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Keywords = fault diagnosis methods

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30 pages, 3611 KB  
Article
MTFSC: A Self-Supervised Transferable Representation Learning Algorithm for Diagnosing Cross-Machine Faults in Rotating Machinery
by Yuan Xu, Enyong Xu, Yingnan Gao and Zhenzhen Jin
Algorithms 2026, 19(7), 507; https://doi.org/10.3390/a19070507 (registering DOI) - 24 Jun 2026
Abstract
Rotating machinery is a key component in modern industry, and its operating condition directly affects equipment safety and production reliability. However, discrepancies among different machines cause source–target distribution shifts, while fault annotation for target machines is costly, limiting the performance of deep learning-based [...] Read more.
Rotating machinery is a key component in modern industry, and its operating condition directly affects equipment safety and production reliability. However, discrepancies among different machines cause source–target distribution shifts, while fault annotation for target machines is costly, limiting the performance of deep learning-based diagnosis under cross-machine scenarios with limited labels. To address these issues, this paper proposes a multi-scale time–frequency semantic consistency model based on self-supervised transferable representation learning, termed MTFSC. First, augmented waveform views and multi-scale frequency-domain views are constructed from unlabeled source-domain vibration signals for self-supervised pre-training without source labels. Then, a time-domain impulse-aware feature extractor and a time–frequency decoupled spectral feature extractor are designed to enhance local impulsive responses and emphasize fault-sensitive time–frequency patterns. Furthermore, a semantic-aware soft contrastive loss is developed to mine potential semantic neighbors from multi-scale frequency-domain structural similarity, reducing false-negative effects in conventional hard-label contrastive learning. Finally, the pre-trained time-domain extractor is transferred to the target machine and fine-tuned with limited labeled samples. Experimental results show that MTFSC outperforms comparison methods under different labeled sample ratios and achieves an average accuracy of 97.5% across four cross-machine diagnostic tasks. Full article
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24 pages, 8059 KB  
Article
Information-Theoretic Channel Selection and Spatiotemporal Deep Learning for Early Fault Detection in Microsatellite Thermal Control Systems
by Weijian Pang, Jun Zhou, Jingwen Xu and Xinian Zhi
Entropy 2026, 28(7), 725; https://doi.org/10.3390/e28070725 (registering DOI) - 24 Jun 2026
Abstract
Early fault detection in microsatellite thermal control systems (TCS) faces fundamental challenges: high-dimensional redundant telemetry channels, overlapping multi-scale periodicities that obscure anomaly signatures, and severely limited daily data downlink (1–2 passes per day) that restricts the temporal window for diagnosis. Existing data-driven approaches [...] Read more.
Early fault detection in microsatellite thermal control systems (TCS) faces fundamental challenges: high-dimensional redundant telemetry channels, overlapping multi-scale periodicities that obscure anomaly signatures, and severely limited daily data downlink (1–2 passes per day) that restricts the temporal window for diagnosis. Existing data-driven approaches either rely on supervised learning, requiring labeled fault data that are scarce in practice, or employ univariate analysis that fails to capture inter-sensor spatial correlations. To address these limitations, this paper introduces a hybrid framework integrating information-theoretic feature selection and spatiotemporal deep learning. The Generalized Maximum Information Coefficient (GMIC) quantifies nonlinear dependencies between temperature channels for key channel selection, reducing dimensionality by 82% while preserving diagnostic information. A dual-level Seasonal Trend Decomposition (STL) method disentangles orbital-periodic dynamics from diurnal cycles, effectively isolating distinct thermal characteristics at multiple timescales. Each decomposed component is modeled using Convolutional Neural Network–Long Short-Term Memory (CNN-LSTM) networks to capture spatiotemporal dependencies for accurate temperature prediction. An adaptive threshold-based weighted error fusion mechanism enables early fault detection within a single day of telemetry data. Experimental validation on real satellite telemetry data demonstrates that the proposed framework achieves high-precision fault detection across multiple fault types using a minimal set of temperature channels, significantly outperforming existing benchmarks in both prediction accuracy and detection reliability. Full article
(This article belongs to the Section Signal and Data Analysis)
23 pages, 11183 KB  
Article
An End-to-End Fault Diagnosis Model for Rolling Bearings Based on Multi-Scale Convolution and the Kolmogorov–Arnold Network
by Donghua Yu, Zhenyu Wang, Jia Liu, Huan Liu and Changtian Ying
Sensors 2026, 26(13), 4005; https://doi.org/10.3390/s26134005 (registering DOI) - 24 Jun 2026
Abstract
Rolling bearings, as core components of rotating machinery, are prone to failure under harsh working conditions, and their fault diagnosis is crucial for the safe operation of industrial systems. Aiming at resolving the problems of weak fault feature representation, poor model generalization ability [...] Read more.
