1. Introduction
Topological symmetry groups were originally introduced to classify the symmetries of non-rigid molecules. In particular, the symmetries of rigid molecules are represented by the point group, which is the group of rigid motions of the molecule in space. However, non-rigid molecules can have symmetries which are not included in the point group. The symmetries of such molecules can instead be represented by the subgroup of the automorphism group of the molecular graph which are induced by homeomorphisms of the ambient space. In this way, the molecular graph is treated as a topological object, and hence this group is referred to as the topological symmetry group of the graph in space.
Although initially motivated by chemistry, the study of topological symmetry groups of graphs embedded in
can be thought of as a generalization of the study of symmetries of knots and links. Various results have been obtained about topological symmetry groups in general ([
1,
2,
3,
4]) as well as topological symmetry groups of embeddings of particular graphs or families of graphs in
([
5,
6,
7,
8,
9,
10]).
In this paper, we classify the topological symmetry groups of embeddings of the Heawood graph in
, whose (combinatorial) automorphism group is
. This graph, denoted by
, is illustrated in
Figure 1. The Heawood graph is of interest to topologists because it is obtained from the intrinsically knotted graph
by what are known as “
” moves. Such moves alter the graph by replacing three edges that form a triangle by three edges in the form of the letter Y with a new 3-valent vertex in the center. Since
moves preserve intrinsic knotting [
11], the Heawood graph is intrinsically knotted. This means that every embedding of
in
contains a non-trivial knot. It also follows from [
12] that
is
intrinsically chiral, that is, no embedding of
in
has an orientation reversing homeomorphism.
We begin with some terminology.
Definition 1. Let Γ be a graph embedded in . We define thetopological symmetry group as the subgroup of the automorphism group induced by homeomorphisms of . We define theorientation preserving topological symmetry group as the subgroup of induced by orientation preserving homeomorphisms of .
Definition 2. Let G be a group and let γ denote an abstract graph. If there is some embedding Γ of γ in such that , then we say that G isrealizablefor γ. If there is some embedding Γ of γ in such that , then we say that the group G ispositively realizablefor γ.
Definition 3. Let φ be an automorphism of an abstract graph γ. We say φ isrealizableif for some embedding Γ of γ in , the automorphism φ is induced by a homeomorphism of . If such a homeomorphism exists which is orientation preserving, then we say φ ispositively realizable.
Since the Heawood graph is intrinsically chiral, a group is realizable if and only if it is positively realizable. Our main result is the following classification theorem.
Theorem 1. A group G is realizable as the topological symmetry group of an embedding of if and only if G is the trivial group, , , , , , or .
In
Section 2, we present some background material about
. In
Section 3, we determine which of the automorphisms of
are realizable. We then use the results of
Section 3 to prove our main result in
Section 4.
2. Background About the Heawood Graph
We will be interested in the action of automorphisms of
on cycles of particular lengths. The graph
has 28 6-cycles, its shortest cycles, and 24 14-cycles [
13,
14]. The following results about the 12-cycles and 14-cycles of
are proved in the paper [
15]. While some of these results may be well known, the authors could not find proofs in the graph theory literature.
Lemma 1. - 1.
has 56 12-cycles.
- 2.
acts transitively on the set of 14-cycles and the set of 12-cycles.
- 3.
The graph obtained from by removing any pair of vertices which are a distance 3 apart has exactly two 12-cycles.
By part (2) of Lemma 1, we can assume that any 14-cycle in
looks like the outer circle in
Figure 1 and any 12-cycle looks like the round circle in
Figure 2. We will always label the vertices of
either as in
Figure 1 or as in
Figure 2.
The automorphism group of
is isomorphic to the projective linear group
whose order is
([
13]). The program Magma was used to determine that all of the non-trivial elements of
have order 2, 3, 4, 6, 7, and 8. The following lemma gives us information about the action of automorphisms with order 3 and 7 on the 12-cycles and 14-cycles of
.
Lemma 2. Let α be an automorphism of . Then the following hold.
- 1.
