Lycopene, Carotenoids, and Retinoids in Cancer Chemoprevention: Molecular Mechanisms and Clinical Implications
Abstract
1. Introduction
Search Strategy and Study Selection
2. Chemistry and Classification of Carotenoids and Retinoids
3. Lycopene
3.1. Molecular Mechanisms of Lycopene in Cancer Prevention
3.1.1. Antioxidant and Redox Regulation
3.1.2. Regulation of Cell Proliferation and Apoptosis
3.1.3. Anti-Inflammatory and Immune-Modulatory Effects
3.1.4. Intercellular Communication and Additional Targets
3.2. Lycopene in Cancer Prevention Across Tumor Types
3.2.1. Breast Cancer
3.2.2. Lung Cancer
3.2.3. Gastric Cancer
3.2.4. Liver Cancer
3.2.5. Pancreatic Cancer
3.2.6. Colorectal Cancer
3.2.7. Skin Cancer
3.2.8. Head and Neck Cancer
3.2.9. Prostate Cancer
3.2.10. Renal Cell Carcinoma
3.2.11. Ovarian Cancer
4. Alpha- and Beta-Carotene
4.1. Molecular Mechanisms of Alpha- and Beta-Carotene in Cancer Prevention
4.1.1. Regulation of Tumor Invasion and Metastasis
4.1.2. Regulation of Cell Survival Signaling and Apoptosis
4.1.3. Modulation of Oncogenic Pathways and Tumor Progression
4.2. Alpha- and Beta-Carotene in Cancer Prevention Across Tumor Types
4.2.1. Breast Cancer
4.2.2. Lung Cancer
4.2.3. Gastric Cancer
4.2.4. Liver Cancer
4.2.5. Pancreatic Cancer
4.2.6. Colorectal Cancer
4.2.7. Skin Cancer
4.2.8. Head and Neck Cancer
4.2.9. Prostate Cancer
4.2.10. Renal Cell Carcinoma
4.2.11. Ovarian Cancer
5. Retinoids
5.1. Mechanisms of Retinoid Anticancer Activity
5.2. Clinical Use of Retinoids in Cancer
6. Epigenetic Mechanisms of Carotenoids and Retinoids in Cancer Chemoprevention
6.1. DNA Methylation
6.2. Histone Modifications
6.3. MicroRNAs
7. The Supplementation Paradox: Dietary Carotenoids Versus Isolated Supplementation
8. Future Perspectives and Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Compound | Main Class | Key Natural/Dietary Sources |
|---|---|---|
| Lycopene | Non–provitamin A carotenoid | Tomatoes and processed tomato products (paste, sauce, juice, ketchup), watermelon, pink guava, pink grapefruit, papaya; very high levels in gac (Momordica cochinchinensis) [23,24,25] |
| α-Carotene | Provitamin A carotenoid | Carrots, pumpkin/winter squash, sweet potato, orange-fleshed vegetables; smaller amounts in green leafy vegetables (spinach, kale) [34,35] |
| β-Carotene | Provitamin A carotenoid | Carrots, sweet potato, pumpkin/winter squash, dark leafy greens (spinach, kale, collard greens), red/orange bell peppers, apricots, cantaloupe [36] |
| Retinoids (preformed vitamin A) | Vitamin A derivatives (retinol, retinyl esters, retinoic acid) | Not present in plants. Obtained from animal-derived foods: liver and liver products, fish and fish-liver oils, egg yolk, and dairy (milk, butter, cheese); also fortified foods [37] |
| Pathway/Target | Lycopene | α-Carotene | β-Carotene | Retinoids | Cancer Relevance | Key Refs |
|---|---|---|---|---|---|---|
| Antioxidant/ROS scavenging | +++ | ++ | ++ | + | Oxidative DNA damage, lipid peroxidation, carcinogenesis initiation | [36,46,47,48,338] |
| Nrf2/HO-1 activation | +++ | ++ | ++ | + | Cytoprotection, phase II enzyme induction, detoxification | [40,41,42,43,44] |
| NF-κB inhibition | +++ | ++ | + | +++ | Inflammation, tumor promotion, invasion, metastasis | [59,60,166,308] |