Rolling bearings, as core components of rotating machinery, are prone to failure under harsh working conditions, and their fault diagnosis is crucial for the safe operation of industrial systems. Aiming at resolving the problems of weak fault feature representation, poor model generalization ability and high dependence on manual preprocessing in traditional bearing fault diagnosis methods, an end-to-end fault diagnosis model named KanMSConv is proposed for one-dimensional raw vibration signals. The model abandons complex time–frequency transformation and manual feature engineering, and constructs a multi-scale feature extraction module based on depthwise separable convolution to capture local impulsive components and global modulation characteristics of fault signals simultaneously. The SE channel attention mechanism is integrated to adaptively enhance fault-related critical features and reduce redundant channel responses. Residual connection is introduced to alleviate the gradient degradation problem of deep networks and improve feature reuse capability. On this basis, the Kolmogorov–Arnold Network (KAN) is used to replace the traditional fully connected layer, which enhances the model’s ability to fit complex nonlinear mapping relationships and distinguish fault classification boundaries. Experimental verification is carried out on three representative rolling bearing datasets (CWRU, PU, SDUST) under multi-load, multi-class and cross-platform conditions. The results show that the KanMSConv model achieves 100% accuracy on the CWRU dataset, 99.93% on the PU dataset and 99.80% on the SDUST dataset, which is significantly superior to the existing mainstream fault diagnosis models in terms of Accuracy, Precision, Recall and F1-Score. And the ablation and computational cost analyses further support this conclusion. Full article
(This article belongs to the Section Fault Diagnosis & Sensors)
21 pages, 3219 KB  
Article
A New Condition Diagnosis Method for Ball Bearings Using Ultrasonic Visualization and Light CNN
by Hangyeol Jo, Sung-Ho Hong, Choon-Su Park, Moonsuk Kim, Miao Dai and Sang-Woo Ban
Lubricants 2026, 14(7), 249; https://doi.org/10.3390/lubricants14070249 (registering DOI) - 23 Jun 2026
Abstract
Early fault diagnosis of ball bearings is essential for maintaining the reliability of rotating machinery and preventing unexpected downtime. This study proposes a fault diagnosis framework that combines non-contact ultrasonic visualization with a lightweight convolutional neural network (Light CNN). Seven bearing conditions, including [...] Read more.