If α has order 7, then α setwise fixes precisely three 14-cycles, rotating each by for some , when considered as a round circle (see Figure 1). - 2.
If α has order 3, then α fixes precisely two vertices and setwise fixes precisely two 12-cycles in their complement, rotating each by , when considered as a round circle (see Figure 2).
Proof. (1) Suppose that the order of is 7. Since has 24 14-cycles, must setwise fix at least three of them. Observe that any 14-cycle which is setwise fixed by must be rotated by for some . Thus, every edge must be in an orbit of size 7. Since there are 21 edges, there are precisely three such edge orbits. Now any 14-cycle which is setwise fixed must be made up of two of these three edge orbits, and hence there are at most three 14-cycles which are invariant under . It follows that there are precisely three invariant 14-cycles.
(2) Suppose that the order of
is 3. Since there are 14 vertices,
must fix at least two vertices
v and
w. Furthermore, since
has 56 12-cycles (by part (1) of Lemma 1),
must setwise fix at least two 12-cycles. If some vertex on an invariant 12-cycle were fixed, the entire 12-cycle would be fixed and hence
could not have order 3. Thus, neither
v nor
w can be on an invariant 12-cycle. By part (2) of Lemma 1, we can assume that one of the invariant 12-cycles is the round circle in
Figure 2, and hence
v and
w are as in
Figure 2. Since
v and
w are a distance 3 apart, it follows from part (3) of Lemma 1 that there are precisely two 12-cycles in the complement of
. Therefore,
must rotate each of the two 12-cycles in the complement of
by
. □
Lemma 3. Let α be an order 2 automorphism of which setwise fixes a 12-cycle or a 14-cycle. Then no vertex is fixed by α.
Proof. First suppose
setwise fixes a 14-cycle and fixes at least one vertex. Then without loss of generality,
setwise fixes the round circle
C in
Figure 1 and fixes vertex 1. It follows that either
interchanges vertices 2 and 14 or fixes both. In the latter case
would be the identity. Thus, we can assume that
interchanges vertices 2 and 14. However, since vertex 6 is also adjacent to vertex 1, it must also be fixed by
. This implies that
interchanges the two components of
. However, this is impossible because one component of
has four vertices while the other has eight vertices.
Next suppose that
setwise fixes a 12-cycle. Then without loss of generality,
setwise fixes the round circle
D in
Figure 2. Then
. However, every vertex on
D has precisely one neighbor on
D which is adjacent to
. Thus, if
fixed any vertex on
D, it would have to fix every vertex on
D, and hence would be the identity. Now suppose
fixes
v. Since
has order 2 and
v has three neighbors on
D, one of these neighbors would have to be fixed by
. As we have already ruled out the possibility that
fixes a vertex on
D, this again gives us a contradiction. □
3. Realizable Automorphisms of
Lemma 4. Let α be a realizable automorphism of . Then the following hold.
- 1.
For some embedding Γ of in , α is induced by an orientation preserving homeomorphism h: with .
- 2.
If is a power of 2, then α leaves at least two 14-cycles or at least two 12-cycles setwise invariant, and if , then α fixes no vertices.
- 3.
If is even, then or 6.
Proof. (1) Since
is realizable, there is some embedding
of
in
such that
is induced by a homeomorphism
. Now by Theorem 1 of [
16], since
is 3-connected, there is an embedding
of
in
such that
is induced by a finite order homeomorphism
. Furthermore, it follows from [
12] that no embedding of
in
has an orientation reversing homeomorphism. Thus,
h is orientation preserving.
Let
and
. Since
is the identity,
. If
, then
pointwise fixes
, yet
is not the identity. However, by Smith Theory [
17], the fixed-point set of
is either the empty set or
. But, this is impossible since
is contained in the fixed-point set of
. Thus,
.
