, we can expect that the proposal in the previous paper [14] will be a clue to the same problem in gauge-invariant perturbation theory on the generic background spacetime.
In the previous paper [14], we also derived linearized Einstein equations in a gauge-invariant manner, following Proposal 1. Perturbations on the spherically symmetric background spacetime are classified into even- and odd-mode perturbations. In the same paper [14], we also provided a strategy to solve the odd-mode perturbations, including modes. Furthermore, we also derived the formal solutions for the odd-mode perturbations to the linearized Einstein equations, following Proposal 1. In another paper [15], we develop a strategy for solving the even-mode perturbations, including modes, and derived the formal solutions for the even-mode perturbations, also based on Proposal 1. In a further paper [16], we found the fact that the derived solutions in [15] realized the linearized version of two exact solutions: the Lemaître–Tolman–Bondi (LTB) solution [42] and the non-rotating C-metric [43,44]. This finding leads us to conclude that the solutions for even-mode perturbations derived in [15] are physically reasonable. This series of previous papers is the full version of our short paper, ref. [12]. Furthermore, brief discussions on the extension to the higher-order perturbations are given in [13].
On the other hand, it is well known that we cannot construct gauge-invariant variables for modes in the same manner as we do for modes if we decompose the metric perturbations through the spherical harmonics as the scalar harmonics from the starting point. For this reason, we usually use gauge-fixing approaches. Furthermore, it is often said that “gauge-invariant formulations in general-relativistic perturbations are equivalent to complete gauge-fixing approaches”. In this paper, we examine this statement through a comparison of our proposed gauge-invariant formulation, where we introduce singular harmonics at once, and then regularize them after the derivation of the mode-by-mode Einstein equation, with a “conventional complete gauge-fixing approach”, where the spherical harmonic functions as the scalar harmonics are used from the starting point. As a result of this comparison, we conclude that our gauge-invariant formulation and the above “conventional complete gauge-fixing approach” are different, although these two formulations lead to similar solutions for -mode perturbations. More specifically, there is a case where the boundary conditions and initial conditions are restricted in a “conventional complete gauge-fixing approach” where the decomposition of the metric perturbation by the spherical harmonics is used from the starting point.
The organization of this paper is as follows. In Section 2, we briefly review the premise of our series of papers [12,13,14,15,16], which are necessary for the ingredients of this paper. We also emphasize the difference between the concepts of the first- and second-kind gauges, and summarize the linearized Einstein equations for modes, and their formal solutions, in Section 2. In Section 3, we specify the rule of our comparison between our gauge-invariant formulation and a conventional gauge-fixing approach, and summarize the gauge-transformation rules for the metric perturbations of modes, because the above statement “gauge-invariant formulations in general-relativistic perturbations are equivalent to complete gauge-fixing approaches” includes some ambiguity. In Section 4, we discuss the linearized Einstein equations for odd-modes and their solutions in the conventional gauge-fixing approach. In Section 5, we discuss the linearized Einstein equations for even-modes and their solutions in the conventional gauge-fixing approach. In Section 6, we derive the solution to the linearized Einstein equations for modes through the complete gauge-fixing, and discuss the comparison with the linearized LTB solution. Section 7 is devoted to a summary of this paper and discussions based on our results.
We use the notation used in the previous papers [12,13,14,15,16], and the unit , where G is Newton’s constant of gravitation and c is the velocity of light.
2. Brief Review of a Gauge-Invariant Treatment of l = 0, 1 Modes
In this section, we briefly review the premises of our series of papers [12,13,14,15,16] that are essential for the arguments of this paper. In Section 2.1, we introduce our framework of the gauge-invariant perturbation theory [33,34]. This framework is an crucial for our series of papers [12,13,14,15,16] and the current paper. Section 2.2 reviews the gauge-invariant perturbation theory on spherically symmetric spacetimes, which includes our proposal in refs. [12,13,14,15,16]. In Section 2.3, we summarize the linearized Einstein equations for odd modes, and provide their “formal” solutions. Finally, in Section 2.4, we summarize the linearized Einstein equations for even modes with their “formal” solutions. The equations and their solutions in Section 2.3 and Section 2.4 are derived based on our proposal in refs. [12,13,14,15,16]. These are necessary for the arguments presented in this paper.
2.1. General Framework of Gauge-Invariant Perturbation Theory
In any perturbation theory, we always consider two distinct spacetime manifolds. One is the physical spacetime , which is identified with our nature itself, and we want to describe this spacetime by perturbations. The other is the background spacetime , which is prepared as a reference by hand. Furthermore, in any perturbation theory, we always write equations for the perturbation of the variable Q as follows:
In this equation, in the left-hand side of Equation (1) is a variable on the physical spacetime , whereas and in the right-hand side of Equation (1) are variables on the background spacetime . Because we regard Equation (1) as a field equation, Equation (1) includes an implicit assumption of the existence of a point identification map :: . This identification map is a “gauge choice” in general-relativistic perturbation theories. This is the notion of the “second-kind gauge” pointed out by Sachs [45,46,47,48]. Note that this second-kind gauge is a different notion from the degree of freedom of the coordinate transformation on a single manifold, which is called the “first-kind gauge” [14,39]. This distinction between the first- and the second-kind gauges was extensively explained in [14], and is also crucial for the understanding of the ingredients in this paper.
To compare the variable Q on with its background value on , we use the pull-back of the identification map : , and we evaluate the pulled-back variable on the background spacetime . Furthermore, in perturbation theories, we expand the pull-back operation to the variable Q with respect to the infinitesimal parameter for the perturbation as follows:
Equation (2) is evaluated on the background spacetime . When we have two different gauge choices, and , we can consider the “gauge-transformation”, which is the change in the point-identification . This gauge-transformation is given by the diffeomorphism : →. Actually, the diffeomorphism induces a pull-back from the representation to the representation , as at any point . From general arguments of the Taylor expansion [49,50,51], the pull-back is expanded as
where is the generator of . From Equations (2) and (3), the gauge-transformation for the first-order perturbation is given by
at any point . We also employ the “order by order gauge invariance” as a concept of gauge invariance [33,34]. We call the kth-order perturbation gauge-invariant if and only if
for any gauge choice and at any point of .
Based on the above setup, we proposed a formulation to construct gauge-invariant variables of higher-order perturbations [33,34]. First, we expand the metric on the physical spacetime , which has been pulled back to the background spacetime through a gauge choice, , as follows:
Although the expression (6) depends entirely on the gauge choice , henceforth, we do not explicitly express the index of the gauge choice in the expression if there is no risk of confusion. A key premise of our formulation of higher-order gauge-invariant perturbation theory was the following conjecture [33,34] for the linear metric perturbation .
Conjecture 1.
If the gauge-transformation rule for a perturbative pulled-back tensor field from the physical spacetime to the background spacetime is given by −= with the background metric , then there exists a tensor field and a vector field , such that is decomposed as =: + , where and are transformed as −= 0 and −= under the gauge-transformation, respectively.
We call and the “gauge-invariant” and “gauge-dependent” parts of , respectively.
The proof of Conjecture 1 is highly nontrivial [35,36,37], and it was found that the gauge-invariant variables are essentially non-local. Despite this non-triviality, once we accept Conjecture 1, we can decompose the linear perturbation of an arbitrary tensor field , whose gauge-transformation is given by Equation (4), through the gauge-dependent part of the metric perturbation in Conjecture 1, as
where is the gauge-invariant part of the perturbation . As examples, the linearized Einstein tensor and the linear perturbation of the energy–momentum tensor are also decomposed as follows:
where and are the background values of the Einstein tensor and the energy–momentum tensor, respectively [34,41]. Through the background Einstein equation , the linearized Einstein equation is automatically given in the gauge-invariant form
even if the background Einstein equation is nontrivial. Here, “” in Equation (9) symbolically represents the matter degree of freedom.
Finally, we comment on the coordinate transformation induced by the gauge-transformation of the second kind [12,39]. To see this, we introduce the coordinate system on the background spacetime , where are open sets on the background spacetime and are diffeomorphisms from to (). The coordinate system is the set of collections of the pair of open sets and diffeomorphism . If we employ a gauge choice of the second kind, we have the correspondence of the physical spacetime and the background spacetime . Together with the coordinate system on , this correspondence between and induces the coordinate system on . Actually, for each is an open set of . Then, becomes a diffeomorphism from an open set to . This diffeomorphism induces a coordinate system of an open set on . When we have two different gauge choices, and , of the second kind, : ↦ () and : ↦ () become different coordinate systems on . We can also consider the coordinate transformation from the coordinate system to another coordinate system . Because the gauge-transformation is induced by the diffeomorphism , this diffeomorphism induces the coordinate transformation as
in the passive point of view [33,49], where p, q∈ are identified to the same point ∈ by the gauge choices and , respectively. If we represent this coordinate transformation in terms of the Taylor expansion (3), we have the coordinate transformation
We should emphasize that the coordinate transformation (11) is not the starting point of the gauge-transformation, but a result of the above framework.