Early fault diagnosis of ball bearings is essential for maintaining the reliability of rotating machinery and preventing unexpected downtime. This study proposes a fault diagnosis framework that combines non-contact ultrasonic visualization with a lightweight convolutional neural network (Light CNN). Seven bearing conditions, including ferrous particle contamination and grease starvation, were investigated using ultrasonic, vibration, and acoustic emission (AE) sensors under identical experimental conditions. Sa-liency-map extraction and two-dimensional histogram analysis were applied to ultrasonic RGB images to generate compact feature representations, which were compressed into 20 × 20 feature maps and used as inputs to a three-layer Light CNN. The proposed method achieved an average classification accuracy of 99.98% and an F1-score of 99.98%. In addition, an average inference throughput of 11.47 IPS was obtained, representing approximately ten times higher computational efficiency than vibration- and AE-based approach-es. Stable diagnostic performance was also maintained under a low-speed operating condition of 500 rpm. These results demonstrate the effectiveness of combining ultrasonic visualization and a lightweight CNN for accurate and computationally efficient bearing fault diagnosis. Full article
(This article belongs to the Special Issue Multiphysics Modelling in Bearing Lubrication)
21 pages, 13902 KB  
Article
A Hybrid Method of Binary Grey Wolf Optimization and Equilibrium Optimization for Feature Selection in Diagnosing Bearing Faults
by Chun-Yao Lee, Kuan-Yu Huang, Truong-An Le, Guang-Lin Zhuo, Mu-Ze Li and Chung-Hao Huang
Mathematics 2026, 14(13), 2244; https://doi.org/10.3390/math14132244 (registering DOI) - 23 Jun 2026
Abstract
Diagnosing bearing faults remains a crucial challenge, particularly in effectively extracting fault information and achieving high diagnostic accuracy. To address this issue, this study presents a model for diagnosing bearing faults, which comprises three primary stages: feature extraction, feature selection, and classification. In [...] Read more.
Diagnosing bearing faults remains a crucial challenge, particularly in effectively extracting fault information and achieving high diagnostic accuracy. To address this issue, this study presents a model for diagnosing bearing faults, which comprises three primary stages: feature extraction, feature selection, and classification. In the feature extraction stage, features are extracted from raw motor signals using empirical mode decomposition (EMD) and fast Fourier transform (FFT). In the feature selection stage, an effective method based on binary grey wolf optimization (BGWO) and the equilibrium optimizer (EO) is developed to remove redundant and irrelevant features. Finally, k-nearest neighbours (KNNs) and support vector machine (SVM) classifiers are used to identify bearing fault conditions. The proposed model is evaluated using four datasets: the University of California, Irvine (UCI) benchmark datasets, a motor bearing fault current-signal dataset, the Case Western Reserve University (CWRU) benchmark dataset, and the Machinery Failure Prevention Technology (MFPT) benchmark dataset. The experimental results show that the proposed method improves bearing fault diagnosis accuracy and demonstrates strong robustness compared with conventional methods. Full article
(This article belongs to the Special Issue Mathematical Models for Fault Detection and Diagnosis)
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23 pages, 5400 KB  
Article
A Gearbox Fault Diagnosis Method for Small-Sample Conditions Based on Physics-Informed and Multi-Scale Graph Learning
by Peng Chen, Yazhou Zhang and Jintao Xu
Processes 2026, 14(13), 2035; https://doi.org/10.3390/pr14132035 (registering DOI) - 23 Jun 2026
Abstract
Existing intelligent fault diagnosis methods ignore the influence of sensors at different positions on the model fault diagnosis performance. Furthermore, the lack of interpretability leads to insufficient reliability of the model fault diagnosis results. Therefore, a physics-informed multi-sensor information fusion method for gearbox [...] Read more.
