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Article

Investigation of the Long-Term Antibacterial Properties of Titanium by Two-Step Micro-Arc Oxidation Treatment

1
Institute of Biomaterials and Bioengineering, Tokyo Medical and Dental University (TMDU), 2-3-10 Kanda-Surugadai, Chiyoda, Tokyo 101-0062, Japan
2
Research Center for Structural Materials, National Institute for Materials Science (NIMS), 1-2-1 Sengen, Ibaraki, Tsukuba 305-0047, Japan
3
Department of Biomaterials, Faculty of Dental Science, Kyushu University, 3-1-1 Maidashi, Higashi-ku, Fukuoka 812-8582, Japan
4
Graduate School of Medical and Dental Sciences, Tokyo Medical and Dental University (TMDU), 1-5-45 Yushima, Bunkyo, Tokyo 113-8510, Japan
5
Center for Advanced Medical Engineering Research and Development, Kobe University, 1-5-1 Minatojimaminamimachi, Chuoku, Hyogo, Kobe 650-0047, Japan
*
Authors to whom correspondence should be addressed.
Coatings 2021, 11(7), 798; https://doi.org/10.3390/coatings11070798
Submission received: 8 June 2021 / Revised: 29 June 2021 / Accepted: 29 June 2021 / Published: 1 July 2021
(This article belongs to the Special Issue Multifunctional Coatings on Medical Devices)

Abstract

:
Recently, biofilm formation caused by bacterial adhesion and colonization has been recognized as the major cause of failure in orthopedic and dental implant surgeries. In this study, a customized micro-arc oxidation (MAO) treatment technique was developed to obtain desirable antibacterial properties on Ti surfaces. The two-step MAO treatment was applied in the fabrication of specimens with Ag and with/without Zn in their surface oxide layer. In order to simulate practical usage, surface analyses and immersion tests were performed to evaluate the incorporation of Ag and Zn into the resulting oxide layer and ion release behavior, respectively. Additionally, the antibacterial properties of the specimens after long-term immersion in physiological saline were evaluated using Gram-negative facultative anaerobic bacteria. The MAO-treated specimens containing Ag and Zn exhibited excellent antibacterial properties against Escherichia coli, which were sustained even after 6 months of immersion in physiological saline to simulate practical usage. Moreover, the Ag ions released from the surface oxide indicate the antibacterial properties of the specimen in the early stage, while the release of the corrosion products of Zn demonstrates its antibacterial properties in the later stage.

