Neoadjuvant Therapy or Upfront Surgery for Pancreatic Cancer—To Whom, When, and How?
Simple Summary
Abstract
1. Introduction
2. Evaluation of the Role of Neoadjuvant, Adjuvant, and Surgical Treatment of R-PDAC and BR-PDAC over the Years in Light of Clinical Studies
2.1. Historical Standard of Care in PDAC Treatment
2.2. Actual Standard of Care and Challenges in PDAC Treatment
2.3. Clinical Trial Results—Looking for the Best Therapeutic Option
2.4. Meta-Analyses of Clinical Trials
3. Current Recommendations for Neoadjuvant Therapy and Upfront Surgery in Pancreatic Cancer
4. Neoadjuvant Immunotherapy
5. Neoadjuvant Targeted Therapies
6. Discussion
7. Conclusions
Author Contributions
Funding
Conflicts of Interest
Abbreviations
PDAC | pancreatic ductal adenocarcinoma cancer |
NAT | neoadjuvant treatment |
PC | pancreatic cancer |
R-PDAC | resectable pancreatic ductal adenocarcinoma |
BR-PDAC | borderline resectable pancreatic ductal adenocarcinoma |
R0 | resection margin 0 (no cancer cells seen microscopically at the primary tumor site) |
LA-PDAC | locally advanced pancreatic ductal adenocarcinoma |
RCTs | randomized controlled trials |
PRISMA | Preferred Reporting Items for Systematic Reviews and Meta-Analyses |
5-FU+LV | 5 fluorouracil plus leucovorin |
GEM | gemcitabine |
RES | recurrence-free survival |
CRT | chemoradiotherapy |
Mos | median overall survival |
HR | hazard ratio |
CI | confidence interval |
mDFS | median disease-free survival |
NR | not reported |
ITT | intention-to-treat |
MDCT | multidetector computed tomography |
SMA | superior mesenteric artery |
MRI | magnetic resonance imaging |
CT | computed tomography |
NCCN | National Comprehensive Cancer Network |
CHA | common hepatic artery |
SMV | superior mesenteric vein (SMV) |
PV | portal vein |
NICE | National Institute for Health and Care Excellence |
ESMO | European Society for Medical Oncology |
ICIs | immune checkpoint inhibitors |
SBRT | SIB simultaneous integrated boost |
Ct-DNA | circulating tumor DNA |
maxVAF | maximum somatic variant allele frequency |
GVAX | tumor vaccines |
EGFR | epidermal growth factor receptor |
IGF-1 | insulin growth factor |
VEGF | vascular endothelial growth factor |
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Stage | Arterial Involvement | Venous Involvement |
---|---|---|
Resectable | No contact with the following:
| (≤180°) contact without contour irregularity |
Borderline resectable | Head/uncinate process
| >180° contact with contour irregularity or thrombosis, but resection and reconstruction are possible |
Unresectable | Head/uncinate process
| >180° contact or with contour irregularity or thrombosis, and resection and reconstruction are not possible |
Trial/ Author | Phase | R/BR | Study Design | n | mOS | HR (95% CI) | p- Value | mDFS | HR (95% CI) | p- Value | R0 |
---|---|---|---|---|---|---|---|---|---|---|---|
ESPAC-1 [14] | III | R | Observation CRT | 69 63 | 17.9 15.9 | 1.28 (0.99–1.66) | 0.05 | 15.2 10.7 | 1.32 (1.00–1.74) | 0.04 | NR |