Existing intelligent fault diagnosis methods ignore the influence of sensors at different positions on the model fault diagnosis performance. Furthermore, the lack of interpretability leads to insufficient reliability of the model fault diagnosis results. Therefore, a physics-informed multi-sensor information fusion method for gearbox fault diagnosis is proposed. The method consists of a physics-informed shallow feature extraction module, a hierarchical multi-scale graph learning module, and an adaptive feature fusion module. The shallow feature extraction module is composed of Laplacian convolution. Multi-scale Laplacian convolution kernels are used to capture multi-frequency and multi-scale feature information, enriching fault representations. The hierarchical multi-scale graph learning module adopts graph convolutional neural networks to conduct deep multi-sensor fault feature extraction for generating high-level features. The adaptive feature fusion module realizes the weighting of important sensor data and the suppression of redundant information through attention scores. This method is validated on two gearbox datasets. The results show that when applied to the SEU dataset, the proposed method achieves a diagnosis accuracy 5.8% higher than that of the state-of-the-art method (MIFNet) under small-sample conditions. In noisy environments, the proposed method achieves an average diagnostic accuracy 1.8% higher than that of the state-of-the-art method (LiConvFormer). This indicates that the proposed method exhibits superior fault diagnosis performance and can effectively handle fault diagnosis tasks under small-sample conditions and in noisy environments. Full article
(This article belongs to the Special Issue Fault Diagnosis Technology in Machinery Manufacturing)
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17 pages, 2849 KB  
Article
Multi-Fault Diagnosis of Three-Phase Four-Wire Inverter Based on Fuzzy Logic
by Jian Huang, Yuan Sun, Heping Fu, Guan Wang, Zuosheng Yin, Kai Cui and Chao Zhang
Energies 2026, 19(13), 2953; https://doi.org/10.3390/en19132953 (registering DOI) - 23 Jun 2026
Abstract
In modern power systems such as new energy generation and smart grids, inverters serve as core equipment for electrical energy conversion and transmission. Their operational reliability directly impacts system power supply quality and safety stability. Currently, research on inverter fault diagnosis technology primarily [...] Read more.
In modern power systems such as new energy generation and smart grids, inverters serve as core equipment for electrical energy conversion and transmission. Their operational reliability directly impacts system power supply quality and safety stability. Currently, research on inverter fault diagnosis technology primarily focuses on linear load conditions, with diagnostic method design and validation based on linear load characteristics. However, with the rapid advancement of power electronics technology, power electronic loads such as variable frequency drives, charging stations, and distributed power sources are increasingly prevalent in power systems. These loads exhibit nonlinear and time-varying characteristics under complex operating conditions, leading to a growing variety of inverter faults with significantly diversified and complex fault signatures. Traditional diagnostic methods fail to adapt to the unique characteristics of power electronic loads, making it difficult to accurately identify various faults. Consequently, they no longer meet the diagnostic demands of practical engineering scenarios. In addition, current diagnostic methods for open-circuit power transistors, intermittent faults, and sensor faults often employ different approaches, which consume significant controller resources and are prone to mutual interference, leading to false triggers. This paper takes a three-phase four-wire inverter as the research subject. Targeting the challenge of fault diagnosis under power electronic load conditions, it proposes a comprehensive diagnostic method capable of simultaneously diagnosing power switch open circuits, intermittent faults, and current sensor faults. First, the characteristics of various faults are analyzed. Subsequently, fault diagnosis variables are constructed using the actual arm voltage of the inverter and the ideal arm voltage. Logical rules for each type of fault are established, and diagnosis is performed through fuzzy logic inference. Finally, experiments validated the effectiveness of this fault diagnosis scheme, with open-circuit faults detected in less than 2 ms, intermittent faults in less than 0.5 ms, and sensor faults in less than 3 ms. Full article
(This article belongs to the Section F3: Power Electronics)
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24 pages, 13396 KB  
Article
Fault Diagnosis of DC Microgrids Based on State Observer
by Jinming Luo, Hongtao Wang, Lingshang Kong, Fujia Chen and Huijie Liu
Electronics 2026, 15(13), 2749; https://doi.org/10.3390/electronics15132749 (registering DOI) - 23 Jun 2026
Viewed by 20
Abstract
Due to the low inertia and small internal resistance of the DC line, the short-circuit fault is more harmful to the DC microgrid than the AC microgrid. Therefore, rapid and accurate detection of faults in DC microgrids plays an important role in ensuring [...] Read more.