Graphical Abstract

1. Introduction

Ti and its alloys are widely used in medical fields, such as orthopedics and dentistry, due to their excellent mechanical properties and biocompatibility. In implant devices, Ti has been associated with strong and accelerated adhesion between the implant surface and surrounding bone, achieving a shorter healing period and immediate loading [1,2,3,4]. However, in recent years, the major cause of failure in orthopedic and dental implant surgeries has been determined to be biofilm formation due to bacterial adhesion and subsequent colonization on biomaterials [5,6,7,8,9]. Once a biofilm is formed and firmly adhered to the implant, bacterial secretion plays a pestiferous role as a barrier against the defense mechanisms of the host, resulting in difficulty eliminating pathogens during biofilm formation from implanted devices. Further, in serious cases, the only way to prevent subsequent infections and other undesirable biological reactions is to remove contaminated devices from the patient.
The easiest strategy to prevent biofilm formation on metallic devices is polishing, as a rough surface promotes bacterial adhesion. In particular, the increase in surface area and formation of pockets increases bacterial presence [10,11]. However, for dental implants and orthodontic fixators in contact with bones, a rough surface is preferred to ensure hard-tissue compatibility; thus, surface polishing is not the most effective approach for this application. Another method to prevent biofilm formation is the application of antibacterial agents. Antibacterial properties are required for the biofunction of implant surfaces. Ag and Zn ions are known as reliable agents with superior antibacterial properties; thus, several studies have examined their effects against various bacteria [12,13,14,15,16,17,18,19,20,21,22]. Therefore, surface modification should enable the formation of a biofunctional layer that supports Ag and Zn ions to overcome problems associated with biofilms on metallic biomaterials.
Micro-arc oxidation (MAO) is a conventional wet-process surface treatment based on electrochemical reactions [23,24,25,26]. Under high voltage, anodic oxidation with micro-discharges on the specimen surface forms a connective, porous oxide layer with elements incorporated from the electrolyte solution. For example, MAO using electrolytes comprising Ca and P ions improves the hard-tissue compatibility of Ti due to the spontaneous formation of calcium phosphate [27,28]. Therefore, MAO treatment can be utilized in incorporating the desired elements, which are dissolved in the electrolyte into the resulting oxide layer.
In our previous study, we reported the effectivity of Ag and Zn in inhibiting the proliferation of Escherichia coli (E. coli) and/or Staphylococcus aureus (S. aureus), respectively [29,30,31,32]. The results showed the different inhibition mechanisms and efficacies of the elements. Particularly, Ag exhibits a strong antibacterial effect during the initial period, and Zn exhibits a heightened antibacterial effect over time. Furthermore, we developed a two-step MAO treatment [33] that allows for the introduction of a high concentration of Ag into the Ti surface. The two-step MAO treatment also enabled the fabrication of a specimen containing both Ag and Zn in its surface oxide layer. After immersion for one month, the MAO-treated surfaces containing Ag with/without Zn maintained excellent antibacterial properties [33].
Implants, especially artificial joints, must exhibit a specific biofunction to ensure long-term antimicrobial resistance. Implants with long-term antibacterial activity are strongly desired to address the late-onset infection problems in artificial hip joints [34,35,36] that occur approximately three to eight weeks after surgery. Therefore, an ideal biomaterial surface should have an antibacterial activity that can prevent the initial stages of infection, such as bacterial adhesion, and inhibit bacterial growth at later stages.
The above-mentioned two-step MAO treatment that we proposed previously [33] has been demonstrated to be a promising tool for solving late-onset infection problems in implanted devices. However, it was not possible to clearly distinguish whether the strong antibacterial properties were derived from both Zn and Ag ions or from Ag ions alone. Furthermore, it is unclear for how long the antimicrobial activity will be maintained after a prolonged exposure of several months.
Therefore, the present study focused on incorporating antibacterial elements into a Ti surface through MAO treatment to develop novel antibacterial implants without harmful effects on osteogenic cells. Further, we analyzed the long-term behavior of Ag with/without a Zn-incorporated surface oxide layer produced by the two-step MAO treatment for preventing late-onset infections. Additionally, we investigated the time transient effect of the surface composition, metal-ion release and antibacterial activity of Ag and Zn. Changes in the antibacterial activity of the specimens before and after immersion for 2, 3, and 6 months in physiological saline were evaluated by using the standard method, with E. coli as the typical Gram-negative facultative anaerobic bacteria.

2. Materials and Methods

2.1. Specimen Preparation

Ti disks with diameters of 25 mm were fabricated by mechanically cutting rods of commercially pure grade 2 Ti. The surfaces of the disks were mechanically ground using #150, #320, #600, and #800 grit SiC abrasive papers and subsequently ultrasonicated using acetone and isopropanol. The disks were then kept in an auto-dry desiccator until further use. The Ti disk was fixed onto a polytetrafluoroethylene holder with an O-ring. The area in contact with the electrolyte was 398 mm2 (22.5 mm in diameter). The details of the working electrode were adopted from a previous study [37]. A 304 stainless-steel plate was used as the counter electrode. For the MAO treatment, the base composition of the electrolyte was 100 mM calcium glycerophosphate and 150 mM calcium acetate. Silver nitrate (AgNO3) and zinc chloride (ZnCl2) were added to the base electrolyte. After pouring the electrolyte into the electrochemical cell, the electrodes were connected to a direct current (DC) power supply (PL-650-0.1, Matsusada Precision Inc., Shiga, Japan), and a positive voltage with a constant current density of 251 Am−2 was applied for 10 min. The majority of the Ti disk was MAO-treated with an annular untreated area of 0.5 mm from the edge.
The two-step MAO treatment was conducted as follows: MAO treatment was performed in the first electrolyte until a voltage of 380 V was obtained, after which the current application was discontinued and the first electrolyte was immediately replaced with the second electrolyte. The current was reapplied with an upper limit of 400 V for a total treatment time of 10 min. The specimen prepared using the base electrolyte without Ag and Zn is referred to as “0AgZn.” The specimen prepared using the combination of the first and second electrolytes containing i mM Zn (i = 0 or 2) and/or j mM Ag (j = 0–10), respectively, is referred to as “iZn−jAg”.