Chemotherapy observation | 75 72 | 20.1 15.5 | 0.71(055–0.92) | 0.009 | 15.3 9.4 | 0.73 (0.55–0.96) | 0.02 | ||||
CONKO-001 [8] | III | R | GEM | 179 | 22.8 | 0.76 (0.61–0.95) | 0.01 | 13.4 | 0.55 (0.44–0.69) | 0.001 | 80% |
Observation | 175 | 20.2 | 6.9 | ||||||||
JSAP-02 [15] | III | R | GEM | 58 | 22.3 | 0.77 (0.51–1.14) | 0.19 | 11.4 | 0.60 (0.40–0.89) | 0.01 | NR |
Observation | 60 | 18.4 | 5.0 | ||||||||
ESPAC-3 [16] | III | R | 5-FU | 551 | 23.0 | 0.94 (0.81–1.08) | 0.39 | 14.3 | 0.96 (0.86–1.07) | 0.53 | NR |
GEM | 537 | 23.6 | 14.1 |
Trial/Author | Phase | Treatment | n | mOS (Months) | HR (95% CI) | p-Value | mDFS (Months) | HR (95% CI) | p-Value |
---|---|---|---|---|---|---|---|---|---|
PRODIGE24 | III | mFOLFIRINOX | 493 | 53.5 | 0.68 (0.54–0.85) | 0.001 | 21.4 | 0.66 (0.54–0.82) | 0.001 |
GEM | 35.5 | 12.8 | |||||||
ESPAC-4 | III | GEM | 730 | 25.5 | 0.82 (0.68–0.98) | 0.032 | NR | NR | NR |
GEM-CAP | 28.0 | NR |
Trial/ Author | Phase | R/ BR | Treatment Arm | n | mOS Months | HR (95% CI) | p- Value | mDFS Months | HR (95% CI) | p- Value | R0 |
---|---|---|---|---|---|---|---|---|---|---|---|
Golcher et al. [23] | II | R | GEM/CIS+RTH/ surgery | 73 | 17.4 | NR | 0.96 | NR | NR | NR | 52% |
Upfront surgery/GEM | 14.4 | 48% | |||||||||
Casadei et al. [24] | II | R | GEM+RTH | 38 | NR | NR | 0.174 | NR | NR | NR | NR |
Upfront surgery/GEM | NR | ||||||||||
Jang et al. [25] | II/III | BR | GEM+RTH/surgery | 110 | 21 | 1.495 (0.66–3.360 | 0.028 | NR | NR | NR | 52% |
Surgery/GEM+RTH | 12 | 26% | |||||||||
Prep-02/JSAP-05 [26] | II | R/ RB | GEM+S-1/surgery | 364 | 36.7 | 0.72 (0.55–0.94) | 0.015 | 14.3 | 0.77 (0.61–0.98) | 0.030 | NR |
Surgery/S-1 | 26.6 | 11.3 | |||||||||
PREOPANC [27] | III | R/ BR | GEM+RTH/ Surgery/GEM | 246 | 15.7 | 0.73 (0.58–0.96) | 0.025 | 8.1 | 0.70 (0.53–0.92) | 0.009 | 71% |
Surgery/GEM | 14.3 | 7.7 | 40% | ||||||||
PREOPANC-2 [28,29] | III | R/ BR | FOLFIRINOX/ SURGERY | 368 | 21.9 | 0.87 (0.68–1.12) | 0.28 | NR | NR | NR | 77% |
GEM+RTH/ surgery | 21.3 | 75% | |||||||||
NORPACT-1 [30] | II | R | FOLFIRINOX/ surgery/adjuvant chemotherapy | 140 | 25.1 | 1.52 (1.00–2.33) | 0.05 | NR | NR | NR | 82% |
Surgery/FOLFIRINOX | 38.5 | 89% | |||||||||
SWOG S1505 [31] | II | R | FOLFIRINOX/surgery/FOLFIRINOX | 102 | 22.4 | 0.97 (0.76–1.24) | 0.82 | 10.9 | 0.87 (0.66–1.15) | 0.87 | 85% |
NP/surgery/NP | 23.6 | 14.2 | 85% | ||||||||
NEONAX [32] | II | R | NP/surgery | 127 | 25.2 | (19.0–29.7) | 0.028 | 11.5 | (8.8–14.5) | NR | 88% |
Surgery/NP | 16.7 | (11.6–22.2) | 5.9 | (3.6–11.5) | 67% | ||||||
ALLIANCE A021501 [34] | II | BR | FOLFIRINOX/ surgery | 126 | 29.8 | 1.88 (1.16–3.04) | 0.009 | 15.0 | 1.28 (0.88–1.87) | NR | 57% |
FOLFIRINOX+SBRT/surgery | 17.1 | 11.5 | 33% | ||||||||
CASSANDRA [35] | III | R/ BR | PAXG/surgery mFOLFIRINOX | 261 | 37.3 | 0.7 (0.47–1.04) | 0.07 | 17.3 | 0.64 (0.46–0.89) | 0.008 | 74% |
26.0 | 10.4 | 51% |