Due to the low inertia and small internal resistance of the DC line, the short-circuit fault is more harmful to the DC microgrid than the AC microgrid. Therefore, rapid and accurate detection of faults in DC microgrids plays an important role in ensuring the stable operation of DC microgrids. In this paper, the residual generator is designed based on the state observer, and the fault diagnosis of the DC microgrid is achieved by analyzing and processing the residual signal. Firstly, a mathematical model is established for a single line, and the corresponding residual generator is designed by using the unknown input observer to achieve the fault detection of a single key protection line. Secondly, considering the high cost of fault detection for each line alone, a residual generator is established for the entire DC microgrid to achieve fault detection of the entire DC microgrid, which effectively reduces the cost of fault detection. Finally, the radial DC microgrid and the ring DC microgrid are simulated and verified respectively to ensure that the designed fault diagnosis method is applicable to both topologies. Full article
(This article belongs to the Section Power Electronics)
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16 pages, 6332 KB  
Article
Power Transformer Fault Classification from Dissolved Gas Analysis Using Principal Component Analysis and Artificial Neural Networks
by Mwamba S. Nkwambe and Bonginkosi A. Thango
Energies 2026, 19(13), 2947; https://doi.org/10.3390/en19132947 (registering DOI) - 23 Jun 2026
Viewed by 115
Abstract
Reliable diagnosis of incipient transformer faults is essential for preventing catastrophic failures and enabling predictive asset management in power systems. Although dissolved gas analysis (DGA) is the most established diagnostic tool for assessing transformer internal condition, fault discrimination remains difficult when gas features [...] Read more.
Reliable diagnosis of incipient transformer faults is essential for preventing catastrophic failures and enabling predictive asset management in power systems. Although dissolved gas analysis (DGA) is the most established diagnostic tool for assessing transformer internal condition, fault discrimination remains difficult when gas features are highly correlated, redundant, and only partially separable across fault classes. This study presents a PCA-enhanced artificial neural network (ANN) framework for multiclass transformer fault diagnosis using DGA data. The method is developed on 595 samples classified into six IEC 60599 fault categories and uses a 15-feature representation comprising raw gas concentrations, total hydrocarbon content, and engineered gas-ratio descriptors. To identify an evidence-based diagnostic representation, principal component analysis (PCA) was evaluated across all dimensionalities from k = 1 to 15 before ANN training. The proposed model was benchmarked against alternative feature sets and conventional classifiers, including Gaussian Naïve Bayes, k-nearest neighbours, support vector machines, and ANN without PCA. The best-performing configuration was obtained at k = 13, yielding a test accuracy of 68.1%, compared with 63.9% for ANN without PCA, 56.3% for raw-gas-only ANN, and 33.6% for the IEC three-ratio feature configuration. In addition to improving diagnostic performance, the PCA stage revealed interpretable component structures associated with dominant gas and ratio patterns underlying fault separation. The results indicate that PCA-based feature extraction improves ANN generalization by reducing redundancy and multicollinearity in DGA-derived variables, and provides a practical, lightweight, and interpretable framework for transformer fault diagnosis. Full article
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21 pages, 2163 KB  
Article
A Short-Circuit Fault Diagnosis Method for Three-Phase Current-Source Inverters Using Normalized Phase Current Variation Trends
by Junhao Zhan, Jixin Wang, Naizhe Diao and Xianrui Sun
Machines 2026, 14(6), 710; https://doi.org/10.3390/machines14060710 (registering DOI) - 22 Jun 2026
Viewed by 71
Abstract
This paper presents a fast diagnosis and localization method for switch short-circuit faults (shoot-through faults) in three-phase current-source inverters (CSIs) based on the polarity and variation trends of normalized phase currents. Under short-circuit fault conditions, the variation trends of the two same-polarity phase [...] Read more.
