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Academic Entrepreneurship in the Post-COVID Era and Sustainable Development

A special issue of Sustainability (ISSN 2071-1050). This special issue belongs to the section "Economic and Business Aspects of Sustainability".

Deadline for manuscript submissions: closed (31 July 2021) | Viewed by 12739

Special Issue Editors


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Guest Editor
Business Administration Department, University of Extremadura, Badajoz 06006), Spain
Interests: academic entrepreneurship; university spin-offs; R&D management
Special Issues, Collections and Topics in MDPI journals

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Guest Editor
Economics Department, University of Extremadura, Badajoz 06006, Spain
Interests: academic entrepreneurship; university spin-off; R+D Management

Special Issue Information

Over the last 25 years, universities have become engines for economic development and the improvement of social well-being, thanks mainly to changes in their former image as a disruptive element. Indeed, the last 25 years have been transformative years for universities, which have begun to incorporate the application of their research findings into their missions and goals as a means by which to contribute to the development and growth of the region where they are located. In this way, what some authors have called the third mission has become integrated into their traditional missions of teaching and research. By the third mission, we mean the activities of technology transfer or academic entrepreneurship, that is, the transfer to society of the research results of scientists who are part of universities and higher education centers. This academic undertaking has achieved great importance within universities, drawing the attention of both those responsible for public policy and those responsible for the universities, who have tried to promote it through various channels. However, this complex process has not occurred in equal measure in all regional settings or in all areas of knowledge, making it necessary to study what the factors are that contribute to or impede such development and which policies have been the most effective in promoting academic entrepreneurship. By the same token, academic entrepreneurship has taken very different paths, manifesting itself through various forms and with different consequences for universities and for academics. Specifically, this academic endeavor has moved from traditional and formal means of transfer to other less traditional and less formal means. Among the usual means, we can find transfer methods such as patents and licenses. Others that are more contemporary but equally formal include the creation of university spin-offs (USOs). There also involve informal transfer methods such as open science and the participation of academics in forums and debates, promoted largely thanks to the advancement and dissemination of new technologies. Despite its importance, however, relatively little attention has been devoted to the study of this phenomenon, which requires the adoption of different theoretical and methodological approaches as well as contextual analysis, so as to be able to draw conclusions that will result in a greater understanding of it and in the gathering of information that will lead to more beneficial decision-making.

In a situation like the current one, in which the COVID-19 pandemic has caused economic collapse in many developed countries, academic entrepreneurship—being a generator of economic growth and employment from applications based on knowledge—is showing itself to be an even more important factor. Indeed, during the pandemic, universities and advanced research centers have been increasingly relied upon for help in solving this real, palpable, and current problem, with increases in budgets dedicated to research. Moreover, it is the technical and technological sectors that have best withstood the economic crisis caused by the pandemic, which is yet another example of the enormous potential and virtues of academic entrepreneurship. It is also expected that the post-COVID-19 situation will change the operating system of the technology transfer offices (TTOs) and of the various universities. It is therefore necessary to study these changes and their consequences.

Dear Colleagues,

The scope and purpose of this Special Issue is the study of academic entrepreneurship and its determining factors and consequences. For this, we anticipate receiving not just specific case studies but also comparative, longitudinal, and multilevel studies that allow for a deeper understanding of this phenomenon and provide practical insights helpful to future decision-making. Specifically, this Special Issue tries to answer three basic questions:

  1. How is technology transfer taking place in universities, and what paths is it most commonly taking? In this sense, the contributions should study issues such as the existing types of transfer, the evolution of these types of transfer, their promotion, the policies applied over the years for their enhancement, and the classifications that can be made based on such criteria as their contribution to economic and social development, levels of university financing, the bureaucratic procedures that are involved, and the personal characteristics of those individuals who choose to engage in such transfers.
  2. What are the factors that condition or determine the choice of one path or another and that condition or determine its success? In particular, the personal, institutional, organizational, and political factors that lead to choosing one or another means of technology transfer need to be studied, as does the influence of the education received in such choice. It is also necessary to study those factors that contribute to the success of the transfer, paying special attention to the determinants of the success of university spin-offs (USOs) as the star method of formal transfer in recent years. In short, we propose the study of the main capacities, abilities, and personal and organizational resources, formal and informal institutions and their decisions, public policies, the role of technology transfer offices (TTOs), the importance of assessment of the transfer for the academic curriculum, and the objectives of the academic in choosing the means of technology transfer to employ.
  3. What consequences does academic entrepreneurship have for universities, for the region where the university is located, for the professional and personal career of the academic, and for sustainability? Specifically, what are the contributions to economic and social development as well as employment of activities connected with the third mission of universities? We also propose studying the contribution of technology transfer activities to the financing of universities, the professional promotion and personal consideration enjoyed by the academic, the relationship between transfer and sustainability, and the image of transfer activities within the deontology of the academic profession.

Topics of interest for submission include, but are not limited to

  • R&D and project management
  • Institutions and policies to enhance academic entrepreneurship and innovation
  • Regional and global dynamics of academic entrepreneurship and innovation
  • University spin-off foundation
  • Social academic entrepreneurship
  • Academic entrepreneurship and sustainability
  • University spin-off survival and management  
  • University and science-based innovation and technology transfer
  • Determining factors of academic entrepreneurship
  • Formal channels for technology transfer
  • Informal channels for technology transfer
  • Patents, licensing, and intellectual property
  • Open science and distributed innovation
  • Third mission management 

Prof. Francisco Miranda González
Mr. Francisco I. Vega Gómez
Guest Editors

Manuscript Submission Information

Manuscripts should be submitted online at www.mdpi.com by registering and logging in to this website. Once you are registered, click here to go to the submission form. Manuscripts can be submitted until the deadline. All submissions that pass pre-check are peer-reviewed. Accepted papers will be published continuously in the journal (as soon as accepted) and will be listed together on the special issue website. Research articles, review articles as well as short communications are invited. For planned papers, a title and short abstract (about 100 words) can be sent to the Editorial Office for announcement on this website.