On the other hand, we may consider the point replacement by the one-parameter diffeomorphism , where and is an infinitesimal parameter satisfying . The pull-back of any tensor field Q on is given by
where is the generator of the pull-back . Equation (12) is just the formula of the Taylor expansion on the manifold without using any coordinate system. At the same time, Equation (12) is the definition of the Lie derivative and its generator . In the literature, this formula is derived from the coordinate transformation
as explained in [14]. The Formula (12) of the Taylor expansion is defined without any coordinate system; the second term in the right-hand side of Equation (12) represents the actual difference of the tensor fields and in the different point and its physical meaning.
If we consider a formal metric decomposition within as an example of the tensor field Q in Equation (12), Formula (12) is given by
Since the formula of the Taylor expansion (12) is derived from the infinitesimal coordinate transformation rule (13) in the literature, the term in the right-hand side of Equation (14) is often called “the degree of freedom of the coordinate transformation” and “unphysical degree of freedom”. However, since the formula (14) is just a re-expression of the Taylor expansion (12) defined without any coordinate system, the term in Equation (14) should have its physical meaning. If we insist that the term that appears due to the point replacement on the single manifold is “unphysical”, this directly leads the statement that “the famous arguments of the Killing vector and the symmetry of the spacetime are physically meaningless”. Therefore, we have to emphasize that we “cannot” regard the second term of the right-hand side of Equation (12) as an “unphysical degree of freedom”.
In our series of papers [12,13,14,15,16] and in this paper, we classify the term in Equation (14) as one of “gauge-degree of freedom of the first kind”. This classification is based on the fact that this term can be eliminated the infinitesimal coordinate transformation (13) which operates within the single manifold . Furthermore, Equation (14) does not imply that =+ ; rather, it indicates that =+ + . Moreover, we also have to emphasize that the infinitesimal coordinate transformation (13) is essentially different from the infinitesimal coordinate transformation (11). The former represents the replacement of a point within the single manifold , while the latter refers to a change in the coordinate label at the same point in the background spacetime .
2.2. Linear Perturbations on Spherically Symmetric Background Spacetime
Here, we consider the 2+2 formulation of the perturbation of a spherically symmetric background spacetime, which originally proposed by Gerlach and Sengupta [24,25,26,27]. Spherically symmetric spacetimes are characterized by the direct product , and their metric is
where , , and is the metric on the unit sphere. In the Schwarzschild spacetime, the metric (15) is given by
On this background spacetime , the components of the metric perturbation is given by
Here, we note that the components , , and are regarded as components of scalar, vector, and tensor on , respectively. In [14], we showed the linear independence of the set of harmonic functions
where is the covariant derivative associated with the metric on , , and is the totally antisymmetric tensor on . In the set of harmonic function (21), the scalar harmonic function is given by
where functions and are the kernel modes of the derivative operator and , respectively, and we employ the explicit form of these functions as
Then, we consider the mode decomposition of the components as follows:
Since the linear independence of each element of the set of harmonic function (21) is guaranteed, the one-to-one correspondence between the components , , and the mode coefficients , , , , , with the decomposition formulae (26)–(28) is guaranteed, including the mode if . Then, the mode-by-mode analysis including is possible when . However, the mode functions (23)–(25) are singular if . When , we have and , but the linear dependence of the set of harmonics (21) is lost in this case. Because of this situation, we proposed the following strategy.
Proposal 1.
We decompose the metric perturbation on the background spacetime with the metrics(15)–(18) through Equations (26)–(28), with the harmonic function given by Equation (22). Then, Equations (26)–(28) become invertible, including modes. After deriving the mode-by-mode field equations, such as linearized Einstein equations by using the harmonic functions , we choose as the regular boundary condition for solutions when we solve these field equations.
As shown in [14], once we accept Proposal 1, Conjecture 1 becomes the following statement.
Theorem 1.
If the gauge-transformation rule for a perturbative pulled-back tensor field to the background spacetime is given by −= with the background metric with spherically symmetry, then there exist a tensor field and a vector field , such that is decomposed as =: + , where and are transformed into − = 0 and −= under the gauge transformation, respectively.
Actually, the gauge-dependent variable is given by
where
Furthermore, including modes, the components of the gauge-invariant part of the metric perturbation is given by
where , , and are given by
Thus, we have constructed gauge-invariant metric perturbations on the Schwarzschild background spacetime including modes.
Furthermore, from Equations (33)–(38) for the gauge-invariant variables , , and , and gauge-dependent variables , defined by Equations (29)–(32), the original components of the metric perturbation (26)–(28) are given by
This is the assertion of Theorem 1.
The aim of our proposal is to add a greater degree of freedom of the metric perturbations so that the decomposition (39) is guaranteed, even in the case of modes. Therefore, it is impossible to reach the final expression (39) if we treat the metric perturbation by using in the decomposition formulae (26)–(28) from the starting point.
To see this more specifically, we show an explicit example of the odd-mode perturbation. If we apply our proposal to the decomposition formulae (26)–(28), odd-mode perturbation is given by
If we use from the starting point, . So, the mode coefficient does not appear. When , the gauge-transformation rule of the variables and are given by
where the generator of the gauge-transformation is given by and . If we use from the starting point, the gauge-transformation rule for the variable does not appear. However, in our case, this gauge-transformation appears due to the fact . Inspecting these gauge-transformation rules, we rewrite Equation (40) as follows:
In Equation (42), is the gauge-invariant variable for the metric perturbation, defined by Equation (37), and is the gauge-dependent part of the metric perturbation, defined by Equation (32). The terms of in Equation (42) can be written in the form of the Lie derivative of the background metric, as in Equation (39). When , Equation (42) is given by
This is also given in the form (39).
When we construct the gauge-invariant variable in Equations (42) and (43), the existence of the coefficient is essential, which does not appear in the treatment using the spherical harmonics from the starting point. Actually, in this conventional case, we cannot define the gauge-invariant variable for odd-mode perturbation in the same manner as -mode case. Proposal 1 makes the degree of freedom of the metric perturbations increase. We have to emphasize that we can reach the decomposition (39) owing to this additional degree of freedom.
To discuss the linearized Einstein Equation (9), and the linear perturbation of the continuity equation,
of the gauge-invariant energy–momentum tensor on a vacuum background spacetime, we consider the mode-decomposition of the gauge-invariant part of the linear perturbation of the energy–momentum tensor through the set (21) of the harmonics as follows:
In [14], we derived the linearized Einstein equations, discussed the odd-mode perturbation in Equation (34), and derived the odd-mode solutions to these equations. The Einstein equation for even-mode and in Equations (33) and (35), also derived in [14], and even-mode solutions, are derived in [15]. Since these solutions include the Kerr parameter perturbation and the Schwarzschild mass parameter perturbation of the linear order in the vacuum case, these are physically reasonable. Then, we conclude that our proposal is also physically reasonable. Furthermore, we also checked the fact that our derived solutions include the linearized LTB solution and non-rotating C-metric with the Schwarzschild background in [16].
The purpose of this paper is to compare our proposed gauge-invariant treatments for -mode perturbations on the Schwarzschild background spacetime with conventional “complete gauge-fixing treatments” in which we use the spherical harmonics from the starting point. For this purpose, the linearized Einstein equations for the -modes and their solutions based on our proposal are necessary. Therefore, we review them below.
2.3. Odd-Mode Linearized Einstein Equations and Solutions
As derived in [14], the odd-mode part in the linearized Einstein equations are simplified as the constraint equation
and the evolution equation
where we choose by hand. Furthermore, we have the continuity equation
for the odd-mode matter perturbation, which is derived from the divergence of the first-order perturbation of the energy–momentum tensor.
We also note that the constraint (46) comes from the traceless part of the -component of the Einstein Equation (9), which is the coefficient of the mode function . If , i.e., the scalar harmonics are the spherical harmonics , for . Therefore, Constraint (46) does not appear when we use the spherical harmonics from the starting point.