This paper presents a fast diagnosis and localization method for switch short-circuit faults (shoot-through faults) in three-phase current-source inverters (CSIs) based on the polarity and variation trends of normalized phase currents. Under short-circuit fault conditions, the variation trends of the two same-polarity phase currents change from opposite (normal) to identical. To capture this feature, an adaptive magnitude-normalization method is proposed, which adaptively distinguishes normal load variations from fault conditions and selects the corresponding normalization strategy, yielding constant-amplitude three-phase currents while retaining polarities and trends. The theoretical operating sector is determined from the current polarities, and the faulty switch is localized using the signs of the variation trends of the two same-polarity currents. The method applies to both single- and multiple-switch faults. Experiments on a 3 A, 50 Hz CSI prototype show an average localization time of 15 ms (0.75Tbase), accurate diagnosis under load (10–30 Ω) and frequency (25–50 Hz) variations, and no need for additional hardware, confirming its effectiveness. Full article
(This article belongs to the Special Issue Advanced Control and Fault Diagnosis in Electrical Drives)
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21 pages, 4611 KB  
Article
Research on Fault Type Identification for Distribution Networks with Distributed Power Sources Based on Improved CNN-BiGRU
by Lei Li and Weili Wu
Sensors 2026, 26(12), 3947; https://doi.org/10.3390/s26123947 (registering DOI) - 21 Jun 2026
Viewed by 230
Abstract
The integration of distributed generation (DG) changes the fault current path, magnitude, direction, and transient characteristics of distribution networks, which increases the difficulty of fault type identification. In particular, weak fault features and high-frequency transient components may reduce the reliability of traditional feature-based [...] Read more.
The integration of distributed generation (DG) changes the fault current path, magnitude, direction, and transient characteristics of distribution networks, which increases the difficulty of fault type identification. In particular, weak fault features and high-frequency transient components may reduce the reliability of traditional feature-based diagnosis methods. To improve the representation and classification capability of fault signals, this paper proposes a fault type identification method based on wavelet packet transform and an improved CNN-BiGRU model with a channel attention mechanism. First, three-phase voltage, three-phase current, and zero-sequence voltage signals are decomposed by wavelet packet transform, and the corresponding time–frequency matrices are constructed. Then, these matrices are integrated and converted into time-frequency images, so that multi-source fault information can be represented in a unified form. On this basis, CNN is used to extract local spatial features from the time-frequency images, while BiGRU is employed to capture bidirectional dependency information of fault features. Furthermore, a channel attention mechanism is introduced to enhance informative feature channels and suppress redundant information, thereby improving the fault classification performance. Simulation results based on a 10 kV DG-integrated distribution network show that the proposed method achieves high recognition accuracy under different DG capacities and access configurations. Compared with CNN, BiGRU, and CNN-BiGRU models, the proposed CNN-BiGRU-Attention model shows better classification accuracy and adaptability, demonstrating its effectiveness for fault type identification in active distribution networks. Full article
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15 pages, 469 KB  
Article
A Fault Diagnosis Method for Transmission Networks Based on Multi-Source Information Fusion
by Shifu Gu, Xiaotian Chen, Tao Wang, Quanlin Leng and Chunyu Zhou
Entropy 2026, 28(6), 709; https://doi.org/10.3390/e28060709 (registering DOI) - 20 Jun 2026
Viewed by 90
Abstract
In order to solve the miscalculation problem caused by the distortion and loss of fault information caused by the traditional transmission grid fault diagnosis method due to the severe meteorological environment, a transmission grid fault diagnosis method based on multi-source information fusion is [...] Read more.
In order to solve the miscalculation problem caused by the distortion and loss of fault information caused by the traditional transmission grid fault diagnosis method due to the severe meteorological environment, a transmission grid fault diagnosis method based on multi-source information fusion is proposed. Firstly, the pulse fault degree, amplitude fault degree and meteorological fault degree are obtained by analyzing the switching, electrical and meteorological information from multiple sources using the binary reasoning spiking neural P systems, Hilbert–Huang transform and meteorological fusion methods, respectively. Then, the fault diagnosis results are obtained by fusing the various fault degrees using the analytic hierarchy process. Finally, simulation experiments are conducted on the standard IEEE39-bus system built by PSCAD simulation software, and the results verify the feasibility and effectiveness of the proposed diagnosis method in this paper. Full article
(This article belongs to the Section Signal and Data Analysis)
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27 pages, 18725 KB  
Article
Physics-Guided Dual-Stream Fusion for Extreme Few-Shot Fault Diagnosis Under Massive Domain Shifts
by Shiqian Wu, Weiming Zhang, Huiyu Liu, Yuchen Lu and Yuxuan Zhang
Processes 2026, 14(12), 2012; https://doi.org/10.3390/pr14122012 (registering DOI) - 20 Jun 2026
Viewed by 99
Abstract
Reliable fault diagnosis of rotating machinery is critical for averting serious failures in modern industrial systems. While data-driven deep learning has advanced condition monitoring, its success is fundamentally predicated on the availability of independent and identically distributed (I.I.D.) datasets. In realistic operational environments, [...] Read more.
