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Search Results (198)

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Keywords = expectation-maximization (EM) algorithm

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25 pages, 28692 KB  
Article
Semi-Supervised Degradation-Aware Learning for All-in-One Weather-Degraded Image Restoration
by Lei Cai, Fang Ruan, Wei Lu, Qi Lin, Huijie Zheng, Wenjie Xiang and Tao Zhu
Electronics 2026, 15(12), 2686; https://doi.org/10.3390/electronics15122686 - 17 Jun 2026
Viewed by 79
Abstract
All-in-one weather-degraded image restoration aims to restore clean images from diverse weather-degraded observations (such as rain, haze, and snow) using a unified model. However, this topic remains challenging due to its ill-posed nature and the scarcity of large-scale paired training data. This article [...] Read more.
All-in-one weather-degraded image restoration aims to restore clean images from diverse weather-degraded observations (such as rain, haze, and snow) using a unified model. However, this topic remains challenging due to its ill-posed nature and the scarcity of large-scale paired training data. This article develops a novel semi-supervised learning framework, termed Semi-Supervised Degradation-Aware Learning (S2DAL), to adjust the feature space to align with the unified parameter space for all-in-one adverse weather removal. Specifically, the proposed S2DAL consists of two backbone networks: a Degradation-guided Histogram Transformer (DHformer) for weather-degraded image restoration and a Degradation-guided Convolutional Neural Network (DCNN) for degradation generation. A key component, the Degradation-guided Histogram Transformer (DHT) block, is designed to effectively capture intrinsic image features while suppressing diverse degradation interference through channel shuffling modulation, dynamic-range histogram self-attention, and dual-scale gated feed forward. Furthermore, a Monte Carlo-based Expectation-Maximization (EM) algorithm is introduced to jointly optimize latent variables and network parameters under both labeled and unlabeled data. Extensive quantitative and qualitative results on synthetic and real-world datasets consistently demonstrate that the proposed S2DAL achieves superior restoration performance compared to multiple state-of-the-art fully supervised and semi-supervised approaches. Full article
(This article belongs to the Topic Computer Vision and Image Processing, 3rd Edition)
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22 pages, 1124 KB  
Article
Maximum Likelihood Estimation for the Type I Generalized Logistic Distribution Under Progressive Type II Censoring
by José Leiva Caro, Bernardo Lagos Álvarez, Antonio Pérez-Torres, Francisco Novoa Muñoz and Vicente Garibay Cancho
Axioms 2026, 15(6), 426; https://doi.org/10.3390/axioms15060426 - 8 Jun 2026
Viewed by 229
Abstract
The likelihood equations arising from a progressively Type II censored sample drawn from a Type I Generalized Logistic Distribution do not yield closed-form solutions for the scale and shape parameters. To address this, we derive maximum likelihood estimators of the unknown parameters by [...] Read more.
The likelihood equations arising from a progressively Type II censored sample drawn from a Type I Generalized Logistic Distribution do not yield closed-form solutions for the scale and shape parameters. To address this, we derive maximum likelihood estimators of the unknown parameters by means of the Expectation–Maximization (EM) algorithm. The expected Fisher information matrix is obtained using the missing information principle, allowing for the computation of asymptotic standard errors. A simulation study is presented to illustrate the performance and practical implementation of the proposed inferential procedures. Full article
(This article belongs to the Special Issue Computational Statistics and Its Applications, 2nd Edition)
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19 pages, 1012 KB  
Article
A Robust Multivariate Thresholding Function for Sparse and Biomedical Signal Reconstruction
by Hayat Ullah, Sunil Gaire and Corey A. Graves
Sensors 2026, 26(11), 3595; https://doi.org/10.3390/s26113595 - 5 Jun 2026
Viewed by 261
Abstract
This paper presents a computationally efficient Multivariate Mixture Model Thresholding (MMMT) technique for sparse signal denoising and recovery, with the goal of improving data quality in modern sensing and biomedical systems. The proposed method extends classical thresholding approaches by modeling nonzero signal coefficients [...] Read more.
