Remote Sensing-Based 3D Assessment of Landslides: A Review of the Data, Methods, and Applications
Abstract
:1. Introduction
1.1. Background about the History of Landslides and Remote Sensing
1.2. The Importance of 3D Data for Studying Landslides in Remote Sensing
1.3. Scope of the Review and Paper Organization
2. The 3D Data Used for Landslide Studies
2.1. 3D Data from Photogrammetry
2.1.1. Spaceborne Sensors
2.1.2. Airborne Sensors
2.1.3. Terrestrial Sensors
2.2. 3D Data from Lidar
- Direct measurement of the 3D data: Lidar is an active sensor emitting and receiving laser pulses from objects and surfaces, thus directly computing 3D information by evaluating the time of flight. For landslide studies, the point clouds can be used directly or rasterized 2D elevation maps (e.g., DEMs, DSMs, or DTMs) [29,87]. In contrast, the accuracy of photogrammetry point cloud may be scene-dependent and vary spatially.
- High-resolution 3D data: Elevation maps derived from lidar can have high spatial resolution [85,87,89,93], which is important for extracting small-scale 3D geometric features to map landslides and provide detailed and accurate terrain representation and detection of the fine surface and sub-surface deformations [24,27,29,85,94].
- Vegetation penetration: Many landslides occur in densely vegetated or forested areas; unfortunately, these cannot be inspected well using classic optical sensors. Lidar, on the other hand, can penetrate these difficult regions to provide information about vegetation conditions (e.g., type, height, structure, volume, and texture) and changes in bare-ground elevations, which are critical factors of landslide [26,31,55,88].
- Improved accuracy and precision of 3D data: Lidar collects 3D data using laser pulses, which are robust to varying acquisition conditions such as season, weather, and low-light conditions like night-time [87]. Therefore, they can provide more accurate 3D data, often used for validation as ground truth data for landslide-related research [37,94,95,96,97,98] or for 3D modeling and reconstruction of terrains [24,27].
- Numerous types and costs of lidar sensors exist, lidar ranging from basic to professional sensors. Nevertheless, their performance may vary based on the landslide application, region, and selected platform. Therefore, as in the previous section, we compare lidar’s 3D data for landslide studies based on the most used platforms, i.e., airborne and terrestrial.
2.2.1. Airborne Sensors
2.2.2. Terrestrial Sensors
3. 3D Geometric Analysis for Landslide Studies
3.1. Conventional 3D Geometric Analysis Methods
3.2. Fusion-Based Methods
3.3. Artificial Intelligence (AI)-Based Methods
- OBIA methods group data into unique segments based on their spatial, spectral, temporal, and geometric characteristics [47,51,108]. For 3D geometric analysis of landslides, the classic pipeline of OBIA involves three-step segmentation [119,120], 3D geometric feature extraction [47], and classification to predefined categories (e.g., type of landslide) [108]. Postprocessing (e.g., filtering) can also be used to enhance segments. OBIA allows efficient decision-making capabilities, such as change detection (e.g., slope or volume changes) [107] or identification of critical signs of landslides (e.g., steep slopes or deposited materials) and their properties (e.g., area and shape). OBIA can improve landslide detection and evaluation. Nevertheless, a significant challenge is to provide a precise and accurate separation of distinct classes to avoid over or under-definition of the landslide areas. The performance of OBIA depends on data quality, surface complexity, and the choice segmentation and classification algorithms and their input parameters. 3D data will likely have noise and errors due to sensor limitations, acquisition conditions, and pre-processing algorithms, which can directly impact OBIA and produce misclassifications. The spatial resolution can impact the quality by allowing more detailed analysis of fine features and, most importantly, can reduce inter- and intra-class variability [32,107,119]. These distortions are usually impossible to avoid and will likely influence the accuracy and precision of landslide mapping [108,121]. Furthermore, the performances of OBIA can vary based on surface or terrain complexity. For example, terrestrial lidar can be limited in urban areas due to occlusions from high buildings, trees, and shadows, which may result in low-quality 3D data in these areas [19]. Finally, there are many algorithms for classification and segmentation. Still, the choice of algorithm and input parameters may vary based on data and may require trial and error to determine the best parameters. For example, scale plays a major role in segmentation and may require several scales to determine the best representation of the landslide area.