2.2. Surface Characterization

Surface characterization was performed on the MAO-treated area of the specimens. A scanning electron microscope with an energy dispersive X-ray spectrometer (SEM/EDS, S-3400NX, Hitachi High-Tech Corp., Tokyo, Japan) was used to observe the surface mor-phology and perform the elemental analysis of the specimens.

2.3. Metal Ion Release Evaluation

Metal ion release measurements were recorded for the entire specimen. Inductively coupled plasma mass spectrometry (ICP-MS, ELEMENT XR, Thermo Fisher Scientific, Tokyo, Japan) was used to investigate the amounts of released Ag and Zn ions. The MAO-treated specimens in the electrolytes with/without Ag and Zn were incubated in 5 mL physiological saline (0.9% NaCl) under various treatment conditions. They were sealed in a polyethylene container to allow for the release of Ag and Zn ions from the surface of the specimen. Subsequently, they were maintained in a thermostatic chamber at 37 °C with moderate shaking (80–100 rpm). Every seventh day, the pooled solution was transferred into a fresh physiological saline. ICP-MS was used to measure the concentrations of Ag and Zn ions in the tested solutions collected at immersion periods of 2 months (53–60 days), 3 months (83–90 days), and 6 months (173–180 days). After the metal ion release evaluations of the specimens immersed for various durations, the specimens were used as aged specimens to compare their antibacterial properties with those of the as-prepared specimens.

2.4. Evaluation of Antibacterial Properties

Antibacterial property tests were conducted in accordance with the domestic [38] and international [39] standard methods JIS Z2801 [38] and ISO 22196:2007 [39], respectively. The proliferation of the anaerobic Gram-negative bacteria E. coli (NBRC3972, NITE, Tokyo, Japan) on the specimens was evaluated. E coli is frequently utilized as one of the most standardized and convenient testing bacteria for evaluating the antibacterial properties of biomaterials, although it is absent in the oral cavity environment. A suspension medium was prepared with the 500-fold dilution of the nutrient broth containing 3 gL−1 meat extract, 10 gL−1 peptone, and 5 gL−1 sodium chloride. The pH of each suspension medium was adjusted to 6.8 or 7.2 using sodium hydroxide or hydrochloric acid. The bacteria were added to the suspension mediums to obtain 3.1 × 106 colony-forming units (CFU) per mL. The bacterial suspension (0.1 mL) was then dropped onto a specimen, and a cover film was immediately placed. The specimens and cover films were incubated at 35 °C for 24 h. Thereafter, they were washed using 9.9 mL sterile physiological saline. The CFU of the living bacteria dispersed into the physiological saline was determined using the culture medium sheet for E. coli (JNC Corp., Tokyo, Japan).