(2) Suppose that
is a power of 2. Let
h be given by part (1). Then
is the same power of 2. Let
and
denote the sets of 12-cycles and 14-cycles, respectively. By [
18], for any embedding of
in
, the mod 2 sum of the arf invariants of all 12-cycles and 14-cycles is 1. Thus, an odd number of cycles in
have arf invariant 1. Hence for precisely one
i, the set
has an odd number of cycles with arf invariant 1. Since
and
are each even,
must have an odd number of cycles with arf invariant 0 and an odd number of cycles with arf invariant 1.
We know that and h preserves arf invariants. Hence h setwise fixes the set of cycles in with arf invariant 0 and the set of cycles in with arf invariant 1. Since is a power of 2, and and are each odd, h setwise fixes at least one cycle in and at least one cycle in . Hence at least two 12-cycles or at least two 14-cycles are setwise fixed by h, and hence by . It now follows from Lemma 3 that if , then fixes no vertices.
(3) Suppose that is even and . Recall that every even order automorphism of has order 2, 4, 6 or 8. Then by part (2), setwise fixes a 12-cycle or 14-cycle. If setwise fixes a 14-cycle, then since is even and cannot be 14. Thus, we suppose that setwise fixes a 12-cycle Q, and hence
Since
, we must have
. Without loss of generality we can assume that
Q is the round 12-cycle in
Figure 2 and
. However, this is impossible because
, and hence
cannot take vertex 4 (which is adjacent to
w) to vertex 7 (which is adjacent to neither
v nor
w). Thus,
. □
Theorem 2. A non-trivial automorphism of is realizable if and only if it has order 2, 3, 6 or 7.
Proof. Figure 3 illustrates an embedding of
with vertices labeled as in
Figure 2 where vertex
w is at
∞ and the grey arrows are the edges incident to
w. This embedding has a glide rotation
h obtained by rotating the picture by
around a vertical axis going through vertices
v and
w while rotating by
around the circular waist of the picture. Then
h induces the order 6 automorphism
. Now
and
induce automorphisms of order 2 and 3 respectively. Thus, automorphisms of orders 2, 3, and 6 are all realizable.
Figure 4 shows an embedding of
with a rotation of order 7 about the center of the picture. Thus,
has realizable automorphisms of order 2, 3, 6, and 7, as required.
For the converse, we know that that the only odd order automorphisms of have order 3 or 7, and part (3) of Lemma 4 shows that the only realizable even order automorphisms of have order 2 or 6. □
4. Topological Symmetry Groups of Embeddings of
Since
is intrinsically chiral, for any embedding
of
in
,
. Thus, a finite group
G is realizable for
if and only if
G is positively realizable. Let
be an embedding of
in
. We know that
is a subgroup of
. According to [
19], the non-trivial proper subgroups of
are
,
,
,
,
,
,
,
,
,
,
,
,
,
,
,
, and
. We can eliminate the groups
,
,
,
,
,
, and
as possibilities for
because we know from Theorem 2 that no realizable automorphism of
has order 4. Thus, the only groups that are possibilities for
for some embedding
of
are the trivial group,
,
,
,
,
,
,
,
,
,
, and
.
Theorem 3. The trivial group and the groups , , , , , and are realizable for .
To prove Theorem 3, we will use the following prior result.
Theorem 4. ([20]) Let γ be a 3-connected graph embedded in as a graph Γ which has an edge e that is not pointwise fixed by any non-trivial element of . Then every subgroup of G is positively realizable for γ. Proof of Theorem 3. We begin with the embedding
of
illustrated in
Figure 5 where the grey squares represent the same trefoil knot.
The outer circle
C is setwise invariant under any homeomorphism of
because
C is the only 14-cycle with 14 trefoil knots, and by [
20] any such homeomorphism must preserve the set of knotted edges. It follows that
. Also,
is invariant under a rotation by
inducing the automorphism
and a homeomorphism turning
C over inducing
. Thus,
. However,
is the only subgroup of
containing
which has no element of order 14. Thus,
.
Observe that no edge of is pointwise fixed by any non-trivial element of . Hence by Theorem 4, every subgroup of is realizable. In particular, the groups , , , and the trivial group are each realizable for .