Submitted manuscripts should not have been published previously, nor be under consideration for publication elsewhere (except conference proceedings papers). All manuscripts are thoroughly refereed through a single-blind peer-review process. A guide for authors and other relevant information for submission of manuscripts is available on the Instructions for Authors page. Sustainability is an international peer-reviewed open access semimonthly journal published by MDPI.

Please visit the Instructions for Authors page before submitting a manuscript. The Article Processing Charge (APC) for publication in this open access journal is 2400 CHF (Swiss Francs). Submitted papers should be well formatted and use good English. Authors may use MDPI's English editing service prior to publication or during author revisions.

Keywords

  • academic entrepreneurship
  • R&D management
  • university spin-offs
  • third mission
  • technology transfer
  • academic entrepreneurs

Published Papers (3 papers)

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20 pages, 1216 KiB  
Article
Are Spanish TTOs Prepared to Innovation in a COVID Context?
by Tamara Rodríguez-González, Mercedes Villanueva-Flores, Mariluz Fernández-Alles and Mirta Díaz-Fernández
Sustainability 2021, 13(16), 8688; https://doi.org/10.3390/su13168688 - 4 Aug 2021
Viewed by 2147
Abstract
The analysis of the characteristics of Technology Transfer Offices (TTOs) is particularly important as they constitute mediating units in the relationship between the market and university research. They are responsible for the transfer and exploitation of knowledge arising in the university context. Previous [...] Read more.
The analysis of the characteristics of Technology Transfer Offices (TTOs) is particularly important as they constitute mediating units in the relationship between the market and university research. They are responsible for the transfer and exploitation of knowledge arising in the university context. Previous studies have been inconclusive as to the importance that the size, professionalisation or age of TTOs might have on the transfer process. However, the need to explore new markets, recognise new opportunities and identify potential customers points to the importance of TTOs having a dual exploitative and exploratory orientation and an extensive relational network. More recent research in the literature, based on ambidexterity and network theory, points to the impact that these variables could have on change management and innovation in uncertain and changing environments, such as those faced by TTOs in the current pandemic context. Therefore, the aim of this paper is to analyse whether Spanish TTOs, due to their ambidextrous orientation at the organisational and individual level, and their relational network with academic and market actors, are prepared to promote innovation in a COVID-19 context. Based on a cluster analysis of 29 Spanish TTOs, our results show that just a few of the Spanish TTOs surveyed would be prepared, from the perspective of ambidexterity and their relational capital, to promote innovation in a COVID-19 context. In conclusion, Spanish TTOs and their employees should focus more on ambidexterity and building extensive relational capital so that, through mentoring, training, incubation or the provision of various resources, they can help academics take advantage of the innovation opportunities offered by the changing and uncertain environment. Full article
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15 pages, 2143 KiB  
Article
Analysis of Factors Influencing Technology Transfer: A Structural Equation Modeling Based Approach
by Sandeep Singhai, Ritika Singh, Harish Kumar Sardana and Anuradha Madhukar
Sustainability 2021, 13(10), 5600; https://doi.org/10.3390/su13105600 - 17 May 2021
Cited by 4 | Viewed by 6400
Abstract
Technology transfer is one of the facets of academic entrepreneurship and acts as a vital element of the innovation system. It forms a sustainable link between research and business communities. A holistic model for successfully transferring technology in developing countries is an unmet [...] Read more.
Technology transfer is one of the facets of academic entrepreneurship and acts as a vital element of the innovation system. It forms a sustainable link between research and business communities. A holistic model for successfully transferring technology in developing countries is an unmet need in the context of technology transfer from public-funded academic research institutions to small and medium enterprises. In this work, we developed a conceptual model and undertook an empirical study for the determinants of successful transfer. A questionnaire was prepared and administered to key stakeholders involved in technology transfer. Overall, 321 respondents participated in the survey with congener demography. The conceptualized input factors, viz. micro-level, meso-level, and macro-level factors, are significantly interrelated. The contribution of input factors towards the successful transfer of technology was extensively analyzed and tested using covariance-based structural equation modeling. The results show that the model is a good fit. The study revealed that communication, innovativeness, knowledge, quality of the product, and motivation were the five most important factors for successfully transferring technology. Full article
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17 pages, 1033 KiB  
Article
Choosing between Formal and Informal Technology Transfer Channels: Determining Factors among Spanish Academicians
by Francisco I. Vega-Gomez and Francisco J. Miranda-Gonzalez
Sustainability 2021, 13(5), 2476; https://doi.org/10.3390/su13052476 - 25 Feb 2021
Cited by 6 | Viewed by 2815
Abstract
Technology transfer has become one of the most important activities that must be developed by universities. However, there are multiple ways to do it. We can differentiate, essentially, between formal transfer (which is carried out through the channels established and controlled by the [...] Read more.
Technology transfer has become one of the most important activities that must be developed by universities. However, there are multiple ways to do it. We can differentiate, essentially, between formal transfer (which is carried out through the channels established and controlled by the university staff, legalized through contracts) and informal (channels not legalized by signing a contract). Both types of transfers have diverse implications, which is why their study is necessary. This research aimed to study what are the determinants that lead academics to choose one or another channel of technology transfer. To this end, an empirical study was carried out by sending a questionnaire ad hoc to which a total of 1215 researchers responded. The results show that the choice of formal transfer channels depends on the academic experience in informal channels, as well as on the capacity and that of organizational justice. These results have important implications for policy makers and university managers. Full article
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