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Keywords = complex rock mass dam

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26 pages, 17206 KiB  
Article
Cascading Landslide–Barrier Dam–Outburst Flood Hazard: A Systematic Study Using Rockfall Analyst and HEC-RAS
by Ming Zhong, Xiaodi Li, Jiao Wang, Lu Zhuo and Feng Ling
Remote Sens. 2025, 17(11), 1842; https://doi.org/10.3390/rs17111842 - 25 May 2025
Viewed by 804
Abstract
Landslide hazard chains pose significant threats in mountainous areas worldwide, yet their cascading effects remain insufficiently studied. This study proposes an integrated framework to systematically assess the landslide-landslide dam-outburst flood hazard chain in mountainous river systems. First, landslide susceptibility is assessed through a [...] Read more.
Landslide hazard chains pose significant threats in mountainous areas worldwide, yet their cascading effects remain insufficiently studied. This study proposes an integrated framework to systematically assess the landslide-landslide dam-outburst flood hazard chain in mountainous river systems. First, landslide susceptibility is assessed through a random forest model incorporating 11 static environmental and geological factors. The surface deformation rate derived from SABS-InSAR technology is incorporated as a dynamic factor to improve classification accuracy. Second, motion trajectories of rock masses in high-risk zones are identified by Rockfall Analyst model to predict potential river blockages by landslide dams, and key geometric parameters of the landslide dams are predicted using a predictive model. Third, the 2D HEC-RAS model is used to simulate outburst flood evolution. Results reveal that: (1) incorporating surface deformation rate as a dynamic factor significantly improves the predictive accuracy of landslide susceptibility assessment; (2) landslide-induced outburst floods exhibit greater destructive potential and more complex inundation dynamics than conventional mountain flash floods; and (3) the outburst flood propagation process exhibits three sequential phases defined by the Outburst Flood Arrival Time (FAT): initial rapid advancement phase, intermediate lateral diffusion phase, and mature floodplain development phase. These phases represent critical temporal thresholds for initiating timely downstream evacuation. This study contributes to the advancement of early warning systems aimed at protecting downstream communities from outburst floods triggered by landslide hazard chains. It enables researchers to better analyze the complex dynamics of such cascading events and to develop effective risk reduction strategies applicable in vulnerable regions. Full article
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22 pages, 4783 KiB  
Article
Enhancement of Air-Entrained Grout-Enriched Vibrated Cemented Sand, Gravel and Rock (GECSGR) for Improving Frost and Thawing Resistance in CSGR Dams
by Wambley Adomako Baah, Jinsheng Jia, Cuiying Zheng, Baozhen Jia, Yue Wang and Yangfeng Wu
Materials 2025, 18(1), 155; https://doi.org/10.3390/ma18010155 - 2 Jan 2025
Viewed by 829
Abstract
Cemented Sand, Gravel, and Rock (CSGR) dams have traditionally used either Conventional Vibrated Concrete (CVC) or Grout-Enriched Roller Compacted Concrete (GERCC) for protective and seepage control layers in low- to medium-height dams. However, these methods are complex, prone to interference, and uneconomical due [...] Read more.