| STAT3 inhibition | ++ | + | + | ++ | Oncogenic transcription, cytokine-driven proliferation | [123,128,186] |
| Akt/mTOR suppression | ++ | + | + | ++ | Cell survival, proliferation, angiogenesis, drug resistance | [53,54,308] |
| Wnt/β-catenin modulation | + | + | + | +++ | Stem-cell renewal, colorectal carcinogenesis, EMT | [53,136,308] |
| MAPK/ERK signaling | ++ | + | + | +++ | Differentiation, proliferation, invasion | [166,193,308] |
| Apoptosis (Bcl-2/Bax, caspases) | +++ | ++ | ++ | +++ | Tumor cell death, chemosensitisation | [50,51,52,66,69,70,72,73,308] |
| Cell-cycle arrest (cyclin D1/E, p21) | ++ | + | + | +++ | G1/S phase block, antiproliferative | [50,51,52,166,308] |
| RAR/RXR nuclear signaling | − | + | ++ | +++ | Differentiation, retinoid-responsive gene transcription | [166,307,308,309] |
| PPARγ activation | ++ | + | + | ++ | Anti-inflammatory, adipogenic, antitumor signaling | [166] |
| Gap junction/Cx43 upregulation | +++ | ++ | + | + | Intercellular communication, tumor suppression | [51,62,63,64,66,176,178,260] |
| MMP-2/9 inhibition | ++ | ++ | + | +++ | Invasion, metastasis, extracellular matrix remodeling | [67,166,193] |
| VEGF/angiogenesis suppression | ++ | + | + | ++ | Tumor vascularization, metastatic spread | [67,123] |
| IGF-1/IGF-1R downregulation | +++ | + | + | ++ | Prostate, breast cancer growth, proliferative signaling | [50,51,52,135,176] |
| DNA methylation/DNMT modulation | ++ | − | ++ | +++ | Tumor suppressor gene silencing (GSTP1, RARβ2), reversible demethylation | [325,326,327,328,329] |
| Histone modifications (HAT/HDAC balance) | + | − | ++ | +++ | Chromatin remodeling, RARβ2 reactivation, differentiation | [327,328,329,330] |
| miRNA regulation | ++ | − | ++ | +++ | Post-transcriptional control of proliferation, differentiation, apoptosis | [327,331,332,333] |
| Trial (Year) | Agent | Population | Dose/Duration | Primary Outcome and Key Finding | Ref |
|---|---|---|---|---|---|
| ATBC (1994) | β-Carotene + α-Tocopherol | Male smokers (n = 29,133; Finland) | 20 mg/day β-car; 50 mg/day α-toc; 5–8 yr RCT | ↑ 18% lung cancer in β-carotene arm; α-tocopherol: no lung benefit but ↓ 32% prostate cancer incidence | [223] |
| CARET (1996) | β-Carotene + Retinyl palmitate | Smokers and asbestos workers (n = 18,314; USA) | 30 mg/day β-car +25,000 IU retinol; ≈4 yr (stopped early) | ↑ 28% lung cancer; ↑ 17% overall mortality vs. placebo. Trial halted early due to harm | [222] |
| PHS I (2000) | β-Carotene | Male physicians (n = 22,071; USA) | 50 mg every other day; 12 yr RCT | No significant benefit or harm on overall cancer incidence; no prostate cancer effect | [294] |
| ATBC—Prostate subanalysis (1998) | β-Carotene + α-Tocopherol | Male smokers (n = 29,133; Finland) | 20 mg/day β-car; 50 mg/day α-toc; 5–8 yr | α-Tocopherol: ↓ 32% prostate cancer incidence; β-carotene: no protective effect | [295] |
| ATBC—Colorectal subanalysis (2000) | β-Carotene + α-Tocopherol | Male smokers (n = 29,133; Finland) | 20 mg/day β-car; 50 mg/day α-toc; 5–8 yr | No significant effect of either supplement on colorectal cancer risk in older male smokers | [248] |