3. Results and Discussion

Figure 1 shows the typical surface morphology of the untreated and MAO-treated as-prepared specimens observed using SEM. There are several interconnected pores on the MAO-treated specimens. In addition, there is no obvious difference in the pore size and number of pores among the specimens prepared under the various treatment conditions. Figure 2 shows the typical surface morphology of the untreated and MAO-treated specimens after immersion in physiological saline for 2 months. There are no changes in the surface morphology before and after immersion, confirming the non-existent or negligible dissolution of the porous oxide layer during immersion in physiological saline. Moreover, there are no remarkable differences in the pore size and quantity of the specimens before and after immersion.
EDS measurements were performed to evaluate the amounts of Ag (treatment condition is 0AgZn−xAg) and Ag and Zn (treatment condition is 2Zn−xAg) incorporated into the oxide layers through the two-step MAO treatment. Regardless of the treatment conditions, the chemical compositions of the layers were approximately constant at 28 wt.% Ti, 47 wt.% O, 1 wt.% C, 13 wt.% Ca, and 11 wt.% P (12 at.% Ti, 57 at.% O, 3 at.% C, 9 at.% Ca, and 9 at.% P). Therefore, a surface titanium oxide layer containing relatively large amounts of Ca and P is formed after MAO treatment.
The relationship between the AgNO3 concentration in the treatment electrolyte for the two-step treatment and the amount of Ag incorporated into the resulting surface oxide layer is shown in Figure 3a. For 0AgZn−xAg, the amount of Ag in the oxide layer increased with an increase in the AgNO3 concentration in the second electrolyte. A similar trend was observed for 2Zn−xAg, in which the amount of Ag incorporated into the oxide layer increased with an increase in the AgNO3 concentration in the second electrolyte. Therefore, regardless of the presence of Zn, the amount of Ag increased with an increase in the Ag concentration in the electrolyte.
The two-step MAO treatment allowed for the use of solutions with high Ag content that exceed the concentration limit for the single-step treatments (2.5–5 mM [29,33]). After the formation of the precursor oxide layer in the first step of the MAO treatment, the surface maintained a sufficiently high electrical resistance to maintain the MAO reaction. Figure 3b shows the relationship between the AgNO3 concentration in the electrolyte solution for the two-step treatment and the amount of Zn incorporated into the resulting surface oxide layer. With the ZnCl2 concentration of the electrolyte fixed to 2 mM, there was almost no difference in the amount of Zn incorporated into the surface oxide layer. Meanwhile, the AgNO3 concentration in the second electrolyte had a minimal effect on the amount of Zn incorporated into the surface oxide surface.
Figure 4 shows the relationship between the AgNO3 concentration in the electrolyte and the amount of Ag in the oxide layer after immersion in physiological saline for 2 months. Comparing the specimens before (Figure 3a) and after (Figure 4) immersion in the saline solution, the amount of Ag in the oxide film decreased after immersion, especially in specimens with a higher Ag content. For 0AgZn−xAg, a relatively higher amount of Ag was maintained in the surface oxide layer, even after 2 months of immersion, showing a similar trend to that of 0AgZn−xAg before immersion. For the 2Zn−xAg specimens, although Ag was detected in the surface oxide layer after 2 months of immersion, the amount of residual Ag with respect to the Ag concentration in the electrolyte did not exhibit a linearly increasing trend. Particularly, 2Zn−10Ag had a significantly lower Ag content than that of 0AgZn−10Ag, which differed from the trend seen in 2Zn−xAg before immersion. In addition, after 2 months of immersion the amount of Zn in the surface oxide layer of all 2Zn−xAg specimens was under the detection limit of EDS. Moreover, the specific X-ray energy peak derived from Zn might overlap with that derived from Na. Nevertheless, it could be considered that the Zn incorporated into the oxide layer was consumed to some extent during the immersion period in physiological saline. However, it was suggested that the presence of Zn in the oxide layer affects the release of the Ag ions from the surface oxide during immersion in physiological saline.
In order to elucidate the metal ion release behavior, long-term immersion tests were performed under specific specimen conditions following the same method as that described above. The amount of Ag ions released from the oxide layer into physiological saline, as determined by ICP-MS, is shown in Figure 5. The highest amount of Ag ions was released within the first 2 months of the measurement period, and the amount gradually decreased thereafter. Both 0AgZn−10Ag and 2Zn−10Ag demonstrated the suppressed release of Ag ions during the immersion period. After 2 months of immersion, the amount of Ag ions released from 2Zn−10Ag was slightly less than that released from 0AgZn−10Ag. After 3 and 6 months of immersion, both specimens exhibited the same amount of Ag ion release. In our previous study [33], the highest amount of released Ag ions was noted in the surface oxide layer of MAO-treated Ti containing Ag during the first week of immersion in physiological saline, and the amount gradually decreased after immersion for one month. The results of the present study are consistent with this trend, indicating that the release of Ag ions degrades after a long period of usage.
