Comparison of Direct and Indirect Control Strategies Applied to Active Power Filter Prototypes
Abstract
1. Introduction


| No. | Control Strategies of the APF Prototypes | Abbreviation of the Implemented Configuration |
|---|---|---|
| 1 | Developed on the principle of instantaneous powers (PQ) | FAP-0S |
| 2 | Developed on the principle of synchronous algorithm (DQ) | FAP-0US |
| 3 | Developed on the principle of maximum (MAX) | FAP-0IA |
| 4 | Developed on the principle of indirect control (CI) | FAP-0ET |
| 5 | Developed on the principle of synchronization of current with the voltage positive-sequence component (SEC-POZ) | FAP-0E |
| 6 | Developed on the low-pass filter separating polluting components method (LPF) | FAP-0SE |
| 7 | Developed on the band-stop (notch) filter separating polluting components method (BSF) | FAP-0D |
- The validation of shunt active power filter control strategies implemented on industrial prototypes.
- Demonstration of the applicability of both experimental and prototype systems across a wide range of electrical parameters.
- Implementation of power systems in real-time using versatile, reconfigurable electronic circuits based on FPGA technology.
- Comparative analysis of various active power filter control strategies under both direct and indirect operation modes.
- Identification of the most efficient compensation solution based on distortion analyses of the implemented control strategies on the industrial active power filter prototypes.
2. Materials and Methods
- Polluting Component Separation Control—Band-Stop Filter (BSF, FAP-0SE): In this strategy, the load currents are processed through a band-stop filter designed to remove the fundamental frequency, resulting in reference currents that correspond to the harmonic components for all three phases [63,64,65,66,67,68,69,70,71,72].
- Maximum Principle Control (MAX, FAP-0IA): This strategy filters the distorted load current to extract its fundamental component. The alternating current generated by the active filter is made to follow the reference signal obtained from the current reference generator. In this method, the distorted load current passes through a band-pass filter tuned to the fundamental frequency (50 Hz), which introduces zero gain attenuation and a 180° phase shift. As a result, the filter output equals the fundamental component of the load current but is phase-shifted by 180°. By adding the load current to this phase-shifted fundamental component, the reference current waveform required to compensate only for the harmonic distortion is obtained. Additionally, to provide the reactive power demanded by the load, the signal from the band-pass filter is synchronized with the corresponding source phase voltage. Consequently, the active filter current leads its voltage, supplying the required reactive power while absorbing the real power needed to maintain constant DC-link voltage and compensate for switching losses [73,74,75,76].
- Instantaneous Power Control (PQ, FAP-0S): This method compensates for harmonic currents in both balanced and unbalanced voltage conditions by using the instantaneous power theory. The control algorithm calculates the instantaneous active and reactive powers of the load and determines the appropriate compensating currents that the active filter must inject. By doing so, the harmonic and reactive power components are effectively mitigated, ensuring that the supply current remains as close as possible to a sinusoidal waveform and in phase with the source voltage [9,77,78,79,80,81].
- Synchronous Reference Frame Control (DQ, FAP-0US): This method uses the synchronous DQ reference frame to extract the harmonic components of the load current. By transforming the three-phase load currents into the rotating DQ frame, the harmonic and reactive components can be separated from the fundamental active component. The active power filter then injects the compensating currents to cancel out these distortions, ensuring that the supply current remains sinusoidal and in phase with the source voltage. This approach is effective for both balanced and unbalanced loads, providing precise harmonic mitigation in dynamic conditions [82,83,84,85,86,87,88].
- Control based on Separation of Polluting Components—Low-Pass Filter (LPF, FAP-0D): This method employs a low-pass filter to extract the fundamental component of the load current, isolating it from the harmonic (polluting) components. The active power filter then injects currents that compensate for the harmonics, ensuring that the supply current remains sinusoidal and in phase with the grid voltage. This approach is particularly useful for effectively reducing harmonic distortion while maintaining the reactive power requirements of the load [89,90,91].
3. Main Technical Data of the SAPF Prototypes
4. Numerical Results
4.1. Indirect Control
4.2. Direct Control of Active Power Filters
4.2.1. Instantaneous Power (PQ)-Based Control
4.2.2. Synchronous Algorithm (DQ)-Based Control
4.2.3. Maximum Principle (MAX)-Based Control
4.2.4. Principle of Current Synchronization with the Voltage Positive-Sequence Component (SEC-POZ) Based Control
4.2.5. Band-Stop Filter (Notch Filter)-Based Control
4.2.6. Direct Control: Low-Pass Filter (LPF)-Based Control
5. Experimental Results
5.1. Indirect Control [53]
- a.