This paper presents a computationally efficient Multivariate Mixture Model Thresholding (MMMT) technique for sparse signal denoising and recovery, with the goal of improving data quality in modern sensing and biomedical systems. The proposed method extends classical thresholding approaches by modeling nonzero signal coefficients using a multivariate Gaussian mixture prior, thereby capturing cross-channel and intercomponent dependencies commonly observed in multi-sensor and physiological signals. The thresholding rule is analytically derived through maximum a posteriori (MAP) estimation within a majorization–minimization (MM) optimization framework, while the associated model parameters are adaptively estimated using an expectation–maximization (EM) algorithm. Experimental results on noisy sinusoidal signals and synthetic ECG data demonstrate that MMMT consistently achieves higher correlation with ground-truth signals and improved preservation of pulse amplitude and morphological characteristics compared with benchmark methods, including the l1-fused lasso and convex–non-convex (CNC) fused lasso. Quantitative evaluations based on correlation metrics, signal-to-noise ratio (SNR), and peak signal-to-noise ratio (PSNR) further confirm the effectiveness of the proposed approach. Owing to its scalability, robustness, and strong statistical interpretability, MMMT provides a promising framework for real-time ECG signal enhancement. Although the proposed framework is general and can be adapted to other biomedical modalities such as EEG, CT, and MRI, experimental validation in this study is limited to ECG signals. Full article
(This article belongs to the Special Issue Advanced Biomedical Imaging and Signal Processing)
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32 pages, 3208 KB  
Article
Integration of Unsupervised Machine Learning into Statistical Process Control: Handling Distributional Asymmetry with Poisson Mixture EWMA Charts
by Selin Saraç Güleryüz
Symmetry 2026, 18(6), 896; https://doi.org/10.3390/sym18060896 - 25 May 2026
Viewed by 199
Abstract
The Poisson exponentially weighted moving average (PEWMA) control chart rests upon the equidispersion assumption of the pure Poisson distribution, a structural symmetry condition stipulating that the process mean and variance are equal. In manufacturing environments characterized by latent process heterogeneity, this assumption is [...] Read more.
The Poisson exponentially weighted moving average (PEWMA) control chart rests upon the equidispersion assumption of the pure Poisson distribution, a structural symmetry condition stipulating that the process mean and variance are equal. In manufacturing environments characterized by latent process heterogeneity, this assumption is systematically violated: the resulting distributions are inherently asymmetric, heavily right-skewed, and overdispersed. This structural asymmetry renders standard PEWMA control limits artificially narrow, inducing a substantial inflation of false alarm rates. This paper introduces the Poisson mixture EWMA (PM-EWMA) control chart, which models the latent heterogeneous structure of count data as a finite Poisson mixture distribution, with parameters estimated via the Expectation–Maximization (EM) algorithm without requiring prior labeling of process states. The optimal number of components is determined via the Bayesian Information Criterion (BIC) as the primary criterion, supplemented by the Akaike Information Criterion (AIC), its bias-corrected variant (AICc), and the log-likelihood ratio diagnostic. The PM-EWMA chart incorporates the exact mixture variance, accounting for both within-component and between-component variability, into the EWMA control limit structure, thereby providing a theoretically justified correction under the fitted Poisson mixture assumption. A Monte Carlo simulation study comprising 495 factorial configurations benchmarks the PM-EWMA chart against both the standard PEWMA chart and the negative binomial EWMA (NB-EWMA) chart with oracle dispersion calibration, confirming stable in-control ARL performance and demonstrating improved discrimination relative to the misspecified PEWMA baseline. Empirical validation using fabric defect count data from two textile manufacturers in Türkiye, with Overdispersion Indices of 6.01 and 2.74, respectively, demonstrates false alarm reductions ranging from 40.9% to 89.2% relative to the standard PEWMA chart, depending on the smoothing parameter and degree of overdispersion. Full article
(This article belongs to the Special Issue Symmetry Application in Statistical Process Control)
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17 pages, 1975 KB  
Article
Failure Lifetime Evaluation Based on Accelerated Generalized Wiener Degradation Process Models with Random Diffusion Coefficients
by Shanshan Li and Zaizai Yan
Entropy 2026, 28(5), 575; https://doi.org/10.3390/e28050575 - 21 May 2026
Viewed by 198
Abstract
This paper proposes a modeling framework for nonlinear degradation under constant-stress accelerated degradation testing (CSADT) to predict failure lifetime. The proposed employs a generalized Wiener process to characterize degradation, wherein the drift coefficient is stress-dependent and the heterogeneity in the diffusion coefficient is [...] Read more.