The explicit strategy to solve these odd-mode perturbations and mode solutions was discussed in [14]. As a result, we obtained the odd-mode “formal” solution as follows:
where
The constant in Equation (51) corresponds to the Kerr parameter. Furthermore, the function in Equation (50) is related to the solution to the -mode Regge–Wheeler equation
where . We have to solve Equation (52) to obtain the function . In this sense, the solution (50) should be regarded as the “formal” one.
2.4. Even-Mode Linearized Einstein Equations and Solutions
The even-mode part of the linearized Einstein Equation (9) is summarized as follows:
where the variable is the traceless part of the variable , defined by
and we choose the component of the energy–momentum tensor by hand, so that . Owing to the same choice , we also have the evolution equations
for the variable and the traceless variable with . We also have to take into account the even-mode part of the continuity equation as follows:
for .
We also note that the constraint (53) comes from the traceless part of the -component of the Einstein tensor (9), which is the coefficient of the mode function . If , i.e., the scalar harmonics is the spherical harmonics , for . Therefore, the constraint (53) does not appear when we use the spherical harmonics from the starting point.
2.4.1. Even-Mode Solution
In [15], we derived the solution to Equations (53), (54), (56), (58), (60) and (61) with . For the mode, in [15], we derived the following “formal” solution to the linearized Einstein equation:
where the vector field is given by
Here, the variable is a solution to the Zerilli equation,
2.4.2. Even-Mode Solution
On the other hand, for the -mode, we may choose in Equations (53), (54), (56)–(61) with . Then, we derived the -mode solution
where
Here, the variable must satisfy the equation
where is given by
where is the constant corresponding to the Schwarzschild mass perturbation, and is an arbitrary function of r.
3. Rule of Comparison and Gauge-Transformation Rules in a Conventional Gauge-Fixing
The main purpose of this paper is to check the following statement: “Gauge-invariant formulations of perturbations are equivalent to complete gauge-fixing approaches”. However, this statement is too ambiguous to check if we have the background knowledge explained in Section 2. For example, there is no explanation of the terminology “gauge” in this statement. Therefore, we have to clarify this statement as follows.
Description 1.
(Our rule for comparison) First of all, we assume the terminology “gauge” in the statement “Gauge-invariant formulations of perturbations are equivalent to complete gauge-fixing approaches” is the second-kind gauge, which is explained in Section 2.1. Therefore, the gauge-transformation rule for this statement is given by (4). Furthermore, the degree of freedom that changes under this gauge-transformation rule is regarded as “unphysical”. In the context of this statement, “gauge-fixing” is a specification of some perturbative variables through the degree of freedom of the generator . Furthermore, “complete gauge-fixing” a specification of some perturbative variables through the “entire” degree of freedom of the generator .
These are all rules of our game to compare our gauge-invariant formulation and a “conventional complete gauge-fixing approach” in which we use the spherical harmonics from the starting point.
3.1. Metric Perturbations
Based on the conceptual premise outlined above, we examine the metric perturbation on the background Schwarzschild spacetime , whose metric is given by Equations (15)–(19). We consider the components of the metric perturbation as Equation (20), and the decomposition of these components as Equations (26)–(28). Our focus is on the case where , where is the conventional spherical harmonics.
Since we choose , we have = = 0, == 0 for modes. For modes, we have == 0. Due to these facts, we cannot construct gauge-invariant variables for modes in a similar manner to the derivation of Equations (36)–(38) for modes. Then, we cannot use the gauge-invariant formulation reviewed in Section 2. Instead, we have to fix the second-kind gauge-degree of freedom to exclude the “unphysical” degree of freedom.
3.2. Conventional Gauge-Transformation Rules for Metric Perturbations
Here, we consider the gauge-transformation rule,
From this gauge-transformation rule, we can derive the gauge-transformation rule for the components , defined by Equation (20), is given by
from the formulae summarized in Appendix B of [14]. Here, we consider the Fourier transformation of as
Here, we used the property of the mode function S is an eigen function of the Laplacian as
3.2.1. Perturbations
For modes, the set of mode functions
is a linear-independent set of the tensor field of the rank 0, 1, and 2, even if . Then, we may compare Equations (26)–(28) and Equations (74)–(76). As a result of this comparison, we obtain the gauge-transformation rules for the mode functions , , , , , as
These gauge-transformation rules yields the well-known fact we can construct gauge-invariant variables and gauge-dependent variables, and that Conjecture 1 is valid for modes.
3.2.2. Perturbations
As shown in Appendix A in Ref. [14], for modes,
but
Comparing the gauge-transformation rules (79)–(84) for with the gauge- transformation rules (90)–(93), it is easy to find that the gauge-transformation rules (83) and (84) for do not appear in the -mode gauge-transformation. This is due to Equation (86), and the reason why we cannot construct gauge-invariant variables for mode perturbations in a similar method to the case.
3.2.3. Perturbations
The spherical harmonic function is constant when . In this case, the Fourier transformation (26)–(28) of the metric perturbation with is given by
It is easy to see that many gauge-transformation rules in (79)–(84) are missing. This is due to the following facts:
These are the reasons why we cannot construct gauge-invariant variables for -mode perturbations in a similar method to the case.
4. l = 1 Odd-Mode Perturbation in the Conventional Approach
As discussed in Section 3.2.2, mode perturbations are given by Equations (87)–(89). In particular, among these expressions of the -mode perturbation, odd-mode perturbation is given by
As the property of the spherical harmonics, we obtain Condition (86). For odd-mode perturbation we have
Here, we apply the notation that is introduced by Equations (A14) and (A15) in Appendix A, and we obtain
for odd-mode perturbations. Through this notation of the metric perturbation, the linear perturbations (A16)–(A18) of the Einstein tensor are given by
The final equality in Equation (105) is due to the property of the spherical harmonics (101). Furthermore, Expression (104) is gauge-invariant under the gauge-transformation rule (92). On the other hand, the in Equation (105) is not gauge-invariant, as shown below. However, the gauge-invariance of the linear-order Einstein tensor is guaranteed by the identity for the odd-mode perturbations.
For the odd-mode perturbations, the components of the linearized energy–momentum tensor are summarized as
Then, the linearized Einstein equations for the odd-mode perturbations are given by
Although the equation
does not appear from Equation (105) due to the fact that , we may use Equation (108) as a gauge condition. As noted in Section 3.2.2, the gauge-transformation rule for the variable is given by Equation (92). From the gauge-transformation rule (92), we consider the gauge-transformation rule for the left-hand side of Equation (108) as
Using the background Einstein equation (Equation (B67) of Appendix B in ref. [14]), we consider the equation
More explicitly, Equation (110) is given by
If we choose as a special solution to Equation (111), or equivalently Equation (110), Equation (108) is regarded as a gauge condition in the -gauge, i.e.,
We have to emphasize that this is not a complete gauge-fixing, since there is room for a choice of that satisfies the homogeneous equation of Equation (110),
i.e.,
Although the variable is a gauge-dependent variable that is different from the gauge-invariant variable , we can obtain Equation (115) if we replace the variable in Equation (47) with the variable .
We also note that the gauge condition (112) coincides with Equation (46). However, we must replace the gauge-invariant variable with the gauge-dependent variable in Equation (46) to confirm this coincidence. Furthermore, we also take into account the continuity Equation (48) of the odd-mode perturbation of the energy–momentum tensor. Thus, the equations to be solved for the odd-mode perturbation are the gauge condition (108), evolution Equation (115), and continuity Equation (48). These equations coincide with Equations (46)–(48), except for the fact that the variable to be obtained is not the gauge-invariant variable , but the gauge-dependent variable . Then, through the same logic in ref. [14], we obtain the solution to the gauge condition (112), evolution Equation (115), and continuity Equation (48) as follows:
Here, we concentrate only on the solution, and are constant, and is an arbitrary function that satisfies the equation
where in Equation (116) is given by Equation (6.44) in ref. [14], i.e.,
where is the perturbative Kerr parameter.
It is important to note that the formal solution described by Equations (116)–(119) has the same form as the formal solution described by Equations (49)–(52). However, we have to emphasize that the variable in Equation (49) is gauge-invariant, as noted by Equation (43), and the vector field in Equation (49) is also gauge-invariant. On the other hand, the variable is still gauge-dependent. Actually, there are remaining gauge-degrees of freedom of the generator that satisfy Equation (114) as noted above. This is clear from the fact that the gauge-transformation rule (92) with Equation (114) gives a still non-trivial transformation rule. This remaining gauge-degree of freedom is so-called “residual gauge”. For this reason, there is a possibility that in Equation (116) includes this residual gauge.
