1. Introduction
Keratoconus (KC) is a corneal ectatic disease, characterized by a progressive thinning of the cornea, myopia, and astigmatism, which lead to a decrease in visual acuity [
1]. This disease is often found in younger people, appearing during puberty, progressing throughout the second and third decades, and stabilizing around the age of 40 years old [
2]. Incidence is estimated to be in the range of 1.5–25 cases per 100,000 persons/year, with a higher rate in Middle Eastern and Asian patients [
3].
One significant step in the treatment of keratoconus was represented by corneal collagen crosslinking (CXL), introduced in clinical practice in 2003, which halts ectasia progression [
4]. CXL aims to stabilize corneal ectasia, being a surgical procedure that is used to increase the biomechanical strength of the cornea by forming chemical bonds between collagen fibrils, which leads to the inhibition of keratoconus progression, therefore maintaining visual acuity over time and preventing complications [
5,
6,
7].
The epithelium-off CXL technique was first applied to human keratoconus corneas in 1998 and consists of epithelial removal, after which the corneal stroma is saturated with the photosensitizer riboflavin (vitamin B2) for 30 min. Then, ultraviolet A radiation (UVA, 370 nm) is applied, which produces reactive oxygen species, which in turn induce interfibrillar collagen crosslinks [
8]. The reason for the removal of the epithelium has been described as allowing the adequate penetration of riboflavin into the stromal tissue, where it absorbs UVA light and produces actual crosslinking between collagen fibrils in the corneal stroma. The disadvantage of epithelial removal is that it causes significant pain and discomfort in the first few days postoperatively, in addition to a 3–8% chance of epithelial healing problems [
9,
10].
Specular microscopy is a noninvasive technique that allows us to visualize and analyze the corneal endothelium. Corneal endotheliopathy is a broad term used to classify several diseases and clinical conditions that affect the structure and function of the corneal endothelium. One of the physiological functions of the endothelium is to secrete a collagen matrix that forms the Descemet membrane, but the primary physiological function of the corneal endothelium is to maintain the health and transparency of the corneal stroma [
11].
Corneal biomechanical properties present more and more significance in ocular pathology, such as glaucoma [
12] and refractive errors (myopia [
13] and hyperopia [
14]). An Ocular Response Analyzer (ORA) is a device that measures two essential biomechanical parameters: corneal hysteresis (CH) and the corneal resistance factor (CRF). In keratoconus patients, studies have shown that CH and CRF values are statistically significantly lower compared to healthy individuals, and the values are even lower the more advanced the keratoconus is. Also, the CRF value is lower compared to the CH value in keratoconus patients, so the difference between CH and CRF is positive and increases as the condition progresses [
15].
The objective of this study is to investigate the endothelial and biomechanical properties of the cornea in keratoconus patients, before and after undergoing corneal collagen crosslinking.
2. Materials and Methods
This study is designed as a retrospective, non-randomized, interventional study. All patients who presented at the Oftaclinic Clinic in Bucharest between 2019 and 2022 were screened for inclusion in this study. This study’s cohort was formed by applying the inclusion and exclusion criteria. All patients, and, in the case of minors, their legal representatives, offered informed consent. This study was approved by the Oftaclinic Ethics Committee (Approval 2/4 February 2019).
The inclusion criterion was the diagnosis of progressive keratoconus. Keratoconus was diagnosed and staged according to Amsler–Krumeich staging, and progression was defined as an increase of at least 1 diopter (D) within a year of follow-up of the steepest corneal meridian (Kmax), decreased visual acuity, or thinning of the cornea by more than 5% of the corneal thickness [
16].
Patients were excluded from this study if they presented other ocular pathologies (vitreoretinal pathology, glaucoma, ocular hypertension, cataract, and history of corneal surgery or corneal disease—particularly Fuch’s endothelial dystrophy), if they were pregnant or breastfeeding, or if they were not compliant with the investigations needed (for example, low waveform score in Ocular Response Analyzer testing). All patients had normal intraocular pressure (under 21 mmHg) both at the first consultation and at the consultations following the intervention.
Furthermore, patients were excluded if they presented any of the following known CXL contraindications: known sensitivity against ingredients used during the procedure, corneal thickness under 400 microns, and history of corneal pathology, such as herpes simplex keratitis [
17].
All patients underwent a complete ocular consultation, after being instructed to stop wearing soft contact lenses for at least 2 weeks or rigid contact lenses for at least 4 weeks before the consultation [
18]. During the consultation, the following assessments were also included:
- -
Aladdin corneal topography (Topcon, Tokyo, Japan)—to determine maximum, minimum, average keratometry, and corneal astigmatism.