In our previous study [31,33], Zn ion release from specimens incorporated with Zn using MAO treatment could not be detected with ICP atomic emission spectroscopy. Therefore, ICP-MS, which has a 100–1000 times higher detection sensitivity, was employed to detect the trace amounts of released Zn; however, the volume of Zn ions released from the oxide layer was still below the detection limit for all tested specimens. This can be attributed to the strong adsorption of Zn ions followed by the formation of Zn products and complexes on the surface [31]. The Zn ions released from the oxidized layer were immediately consumed for the reaction that formed the Zn species; thus, only minimal amounts of Zn were released into the solution.
Antibacterial tests were performed to investigate the antibacterial effects of the Zn products that gradually formed on the specimen’s surface after its long-term immersion in a simulated body fluid. Figure 6 shows the change in the antibacterial properties of the MAO-treated and untreated Ti specimens against E. coli. After 24 h of culturing, almost all bacteria survived on the surface of the reference specimens that lacked antibacterial agents (i.e., untreated Ti and 0AgZn). In contrast, 0AgZn−10Ag and 2Zn−10Ag exhibited strong antibacterial properties, as indicated by the complete absence of E. coli after 24 h of culturing. Further, this antimicrobial effect was maintained after specimens underwent 2 months of aging treatment by immersion in physiological saline solution. This superior antibacterial properties of the as-prepared fresh specimens against E. coli can be mainly attributed to the release of Ag ions, as shown in Figure 5a. In the case of 0AgZn−10Ag, the amount of Ag ions released continued to decrease during the immersion in physiological saline, in which it decreased by a factor of approximately 3 after 3 months and a factor of approximately 40 after 6 months. Therefore, in practical usage, the antibacterial properties of MAO-treated specimens are expected to weaken because of the decreasing Ag ion release that occurs during long-term implantation.
As expected, antibacterial properties decreased as the immersion period increased from 2 to 6 months. This can be attributed to the depletion of the incorporated Ag ions and/or the formation of insoluble salts, such as AgCl, which covered the surface because the amount of leached Ag ions decreased with the increasing immersion time. For 2Zn−10Ag, the antibacterial effect decreased after 3 months of immersion and increased again after 6 months of immersion, which differs from ICP-MS measurement results, wherein the amount of released Ag ions decreased with the increasing immersion time. This suggests that the Zn products on the specimen surface gradually formed and matured during the immersion period [31]. Therefore, the prolonged antibacterial efficacy of the specimens could be attributed to the presence of Zn. The re-emergence of the antibacterial properties of 2Zn−10Ag after 6 months of aging corresponds with the delayed effect noted in the single-step MAO treatment proposed in our previous study [29,31], in which complex Zn products were detected by X-ray photoelectron spectroscopy (XPS).Therefore, the two-step MAO treatment that introduced Ag and Zn into the Ti surface enabled two independent antibacterial effects: an initial antibacterial property due to the release of Ag ions and a delayed antibacterial property due to the formation of Zn products. Moreover, the excellent antibacterial properties of the MAO-treated Ti surface were maintained after 6 months of practical usage.
Finally, the limitations of this study must be mentioned. Under the set experimental conditions, Zn could not be directly detected by EDS after immersion in physiological saline. Moreover, under most conditions, the trace amounts of Zn ions released during the immersion were almost undetectable even with high-resolution ICP-MS measurement. As a subject for future research, Zn can be detected by examining the chemical surface state of the specimen surface through XPS. In addition, we plan to optimize treatment conditions, such as the amount of incorporated Ag and Zn, because excess Ag ion release has a cytotoxic effect on osteogenic cells [40,41,42,43,44,45]. Realizing both antibacterial properties and hard-tissue compatibility is the ideal outcome of this study [29]. Another limitation of the present study is the lack of results on the effectiveness of the proposed method against various bacterial species. Although E. coli is used in standard tests, the effect of Ag and Zn on other bacteria remains unknown, even with the broad antibacterial spectrum of Ag [13,14,15,46,47,48,49]. Particularly, Gram-positive facultative anaerobic bacteria, such as S. aureus, and primal bacteria play important roles in biofilm formation in practical environments; thus, they should be investigated in more detail.