This paper proposes a modeling framework for nonlinear degradation under constant-stress accelerated degradation testing (CSADT) to predict failure lifetime. The proposed employs a generalized Wiener process to characterize degradation, wherein the drift coefficient is stress-dependent and the heterogeneity in the diffusion coefficient is explicitly modeled. Random effects are introduced to capture volatility variability across degradation trajectories, and model parameters are estimated via the expectation–maximization (EM) algorithm. Using the law of total probability, the probability density function (PDF) and reliability function of failure lifetime under normal operating conditions are derived. The proposed model is validated using crack propagation simulation data and experimental wear scar width data from an alloy product. The results demonstrate that the proposed model improves prediction accuracy for failure lifetime and reliability, highlighting its potential utility in engineering applications. Full article
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24 pages, 988 KB  
Article
An Improved Tracklet Generation Approach for Radar Maneuvering Target Tracking
by Songyao Dou, Ying Chen and Yaobing Lu
Electronics 2026, 15(7), 1538; https://doi.org/10.3390/electronics15071538 - 7 Apr 2026
Viewed by 555
Abstract
Aiming to improve radar multi-target tracking (MTT) accuracy and association performance in complex scenarios involving dense clutter, missed detections, and maneuvering targets, an improved tracklet generation approach based on the expectation–maximization (EM) framework is proposed in which data association variables and motion model [...] Read more.
Aiming to improve radar multi-target tracking (MTT) accuracy and association performance in complex scenarios involving dense clutter, missed detections, and maneuvering targets, an improved tracklet generation approach based on the expectation–maximization (EM) framework is proposed in which data association variables and motion model variables are jointly modeled as latent variables. These variables are estimated through iterative updates based on the loopy belief propagation (LBP) algorithm and the interacting multiple model (IMM) filtering and smoothing algorithms to generate high-confidence tracklets. Then, a delayed decision-making strategy based on the multi-hypothesis approach is employed to associate these tracklets into complete target trajectories. The resulting algorithm is named IMM-TrackletMHT. The performance of the IMM-TrackletMHT algorithm is evaluated and compared with several baseline algorithms in simulated scenarios under different clutter rates and detection probabilities. The simulation results demonstrate that the proposed algorithm consistently outperforms the baseline methods in terms of tracking accuracy, exhibits strong robustness to variations in the operating environment, and achieves higher computational efficiency in multi-scan measurement processing, thereby demonstrating the effectiveness and superiority of the proposed tracklet generation approach for maneuvering MTT. Full article
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23 pages, 1203 KB  
Article
A Bayesian Hierarchical Cox Model with Elastic Net Regularization for Improved Survival Prediction and Feature Selection
by Bulus I. Doroh, Kazeem A. Dauda and Rasheed K. Lamidi
Mathematics 2026, 14(5), 767; https://doi.org/10.3390/math14050767 - 25 Feb 2026
Viewed by 699
Abstract
In recent years, the growing availability of large-scale data across a wide range of disciplines has created new opportunities for developing models that improve the predictive accuracy of statistical models. Although techniques such as regularization and Bayesian hierarchical methods are commonly used for [...] Read more.
In recent years, the growing availability of large-scale data across a wide range of disciplines has created new opportunities for developing models that improve the predictive accuracy of statistical models. Although techniques such as regularization and Bayesian hierarchical methods are commonly used for building predictive models, substantial challenges remain, particularly when dealing with high-dimensional datasets that contain considerable noise. In this study, we propose a Bayesian hierarchical model that employs a spike-and-slab hierarchical elastic net prior that regularizes the Cox Proportional Hazards (Cox-PH) model. The method combines Bayesian modeling with the regularized partial log-likelihood of the Cox-PH framework, incorporating an Elastic Net penalty to estimate the joint posterior distribution under a hierarchical elastic net prior. We compute this posterior using an Expectation–Maximization Cyclic Coordinate Descent Algorithm (EM-CCDA), which streamlines feature selection and enhances overall predictive performance. We evaluate the algorithm’s performance through Monte Carlo simulations and apply it to three real-world datasets, comparing the results with those from established classical and Bayesian survival analysis approaches. The findings demonstrate notable gains in both feature selection and predictive accuracy, highlighting the model’s strong ability to predict patient survival and identify relevant genes in real biological datasets. Full article
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28 pages, 973 KB  
Article
Robust HMM-Based Remaining Useful Life Estimation Using a Ridge-Regularized EM Algorithm
by Halime Beyza Küçükdağ, Gokhan Kirkil and Mustafa Hekimoğlu
Sensors 2026, 26(4), 1321; https://doi.org/10.3390/s26041321 - 18 Feb 2026
Viewed by 539
Abstract
Estimating the remaining useful life (RUL) of engineering systems is crucial for maintenance planning and the reliability of complex mechanical units. Accurate RUL predictions support timely interventions and help to prevent unexpected failures. This study proposes a statistically robust framework that models degradation [...] Read more.
