Numerical Analysis of the Lateral Responses of Pile Foundations Under Overall and Progressive Scour Conditions
Abstract
1. Introduction
2. Finite Element Model Description
3. Material Parameters and Constitutive Model
4. Finite Element Model Setup
- (i)
- Initial geostatic stress step: To reproduce the in situ stress state of the soil, the lateral boundaries were constrained in the x-direction and the ground surface was restrained in the x-, y-, and z-directions. The two faces perpendicular to the vertical loading direction were assigned a y-direction displacement constraint and a symmetry boundary condition, respectively. The pore pressure boundary condition was applied at the top surface of the soil and the permeability coefficient of the soil was taken as 2 × 10−8 m/s. Owing to this low permeability, undrained conditions were assumed. Gravity and an initial stress field were applied to establish the in situ geostatic stress state, and the at-rest earth pressure coefficient was .
- (ii)
- The model pile was installed using the “wish-in-place” approach, and the pile–soil interface properties were specified accordingly. Tangential and normal contact behaviours were defined using the Coulomb friction formulation in ABAQUS. Following Wang et al. [29]’s method, the friction coefficient of 0.32 was assigned to the pile–soil interface [47]. Hard contact was adopted in the normal direction with separation allowed, and gravity was applied to the pile.
- (iii)
- The “model change” technique in the finite element software was used to deactivate the soil elements within the prescribed scour depth, thereby simulating the formation of a general scour hole and capturing the soil stress history and the associated evolution of its physical and mechanical properties during scour. During the model-validation stage, this step was not implemented to ensure consistency with the centrifuge tests; a comparison was used to assess the validity and accuracy of the FE model.
- (iv)
- The displacement-controlled lateral load was applied to the model pile at the loading point in the direction of the symmetry plane in the model. The pile surface was kinematically coupled to a single reference (loading) point, and the lateral displacement was imposed at this point to facilitate the extraction of the numerical results.
5. Comparison of Finite Element Results and Centrifuge Tests
6. Finite Element Result Analysis
7. Conclusions
- (1)
- General scour reduces the lateral bearing capacity for both circular and square cross-section pile foundations. Under no- and general scour conditions, square foundations exhibit increases in lateral bearing capacity of 13% and 17.7%, respectively, compared to circular. General scour decreases the effective embedment depth of pile foundations and increases load eccentricity, thereby reducing the wedge-shaped failure zone in soils around the pile, with the depth of this zone shifting deeper into the soil with scour.
- (2)
- In clayey environments, for a specific scour depth, overall and distribution scour exert minimal influences on the lateral bearing response of pile foundations, with nearly identical load–displacement relationships, bending moments, and displacement distributions along the depth.
- (3)
- When pile foundations bear the same displacement load, bending moment distributions along the depth first increase and then decrease. At the same depth, values under no-scour conditions exceed those under general scour conditions, with this difference becoming more significant as displacement load increases. The depth of the maximum bending moment shifts away from the initial mudline with general scour, and at the same depth, bending moment values for square cross-section piles surpass those for equal-area circular piles; therefore, adopting square cross-section pile foundations under scour conditions increases their lateral bearing capacity.
- (4)
- For both circular and square cross-section piles, general scour increases the lateral displacement of pile foundations but exerts minimal influence on the depth of the zero-displacement point, and the depth of this point for rectangular cross-section pile foundations is shallower than for circular.
- (5)
- At a given depth and lateral displacement, the unscoured case mobilises higher soil resistance than the scoured cases and the difference gradually decreases with depth. Overall and progressive scour produce similar p-y responses, and the equal-area square pile consistently develops greater soil resistance than the circular, indicating better lateral performance under all conditions. It should be noted that this study is limited to single piles in clay under idealised general scour conditions. Future research should therefore further consider more complex scour conditions and different soil types, and should develop modified p-y curves that explicitly account for the progressive formation of scour holes.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Parameters of Kaolin Clay | Parameter Value |
|---|---|
| Unit Weight (γ) | 16 kN/m2 |
| Water Content | 66% |
| Liquid Limit | 79.8% |
| Plastic Limit | 35.1% |
| Compression Coefficient (Cc) | 0.55 |
| Rebound Coefficient (Cs) | 0.14 |
| Permeability Coefficient (k) | 2 × 10−8 m/s |
| Undrained Shear Strength at 15 m Depth (Prototype) | 20 kPa |
| Undrained Shear Strength at 0 m (Prototype) | 0 kPa |
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© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
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Ma, B.; Li, X.; Wang, Z.; Lan, T.; Deng, X.; Du, B.; Xiao, Y.; Peng, L.; Li, Y. Numerical Analysis of the Lateral Responses of Pile Foundations Under Overall and Progressive Scour Conditions. Buildings 2026, 16, 1285. https://doi.org/10.3390/buildings16071285
Ma B, Li X, Wang Z, Lan T, Deng X, Du B, Xiao Y, Peng L, Li Y. Numerical Analysis of the Lateral Responses of Pile Foundations Under Overall and Progressive Scour Conditions. Buildings. 2026; 16(7):1285. https://doi.org/10.3390/buildings16071285
Chicago/Turabian StyleMa, Binhui, Xiangrong Li, Zengliang Wang, Tian Lan, Xu Deng, Bicheng Du, Yarui Xiao, Long Peng, and Yuqi Li. 2026. "Numerical Analysis of the Lateral Responses of Pile Foundations Under Overall and Progressive Scour Conditions" Buildings 16, no. 7: 1285. https://doi.org/10.3390/buildings16071285
APA StyleMa, B., Li, X., Wang, Z., Lan, T., Deng, X., Du, B., Xiao, Y., Peng, L., & Li, Y. (2026). Numerical Analysis of the Lateral Responses of Pile Foundations Under Overall and Progressive Scour Conditions. Buildings, 16(7), 1285. https://doi.org/10.3390/buildings16071285