Author | Trials (n) | Number of Patients | R/ BR | Treatment Arm | mOS | HR (95% CI) | p- Value | mDFS | HR (95% CI) | p- Value | R0 | Conclusion |
---|---|---|---|---|---|---|---|---|---|---|---|---|
Versteijne et al. [37] | 38 | 3484 | R/ RB | NAT | 18.8 | 0.73 | NR | NR | NR | NR | 87% | NAT may improve OS and R0 resection in BR-PDAC |
Upfront surgery | 14.8 | 67% | ||||||||||
Aliseda et al. [38] | 5 | 625 | R | NAT | 25.9 | 0.88 (0.72–1.08) | 0.223 | NR | NR | NR | NR | No significant OS benefit from NAT in R-PDAC |
Upfront surgery | 23.8 | |||||||||||
Uson Junior et al. [39] | 6 | 805 | R | NAT | NR | 0.76 (0.52–1.11) | NR | NR | 0.71 | NR | ↑20% with NAT | No OS/DFS improvement; improved R0 rate |
Upfront surgery | ||||||||||||
Dickerson et al. [40] | 9 | 1194 | R/ BR | NAT | NR | 0.73 (0.55–0.98) | NR | NR | NR | NR | NR | No significant OS benefit in R-PDAC |
Upfront surgery | ||||||||||||
Chan et al. [41] | 8 | 982 | R | NAT | NR | 0.81 (0.65–1.01) | 0.06 | 12.7 | 0.66 (0.47–0.92) | 0.01 | 72% | DFS, R0, and N0 improved; no significant OS difference. |
Upfront surgery | 6.3 | 60% | ||||||||||
Cloyd et al. [42] | 6 | 850 | R/ BR | NAT | 25.4 | 0.73 (0.61–0.86) | 0.001 | NR | NR | NR | 60% | OS, R0 benefit in R-PDAC and BR-PDAC |
Upfront surgery | 19.4 | 40% |
Trial | Phase | R/BR | Treatment | n | Primary Outcome | Secondary Outcomes |
---|---|---|---|---|---|---|
NCT04927780 | III | R | FOLFIRINOX/surgery /FOLFIRINOX | 378 | OS | PFS, number of cycles received, dose intensity, resection rate, quality of life, AE, and surgical complications. |
Surgery/FOLFIRINOX | ||||||
NCT04340141 | III | R | FOLFIRINOX/surgery /FOLFIRINOX | 352 | OS | DFS, resection rate, AE, and quality of life. |
Surgery/FOLFIRINOX | ||||||
NCT02172976 | II/III | R | FOLFIRINOX/surgery/ FOLFIRINOX | 40 | OS | PFS, peri-operative morbidity and mortality, R0 RR, tolerability, and feasibility of neoadjuvant FOLFIRINOX |
NCT01314027 | III | R | GEM/oxaliplatin | 38 | PFS | - |
Upfront surgery | ||||||
NCT02676349 | II | BR | mFOLFIRINOX+ CAP-based CRT/surgery | 90 | R0 RR | - |
mFOLFIRINOX/surgery | ||||||
NCT02717091 | II | BR | FOLFIRINOX | 50 | R0 RR | - |
NP/GEM |
Author | Phase | n | R/BR/LA | Treatment Arm | Outcomes | |
---|---|---|---|---|---|---|
Du et al. [51] | II | 29 | RB/ LA | tislelizumab +GEM/NP +SBRT-SIB | ORR: 60% R0: 90% 12-Month OS Rate: 72% 12-Month PFS Rate: 64% | |
Heumann et al. [52] | Ib/II | 40 | R | Arm A: GVAX+cyclofosphamide | mOS: Arm A: 23.59 m Arm B: 27.01 m Arm C: 35.55 m | mDFS: Arm A: 13.90 m Arm B: 14.98 m Arm C: 33.51 m |
Arm B: GVAX+cyclofosphamide + nivolumab | ||||||
Arm C: GVAX+cyclofosphamide + nivolumab + urelumab | ||||||
Byrne et al. [53] | I/II | 16 | R | Arm A: selicrelumab | mOS: 95% CI (18.0–28.8 m) Arm A: 23.4 m Arm B: not reached | mDFS: 95% CI (0.4–19.2 m) Arm A: 9.8 m Arm B: not reached |
Arm B: selicrelumab+GEM+NP |
Trial | Phase | R/RB/LA | Treatment | Primary Endpoints |
---|---|---|---|---|