Cemented Sand, Gravel, and Rock (CSGR) dams have traditionally used either Conventional Vibrated Concrete (CVC) or Grout-Enriched Roller Compacted Concrete (GERCC) for protective and seepage control layers in low- to medium-height dams. However, these methods are complex, prone to interference, and uneconomical due to significant differences in the expansion coefficient, elastic modulus, and hydration heat parameters among CSGR, CVC, and GERCC. This complexity complicates quality control during construction, leading to the development of Grout-Enriched Vibrated Cemented Sand, Gravel, and Rock (GECSGR) as an alternative. Despite its potential, GECSGR has limited use due to concerns about freeze–thaw resistance. This project addresses these concerns by developing an air-entrained GECSGR grout formulation and construction technique. The study follows a five-phase approach: mix proportioning of C1806 CSGR; optimization of the grout formulation; determination of grout addition rate; evaluation of small-scale lab samples of GECSGR; and field application. The results indicate that combining 8–12% of 223 kg/m3 cement grout with 2–2.23 kg/m3 of admixtures, mud content of 15%, a marsh time of 26–31 s. and a water/cement ratio of 0.5–0.6 with the C1806 parent CSGR mixture achieved a post-vibration in situ air content of 4–6%, excellent freeze–thaw resistance (F300: mass loss <5% or initial dynamic modulus ≥60%), and permeability resistance (W12: permeability coefficient of 0.13 × 10−10 m/s). The development of a 2-in-1 slurry addition and vibration equipment eliminated performance risks and enhanced efficiency in field applications, such as the conversion of the C1804 CSGR mixture into air-entrained GECSGR grade C9015W6F50 for the 2.76 km Qianwei protection dam. Economic analysis revealed that the unit cost of GECSGR production is 18.3% and 6.33% less than CVC and GERCC, respectively, marking a significant advancement in sustainable cement-based composite materials in the dam industry. Full article
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16 pages, 3973 KiB  
Article
Rock Mass Structure Classification of Caves Based on the 3D Rock Block Index
by Jun Dong, Qingqing Chen, Guangxiang Yuan and Kaiyan Xie
Appl. Sci. 2024, 14(3), 1230; https://doi.org/10.3390/app14031230 - 1 Feb 2024
Cited by 3 | Viewed by 1505
Abstract
In large-scale water conservancy and hydropower projects, complex rock structures are considered to be the main factor controlling the stability of hydraulic structures. The classification of rock mass structure plays an important role in the safety of all kinds of large buildings, especially [...] Read more.
In large-scale water conservancy and hydropower projects, complex rock structures are considered to be the main factor controlling the stability of hydraulic structures. The classification of rock mass structure plays an important role in the safety of all kinds of large buildings, especially underground engineering buildings. As a quantitative classification index of rock mass, the rock block index is very common in the classification of borehole and dam foundation rock mass structures. However, there are few studies on the classification of underground engineering rock masses. Moreover, their classification criteria have disadvantages in spatial dimension. Therefore, this paper takes the long exploratory cave CPD1 in the water transmission and power generation system of the Qingtian pumped storage power station in Zhejiang Province as the research object and launches a study on the structural classification of the rock mass of a flat cave based on the 3D rock block index. According to the group distribution of joints, the sections are statistically homogeneous. Additionally, the Monte Carlo method is used to carry out random simulations to generate a three-dimensional joint network model. The virtual survey lines are arranged along the center of the shape of the three different orthogonal planes of the 3D joint network model to represent the boreholes, and the RBI values of the virtual survey lines on each orthogonal plane are counted to classify the rock mass structure of the flat cave in a refined manner using the rock block index of the rock mass in 3D. The above method realizes the application of the 3D rock block index in underground engineering and overcomes the limitations of traditional rock mass classification methods in terms of classification index and dimension. The results show that: (1) Three-dimensional joint network simulations built on statistical and probabilistic foundations can visualize the structure of the rock mass and more accurately reflect the structural characteristics of the actual rock mass. (2) Based on the 3D rock block index, the rock mass structure of the long-tunnel CPD1 is classified, from that of a continuous structure to a blocky structure, corresponding to the integrity of the rock mass from complete to relatively complete. The classification results are consistent with the evaluation results of horizontal tunnel seismic wave geophysical exploration. (3) Based on the 3D joint network model, it is reasonable and feasible to use the 3D rock block index as a quantitative evaluation index to determine the structure type of flat cave rock masses. The above method is helpful and significant in the classification of underground engineering rock mass structures. Full article
(This article belongs to the Section Earth Sciences)
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25 pages, 8210 KiB  
Essay
A Numerical Method for Evaluating the Collapse of High-Steep Scarp Slopes Based on the Bonded Block Model–Discrete Fracture Network Model
by Zening Sun, Shili Qiu, Siquan Yan and Zaiquan Wang
Sustainability 2023, 15(21), 15672; https://doi.org/10.3390/su152115672 - 6 Nov 2023
Cited by 3 | Viewed by 1594
Abstract
Geotechnical engineering works in deep-incised valleys or open-pit mining areas often encounter high-steep scarp slopes with a slope angle greater than 75°. This type of slope directly threatens the safety of construction personnel, so assessing their stability is essential to ensure construction safety. [...] Read more.