To determine whether in Equation (116) includes the “residual gauge”, we need to examine Equation (114). According to our rule for comparing our gauge-invariant formulation with a conventional gauge-fixed approach, we consider the terms in that satisfy Equation (114) as representing the second-kind gauge-degrees of freedom. These degrees of freedom are considered “unphysical degrees of freedom”. To clarify this “unphysical degree of freedom”, we introduce the indicator function as
If , we should regard as the second-kind gauge, and we regard as an “unphysical degree of freedom”.
We can easily confirm that
Then, according to our above rule of comparison, we have to conclude that the rigidly rotating term in in Equation (117) should be regarded as the second-kind gauge-degree of freedom, namely the “unphysical degree of freedom”.
Next, we consider the term in Equation (117). In this case, the direct calculation of the indicator is useless. However, it is useful to consider the r-derivative of , and we can show that
where we used . Since the left-hand side of Equation (122) coincides with the right-hand side of Equation (118), through Equation (118), we obtain
or, equivalently,
Then, if we consider the case where , we have nonvanishing . This means that the term does not belong to the second-kind gauge, and we have to regard the degree of freedom in Equation (117) is a “physical one”.
On the other hand, even in the case where , Equation (122) is valid. If belongs to the second-kind gauge, i.e., , Equation (122) yields
However, even if is a solution to Equation (125), we cannot directly yield . Therefore, considering the following two sets of function as
we obtain the relation
According to our rule of comparison, this indicates that a part of the solution to Equation (125) should be regarded as a gauge-degree of freedom of the second kind, which is the “unphysical degree of freedom”.
Furthermore, to obtain the explicit solution , we have to solve Equation (118) with appropriate boundary conditions. Equation (118) is an inhomogeneous second-order linear differential equation for , and its boundary conditions are adjusted by the homogeneous solutions to Equation (118), i.e., the element of the set of functions . However, a part of this homogeneous solution to Equation (118) should be regarded as an unphysical degree of freedom in the “complete gauge-fixing approach”, as mentioned above. Therefore, in the conventional “complete gauge-fixing approach”, the boundary conditions for Equation (118) is restricted. In this sense, a conventional “complete gauge-fixing approach” includes a stronger restriction than our proposed gauge-invariant formulation.
5. l = 1 Even-Mode Perturbation in the Conventional Approach
As discussed in Section 3.2.2, mode perturbations are given by Equations (87)–(89). In particular, among these expressions of the -mode perturbations, even-mode perturbation is given by
As the property of the spherical harmonics, we obtain the condition (86). For even-mode perturbation, we have
The gauge-transformation rules for the even-mode perturbations are given by Equations (90), (91), and (93). Inspecting the gauge-transformation rules (91) and (93), we define the variable by
The gauge-transformation rule of is given by
The gauge-transformation of is given by
Definitions (131) and (133) of the variables and , respectively, are analogous to the gauge-invariant variable and defined by Equations (36) and (38) for modes, respectively. However, the variables and are not gauge-invariant. The employment of the variables and corresponds to the gauge-fixing of the gauge-degree of freedom of the generator and the specification of the component of the metric perturbation. On the other hand, the gauge-transformation rules (90), (91), and (93) include the gauge degree of freedom of the generator . This gauge-degree of freedom appears in the gauge-transformation rules (132) and (134).
The linearized Einstein tensor for even modes in terms of and are given as
Since there is the identity (130) for -mode perturbations, the last term of Equation (137) does not appear for even modes. Furthermore, the expressions (135) and (136) are gauge-invariant under the gauge-transformation rules (132) and (134). We also note that the component is gauge-invariant, except for the last term in Equation (137). Actually, the variable is gauge-dependent, as shown below. However, the gauge-invariance of is guaranteed by the identity (130).
On the other hand, the even components of them are given by
Here, again, we note that Equation (130) satisfies as a mathematical identity for -mode perturbations. Therefore, the last term of Equation (140) does not appear for even modes.
If Equation (130) is not satisfied, we have the equation
as one of the components of the linearized Einstein equation. However, Equation (130) implies that this equation is identically satisfied. Therefore, this equation does not restrict or , and there is no other restriction of them. Here, we note that the tensor field is not gauge-invariant, as shown in Equation (134). Since we may freely choose and , we choose by hand, and choose
as a gauge condition.
Actually, from the gauge-transformation rule (134), we obtain
Then, if we choose as a special solution to the equation
we may regard in the -gauge. We have to note that this gauge-fixing (143) is not complete gauge-fixing. There is a remaining degree of freedom in the choice of as the homogeneous solution to the wave equation
Due to the gauge condition (142), the components (135)–(137) of the linearized Einstein tensor and components (138)–(140) of the linear-order energy–momentum tensor yield the linearized Einstein equations. The -components (equivalently, -components) of the linearized Einstein equations are given by
Equation (146) coincides with Equation (54), because the tensor is traceless due to the gauge condition (142).
From the trace part of the -component of the linearized Einstein equation, Equation (146) yields the component (61) of the continuity equation of the linearized energy–momentum tensor.
The trace part of -component of the linearized Einstein equation with Equation (146) gives
This coincides with the version of Equation (56) with the source term (57), because is a traceless tensor. However, we have to emphasize that nor are not gauge-invariant, as shown above.
Finally, the traceless part of -component of the linearized Einstein equation with Equations (146) and (147) yields
This coincides with the version of Equation (58) with the source term (59), because the variable is traceless due to the gauge condition (142).
In addition to these linearized Einstein equations, the following linearized perturbations of the continuity equation should be satisfied:
Together with the gauge condition (142), Equations (146)–(150) coincide with Equations (53)–(61) with in our gauge-invariant formulation developed in refs. [12,13,14,15,16]. In ref. [15], we derived the formal solution to Equations (53)–(61) with as Equation (62) with Equations (63) and (64), and . Due to the coincidence of the set of equations, this formal solution should be the formal solution to Equation (142), and Equations (146)–(150). Then, as the solution, we obtain
where , is the vector field defined by
and is a solution to the equation
As in the case of the odd-mode perturbation, the tensor field in Equation (62) is gauge-invariant. Then, in Equation (62), which defined by Equation (63), is also gauge-invariant. Therefore, we regarded in Equation (62) as a first-kind gauge. On the other hand, the tensor field in Equation (151) is gauge-dependent in the sense of the second kind due to the gauge-transformation rules (132) and (134) for the components and , respectively. Actually, there is a remaining gauge-degree of freedom of the generator which satisfies Equation (145), as noted above. This remaining gauge-degree of freedom is so-called “residual gauge”. For this reason, there is a possibility that in Equation (151) includes this “residual gauge”, while in Equation (62) is gauge-invariant.
Since we already fixed the gauge-degree of freedom so that Equation (142) is satisfied, the remaining gauge-degree of freedom must satisfy the Equation (145). Therefore, to clarify whether in Equation (151) includes the “residual gauge”, we have to confirm Equation (145). Within our rules to compare our gauge-invariant formulation with a conventional gauge-fixed approach, we regard the term in in Equation (151) that satisfies Equation (145) as a second-kind gauge-degree of freedom, and we regard this degree of freedom as an “unphysical degree of freedom”. As in the case of the odd-mode perturbations, we introduce the indicator function as
If , we should regard as a the second-kind gauge-degree of freedom, and we regard as an “unphysical degree of freedom”.
To clarify the second-kind gauge-degree of freedom, we consider the gauge-transformation rule of the tensor field through the gauge-transformation rules (132) and (134) as
where we defined
Comparing Equation (157) with the generator (158) and Equation (151) with the generator (152), there is the possibility that the Lie derivative term in the solution (151) is a “residual gauge degree of freedom” with the identification
From this result, if , the variable should be regarded as the second-kind gauge-degree of freedom, and is the “unphysical degree of freedom”. On the other hand, in the non-vacuum case , the indicator (160) yields . This means that is not the second-kind gauge-degree of freedom, but is the “physical degree of freedom” in the non-vacuum case . Due to this existence of the source term, the identification (159) is impossible in the case of the non-vacuum situation. Rather, this term is gauge-invariant in the sense of the second kind, and we regard this term as a gauge-degree of freedom of the first kind in the non-vacuum case.
Although we have in the case where , and we should regard is a “gauge degree of freedom of the second kind”, Equation (160) indicates that
This coincides with the left-hand side of Equation (153). Therefore, as in the case of the odd-mode perturbations, we consider the following two sets of function as
From Equation (161), we obtain the relation
This indicates that any homogeneous solution (without source term) to Equation (153) should be regarded as a gauge-degree of freedom of the second kind, which is the “unphysical degree of freedom”.