Reliable fault diagnosis of rotating machinery is critical for averting serious failures in modern industrial systems. While data-driven deep learning has advanced condition monitoring, its success is fundamentally predicated on the availability of independent and identically distributed (I.I.D.) datasets. In realistic operational environments, machinery frequently experiences massive domain shifts induced by varying rotational speeds. Concurrently, acquiring high-fidelity fault instances is limited compared to abundant healthy baseline data, often resulting in a long-tailed distribution. Under such data-starved conditions, conventional few-shot domain adaptation (FSDA) methodologies often may be affected by distributional erasure; global alignment objectives are mainly driven by the healthy majority, causing sparse fault signatures to be erroneously absorbed as noise and leading to severe diagnostic performance degradation. To address this setting, this study develops a physics-guided dual-stream fusion framework for extreme few-shot cross-domain fault diagnosis. The method does not treat the Laplace wavelet, STFT, CNNs, or AdaBN as newly introduced techniques. Instead, it integrates these components into a unified diagnostic pipeline designed for long-tailed target support sets under large speed shifts. A learnable Laplace wavelet convolution is used in the temporal branch to emphasize transient impact responses, while STFT spectrograms provide a complementary time-frequency representation for the two-dimensional branch. The two feature streams are then fused for target fault classification. For domain adaptation, a Strict AdaBN strategy is applied using only the target support set, rather than the target test data or a large unlabeled target pool. Under the evaluated 50 healthy + 12 fault support condition, the healthy samples provide target-domain operating-background statistics for BN recalibration, while the limited fault samples are used for supervised classifier adjustment. Experiments on the HUSTbearing and Torino DIRG datasets show that the proposed integrated framework achieves stable performance under the evaluated few-shot cross-speed settings. These results suggest that combining physics-guided Laplace convolution, time-frequency representations, and support-set-restricted BN recalibration can be useful for bearing fault diagnosis when target fault samples are limited. Full article
(This article belongs to the Section Manufacturing Processes and Systems)
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23 pages, 3077 KB  
Article
Dynamic Time Warping for System-Level Fault Detection in IoT Devices: An Episode- and Layer-Based, Label-Free Approach
by Ryan Aalund and Vincent P. Paglioni
Sensors 2026, 26(12), 3920; https://doi.org/10.3390/s26123920 (registering DOI) - 20 Jun 2026
Viewed by 310
Abstract
IoT devices operate as integrated systems spanning hardware, firmware/software layers, and communication layers. In operational settings, many faults and performance degradations are emergent: they arise from cross-layer interactions, workload changes, and telemetry artifacts, rather than a single physics-of-failure mechanism. These realities make traditional [...] Read more.