- -
Specular microscopy (Nidek, Gamagori, Japan) for the determination of the following corneal endothelial parameters: number of cells, cell density, average cell surface, cell variability, and hexagonality—these parameters being calculated both centrally and paracentrally, and central corneal thickness.
- -
Ocular Response Analyzer (ORA) (Reichert Ophthalmic Instruments Inc., Depew, NY, USA)—in order to determine the following corneal biomechanical properties: corneal hysteresis (CH) and corneal resistance factor (CRF). The Goldmann-correlated intraocular pressure calculated with the ORA over 21 represented an exclusion criterion.
Topographic evaluation and specular microscopy were performed after hydrating the ocular surface, considering that patients with keratoconus have a shorter tear film break-up time compared to the general population [
19].
Patients were classified according to the Amsler–Krumeich classification of keratoconus (one criterion being needed to assign a certain stage to the eye), which accounted for myopia and astigmatism degree, mean keratometry, and minimal central corneal thickness [
20].
The crosslinking procedure was performed in cases of progressive keratoconus, following the inclusion and exclusion criteria [
21].
The crosslinking intervention followed the standard protocol. Stopping the progression of keratoconus was achieved by photo-oxidative crosslinking “epi-off” technique, a method that involves epithelial removal. In order to perform the procedure, local topical anesthesia is required, which does not influence the surgical procedure. After administering anesthesia and cleaning the regional tissue with Betadine (Povidone Iodate), a sterile field was applied. A speculum was applied to keep the eyelids open. After epithelial removal mechanically, the corneal stroma was saturated with riboflavin (vitamin B2) 0.1% in 20% dextran by photosensitization for a certain period of time (1 drop every 2 min for 30 min). Subsequently, ultraviolet A radiation (UVA, 370 nm) was applied for 30 min, continuing the infusion of riboflavin at 2 min (the “Dresden” technique) [
21,
22].
After the procedure, the patient was fitted with a therapeutic contact lens for 7 days, which plays a role in pain relief and the mechanical protection of the cornea [
23].
Postoperative treatment consisted of the application of anti-inflammatory drops, topical antibiotics, and artificial tears for 14 days, which play a role in pain relief and the prevention of inflammation [
23,
24].
The data analyzed within this study originate from the pre-intervention consultation and from the consultations performed 1 month and 6 months after the CXL intervention.
The data analyzed in this article were tested with Levene’s Test, followed by the dependent t test, in order to identify significant differences between examinations (same patient—before the intervention, and 1 month and 6 months after the intervention). The 4 keratoconus stages were compared using the One-way ANOVA test, followed by the post hoc analysis Tukey test.
Pearson’s correlation coefficient (“Pearson’s r”) was calculated to determine the degree of correlation between variables (weak correlation: Pearson’s r between 0.3 and −0.3, moderate correlation: 0.3–0.5 or −0.3–−0.5, and strong correlation: over 0.5, under −0.5). The p value of 0.05 was considered the threshold for statistical significance. Statistical analysis was performed using the Statistical Package IBM SPSS Statistics for Windows, version 26 (IBM Corp., Armonk, NY, USA).
4. Discussion
In this study, we identified several differences between keratoconus eyes, depending on how advanced the corneal ectasia was, although this study was conducted on a small number of patients. According to the Amsler–Krumeich classification, the higher the stage, the greater the corneal astigmatism and average keratometry, and the thinner the cornea, these significant differences being found in our cohort as well.
Sturbaum and Peiffer (1993) found that in the early stages of keratoconus, the endothelium appears normal [
25]. As the condition progresses and the corneal stroma thins, the endothelial cells flatten. This likely reflects the stretching of the endothelial cells as they attempt to maintain continuity across the progressively ectatic posterior surface [
26]. Furthermore, the endothelium may be damaged in keratoconus through Descemet membrane breaks, contact lens wear and excessive eye rubbing, and thin corneas, which allow a greater deal of UV damage [
27]. Later in the course of the disease, endothelial changes include pleomorphism, polymegathism, endothelial cell degeneration, and exposure of fibrin, inflammatory cells, or both on the endothelial surface. Endothelial and Descemet membrane ruptures occur in 11% to 35% of keratoconic corneas, and the healing of these defects can also lead to pleomorphism and polymegathism [
26]. While advancing endothelial cell loss may decrease visual acuity through the loss of stromal transparency, unfortunately there is no definitive treatment to halt the loss of cells, except corneal transplantation in advanced cases [
28].