On the other hand, to obtain the explicit solution in the case , which is regarded as a “physical degree of freedom”, we have to solve Equation (153) with appropriate boundary conditions. Equation (153) is an inhomogeneous second-order linear differential equation for , and its boundary conditions are adjusted by the homogeneous solutions to Equation (153), i.e., the element of the set of functions . However, any homogeneous solution to Equation (153) should be regarded as an “unphysical degree of freedom” in the “complete gauge-fixing approach”, as mentioned above. Therefore, in the conventional “complete gauge-fixing approach”, we have to impose the boundary conditions for Equation (118) using a homogeneous solution, which is regarded as an “unphysical degree of freedom”, to obtain a “physical solution” to Equation (118) with nonvanishing source term . This situation is a dilemma. In this sense, as in the case of odd-mode perturbations, a conventional “complete gauge-fixing approach” includes a stronger restriction than our proposed gauge-invariant formulation.
6. l = 0 Mode Perturbation in the Conventional Approach
6.1. Einstein Equations for Mode Perturbations
Here, we consider the -mode perturbations, which are described by Equations (94)–(96). By substituting Equations (94)–(96) into Equations (A16)–(A18) in Appendix A, we obtain the mode perturbations of the linearized Einstein tensor. We use the background Einstein equations (Equation (B67) and (B68) of Appendix B in [14]). Then, we obtain the non-trivial components of the -mode Einstein equation are given by
Here, we decomposition of the component as
In terms of the variables defined by Equation (167), the linearization of the Einstein equations for mode are summarized as follows. The trace of for mode is given by
On the other hand, the traceless part of for mode is given by
Furthermore, for mode is given by
6.2. Gauge-Fixing for Mode Perturbations
We consider the gauge-transformation rules (97) and (98) of the mode coefficient and . If these gauge-transformation rules are those of the second kind, we should exclude these gauge-degrees of freedom through some gauge-fixing procedure, because the degree of freedom of the second-kind gauge is the unphysical degree of freedom.
In the static chart, the metric is given by Equation (17). Through the static chart (17), the gauge-transformation rule (98) is given by
and we may choose so that
i.e.,
Through this gauge-fixing, we may regard in the -gauge.
As the gauge-fixing for , we fix the gauge so that is traceless. This gauge-fixing so that is traceless makes it easy to compare with our gauge-invariant expression in refs. [12,13,14,15,16]. From the trace of the gauge-transformation rule Equation (97), we obtain
In the static chart (17) of the Schwarzschild spacetime, the gauge-transformation rule (174) is given by
From this gauge-transformation rule and the gauge-fixing (173), we may fix the gauge degree of freedom so that
Through this gauge-fixing, we may regard . However, we have to emphasize that the degree of freedom of the choice of the generator remains the degree of freedom of an arbitrary function of r.
Under the gauge-fixing condition (177), linearization of the Einstein equations for mode are summarized as
and
6.3. Component Expression of the Linearized Gauge-Fixed Field Equations
Here, we consider the component representations of Equations (178)–(180). To do this, we consider the components of the traceless tensor as
Here, we use the background Einstein equation (B65) of Appendix B in [14], i.e.,
and
The and components of Equation (179) yield the same equation as
The component of Equation (179) is given by
On the other hand, the even-mode perturbation of the divergence of the energy–momentum tensor is given by Equations (60) and (61). However, Equation (61) does not appear, due to . Then, the non-trivial components of the divergence of the energy–momentum tensor are given by
On the other hand, from the substitution of Equations (185), (186) and (191) into Equation (187), we obtain
This coincides with Equation (190), which indicates that Equation (187) does not give any new information other than Equation (190).
Here, we consider the integrability of Equation (186) and (191) as follows:
where we used Equation (189) in the last equality. This means that the t-component (189) of the continuity equation guarantees the integrability of Equations (186) and (191). Then, from Equation (191), we may write the solution to Equations (186) and (191) under the integrability condition (189) as
where is the constant of integration. This corresponds to the perturbation of the Schwarzschild mass parameter.
On the other hand, in the linearized Einstein equation, there is no equation for which guarantees the integrability condition for Equation (185). However, we may write the solution to the Equation (185) as
where is an arbitrary function of r. There is no equation that determines the arbitrary function of r within the linearized Einstein equations.
From Definition (181) of the metric perturbation and the solutions (193) and (194), we obtain
where the components of the energy–momentum tensor satisfy the continuity Equations (189) and (190).
To interpret the term of in Equation (195), we consider the term with the generator , whose components are given by
The nonvanishing components of are given by
Choosing so that
we obtain
As noted just after Equation (176), there is still the remaining degree of freedom of the gauge, whose generator is given by
where is an arbitrary function of r. Therefore, we may regard the degree of freedom of given in Equation (201) as possibly being eliminated as the second-kind gauge-degree of freedom (202). According to our rule of the comparison between our gauge-invariant formulation and a “conventional complete gauge-fixing approach”, we have to regard that the degree of freedom of given in Equation (201) is “unphysical”.
Thus, as the “physical solution” for -mode linearized Einstein equation based of a “conventional complete gauge-fixing approach”, we obtain
This solution (203) coincides with the solution obtained in refs. [12,15] except for the terms of the Lie derivative of the background metric . Therefore, we conclude that the solution except for the terms of the Lie derivative of the background metric obtained in refs. [12,15] can be also obtained as (203) through a complete gauge-fixing approach.
The difference between our solution in refs. [12,15] is in the term of the Lie derivative of the background metric. As shown above, according to our rule of comparison between our gauge-invariant formulation and a “conventional complete gauge-fixing approach”, all terms of the Lie derivative of the background metric should be regarded as the second-kind gauge-degree of freedom, and these are “unphysical degree of freedom” in the above solution (203). On the other hand, in our gauge-invariant formulation developed in refs. [12,13,14,15,16], -mode metric perturbations are given in a gauge-invariant form, and the terms of the Lie derivative of the background metric is included in these gauge-invariant variables. Since the second-kind gauge-degree of freedom is completely excluded in our gauge-invariant formulation, we cannot regard these terms of the Lie derivative of the background metric as an “unphysical degree of freedom”. Therefore, we regard the terms of the Lie derivative of the background metric in these gauge-invariant variables as first-kind gauges that have some physical meaning. This point is the essential difference of the solutions in refs. [12,13,14,15,16] and the above solutions based on a “conventional complete gauge-fixing approach”. This difference leads to the confusion of the interpretation of the perturbative Tolman Bondi solution, as shown in the next subsection.
6.4. Comparing with Lemaître–Tolman–Bondi Solution
6.4.1. Perturbative Expression of the LTB Solution on Schwarzschild Background Spacetime
Here, we consider the Lemaître–Tolman–Bondi (LTB) solution [42], which is an exact solution to the Einstein equation with the matter field
and the metric
This solution is a spherically symmetric solution to the Einstein equation. The function satisfies the differential equation
Note that is an arbitrary function of R representing the dust matter’s initial distribution. is also an arbitrary function of R that represents the initial distribution of the energy of the dust field in the Newtonian sense. The solution to Equation (206) is given in three cases.
- Description 2.
- (i)
- :
- (ii)
- :
- (iii)
- :
The energy density is given by
The LTB solution includes the three arbitrary functions: , , and .
Here, we consider the vacuum case . In this case, from Equation (210), we have
where M is the Schwarzschild metric with the mass parameter M. Furthermore, we consider the case . Here, we chose , i.e., . In this case, Equation (209) yields
We also note that the degree of freedom of the choice of the coordinate R is completely fixed through the choice , though there remains a degree of freedom of the choice of in the exact solution (205).
Now, we consider the perturbation of the Schwarzschild spacetime, which is derived by the exact LTB solution (205) so that
Through these perturbations (215)–(217), we consider the perturbative expansion of the function r, which is determined by Equation (206):
Here, the function is given by Equation (209), i.e.,
Through this perturbative expansion, we evaluate perturbation of Equation (206) through Equation (212) as
where we used Equation (212) and the replacement . The solution to Equation (220) is given by
From the comparison with Equation (219), is the perturbation of the as in the exact solution (207)–(209). Furthermore, the solution (221) can be also derived from the exact solution (207)–(209). From Equation (210), the perturbative dust energy density is given by
As shown in Equation (213), the background metric is given by the Schwarzschild metric in the static chart. On the other hand, the linear order perturbation (in the gauge ) is given by
Here, we fixed the second-kind gauge so that
Through this second-kind gauge choice and the choice of the background radial coordinate R in Equation (213), the degree of freedom of the choice of the radial coordinate is also completely fixed, even in the linearized version of the exact solution (224), though there remains a degree of freedom of the choice of in the exact solution (205).