- Experimental Results Without the APF Connected
- b.
- Experimental Results with the APF Connected
- THDu (phase voltage) decreased from 1.1% to 0.3%
- THDi (phase current) decreased from 28.9% to 4.3%
5.2. Direct Control
5.2.1. PQ Control
- Phase voltage THDu: reduced from 1.1% to 0.3%
- Phase current THDi: reduced from 28.9% to 5.7%
5.2.2. DQ Control
- -
- TDHU—from 1.1% to 0.3%,
- -
- TDHI—from 28.9% to 7%.
5.2.3. Principle of Maximum (MAX) Control Method
- -
- THDu decreases from 1.1% to 0.3%,
- -
- THDi decreases from 28.9% to 6.9%.
5.2.4. Synchronization of Current with the Voltage Positive-Sequence Component, SEC-POS
5.2.5. Low-Pass Filter Separating Polluting Components Control Method
5.2.6. Band-Stop (Notch) Filter Separating Polluting Components Control Method (Notch Control)
6. Conclusions
7. Patents
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| APF | Active power filter |
| DFT | Discrete Fourier Transform |
| FFT | Fast Fourier Transform |
| FPGA | Field-programmable gate array |
| PCC | Point of Common Coupling |
| PLL | Phase-locked loop |
| PWM | Pulse width modulation |
| SAPF | Shunt active power filter |
| THD | Total harmonic distortion |
| PQ | Instantaneous powers |
| DQ | Synchronous algorithm |
| MAX | Maximum principle |
| CI | Indirect control |
| SEC-POZ | Positive sequence |
| SRF | synchronous reference frame |
| LPF | Low-pass filter |
| BSF | Band-stop filter |
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| Intermittent Effects | Steady State Effects | |
|---|---|---|
| Load current () |
|
|
| Rated Voltage | 400 V ±10% [V] | ||
| Rated frequency | 50 [Hz] | ||
| Rated current | 125 [A] | ||
| Phase numbers | 3 Phase + PE | ||
| Degree of protection | IP21 | ||
| Cooling | Forced cooling | ||
| Compliance standards | EN 61000-6-2 [92], EN 61000-6-4 [93], EN 50178 [94] | ||
| Control method | LabVIEW FPGA, principle of instantaneous powers (PQ) | ||
| Communication interface | ETHERNET; RS 232; RS 485; CAN; USB. | ||
| Harmonic range | 1–50 (50–2500 Hz/50 Hz) | ||
| Dimensions (L × W × H) mm | 1020 × 370 × 1170 | ||
| Main circuit fuses | Yinrong RT18L-125 100 A | ||
| Auxiliary circuit fuses | Schrack AM417506 C16/1N | ||
| Climatic conditions | Ambient temperature | Relative humidity | Atmospheric pressure |
| Operational | 5–40 °C | 5–85% | 86–106 kPA |
| Storage | −25–55 °C | 5–95% | 86–106 kPA |
| Transport | −25–70 °C | 95% | 70–106 kPA |
| Without Active Power Filter | With Active Power Filter | ||
|---|---|---|---|
| Voltage level test 230 Vac | THDU [%] | 1.1 | 0.3 |
| THDI [%] | 28.9 | 4.3 |
| Without Active Power Filter | With Active Power Filter | ||
|---|---|---|---|
| Voltage level test 230 Vac | THDU [%] | 1.1 | 0.3 |
| THDI [%] | 28.9 | 5.7 |
| Without Active Power Filter | With Active Power Filter | ||
|---|---|---|---|
| Voltage level test 230 Vac | THDU [%] | 1.1 | 0.3 |
| THDI [%] | 28.9 | 7 |
| Without Active Power Filter | With Active Power Filter | ||
|---|---|---|---|
| Voltage level test 230 Vac | THDU [%] | 1.1 | 0.3 |
| THDI [%] | 28.9 | 6.9 |
| Without Active Power Filter | With Active Power Filter | ||
|---|---|---|---|
| Voltage level test 230 Vac | THDU [%] | 1.1 | 0.2 |
| THDI [%] | 28.9 | 5.1 |
| Without Active Power Filter | With Active Power Filter | ||
|---|---|---|---|
| Voltage level test 230 Vac | THDU [%] | 1.1 | 0.3 |
| THDI [%] | 28.9 | 7 |
| Without Active Power Filter | With Active Power Filter | ||
|---|---|---|---|
| Voltage level test 230 Vac | THDU [%] | 1.1 | 0.3 |
| THDI [%] | 28.9 | 5.6 |
| No. | Control Strategies of the APF Prototypes | THDu [%] | THDi [%] |