There is research in the literature hinting at an altered endothelial cell layer in keratoconus. A large study of over 700 eyes revealed that more advanced cases present lower cell density and a higher variability [
29]. This is probably due to the small number of patients with advanced stages included in our study. These results are similar to ours, however only the variability was significant in our cohort. On the other hand, there are studies in the literature that found no differences in density, variability, or hexagonality between Amsler–Krumeich KC stages [
30].
A study applying deep learning technologies has found that an average number of cells in keratoconus is 175.00, comparable but slightly higher than our value of approximately 137 found in the present study [
31]. More importantly, this average differed significantly to that of myopic eyes, serving as a control group [
31]. Another recent study included Egyptian keratoconus patients, with Amsler–Krumeich stages 1–3, and found a significant decrease in cell density and an increase in variability [
27]. Compared with our cohort, these parameters revealed a more significant alteration in the endothelial layer, suggesting that more research is needed to understand the endothelial behavior of keratoconus in different populations and which factors may influence endothelial health. Importantly, in our cohort, the average central endothelial cell density was sufficient to maintain corneal transparency (over 2900 cells/mm
2), and the decrease in cell density was non-significant following CXL.
Keratoconus is a disease that involves the degradation of collagen fibers. Histologically, KC is characterized by a lower number of collagen fibers, in conjunction with a thinner stroma, abnormal keratocytes, affected Bowman’s membrane, and basement membrane with iron deposits [
32]. Increased expression of the matrix metalloproteinase (MMP-1) leads to extracellular matrix degradation, affecting collagen, and a decreased expression of an enzyme responsible for natural collagen crosslinking contributes to a weaker corneal structure in keratoconus [
33], with the addition of a higher lacrimal concentration of inflammatory markers in keratoconus patients [
34]. As collagen is responsible for the elasticity and resistance of the cornea, it is known that CH and CRF are lowered in keratoconus. A large comparative study found an average of 7.5 mmHg and 6.2 mmHg for CH and CRF, respectively, significantly lower than the 10.8 and 11.0 averages in normal eyes [
35]. These values are comparable with the averages obtained in our study. Furthermore, as expected, keratoconus variables (average keratometry and corneal thickness) correlate well with CH and CRF, similar to other results in the literature [
36].
A biomechanical evaluation of the cornea holds great value as focal alterations may appear before the topographical alterations become evident, therefore holding great potential for early ectasia diagnosis [
37]. CH, and even moreso, CRF, present good accuracy in differentiating normal and ectatic corneas [
37]. Similarly, in our study, only CRF, not CH, differed significantly between stages of keratoconus, supporting the role of diagnostic and staging in the variations in CRF.
Besides the variable relationship with the disease stage, in our cohort, endothelial properties correlated with other parameters specific to KC—namely corneal astigmatism and keratometry readings (minimum, maximum, and average). These findings have been previously suggested in the literature, with endothelial cell density being negatively correlated with the steepest and flattest corneal meridian and positively correlated with minimum corneal thickness [
38].
Corneal crosslinking is a well-established treatment in keratoconus that is used to stop KC evolution by increasing the biomechanical strength of the cornea. Using confocal microscopy, the corneal changes that occur after CXL could be examined. This procedure leads to microscopic changes, such as the appearance of a demarcation line, the apoptosis of keratocytes, and stroma edema—however, these changes generally resolve within six months and are accompanied by visual acuity increase [
39].
In our study, there were no statistically significant changes in terms of corneal topography or biomechanics, as the follow-up reported here was only up to 6 months. Studies reporting from 1 year up to 7 years of follow-up describe significant improvements in keratometry and refractive errors, however less so in biomechanical parameters [
40,
41]. On the other hand, certain endothelial alterations have been observed in our cohort, such as increased cell variability and average cell area, and decreased paracentral number of cells.
The literature states that increased cell variability is the first sign of cell damage, and the cell surface area increases with increasing CV [
42]. Although in our cohort no patient had a coefficient higher than the normal limit, our study showed that a higher value of cellular variability before CXL was correlated with a decrease in the number of endothelial cells, but most importantly with an increase in cell surface after the procedure. A recent study that measured the effect of CXL on corneal endothelial cell morphology in patients with KC observed that the coefficient of variation was also statistically significantly higher at 6 months postoperatively than the initial value and there was a slight change in the percentage of hexagonal cells [
43]. These observations can also be found in our cohort in stages I-III. Thus, although the corneal endothelium is not affected per se, the possibility of minor damage before CXL, suggested by the higher value of the coefficient of variation, which probably also increases after the CXL procedure, leads to an increase in the surface area of endothelial cells.