Of course, if we employ the different gauge choice from the above gauge-choice , we obtain the different expression of the metric perturbation . Actually, we may choose as the identification of
In this identification, the metric on pulled back to is given by
where is the generator of second-kind gauge-transformation .
6.4.2. Expression of the Perturbative LTB Solution in Static Chart
Here, we consider the expression of the linear perturbation given by Equation (224). From Equations (212) and (214), with , we obtain
First, we consider the perturbation of the energy–momentum tensor of the matter field. In the case of the LTB solution, the matter field is characterized by the dust field whose energy–momentum tensor (204) is given by
In our case, the linearized Einstein equation gives Equation (222), i.e.,
Then, we obtain the components of the energy–momentum tensor for the static coordinate as
As derived in ref. [16], the linearized Tolman–Bondi solution (224) with the Schwarzschild background is given by
where is given by
As shown in ref. [16], the solution (203) with the components (233) of the linearized energy–momentum tensor realize the first line of Equation (234). In this sense, the solutions (203) of the -mode perturbations are justified by the LTB solutions.
However, we emphasize that the linearized LTB solution (234) does have the term . As noted by Equations (226) and (227), we can always eliminate the terms of the Lie derivative of the background metric as the second-kind gauge-degree of freedom. Therefore, according to our rule of the comparison, the term should be regarded as the second-kind gauge-degree of freedom in the “conventional gauge-fixing approach” discussed in this paper. In this case, we have to regard that the perturbation of the initial distribution of the energy of dust field in Equation (206) is an “unphysical degree of freedom”, in spite of the fact that the behavior of the LTB solution crucially depends on the signature of the function , as shown in Equations (207)–(209).
7. Summary and Discussion
In this paper, we have discussed comparison of our gauge-invariant formulation for perturbations on the Schwarzschild background spacetimes proposed in [12,13,14,15,16] and a “conventional complete gauge-fixing approach”. It is well-known that we cannot construct gauge-invariant variables for -mode perturbations through a same manner as for mode perturbations if we use the decomposition formulae (26)–(28) with the spherical harmonic functions as the scalar harmonics . In our gauge-invariant formulation for perturbations on the Schwarzschild background spacetime, we proposed the introduction of the singular harmonic function at once. Due to this, we can construct gauge-invariant variables for -mode perturbations through a similar manner to the modes of perturbations. After deriving the mode-by-mode perturbative Einstein equations in terms of the gauge-invariant variables, we impose the regularity on the introduced singular harmonics when we solve the derived Einstein equations. This approach enables us to obtain formal solutions to the -mode linearized Einstein equations without the specification of the components of the linear perturbation of the energy–momentum tensor [12,14,15]. Our proposal also allow us to develop higher-order perturbations of the Schwarzschild spacetime [13]. Furthermore, we verified that our derived solutions realized the linearized version of the LTB solution and non-rotating C-metric [15]. In this sense, we conclude that our proposal is physically reasonable. On the other hand, it is often said that “gauge-invariant formulations in general-relativistic perturbations are equivalent to complete gauge-fixing approaches”. For this reason, we examine this statement through the comparison of our gauge-invariant formulation and a “conventional complete gauge-fixing approach”, in which we use the spherical harmonic functions as the scalar harmonics from the starting point.
After reviewing the concept of “gauges” in general relativistic perturbation theories, our proposed gauge-invariant formulation for the -mode perturbations, and our derived -mode solutions, we considered odd-mode perturbations, even-mode perturbations, and even-mode perturbations separately. As a result, it is shown that we can derive similar solutions even through the “conventional complete gauge-fixing approach”. However, it is important to note that the derived solutions are slightly different from those derived based on our gauge-invariant formulation, especially from a conceptual point of view.
In the case of odd-mode perturbations, we derived the formal solution to the linearized Einstein equation through our proposed gauge-invariant formulation. This formal solution includes the term of the Lie derivative of the background metric. In our gauge-invariant formulation, we describe the solutions only through gauge-invariant variables. Therefore, we should regard the term of the Lie derivative of the background metric as gauge-invariant. On the other hand, in the conventional gauge-fixing approach where we use the spherical harmonics from the starting point, we cannot construct gauge-invariant variable for odd-mode perturbations in the same way we can for -mode perturbations. For this reason, we have to treat gauge-dependent variables for perturbations. Nevertheless, the linearized Einstein equations and the continuity equations of the linearized energy–momentum tensor for odd-mode perturbations in terms of these gauge-dependent variables have the completely same form as those is derived through our gauge-invariant formulation. Consequently, the formal solutions derived through our gauge-invariant formulation must be the formal solutions to these linearized Einstein equations, and the continuity equation of the linearized energy–momentum tensor in terms of gauge-dependent variables. As mentioned earlier, we treat gauge-dependent variables in the conventional gauge-fixing approach. Therefore, the above Lie derivative terms of the background metric may include the gauge-degree of freedom of the second kind, which should be regarded as an “unphysical degree of freedom”. Examining the residual gauge-degree of freedom, we conclude that the above Lie derivative terms of the background metric include the second-kind gauge-degree of freedom. However, in our formal solution, there is a variable that should be obtained by solving the Regge–Wheeler equation. We conclude that the solution to this Regge–Wheeler equation is not the gauge-degree of freedom of the second kind, but a physical degree of freedom in the non-vacuum case. Furthermore, we have to impose appropriate boundary conditions to solve this Regge–Wheeler equation. Since the Regge–Wheeler equation is an inhomogeneous linear second-order partial differential equation, the boundary conditions for an inhomogeneous linear second-order partial differential equation are adjusted by the homogeneous solutions to this linear second-order partial differential equation. According to the check of the residual gauge-degree of freedom, we have to conclude that a part of homogeneous solutions to this equation is the gauge-degree of freedom of the second kind. We must exclude this part from our consideration because this gauge degree of freedom is “unphysical”. This exclusion is the restriction of the boundary conditions of the linearized Einstein equations.
In the case of even-mode perturbations, the situation is worse than the odd-mode case. As in the odd-mode case, we obtained the formal solution to the linearized Einstein equation through our proposed gauge-invariant formulation. This formal solution includes the term of the Lie derivative of the background metric, which is gauge-invariant within our proposed gauge-invariant formulation. On the other hand, in the conventional gauge-fixing approach where we use the spherical harmonics from the starting point, we cannot construct gauge-invariant variable for even-mode perturbations in the same manner as we can for -mode perturbations. Consequently, we have to treat gauge-dependent variables for perturbations. As in the odd-mode case, the linearized Einstein equations and the continuity equations of the linearized energy–momentum tensor for even-mode perturbations, which are expressed by these gauge-dependent variables, retain the same form derived through our gauge-invariant formulation. Therefore, the same formal solutions derived through our gauge-invariant formulation should be the formal solutions to these linearized Einstein equations and the continuity equation of the linearized energy–momentum tensor in terms of gauge-dependent variables. As previously mentioned, we treat gauge-dependent variables in the conventional gauge-fixing approach as in the odd-mode case. Therefore, the above Lie derivative terms of the background metric may include the second-kind gauge-degree of freedom, which should be regarded as an “unphysical degree of freedom”. However, in our formal solution, there is a variable that must be obtained by solving the Zerilli equation. We conclude that the solution to this Zerilli equation is not the gauge-degree of freedom of the second kind, but the physical degree of freedom in the non-vacuum case. Furthermore, we have to impose appropriate boundary conditions to solve this Zerilli equation in the non-vacuum case, since the Zerilli equation is an inhomogeneous linear second-order partial differential equation. The homogeneous solutions to this linear second-order partial differential equation adjust the boundary conditions for an inhomogeneous linear second-order partial differential equation. According to the check of the residual gauge-degree of freedom, we conclude that all homogeneous solutions to this equation are the gauge degree of freedom of the second kind. We have to eliminate these homogeneous solutions from our consideration because these are regarded as “unphysical”. This situation leads us to the dilemma of needing to impose boundary conditions using these “unphysical degrees of freedom” in order to obtain the “physical solution” through the Zerilli equation.