| ATBC—Urinary subanalysis (2000) | β-Carotene + α-Tocopherol | Male smokers (n = 29,133; Finland) | 20 mg/day β-car; 50 mg/day α-toc; 5–8 yr | No significant benefit on bladder or renal cancer risk | [299] |
| CARET— Serum subanalysis (2003) | β-Carotene + Retinyl palmitate | Smokers and asbestos workers (n = 18,314; USA) | Baseline serum micronutrient analysis | Serum carotenoid profiles at baseline did not predict cancer risk modification by supplementation | [291] |
| EUROSCAN (2000) | Retinyl palmitate ±NAC | Head and neck/ lung cancer patients (n = 2592; Europe) | 300,000 IU retinyl palmitate yr 1; 150,000 IU yr 2 ±NAC 600 mg; 2 yr RCT | No benefit on second primary tumors, recurrence, or overall survival; retinoids not recommended as standard chemoprevention in this setting | [321] |
| Lippman et al. (1993) | Isotretinoin vs. β-Carotene | Oral leukoplakia patients (n = 70) | Isotretinoin 0.5 mg/kg/day vs. β-carotene 30 mg/day; 3 mo + maintenance | Isotretinoin superior for leukoplakia reversal; β-carotene showed minimal activity; long-term remission maintenance challenging | [282] |
| Nagao et al. (2015) | β-Carotene +Vitamin C | Oral leukoplakia (n = 138; Japan) | β-carotene 30 mg +vitamin C 1000 mg/day; 6 mo RCT | No significant reduction in oral leukoplakia progression to carcinoma | [278] |
| Mayne et al. (2001) | β-Carotene | Head and neck SCC patients (n = 264; USA) | 50 mg/day; 2 yr RCT | No significant reduction in second primary head and neck tumors or recurrence | [280] |
| Papadimitrakopoulou et al. (2009) | Isotretinoin vs. Retinyl palmitate ±β-Carotene | Oral premalignancy (n = 162) | Isotretinoin 1.5 mg/kg vs. retinyl palmitate ±β-carotene 30 mg; 12 mo | No regimen recommended for oral premalignancy chemoprevention; similar outcomes across all arms | [285] |
| Veronesi et al. (1999, 2006) | Fenretinide (4-HPR) | Women with early breast cancer (n = 2972; Italy) | 200 mg/day; 5 yr RCT; 15-yr follow-up | Significant ↓ second breast cancer in premenopausal women; benefit confirmed at 15-yr follow-up; no overall survival benefit | [322,323] |
| Duvic et al. (2001) | Bexarotene (RXR-selective retinoid) | Refractory advanced-stage CTCL (n = 94) | 300 mg/m2/day; Phase II–III trial | Overall response rate 45–55%; FDA-approved for refractory CTCL; first approved rexinoid in oncology | [324] |
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Kalemoglu, E.; Sahin, K.; Sahin, N.; Kucuk, O. Lycopene, Carotenoids, and Retinoids in Cancer Chemoprevention: Molecular Mechanisms and Clinical Implications. Nutrients 2026, 18, 2318. https://doi.org/10.3390/nu18142318
Kalemoglu E, Sahin K, Sahin N, Kucuk O. Lycopene, Carotenoids, and Retinoids in Cancer Chemoprevention: Molecular Mechanisms and Clinical Implications. Nutrients. 2026; 18(14):2318. https://doi.org/10.3390/nu18142318
Chicago/Turabian StyleKalemoglu, Ecem, Kazim Sahin, Nurhan Sahin, and Omer Kucuk. 2026. "Lycopene, Carotenoids, and Retinoids in Cancer Chemoprevention: Molecular Mechanisms and Clinical Implications" Nutrients 18, no. 14: 2318. https://doi.org/10.3390/nu18142318
APA StyleKalemoglu, E., Sahin, K., Sahin, N., & Kucuk, O. (2026). Lycopene, Carotenoids, and Retinoids in Cancer Chemoprevention: Molecular Mechanisms and Clinical Implications. Nutrients, 18(14), 2318. https://doi.org/10.3390/nu18142318