IoT devices operate as integrated systems spanning hardware, firmware/software layers, and communication layers. In operational settings, many faults and performance degradations are emergent: they arise from cross-layer interactions, workload changes, and telemetry artifacts, rather than a single physics-of-failure mechanism. These realities make traditional supervised fault classification difficult because labeled fault data are rarely available during deployment, and the fault surface is unknown and a priori. This paper presents a practitioner-oriented, label-free fault detection and diagnosis (FDD) pattern based on Dynamic Time Warping (DTW) for rapid implementation in production IoT telemetry. The method represents a device as a sequence of overlapping episodes and organizes telemetry into interpretable layers (hardware sensors, communication health proxies, and software/firmware-derived KPIs). A reference library of regular episodes is built from an assumed-healthy training window; new episodes are scored using constrained DTW distances against this library, while retaining per-layer and per-channel contributions for attribution. We show that production performance depends strongly on operational parameterization, including episode length, DTW constraints, robust threshold learning, and temporal validation. Within a verified-healthy evaluation window, the tuned configuration achieves an AUROC of 0.97 for the temporally structured faults DTW is suited to (bias, drift, and interaction faults, with spikes detected at an AUROC of 0.93), detecting 100% of injected faults, with a mean delay under 25 min. We further show that constant-value (stuck-at) and missing-data (dropout) faults fall outside DTW’s shape-matching scope (AUROC about 0.66) and are better served by complementary variance- and missingness-based detectors, a consequence of DTW’s shape-matching scope rather than a parameter choice. This work contributes a system-level methodological framework for deploying DTW as an IoT fault-detection-and-diagnosis capability: an episode-and-layer architecture aligned with hardware, communication, and software/firmware ownership; a label-free reference library requiring only assumed-healthy data; per-layer and per-channel attribution for cross-domain triage; and a reproducible operational tuning procedure. Together, these deliver a fast-to-deploy, scalable, and accurate first-line detector for label-scarce IoT systems. Full article
(This article belongs to the Special Issue Sensor-Based Fault Diagnosis and Prognosis)
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20 pages, 5382 KB  
Article
Decoupled Graph Attention Modeling and Anomaly Traceability Method for Multisystem Coupling in SLM Equipment
by Qi Liu, Weijun Liu, Hongyou Bian and Fei Xing
Sensors 2026, 26(12), 3889; https://doi.org/10.3390/s26123889 (registering DOI) - 18 Jun 2026
Viewed by 219
Abstract
Selective laser melting (SLM) equipment operates as a complex cyber–physical system, wherein strong implicit coupling among internal subsystems presents significant challenges for condition monitoring and fault diagnosis. Existing deep learning methods often suffer from feature submersion when processing multi-source heterogeneous data and lack [...] Read more.
Selective laser melting (SLM) equipment operates as a complex cyber–physical system, wherein strong implicit coupling among internal subsystems presents significant challenges for condition monitoring and fault diagnosis. Existing deep learning methods often suffer from feature submersion when processing multi-source heterogeneous data and lack the capability for system-level topological causal inference. To address these issues, we propose a multisystem coupling modeling and anomaly traceability method based on a decoupled graph attention network (ST-DBGAE). Independent local spatiotemporal feature alignment modules are constructed to map heterogeneous sensory data into a unified latent space. This eliminates dimensional discrepancies while strictly maintaining the feature independence of underlying hardware subsystems, such as optical and gas circuits. A dynamic graph attention mechanism with sparse priors is subsequently introduced to adaptively capture time-varying coupling weights triggered by implicit interactions (e.g., thermal fluids), bypassing the need for predefined rigid physical connections. Furthermore, a dual-branch two-stage decoupled optimization architecture is designed. By blocking the cross-interference of global backpropagation, this architecture outputs a continuous equipment health index (HI) based on reconstruction errors and employs a topological difference matrix inference mechanism to reversely anchor the root-cause nodes responsible for cross-system cascading degradation. Experimental results based on over 310,000 real operational monitoring records from industrial SLM equipment demonstrate that the proposed model achieves a comprehensive diagnostic Macro-F1 score of 96.5% across eight operating states. The single-class detection rates (ACCs) of specific underlying anomalies are significantly improved. This method not only enables high-precision equipment health warnings but also provides a physically interpretable microscopic fault propagation mapping for predictive maintenance. Full article
(This article belongs to the Section Fault Diagnosis & Sensors)
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