4. Conclusions

Ag and Zn were successfully incorporated onto Ti surfaces using the proposed two-step MAO treatment. The excellent antibacterial properties of the resulting surfaces were sustained even after 6 months of immersion in physiological saline, which simulated the behavior of the specimens in an implanted environment. During the 6-month immersion of the specimens, the release of Ag ions from the surface oxide demonstrates the antibacterial properties of the specimens in the early stage, while the formation of Zn products demonstrates the antibacterial properties of the specimens in the later stage. In the future, the treatment conditions for incorporating Ag and Zn should be investigated to realize the desirable long-term bactericidal properties of surfaces after implant surgery.

Author Contributions

Conceptualization, H.T., Y.T. and T.H.; methodology, Y.T. and M.S.; validation, H.T.; formal analysis, H.T.; investigation, H.T., M.S. and T.M.; resources, H.K. and T.H.; data curation, P.C. and M.A.; writing—original draft preparation, H.T.; writing—review and editing, Y.T.; visualization, H.T. and Y.T.; supervision, Y.T.; project administration, Y.T., K.I., H.K. and T.H.; funding acquisition, Y.T., K.I., H.K. and T.H. All authors have read and agreed to the published version of the manuscript.

Funding

This research was partially funded by the JSPS Research Fellowship under grant number JP201940065 and the Research Center for Biomedical Engineering.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript; or in the decision to publish the results.

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Figure 1. Typical surface morphology of the as-prepared specimens: (a) untreated, (b) 0AgZn, (c) 0AgZn−10Ag, and (d) 2Zn−10Ag.
Figure 1. Typical surface morphology of the as-prepared specimens: (a) untreated, (b) 0AgZn, (c) 0AgZn−10Ag, and (d) 2Zn−10Ag.
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Figure 2. Typical surface morphology of the (a) untreated and MAO-treated (b) 0AgZn, (c) 0AgZn−10Ag, and (d) 2Zn−10Ag specimens after immersion in physiological saline for 2 months.
Figure 2. Typical surface morphology of the (a) untreated and MAO-treated (b) 0AgZn, (c) 0AgZn−10Ag, and (d) 2Zn−10Ag specimens after immersion in physiological saline for 2 months.
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Figure 3. Relationship between the AgNO3 concentration in the second electrolyte and the amount of (a) Ag and (b) Zn incorporated into the resulting oxide layer.
Figure 3. Relationship between the AgNO3 concentration in the second electrolyte and the amount of (a) Ag and (b) Zn incorporated into the resulting oxide layer.
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Figure 4. Relationship between the AgNO3 concentration in the second electrolyte and the amount of Ag incorporated into the resulting oxide layer after 2 months of immersion in physiological saline. (*: Statistically significant difference, p < 0.05).
Figure 4. Relationship between the AgNO3 concentration in the second electrolyte and the amount of Ag incorporated into the resulting oxide layer after 2 months of immersion in physiological saline. (*: Statistically significant difference, p < 0.05).
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Figure 5. Amount of (a) Ag ions and (b) Zn ions released from the oxide layer into physiological saline. (N.D.: Not detected, **: Statistically significant difference, p < 0.05).
Figure 5. Amount of (a) Ag ions and (b) Zn ions released from the oxide layer into physiological saline. (N.D.: Not detected, **: Statistically significant difference, p < 0.05).
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Figure 6. Changes in the antibacterial properties of the specimens against E. coli before and after immersion in physiological saline. (N.D.: Not detected).
Figure 6. Changes in the antibacterial properties of the specimens against E. coli before and after immersion in physiological saline. (N.D.: Not detected).
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Tsutsumi, H.; Tsutsumi, Y.; Shimabukuro, M.; Manaka, T.; Chen, P.; Ashida, M.; Ishikawa, K.; Katayama, H.; Hanawa, T. Investigation of the Long-Term Antibacterial Properties of Titanium by Two-Step Micro-Arc Oxidation Treatment. Coatings 2021, 11, 798. https://doi.org/10.3390/coatings11070798

AMA Style

Tsutsumi H, Tsutsumi Y, Shimabukuro M, Manaka T, Chen P, Ashida M, Ishikawa K, Katayama H, Hanawa T. Investigation of the Long-Term Antibacterial Properties of Titanium by Two-Step Micro-Arc Oxidation Treatment. Coatings. 2021; 11(7):798. https://doi.org/10.3390/coatings11070798

Chicago/Turabian Style

Tsutsumi, Harumi, Yusuke Tsutsumi, Masaya Shimabukuro, Tomoyo Manaka, Peng Chen, Maki Ashida, Kunio Ishikawa, Hideki Katayama, and Takao Hanawa. 2021. "Investigation of the Long-Term Antibacterial Properties of Titanium by Two-Step Micro-Arc Oxidation Treatment" Coatings 11, no. 7: 798. https://doi.org/10.3390/coatings11070798

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