Geotechnical engineering works in deep-incised valleys or open-pit mining areas often encounter high-steep scarp slopes with a slope angle greater than 75°. This type of slope directly threatens the safety of construction personnel, so assessing their stability is essential to ensure construction safety. The natural geometry of high-steep scarp slopes possesses complexity in terms of geometric morphology, structural features of rock mass, and occurrence mechanisms of collapse. There is little research and less emphasis on the evaluation of the collapse risk of high-steep scarp slopes. In particular, the fracture of intact rock or rock bridges is generally ignored in the analysis of collapse processes. A bonded block model (BBM)–discrete fracture network (DFN) coupling characterization model for the high-steep scarp slope is proposed based on a high-steep scarp slope containing dominant joint sets on the left bank of the dam site of the Huangzangsi Water Conservancy Project (Qinghai Province, China). By using the model, the complex geometric forms of the surface of the high-steep scarp slope are quantified, and the fracture process of falling rock masses as well as the controlling effect of dominant joints on the collapse of the scarp slope are revealed. A strength reduction method based on the BBM–DFN model is constructed, and the safety factor of the collapse-prone scarp slope is evaluated. The research results show that (1) the BBM–DFN model can be used to describe the local collapse process; (2) the occurrence of dominant joints plays an important part in controlling the collapse process; (3) there are differences in the safety factor of the scarp slope with different coupling methods; the collapse and failure modes also differ. For safety considerations, the safety factor of the scarp slope on the left bank of the dam site area is determined to be 1.85. The research findings can be used to guide the safety assessment of high-steep scarp slopes and the formulation of both collapse risk prevention and control measures to ensure construction safety in high-steep scarp slope areas. Full article
(This article belongs to the Special Issue Deep Mining Engineering in Sustainability)
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20 pages, 12919 KiB  
Article
A Slope Structural Plane Extraction Method Based on Geo-AINet Ensemble Learning with UAV Images
by Rongchun Zhang, Shang Shi, Xuefeng Yi, Lanfa Liu, Chenyang Zhang, Meiru Jing and Junhui Li
Remote Sens. 2023, 15(5), 1441; https://doi.org/10.3390/rs15051441 - 4 Mar 2023
Cited by 2 | Viewed by 2032
Abstract
In the construction of large-scale water conservancy and hydropower transportation projects, the rock mass structural information is often used to evaluate and analyze various engineering geological problems such as high and steep slope stability, dam abutment stability, and natural rock landslide geological disasters. [...] Read more.
In the construction of large-scale water conservancy and hydropower transportation projects, the rock mass structural information is often used to evaluate and analyze various engineering geological problems such as high and steep slope stability, dam abutment stability, and natural rock landslide geological disasters. The complex shape and extremely irregular distribution of the structural planes make it challenging to identify and extract automatically. This study proposes a method for extracting structural planes from UAV images based on Geo-AINet ensemble learning. The UAV images of the slope are first used to generate a dense point cloud through a pipeline of SfM and PMVS; then, the multiple geological semantics, including color and texture from the image and local geological occurrence and surface roughness from the dense point cloud, are integrated with Geo-AINet for ensemble learning to obtain a set of semantic blocks; finally, the accurate extraction of structural planes is achieved through a multi-semantic hierarchical clustering strategy. Experimental results show that the structural planes extracted by the proposed method perform better integrity and edge adherence than that extracted by the AINet algorithm. In comparison with the results from the laser point cloud, the geological occurrence differences are less than three degrees, which proves the reliability of the results. This study widens the scope for surveying and mapping using remote sensing in engineering geological applications. Full article
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19 pages, 7328 KiB  
Article
Failure Assessment of Embankment Dam Elements: Case Study of the Pirot Reservoir System
by Dragan Rakić, Milan Stojković, Damjan Ivetić, Miroslav Živković and Nikola Milivojević
Appl. Sci. 2022, 12(2), 558; https://doi.org/10.3390/app12020558 - 6 Jan 2022
Cited by 7 | Viewed by 3224
Abstract
The paper presents a functionality investigation of the key dam elements based on finite element analysis. A detailed analysis of filtration processes, dam strength, and the surrounding rock mass was conducted. Dam elements whose potential damage could jeopardize the normal functioning of the [...] Read more.