- Time series analysis is highly important for 3D geometric analysis of landslides as it allows continuous and real-time monitoring of the event. DL methods perform exceptionally when processing time series data and finding spatiotemporal patterns. Methods such as LSTM and RNN show a remarkable ability to capture time dependencies between data and, thus, are suitable for analyzing the change in the multitemporal and time series 3D data [104,106,122,123]. For instance, the authors in [110] have proposed a modified version of LSTMs called cascade-parallel LSTM-CRF to predict landslides by modeling the relationship between environmental factors such as topography, land cover, hydrology, and geology. Attention and transformer mechanisms have recently shown superior performance in many RS environmental applications, including landslide studies [50,104]. For example, the work in [50] uses an attention mechanism in the network to detect landslides in forested areas, where they integrate multimodal data such as optical images, DEMs, and hill-shade images. They compared two aspects: (1) the inclusion of 3D geometric features like elevation data and hill-shade images with color information versus only color information, and (2) the performance of the attention network compared to other networks (e.g., HRNet, SegNet, and ResUNet). They found that 3D geometric features can enhance the accuracy and precision of landslide detection in forested areas for all networks. They have also shown that their proposed attention network can achieve the best detection accuracy. Unfortunately, only a few studies have explored the use of attention and transformers in RS-based landslide investigations, and they are good candidates for future research.
- Data quantity, quality, and distribution:
- Feature representation and model generalization:
4. Landslides Applications Using 3D Data from Remote Sensing Techniques
- Landslide inventory mapping refers to systematic data collection and continuous recording of information about landslides in specific regions. Research centers and local authorities often perform this to create a complete profile on the area’s history of or upcoming landslide disasters. 3D geometric analysis facilitates and enhances several applications in this context, including detection and recognition [62,80,108,127], monitoring and tracking [6,28,32,64,70,79,82,90,128,129,130], and classification of landslides [1,130]. Detection and recognition collect information about landslides’ status, causing factors, and signs [62,80,108,127] (Table 3). In contrast, monitoring and tracking the evolution of landslides is essential for decision-making and control of the disaster [6,28,32,64,70,79,82,90,128,129,130]. On the other hand, the classification is often performed to determine the type of movement associated with these disasters and their direction [1,130]. 3D geometric analysis has generally enhanced feature extraction of more stable and meaningful 3D features strongly correlated to landslides. Besides, the recent development of platforms, sensors, and algorithms provides various means to collect 3D data to monitor landslides in real-time or on-site and identify changes over time. An additional benefit of 3D data is that varying acquisition conditions influence them less than 2D data collected from optical sensors.
- 3D modeling and reconstruction are prime endeavors for landslide studies in RS [24,27]. It can provide a fairly realistic 3D visualization of the terrain and its topographic characteristics [24,26,27,67]. The 3D model and visualization of landslides enable the identification of surface changes (e.g., deposited or eroded materials), sub-surface deformations (e.g., 3D displacements), and the terrain profile. 3D time series analysis enables quantifying losses, visualizing 3D deformations, and creating a detailed terrain profile. It is possible to evaluate the extent of a hazard and its implications on urban and natural areas through accurate volume computation. Nevertheless, documenting the details of urban areas using 3D data can be beneficial to reconstruct cities, infrastructures, and heritage locations after a devastating disaster.
- Disaster prediction, assessment, and management are the main reasons for landslide investigation in the RS field [2,33,59,70,114,127,131]. The prediction of landslides is the pre-disaster measurement, essential to prevent and minimize losses in lives and the economy. It facilitates the preparation and, if possible, mitigation of the landslide disaster in advance. On the other hand, the assessment is a step taken during and after the landslide disaster to monitor its progress, speed of fall (happening in the short or long term), failure direction, and extent of the disaster. All these measures can be achieved effectively through 3D geometric analysis to accurately measure horizontal and vertical displacements, evaluate the rate/speed of deformation, and identify pre-failure signs (e.g., cracks, scarp, and changes in slopes). Airborne and terrestrial platforms have facilitated rapid responses to disasters because they can be operated at any time and place, facilitating close and timely event monitoring.