In the case of even-mode perturbations, we obtain the complete gauge-fixed solution. This solution does not include any terms involving the Lie derivative of the background metric, as these terms are regarded as the gauge degree of freedom of the second kind. In contrast, the solution derived from our proposed gauge-invariant formulation includes the terms of the Lie derivatives of the background metric, which are regarded as the first-kind gauge in our gauge-invariant formulation. In our formulation, these are “physical”. This difference creates a problem when comparing our derived solution with the linearized LTB solution. In the linearized LTB solution, the initial energy distribution of the dust field in the Newtonian sense is incorporated within the terms of the Lie derivative of the background metric. When we interpret this linearized exact solution by the solution using our gauge-invariant formulation, this initial energy distribution is treated as a physical degree of freedom. Conversely, if we use a conventional complete gauge-fixing approach to understand the same linearized exact solution, we must consider the initial energy distribution of the dust field as the gauge-degree of freedom of the second kind, thus labeling it as “unphysical”. Since the behavior of the exact LTB solution significantly depends on this initial energy distribution of the dust field, it is unreasonable to classify this initial degree of freedom as unphysical.
In summary, we have to conclude that there is a case where the boundary conditions and initial conditions are restricted in the conventional complete gauge-fixing approach, where we use the decomposition of the metric perturbation by the spherical harmonics from the starting point. On the other hand, such a situation does not occur in our proposed gauge-invariant formulation. As a theory of physics, this point should be regarded as the incompleteness of the conventional complete gauge-fixing approach where we use the decomposition of the metric perturbation by the spherical harmonics from the starting point. This is the main result of this paper.
Let us discuss differences between our proposed gauge-invariant formulation and a conventional complete gauge-fixed approach that begins with the decomposition of the metric perturbation using the spherical harmonics . The purpose of introducing singular harmonic functions in our proposed gauge-invariant formulation is to enhance the degree of freedom in order to clarify the distinction between the gauge-degree of freedom of the second kind and the physical degree of freedom. As emphasized in Section 3, if we set , we find == 0, == 0 for modes. We also have == 0 for modes. This is the crucial reason why we cannot construct gauge-invariant variables for -mode metric perturbation in the same way as we do for modes. Due to these vanishing vector- or tensor-harmonics, the corresponding mode coefficients do not appear, and we cannot construct gauge-invariant variables for -modes in the same manner as for modes. In our series of papers [12,13,14,15,16], we regarded that this is due to the lack of the degree of freedom. Consequently, in our proposed gauge-invariant formulation, we introduced singular harmonic functions and for and modes, respectively. With the introduction of these singular harmonic functions, we now have ≠ 0 ≠ and ≠ 0 ≠ for modes, and ≠ 0 ≠ for modes. Thanks to these non-vanishing vector- or tensor-harmonics, the associated mode coefficients emerge, allowing us to construct gauge-invariant variables for -modes in a similar manner to the case of modes. This leads to the development of the gauge-invariant perturbation theory for all modes [12,14,15,16], and the development of the higher-order gauge-invariant perturbations [13].
As noted in [14], the decomposition using the spherical harmonics from the starting point corresponds to the imposition of the regular boundary conditions on for the metric perturbations from the starting point. In this sense, our introduction of the singular harmonic functions corresponds to a change in the boundary conditions on . As shown in [14], this change of boundary conditions on allows us to clearly distinguish the gauge-degree of freedom of the second kind and the physical degree of freedom. Specifically, we can easily construct gauge-invariant variables for -mode perturbations. This indicates that the imposition of the boundary conditions on and the construction of the gauge-invariant variables does not commute within the calculation process. This is the appearance of the non-locality of -mode perturbations as pointed out in ref. [37]. Consequently, we have identified a conceptual difference between the -mode solutions discussed in this paper. In the conventional complete gauge-fixing approach, which we use the decomposition by the harmonic function from the starting point, the degree of freedom of the metric perturbations is insufficient to distinguish between the gauge-degree of freedom of the second kind, i.e., “unphysical modes” and “physical modes”. Despite this situation of the lack of degree of freedom, if one proceeds with the “complete gauge-fixing” as a means of elimination of unphysical modes, this approach results in constraints on the boundary conditions and initial conditions as demonstrated in this paper.
On the other hand, in our proposed gauge-invariant formulation, we encounter no conceptual difficulties, unlike issues related to the restriction of the boundary conditions and initial conditions pointed out in this paper. This is due to the sufficient degree of freedom of the metric perturbations. Incidentally, due to this sufficient degree of freedom of the metric perturbations through the introduction of the singular harmonic functions, our proposed gauge-invariant variables are equivalent to variables of the complete gauge-fixing within our proposed formulation in which the degree of freedom of the metric perturbations is sufficiently extended. Furthermore, we can develop higher-order perturbation theory without gauge ambiguities if we apply our proposal and there are wide applications of the higher-order gauge-invariant perturbations on the Schwarzschild background spacetime, as briefly discussed in ref. [13]. We leave these further developments of the application of our formulation to specific problems related to perturbations in the Schwarzschild background spacetime as future works.
Funding
This research received no external funding.
Data Availability Statement
No new data were created.
Acknowledgments
The author acknowledges Masashi Kimura for pointing out essential typos in the previous version of this manuscript.
Conflicts of Interest
The authors declare no conflicts of interest.
Appendix A. Linearized Einstein Tensor
In Appendix A, we derive components of the linearized Einstein tensor. Although similar formulae are derived in Appendix C in [14] in the gauge-invariant form, in this paper, we have to derive the components of the Einstein tensor with the spherically background spacetime without any gauge-fixing. In this case, the formulation of the “gauge-ready formulation” proposed in ref. [52] in the context of cosmological perturbation theories is an appropriate formulation. Therefore, in Appendix A, we derive the components of the linear-order Einstein tensor without any gauge-fixing following the philosophy of the “gauge-ready formulation” ’in ref. [52]. The derived formulae in the philosophy of “gauge ready formulation” is useful in the ingredient of this manuscript.
Here, we consider the metric perturbation as
The connection between the covariant derivative associated with the metric and the covariant derivative associated with the metric is given by
where is the inverse of . Here, we expand the connection with respect to as
Then, we have
The relation between the Riemann curvature associated with the metric and the curvature associated with the background metric is given by
Then, we have
The perturbative expansion of the Ricci tensor is given by
The perturbative expansion of the curvature is given by
The perturbation of the scalar curvature is given by
Then, the perturbative expansion of the Einstein tensor is given by
Namely, the 1st-order perturbation of the Einstein tensor is given by
In the case of the vacuum background spacetime , which we consider in this paper, we obtain
To derive the component of , we denote the components of the metric perturbation and the derivative operator as
and
References
- LIGO Scientific Collaboration. 2024. Available online: https://www.ligo.org/ (accessed on 30 October 2024).
- Virgo. 2024. Available online: https://www.virgo-gw.eu/ (accessed on 30 October 2024).
- KAGRA. 2024. Available online: https://gwcenter.icrr.u-tokyo.ac.jp/en/ (accessed on 30 October 2024).
- LIGO INDIA. 2024. Available online: https://www.ligo-india.in/ (accessed on 30 October 2024).
- Einstein Telescope. 2024. Available online: https://www.et-gw.eu/ (accessed on 30 October 2024).
- Cosmic Explorer. 2024. Available online: https://cosmicexplorer.org/ (accessed on 30 October 2024).
- LISA. 2024. Available online: https://lisa.nasa.gov/ (accessed on 30 October 2024).