|---|---|---|---|
| 1 | Developed on the principle of instantaneous powers (PQ) | 0.3 | 5.7 |
| 2 | Developed on the principle of synchronous algorithm (DQ) | 0.3 | 7 |
| 3 | Developed on the principle of maximum (MAX) | 0.3 | 6.9 |
| 4 | Developed on the principle of indirect control (CI) | 0.3 | 4.3 |
| 5 | Developed on the principle of synchronization of current with the voltage positive-sequence component (SEC-POZ) | 0.2 | 5.1 |
| 6 | Developed on the low-pass filter separating polluting components method (LPF) | 0.3 | 7 |
| 7 | Developed on the band-stop (notch) filter separating polluting components method (BSF) | 0.3 | 5.6 |
| Control Type | Instantaneous Power Theory (p–q) | Synchronous Reference Frame (d–q) | Maximum Detection | Positive Sequence Synchronization | Low-Pass Filter-Based | Indirect Control | Notch Filter Based |
|---|---|---|---|---|---|---|---|
| Basic Principle | Power decomposition in α–β frame | Transformation to d–q rotating frame | Extracts maximum values of distorted current | Extracts fundamental positive-sequence | Filters harmonics using LPF | Uses a reference estimation + error correction | Filters specific frequency (50/60 Hz) |
| Domain | Time domain (α–β components) | Synchronous rotating frame | Time domain | Frequency domain (sequence components) | Time domain | Hybrid (model + feedback) | Frequency domain |
| Harmonic Compensation | High (for 3-phase 3-wire) | High (especially for unbalanced systems) | Moderate | Good (depends on extraction accuracy) | Moderate to High | Depends on controller | Excellent for targeted harmonics |
| Reactive Power Compensation | Yes | Yes | Not directly | Not directly | Not directly | Yes | Not directly |
| Reference Current Accuracy | High (if balanced) | Very High (even if unbalanced) | Moderate | High (with PLL) | Moderate | Moderate to High | Very High (for known freq.) |
| Computational Complexity | Moderate | High (due to transformations & PLL) | High (requires sequence extraction) | Low | Medium | Medium | |
| Real-Time Capability | Good | Can be limited by PLL performance | Very Good | Dependent on synchronization speed | Very Good | Good | Good |
| Dynamic Response | Moderate | High (if PLL is fast) | Fast | Slower (due to sequence extraction) | Slower (depends on filter order) | Moderate | Moderate |
| Sensitivity to Grid Distortion | High | Lower (if proper synchronization) | High | Low | Moderate | Varies | Low |
| Implementation Difficulty | Moderate | Complex | Easy | Complex | Easy | Moderate | Moderate |
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Gaiceanu, M.; Epure, S.; Solea, R.C.; Buhosu, R.; Vlad, C.; Marin, G.-A. Comparison of Direct and Indirect Control Strategies Applied to Active Power Filter Prototypes. Energies 2025, 18, 6337. https://doi.org/10.3390/en18236337
Gaiceanu M, Epure S, Solea RC, Buhosu R, Vlad C, Marin G-A. Comparison of Direct and Indirect Control Strategies Applied to Active Power Filter Prototypes. Energies. 2025; 18(23):6337. https://doi.org/10.3390/en18236337
Chicago/Turabian StyleGaiceanu, Marian, Silviu Epure, Razvan Constantin Solea, Razvan Buhosu, Ciprian Vlad, and George-Andrei Marin. 2025. "Comparison of Direct and Indirect Control Strategies Applied to Active Power Filter Prototypes" Energies 18, no. 23: 6337. https://doi.org/10.3390/en18236337
APA StyleGaiceanu, M., Epure, S., Solea, R. C., Buhosu, R., Vlad, C., & Marin, G.-A. (2025). Comparison of Direct and Indirect Control Strategies Applied to Active Power Filter Prototypes. Energies, 18(23), 6337. https://doi.org/10.3390/en18236337