5. Summary and Future Directions
- Selecting the type of 3D data is a critical decision due to the diversity of sensors, platforms, and landslides occurring in nature. The choice of sensor and platform are often based on the budget, data availability in time, landslide area characteristics (e.g., scale, extent, surface content, obstructions, size, etc.), and application (i.e., detection, monitoring, or prediction). For example, real-time and continuous monitoring of landslides often requires stationary sensors on terrestrial platforms to record and collect 3D data continuously. In contrast, it is recommended to use 3D data from spaceborne sensors that can provide large area coverage for mapping large-scale areas for landslides. However, this may compromise the spatial resolution of the elevation maps, thus reducing the level of detail and precision of the geometric features extracted from the data. Therefore, it is important to understand and consider the limitations of each sensor and platform and the type of 3D data they generate in complex landslide regions. This understanding enables encapsulating their unique uncertainties to improve the accuracy and precision of the landslide application, for example, multisource data fusion to enrich the detail level.
- The selection of the 3D geometric analysis method is a key factor for an effective landslide investigation. As mentioned in Section 3, there are three groups of methods: conventional, fusion-based, and AI-based. Each method operates differently to explore 3D data and geometric information with unique benefits and limitations that control the precision and accuracy of landslide applications. Conventional methods (e.g., field surveys, visual inspection, and topographical calculations) provide rapid, direct, and simple 3D geometric analysis of landslides. However, they may include model uncertainties, human errors, and high processing costs and times. Fusion-based methods are considered powerful approaches to combine multitemporal, multisource, multiview, and multimodal data to enrich the 3D geometric analysis. They can leverage limitations and advantages from individual sensors and provide a valuable and complete terrain profile for landslide 3D geometric assessment. However, they can be sensitive to geometric distortions and unique sensor uncertainties, which require special considerations. AI-based methods can perform better in 3D geometric analysis of landslides due to the automatic processing of large-scale areas and amounts of data with high accuracy. However, they may be challenging in terms of the effective exploitation of spatiotemporal patterns and generalization.
- Automated detection, monitoring, and prediction of landslides can be achieved effectively using AI-based methods. ML and DL methods offer the following advantages: First, their models can capture spatiotemporal patterns from 3D data, thus relating data in space and time. Second, they are trained on real instances and events of landslide data and, thus, can provide high accuracy when detecting and predicting landslides due to learning from previous knowledge. Third, 3D geometric features can be automatically extracted from 3D data such as slope, hill shade, curvature, roughness, etc. These features can be used for landslide applications such as classification based on type, size, hazard level, etc., and quantify important 3D parameters of landslides, including 3D displacements and changes in volume. AI-based methods, specifically DL methods, are becoming increasingly available and constantly improving performance. However, some challenges still exist, limiting the performance of AI-based methods for landslide studies. For example, there is a lack of training and ground truth data to capture all variations and extents of landslides as they exist in nature. This also causes the issue of an unbalanced distribution of the training data and biased models toward the learned instances and features. Moreover, this limits the generalization and transfer learning across different landslide sites. Finally, state-of-the-art methods such as attention and transformers deserve more recognition in the field of 3D geometric assessment for landslide studies. Attention and transformers have shown superior performance and ability to capture long-term time dependencies using complex features.