- Kawamura, S.; Ando, M.; Seto, N.; Sato, S.; Musha, M.; Kawano, I.; Yokoyama, J.; Tanaka, T.; Ioka, K.; Akutsu, T.; et al. Current status of space gravitational wave antenna DECIGO and B-DECIGO. Prog. Theor. Exp. Phys. 2021, 2021, 05A105. [Google Scholar] [CrossRef]
- Mei, J.; Bai, Y.; Bao, J.; Barausse, E.; Cai, L.; Canuto, E.; Cao, B.; Chen, W.; Chen, Y.; Ding, Y.; et al. The TianQin project: Current progress on science and technology. Prog. Theor. Exp. Phys. 2020, 2020, 05A107. [Google Scholar]
- Luo, Z.; Wang, Y.; Wu, Y.; Hu, W.; Jin, G. The Taiji program:A concise overview. Prog. Theor. Exp. Phys. 2020, 2020, 05A108. [Google Scholar]
- Barack, L.; Pound, A. Self-force and radiation reaction in general relativity. Rep. Prog. Phys. 2019, 82, 016904. [Google Scholar] [CrossRef]
- Nakamura, K. Proposal of a gauge-invariant treatment of l=0,1-mode perturbations on Schwarzschild background spacetime. Class. Quantum Grav. 2021, 38, 145010. [Google Scholar] [CrossRef]
- Nakamura, K. Formal Solutions of Any-Order Mass, Angular-Momentum, anda Dipole Perturbations on the Schwarzschild Background Spacetime. Lett. High Energy Phys. 2021, 2021, 215. [Google Scholar] [CrossRef]
- Nakamura, K. Gauge-invariant perturbation theory on the Schwarzschild background spacetime Part I—Formulation and odd-mode perturbations. arXiv 2021, arXiv:2110.13408v8. [Google Scholar]
- Nakamura, K. Gauge-invariant perturbation theory on the Schwarzschild background spacetime Part II—Even-mode perturbations. arXiv 2021, arXiv:2110.13512v5. [Google Scholar]
- Nakamura, K. Gauge-invariant perturbation theory on the Schwarzschild background spacetime Part III—Realization of exact solutions. arXiv 2021, arXiv:2110.13519v5. [Google Scholar]
- Regge, T.; Wheeler, J.A. Stability of a Schwarzschild Singularity. Phys. Rev. 1957, 108, 1063. [Google Scholar] [CrossRef]
- Zerilli, F. Effective potential for even-parity Regge-Wheeler gravitational perturbation equations. Phys. Rev. Lett. 1970, 24, 737. [Google Scholar] [CrossRef]
- Zerilli, F. Gravitational Field of a Particle Falling in a Schwarzschild Geometry Analyzed in Tensor Harmonics. Phys. Rev. D 1970, 2, 2141. [Google Scholar] [CrossRef]
- Moncrief, V. Gravitational Perturbations of Spherically Symmetric Systems. I. The Exterior Problem. Ann. Phys. 1974, 88, 323. [Google Scholar] [CrossRef]
- Moncrief, V. Gravitational Perturbations of Spherically Symmetric Systems. II. Perfect Fluid Interiors. Ann. Phys. 1974, 88, 343. [Google Scholar] [CrossRef]
- Cunningham, C.T.; Price, R.H.; Moncrief, V. Radiation from collapsing relativistic stars. I. linearized odd-parity radiation. Astrophys. J. 1978, 224, 643. [Google Scholar] [CrossRef]
- Chandrasekhar, S. The Mathematical Theory of Black Holes; Clarendon Press: Oxford, UK, 1983. [Google Scholar]
- Gerlach, U.H.; Sengupta, U.K. Gauge-invariant perturbations on most general spherically symmetric space-times. Phys. Rev. D 1979, 19, 2268. [Google Scholar] [CrossRef]
- Gerlach, U.H.; Sengupta, U.K. Junction conditions for odd-parity perturbations on most general spherically symmetric space-times. Phys. Rev. D 1979, 20, 3009. [Google Scholar] [CrossRef]
- Gerlach, U.H.; Sengupta, U.K. Even parity junction conditions for perturbations on most general spherically symmetric space–times. J. Math. Phys. 1979, 20, 2540. [Google Scholar] [CrossRef]
- Gerlach, U.H.; Sengupta, U.K. Gauge-invariant coupled gravitational, acoustical, and electromagnetic modes on most general spherical space-times. Phys. Rev. D 1980, 22, 1300. [Google Scholar] [CrossRef]
- Nakamura, T.; Oohara, K.; Kojima, Y. General Relativistic Collapse to Black Holes and Gravitational Waves from Black Holes. Prog. Theor. Phys. Suppl. No. 1987, 90, 1. [Google Scholar] [CrossRef]
- Gundlach, C.; Martín-García, J.M. Gauge-invariant and coordinate-independent perturbations of stellar collapse: The interior. Phys. Rev. D 2000, 61, 084024. [Google Scholar] [CrossRef]
- Martín-García, J.M.; Gundlach, C. Gauge-invariant and coordinate-independent perturbations of stellar collapse. II. Matching to the exterior. Phys. Rev. D 2001, 64, 024012. [Google Scholar] [CrossRef]
- Nagar, A.; Rezzolla, L. Gauge-invariant non-spherical metric perturbations of Schwarzschild black-hole spacetimes. Class. Quantum Grav. 2005, 22, R167, Erratum in Class. Quantum Grav., 2006, 23, 4297. [Google Scholar] [CrossRef]
- Martel, K.; Poisson, E. Gravitational perturbations of the Schwarzschild spacetime: A practical covariant and gauge-invariant formalism. Phys. Rev. D 2005, 71, 104003. [Google Scholar] [CrossRef]
- Nakamura, K. Gauge Invariant Variables in Two-Parameter Nonlinear Perturbations. Prog. Theor. Phys. 2003, 110, 723. [Google Scholar] [CrossRef]
- Nakamura, K. Second-Order Gauge Invariant Perturbation Theory—Perturbative Curvatures in the Two-Parameter Case. Prog. Theor. Phys. 2005, 113, 481. [Google Scholar] [CrossRef]
- Nakamura, K. General formulation of general-relativistic higher-order gauge-invariant perturbation theory. Class. Quantum Grav. 2011, 28, 122001. [Google Scholar] [CrossRef][Green Version]
- Nakamura, K. Gauge-invariant variables in general-relativistic perturbations: Globalization and zero-mode problem. Int. J. Mod. Phys. D 2012, 21, 124004. [Google Scholar] [CrossRef]
- Nakamura, K. Construction of gauge-invariant variables of linear metric perturbations on an arbitrary background spacetime. Prog. Theor. Exp. Phys. 2013, 2013, 043E02. [Google Scholar] [CrossRef][Green Version]
- Nakamura, K. Recursive structure in the definitions of gauge-invariant variables for any order perturbations. Class. Quantum Grav. 2014, 31, 135013. [Google Scholar] [CrossRef][Green Version]
- Nakamura, K. Second-Order Gauge-Invariant Cosmological Perturbation Theory: Current Status. Adv. Astron. 2010, 2010, 576273. [Google Scholar] [CrossRef]
- Nakamura, K. Second-Order Gauge Invariant Cosmological Perturbation Theory—Einstein Equations in Terms of Gauge Invariant Variables. Prog. Theor. Phys. 2007, 117, 17. [Google Scholar] [CrossRef]
- Nakamura, K. Perturbations of matter fields in the second-order gauge-invariant cosmological perturbation theory. Phys. Rev. D 2009, 80, 124021. [Google Scholar] [CrossRef]
- Landau, L.; Lifshitz, E. The Classical Theory of Fields; Addison-Wesley: Reading, MA, USA, 1962. [Google Scholar]
- Kinnersley, W.; Walker, M. Uniformly Accelerating Charged Mass in General Relativity. Phys. Rev. D 1970, 2, 1359. [Google Scholar] [CrossRef]
- Griffiths, J.B.; Krtous, P.; Podolsky, J. Interpreting the C-metric. Class. Quantum Grav. 2006, 23, 6745. [Google Scholar] [CrossRef]
- Sachs, R.K. Gravitational Radiation. In Relativity, Groups and Topology; DeWitt, C., DeWitt, B., Eds.; Gordon and Breach: New York, NY, USA, 1964. [Google Scholar]
- Stewart, J.M.; Walker, M. Perturbations of Space-Times in General Relativity. Proc. R. Soc. Lond. A 1974, 341, 49. [Google Scholar]
- Stewart, J.M. Perturbations of Friedmann-Robertson-Walker cosmological models. Class. Quantum Grav. 1990, 7, 1169. [Google Scholar] [CrossRef]
- Stewart, J.M. Advanced General Relativity; Cambridge University Press: Cambridge, UK, 1991. [Google Scholar]
- Bruni, M.; Matarrese, S.; Mollerach, S.; Sonego, S. Perturbations of spacetime: Gauge transformations and gauge invariance at second order and beyond. Class. Quantum Grav. 1997, 14, 2585. [Google Scholar] [CrossRef]
- Bruni, M.; Sonego, S. Observables and gauge invariance in the theory of nonlinear spacetime perturbations. Class. Quantum Grav. 1999, 16, L29. [Google Scholar] [CrossRef]
- Sonego, S.; Bruni, M. Gauge Dependence in the Theory of Non-Linear Spacetime Perturbations. Commun. Math. Phys. 1998, 193, 209. [Google Scholar] [CrossRef][Green Version]
- Noh, H.; Hwang, J. Second-order perturbations of the Friedmann world model. Phys. Rev. D 2004, 69, 104011. [Google Scholar] [CrossRef]
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2024 by the author. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).