The paper presents a functionality investigation of the key dam elements based on finite element analysis. A detailed analysis of filtration processes, dam strength, and the surrounding rock mass was conducted. Dam elements whose potential damage could jeopardize the normal functioning of the embankment dam have been identified. A particular emphasis was placed on the analysis of dam elements that have been identified as weak points. A numerical analysis of the impact of individual grout curtain zone failure on leakage under the dam body, a strength analysis of the overflow section, as well as the analysis of the slope stability that can compromise the functioning of the spillway have been performed. To analyze the partial stability of individual structural elements, a new measure of local stability was introduced as the remaining load-bearing capacity. As a case study, the Zavoj dam, which is a part of the Pirot reservoir system in the Republic of Serbia, was used. Investigation revealed that local damage to the grout curtain will not significantly increase leakage under the dam body, the overflow section is one of the most robust elements of the dam, but the slope above the spillway can compromise the functioning of the overflow and thus the safety of the entire dam. Based on the analysis of the results of the remaining load-bearing capacity, the dependence of the spillway capacity on earthquake intensity has been defined. The established relationship represents a surrogate model for further assessment of dynamic resilience of the complex multipurpose reservoir system, within the scope of the advanced reservoir system management. Full article
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21 pages, 15471 KiB  
Article
A Large Old Landslide in Sichuan Province, China: Surface Displacement Monitoring and Potential Instability Assessment
by Siyuan Ma, Chong Xu, Xiaoyi Shao, Xiwei Xu and Aichun Liu
Remote Sens. 2021, 13(13), 2552; https://doi.org/10.3390/rs13132552 - 29 Jun 2021
Cited by 19 | Viewed by 4327
Abstract
Using advanced Differential Interferometric Synthetic Aperture Radar (InSAR) with small baseline subsets (SBAS) and Permanent Scatter Interferometry (PSI) techniques and C-band Sentinel-1A data, this research monitored the surface displacement of a large old landslide at Xuecheng town, Lixian County, Sichuan Province, China. Based [...] Read more.
Using advanced Differential Interferometric Synthetic Aperture Radar (InSAR) with small baseline subsets (SBAS) and Permanent Scatter Interferometry (PSI) techniques and C-band Sentinel-1A data, this research monitored the surface displacement of a large old landslide at Xuecheng town, Lixian County, Sichuan Province, China. Based on the MassMov2D model, the effect of the dynamic process and deposit thickness of the potentially unstable rock mass (deformation rate < −70 mm/year) on this landslide body were numerically simulated. Combined with terrain data and images generated by an Unmanned Aerial Vehicle (UAV), the driving factors of this old landslide were analyzed. The InSAR results show that the motion rate in the middle part of the landslide body is the largest, with a range of −55 to −80 mm/year on average, whereas those of the upper part and toe area were small, with a range of −5 to −20 mm/year. Our research suggests that there is a correlation between the LOS (line of sight) deformation rate and rainfall. In rainy seasons, particularly from May to July, the deformation rate is relatively high. In addition, the analysis suggests that SBAS can provide smoother displacement time series, even in areas with vegetation and the steepest sectors of the landslide. The simulation results show that the unstable rock mass may collapse and form a barrier dam with a maximum thickness of about 16 m at the Zagunao river in the future. This study demonstrates that combining temporal UAV measurements and InSAR techniques from Sentinel-1A SAR data allows early recognition and deformation monitoring of old landslide reactivation in complex mountainous areas. In addition, the information provided by InSAR can increase understanding of the deformation process of old landslides in this area, which would enhance urban safety and assist in disaster mitigation. Full article
(This article belongs to the Special Issue SAR Imagery for Landslide Detection and Prediction)
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27 pages, 10405 KiB  
Article
Engineering-Geological Features Supporting a Seismic-Driven Multi-Hazard Scenario in the Lake Campotosto Area (L’Aquila, Italy)
by Benedetta Antonielli, Francesca Bozzano, Matteo Fiorucci, Salomon Hailemikael, Roberto Iannucci, Salvatore Martino, Stefano Rivellino and Gabriele Scarascia Mugnozza
Geosciences 2021, 11(3), 107; https://doi.org/10.3390/geosciences11030107 - 27 Feb 2021
Cited by 5 | Viewed by 3083
Abstract
This paper aims to describe the seismic-driven multi-hazard scenario of the Lake Campotosto artificial basin (Abruzzo Region, Central Italy), and it can represent a preparatory study for a quantitative multi-hazard analysis. A comprehensive multi-hazard scenario considers all the effects that can occur following [...] Read more.