A study of 400 eyes of patients with keratoconus who underwent CXL and were followed for 4 years showed that the procedure stopped the progression of KC in all age groups, but the functional and morphological results were better in patients aged 18 to 39 years [
44]. Similarly, our study showed a halt in the evolution of keratoconus after the crosslinking procedure in all patients, but the older the age, the greater the CV difference. On the other hand, it is known that in the healthy population, the corneal endothelial layer has a very high cell density at birth, which decreases with age at a rate of approximately 0.3–0.6% per year [
45]. A study conducted on healthy volunteers aged 11 to 88 years in Thailand, which aimed to determine the influence of age on corneal endothelial thickness and morphology, showed a significant decrease in corneal thickness, cell density, and hexagonality, while endothelial cell surface area and cellular variation increased with age [
46]. Although the age of the patients in our cohort does not exceed 50 years, the increase in the coefficient of endothelial variation after the crosslinking procedure at older ages could be explained by the overlap of some physiological processes.
Given the limitations of our study regarding the proportion of patients in stages III and IV compared to stages I and II, the correlation of corneal endothelial changes post-CXL at each stage is also limited. It is important, however, that the stages that included the largest number of patients, respectively I and II, showed morphological changes in endothelial cells that included a significant increase in the coefficient of variation and changes in the surface and hexagonal shape of endothelial cells at 6 months post-intervention. This is also found in a study comparing the effects of corneal crosslinking on the corneal endothelium in patients with KC compared to those with post-Lasik ectasia, which found that CV was statistically significantly higher 3 months after surgery compared to preoperative data in KC, and the percentage of hexagonal cells showed the smallest changes. In addition, similar to our study, a decrease in cell density occurred 6 months after CXL, which in their study recovered after one year [
47].
A study similar to ours, with a follow-up of one year, has not found any differences in terms of cell density; however, it has not investigated other endothelial parameters that we found to be different before and after CXL [
48]. Another recent study revealed a statistically significant decrease in cell density after 6 months; however, the final density did not impede endothelial function and corneal clarity [
49]. The significant variation in endothelial parameters in the paracentral area after crosslinking obtained in our study could also be explained by the fact that the paracentral area in the patients in this study is the most deformed area and has the lowest corneal resistance (it coincides with the area of corneal ectasia). While these modifications are statistically significant, it is unlikely that they are clinically significant. The usage of riboflavin prevents UVA damage to endothelial cells, and more studies have reported no density decrease and far fewer have reported a decrease in endothelial cell density after CXL [
50]. Most likely, significant changes occur in very thin keratoconic corneas, where the endothelium experiences a higher dose of UVA [
51]. The UVA reaction from the crosslinking process damages subbasal nerves [
47,
52], which are essential in the endothelial pump. In this way, changes occur in the endothelial cells. Over time, endothelial cells that have not been affected tend to replace damaged cells [
50].
In our study, a significant increase in CRF was also found in patients with stage III AK at 1 month post-CXL. However, this is inconsistent with stage IV. In any case, the small number of subjects in stages III and IV AK is a limitation of our study; therefore, more research is needed to determine if the biomechanical changes occurring post-CXL are more evident in more advanced ectatic corneas. Current studies on this topic are still under debate, with some studies finding no changes in either CH or CRF [
53], and others showing increases in these parameters [
54].
The methodology chosen for this study was a non-randomized one, because the patients followed treatment according to the clinical indication and could not be randomized, the only method to stop the evolution of keratoconus nowadays being the corneal crosslinking method. Otherwise, without the application of this treatment, with the progression of the disease, severe damage to the structure of the cornea leads to the need for a corneal transplant through different techniques (Bowman layer transplantation, deep anterior lamellar keratoplasty, or penetrating keratoplasty), techniques that bring with them the risk of damage to the endothelial layer, unrelated to keratoconic damage as much as the procedure itself [
55,
56,
57].
Another significant limitation of this study is the minimal clinical data we have on our patients: no further data are known regarding atopic background or behavior, such as eye rubbing, which are known KC risk factors [
58]. Furthermore, no data regarding visual acuity or method of visual correction (glasses, or rigid or soft contact lenses) are analyzed in this study, while it is known that, more often, visual correction in early KC stages is performed using spectacles or soft contact lenses, and in more advanced cases rigid lenses are more successfully used [
59]. More research is needed through expanding the cohort of advanced KC (stage IV) and analyzing the influence of more factors on the progression of the disease and the response to corneal crosslinking.