- 3D geometric analysis considerations can enhance the landslide application. For example, preprocessing of 3D data such as geometric registration and filtering. The registration is intended for the geometric alignment of 3D data in space and time, crucial for accurate data comparison over time. On the other hand, data filtering can reduce noise and errors in 3D data before applying the 3D geometric analysis method, reducing inherited errors and enhancing data quality. Another factor that can be considered is the spatial resolution for optical images used in photogrammetry or image-derived elevation maps. Spatial resolution is highly correlated with the accuracy and precision of geospatial data, where high resolution can better represent the terrain, its features, and the level of detail extracted from 3D data. As a result, the high resolution can enhance the overall 3D geometric analysis of landslides.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Type of Data | 2D Data | 3D Data |
---|---|---|
Description | Refers to data produced by imaging sensors installed on a more sensing platform, such as airborne, UAV-borne, and spaceborne platforms. The data of interest may have panchromatic, multispectral, or hyperspectral optical image data and 2D microwave images. | Refers to data containing 3D geometric information like depth or elevations acquired from RADAR, lidar, or photogrammetric stereo methods. |
Metrics to study landslides |
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Advantages |
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Challenges |
|
|
Source of 3D Data | Photogrammetry | Lidar | |||
---|---|---|---|---|---|
Platform | Spaceborne | Airborne | Terrestrial | Airborne | Terrestrial |
Type of 3D data | Derived point clouds Derived DEM, DSM, DTM | Point clouds Derived DEM, DSM, DTM | |||
Spatial resolution | Several meters to tens of meters | Several meters to Sub meters (<1 m) | Several meters to Sub meters (<1 m) | ||
Temporal resolution | Frequent (daily, weekly, monthly) | By demand | By demand | ||
Area coverage | Large | Small | Small | ||
Cost | Low-high | Low-high | High | ||
Setup | Fixed | Flexible | Flexible | ||
Viewing angle | Vertical | Vertical to oblique | Side view | Vertical to oblique | Side view |
Areas best suited for | -Open areas without obstructions from buildings or vegetation | -Hazardous areas -Mountains -High-relief areas -Urban areas | -Obscured areas (e.g., mines, sea notches, and caves) -Dense vegetated or forested areas | -Hazardous areas -Mountains -Urban areas | -Obscured areas and side views (e.g., mines, sea notches, and caves) |
Preprocessing | -Radiometric correction -Geometric correction -Photogrammetry methods | -Geometric correction -Photogrammetry methods -Mosaic/image stitching | -Geometric correction -Photogrammetry methods -Mosaic -GCPs setup | -Projection of point clouds to image-derived elevation maps -Registration and alignment of point clouds -GCPs setup | |
Factors influencing the accuracy of 3D data | -Radiometric distortions -Spatial resolutions -Type of photogrammetry algorithm | -Terrain complexity and occlusions -Sensor type -Type of photogrammetry algorithm | -Radiometric distortions -Terrain complexity and occlusions -Type of photogrammetry algorithm -Sensor type and motion | -Terrain complexity and occlusions -Sensor type and motion | |
Generation time | Fast | Fairly slow | Slow | Fairly slow | Slow |
Applications | Examples | Highlights |
---|---|---|
Landslide inventory mapping | Detection and recognition:
Classification:
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3D modeling and reconstruction | 3D Reconstruction of damaged areas
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Disaster prediction, assessment, and management | Pre- and post-disaster evaluation and simulation
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Albanwan, H.; Qin, R.; Liu, J.-K. Remote Sensing-Based 3D Assessment of Landslides: A Review of the Data, Methods, and Applications. Remote Sens. 2024, 16, 455. https://doi.org/10.3390/rs16030455
Albanwan H, Qin R, Liu J-K. Remote Sensing-Based 3D Assessment of Landslides: A Review of the Data, Methods, and Applications. Remote Sensing. 2024; 16(3):455. https://doi.org/10.3390/rs16030455
Chicago/Turabian StyleAlbanwan, Hessah, Rongjun Qin, and Jung-Kuan Liu. 2024. "Remote Sensing-Based 3D Assessment of Landslides: A Review of the Data, Methods, and Applications" Remote Sensing 16, no. 3: 455. https://doi.org/10.3390/rs16030455
APA StyleAlbanwan, H., Qin, R., & Liu, J. -K. (2024). Remote Sensing-Based 3D Assessment of Landslides: A Review of the Data, Methods, and Applications. Remote Sensing, 16(3), 455. https://doi.org/10.3390/rs16030455