NCT03983057 | II | BR/LA | mFOLFIRINOX/surgery mFOLFIRINOX + PD-1 antibody/surgery | PFS, TTP |
NCT05132504 | II | R | mFOLFIRINOX + Pembrolizumab/surgery | Safety |
upfront surgery/mFOLFIRINOX + Pembrolizumab | ||||
NCT06094140 | II | R/BR | mFOLFIRINOX+Durwalumab/surgery | Safety |
NCT06060405 | II | R | Durwalumab+Oleclumab/surgery | Change in CD8+ T cells within tumor, |
NCT00727441 | II | R/BR | GVAX GVAX, cyclophosphamid i.v. GVAX, cyclophosphamid p.o | Safety, immune response |
NCT03727880 | II | R | Chth NAT + pembrolizumab + defactinib | Change in CD8+ T cells within tumor, pCR |
Chth NAT + pembrolizumab i.v | ||||
NCT03979066 | II | R | Atezolizumab + PEGPH20 | Change in CD8+ T cells within tumor |
Atezolizumab i.v. | ||||
NCT03970252 | II | BR | FOLFIRINOX+Nivolumab | Evaluation of development of clinically relevant pancreatic fistula in the post-operative period Evaluation pCR |
NCT02305186 | Ib/II | R/BR | CRT (capecitabine) + Pembrolizumab | Number of Tumor Infiltrating Lymphocytes (TILs) per high powered field (hpf) in pancreatic tissue (resected tissue) Safety: Incidence of Dose-Limiting Toxicities (DLTs) |
CRT | ||||
NCT04940286 | II | R/BR | GEM+NP+Durvalumab+Oleclumab/Surgery/adjuvant | Major pathological response rate (=<5% viable tumor cells) Incidence of adverse events |
Trial | Phase | R/BR/LA | Indication Group | Treatment | Primary Endpoints |
---|---|---|---|---|---|
NCT04858334 | II | R/BR | BRACA1/2 or PALB2, post platinum-based NAT chemotherapy, and resection | olaparib | RFS |
NCT04005690 | I | R/BR/LA | MEK inhibitor PARP inhibitor PLK1 inhibitor WEE1/Cell-Cycle Checkpoint Inhibition Anti-CTLA-4 antibody | cobimetinib olaparib/saruparib onvansertib azenosertib tremelimumab | Proportion of pharmacodynamic feasibility |
NCT05546411 | I/II | R/BR/LA | TGF-beta inhibitor | NIS793 | MPR |
NTC04117087 | I | R/BR/LA/metastatic | MMR-p | KRAS peptide vaccine +nivolumab+ipilimumab | AE |
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Kwaśniewska, D.; Fudalej, M.; Badowska-Kozakiewicz, A.M.; Czerw, A.; Deptała, A. Neoadjuvant Therapy or Upfront Surgery for Pancreatic Cancer—To Whom, When, and How? Cancers 2025, 17, 2584. https://doi.org/10.3390/cancers17152584
Kwaśniewska D, Fudalej M, Badowska-Kozakiewicz AM, Czerw A, Deptała A. Neoadjuvant Therapy or Upfront Surgery for Pancreatic Cancer—To Whom, When, and How? Cancers. 2025; 17(15):2584. https://doi.org/10.3390/cancers17152584
Chicago/Turabian StyleKwaśniewska, Daria, Marta Fudalej, Anna Maria Badowska-Kozakiewicz, Aleksandra Czerw, and Andrzej Deptała. 2025. "Neoadjuvant Therapy or Upfront Surgery for Pancreatic Cancer—To Whom, When, and How?" Cancers 17, no. 15: 2584. https://doi.org/10.3390/cancers17152584
APA StyleKwaśniewska, D., Fudalej, M., Badowska-Kozakiewicz, A. M., Czerw, A., & Deptała, A. (2025). Neoadjuvant Therapy or Upfront Surgery for Pancreatic Cancer—To Whom, When, and How? Cancers, 17(15), 2584. https://doi.org/10.3390/cancers17152584