In the embedding
illustrated in
Figure 6,
v is above the plane of projection,
w is below the plane, and the three grey squares represent the same trefoil knot. Now
is the only 6-cycle containing three trefoil knots. It follows that any homeomorphism of
must take
C to itself taking the set of three trefoils to itself. Thus,
. Since
is invariant under a
rotation as well as under turning the picture over,
. Now if we replace the three trefoils on
C by three identical non-invertible knots, we will get an embedding
such that
.
Finally, let
be the embedding in
Figure 3. Then the 6-cycle
is the only 6-cycle which contains a trefoil knot. Thus,
C is setwise invariant under any homeomorphism of
. Hence
. We also saw in
Figure 3 that a glide rotation of
induces the order 6 automorphism
. Thus,
. Since we know from Theorem 5 that
is not realizable for
, it follows that
. □
In what follows, we prove that no other groups are realizable for .
Theorem 5. The groups and are not realizable for .
Proof. Suppose that there exist realizable order 2 automorphisms and of such that . Since has 21 edges, and each setwise fix an odd number of edges. Let denote the set of edges which are invariant under . Let . Then . Thus, . It follows that . However, since has an odd number of elements and has order 2, there is some edge such that . Thus, and both setwise fix the edge e, and hence at least one of the involutions , , or must pointwise fix e.
Now by Lemma 3, none of , , or can fix any vertex. Thus, is not realizable. However, since contains involutions and such that , it follows that also cannot be realizable for . □
Theorem 6. The group is not realizable for .
Proof. Suppose that
is an embedding of
such that
. According to Burnside’s Lemma [
21], the number of vertex orbits of
under
is:
where
denotes the number of vertices fixed by an automorphism
. Observe that
contains eight elements of order 3, three elements of order 2, and no other non-trivial elements. Now by part (2) of Lemma 2, each order 3 automorphism fixes precisely two vertices, and by Lemma 4 part (2), no realizable order 2 automorphism fixes any vertex. Thus, the number of vertex orbits of
under
is:
As this is not an integer, cannot be realizable for . □
To show that the groups and are not realizable for , we will make use of the definition and results below.
Definition 4. A finite group G of orientation preserving diffeomorphisms of is said to satisfy the involution condition if for every involution , we have and no with has .
Theorem 7 ([
2]).
Let Γ be a 3-connected graph embedded in with . Then Γ can be re-embedded in as Δ such that and H is induced by an isomorphic finite group of orientation preserving diffeomorphisms of . Theorem 8 ([
22]).
Let G be a finite group of orientation preserving isometries of which satisfies the involution condition. Then the following hold.- 1.
If G preserves a standard Hopf fibration of , then G is cyclic, dihedral, or a subgroup of for some odd m.
- 2.
If G does not preserve a standard Hopf fibration of , then G is , , or .
Theorem 9. The groups and are not realizable for .
Proof. Suppose that for some embedding
of
in
,
is
or
. In either case,
. Now since
is 3-connected, we can apply Theorem 7, to re-embed
in
as
such that
and
G is induced by an isomorphic finite group of orientation preserving diffeomorphisms of
. However, by the proof of the Geometrization Conjecture, every finite group of orientation preserving diffeomorphisms of
is conjugate to a group of orientation preserving isometries of
[
23]. Thus, we abuse notation and treat
G as a group of orientation preserving isometries of
.
Since G has no elements of order 2, it vacuously satisfies the involution condition, and hence by Theorem 8, G is cyclic, dihedral, a subgroup of for some odd m, , , or . However, since , it cannot be dihedral, , , or . Also, since has no element of order 21, the elements of G of order 3 and 7 cannot commute. Thus, G cannot be cyclic; and since all elements of odd order in commute, G cannot be a subgroup of any . By this contradiction, we conclude that neither nor is realizable for . □
The following corollary summarizes our classification of which groups can occur as topological symmetry groups of some embedding of the Heawood graph in .
Corollary 1. A group G is realizable as a topological symmetry group of if and only if G is the trivial group, , , , , , or .