This paper aims to describe the seismic-driven multi-hazard scenario of the Lake Campotosto artificial basin (Abruzzo Region, Central Italy), and it can represent a preparatory study for a quantitative multi-hazard analysis. A comprehensive multi-hazard scenario considers all the effects that can occur following the base ground shaking, providing a holistic approach to assessing the real hazard potential and helping to improve management of disaster mitigation. The study area might be affected by a complex earthquake-induced chain of geologic hazards, such as the seismic shaking, the surface faulting of the Gorzano Mt. Fault, which is very close to one of the three dams that form the Lake Campotosto, and by the earthquake-triggered landslides of different sizes and typologies. These hazards were individually and qualitatively analyzed, using data from an engineering-geological survey and a geomechanical classification of the rock mass. With regard to the seismic shaking, a quantitative evaluation of the seismic response of the Poggio Cancelli valley, in the northern part of Lake Campotosto, was performed, highlighting different seismic amplification phenomena due to morphologic and stratigraphic features. Some insights about the possible multi-hazard approaches are also discussed. Full article
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15 pages, 9529 KiB  
Article
Study of Anti-Sliding Stability of a Dam Foundation Based on the Fracture Flow Method with 3D Discrete Element Code
by Chong Shi, Wenkun Yang, Weijiang Chu, Junliang Shen and Yang Kong
Energies 2017, 10(10), 1544; https://doi.org/10.3390/en10101544 - 6 Oct 2017
Cited by 6 | Viewed by 4460
Abstract
Fractured seepage is an important factor affecting the interface stability of rock mass. It is closely related to fracture properties and hydraulic conditions. In this study, the law of seepage in a single fracture surface based on modified cubic law is described, and [...] Read more.
Fractured seepage is an important factor affecting the interface stability of rock mass. It is closely related to fracture properties and hydraulic conditions. In this study, the law of seepage in a single fracture surface based on modified cubic law is described, and the three-dimensional discrete element method is used to simulate the dam foundation structure of the Capulin San Pablo (Costa Rica) hydropower station. The effect of construction joints and developed structure on dam stability is studied, and its permeability law and sliding stability are also evaluated. It is found that the hydraulic-mechanical coupling with strength reduction method in DEM is more appropriate to use to study the seepage-related problems of fractured rock mass, which considers practical conditions, such as the roughness of and the width of fracture. The strength reduction method provides a more accurate safety factor of dam when considering the deformation coordination with bedrocks. It is an important method with which to study the stability of seepage conditions in complex structures. The discrete method also provided an effective and reasonable way of determining seepage control measures. Full article
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11 pages, 1589 KiB  
Article
Characterization of Seepage Velocity beneath a Complex Rock Mass Dam Based on Entropy Theory
by Xixi Chen, Jiansheng Chen, Tao Wang, Huaidong Zhou and Linghua Liu
Entropy 2016, 18(8), 293; https://doi.org/10.3390/e18080293 - 11 Aug 2016
Cited by 4 | Viewed by 5901
Abstract
Owing to the randomness in the fracture flow system, the seepage system beneath a complex rock mass dam is inherently complex and highly uncertain, an investigation of the dam leakage by estimating the spatial distribution of the seepage field by conventional methods is [...] Read more.
Owing to the randomness in the fracture flow system, the seepage system beneath a complex rock mass dam is inherently complex and highly uncertain, an investigation of the dam leakage by estimating the spatial distribution of the seepage field by conventional methods is quite difficult. In this paper, the entropy theory, as a relation between the definiteness and probability, is used to probabilistically analyze the characteristics of the seepage system in a complex rock mass dam. Based on the principle of maximum entropy, an equation for the vertical distribution of the seepage velocity in a dam borehole is derived. The achieved distribution is tested and compared with actual field data, and the results show good agreement. According to the entropy of flow velocity in boreholes, the rupture degree of a dam bedrock has been successfully estimated. Moreover, a new sampling scheme is presented. The sampling frequency has a negative correlation with the distance to the site of the minimum velocity, which is preferable to the traditional one. This paper demonstrates the significant advantage of applying the entropy theory for seepage velocity analysis in a complex rock mass dam. Full article
(This article belongs to the Special Issue Applications of Information Theory in the Geosciences)
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