Estimating the remaining useful life (RUL) of engineering systems is crucial for maintenance planning and the reliability of complex mechanical units. Accurate RUL predictions support timely interventions and help to prevent unexpected failures. This study proposes a statistically robust framework that models degradation signals up to the end of life using a hidden Markov model (HMM) with a simple-failure structure and an absorbing terminal state. The proposed method estimates state-dependent linear emission parameters and transition probabilities using a ridge-regularized expectation–maximization (EM) algorithm. The ridge penalty stabilizes slope estimates under limited data, while a robust Huber-based scale estimator reduces sensitivity to outliers in the sensor-derived health indicator. RUL is computed as a weighted expected time to absorption, combining transient-state survival characteristics with smoothed posterior-state probabilities obtained via the forward–backward algorithm. This yields a low-variance state-aware estimator that preserves the probabilistic structure of the HMM. Simulation studies show that the proposed ridge-regularized EM significantly reduces parameter variance and improves predictive accuracy compared with the baseline weighted least squares EM (WLS-EM). A real-data case analysis demonstrates further improvements in RUL estimation accuracy and smoother, more reliable prediction trajectories. Overall, the framework provides a robust and interpretable approach for practical prognostics applications. Full article
(This article belongs to the Section Fault Diagnosis & Sensors)
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21 pages, 7192 KB  
Article
Expectation–Maximization Method for RGB-D Camera Calibration with Motion Capture System
by Jianchu Lin, Guangxiao Du, Yugui Zhang, Yiyan Zhao, Qian Xie, Jian Yao and Ashim Khadka
Photonics 2026, 13(2), 183; https://doi.org/10.3390/photonics13020183 - 12 Feb 2026
Viewed by 685
Abstract
Camera calibration is an essential research direction in photonics and computer vision. It achieves the standardization of camera data by using intrinsic and extrinsic parameters. Recently, RGB-D cameras have been an important device by supplementing deep information, and they are commonly divided into [...] Read more.
Camera calibration is an essential research direction in photonics and computer vision. It achieves the standardization of camera data by using intrinsic and extrinsic parameters. Recently, RGB-D cameras have been an important device by supplementing deep information, and they are commonly divided into three kinds of mechanisms: binocular, structured light, and Time of Flight (ToF). However, the different mechanisms cause calibration methods to be complex and hardly uniform. Lens distortion, parameter loss, and sensor degradation et al. even fail calibration. To address the issues, we propose a camera calibration method based on the Expectation–Maximization (EM) algorithm. A unified model of latent variables is established for the different kinds of cameras. In the EM algorithm, the E-step estimates the hidden intrinsic parameters of cameras, while the M-step learns the distortion parameters of the lens. In addition, the depth values are calculated by the spatial geometric method, and they are calibrated using the least squares method under an optical motion capture system. Experimental results demonstrate that our method can be directly employed in the calibration of monocular and binocular RGB-D cameras, reducing image calibration errors between 0.6 and 1.2% less than least squares, Levenberg–Marquardt, Direct Linear Transform, and Trust Region Reflection. The deep error is reduced by 16 to 19.3 mm. Therefore, our method can effectively improve the performance of different RGB-D cameras. Full article
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27 pages, 536 KB  
Article
Efficient EM Estimation for the Pogit Model via Polya-Gamma Augmentation
by Iván Gutiérrez, Sandra Ramírez and Leonardo Jofré
Entropy 2026, 28(2), 207; https://doi.org/10.3390/e28020207 - 11 Feb 2026
Viewed by 782
Abstract
The Poisson-logistic (pogit) model is widely used for count data with latent intensities, with applications including under-reporting correction and share-of-wallet estimation, yet existing estimation methods do not scale well to large datasets. We propose a new expectation-maximization (EM) algorithm for the standard pogit [...] Read more.
The Poisson-logistic (pogit) model is widely used for count data with latent intensities, with applications including under-reporting correction and share-of-wallet estimation, yet existing estimation methods do not scale well to large datasets. We propose a new expectation-maximization (EM) algorithm for the standard pogit model based on Polya-Gamma data augmentation, which yields a conditionally Gaussian complete-data likelihood with closed-form EM-updates. The resulting EM algorithm has low per-iteration cost and naturally accommodates computational enhancements, including quasi-Newton acceleration and mini-batch implementations. These features enable efficient inference on datasets with millions of observations. Simulation studies and real-data applications demonstrate substantial computational improvements without loss of statistical accuracy, and comparisons with direct maximum-likelihood optimization routines show that the proposed method provides a scalable and competitive alternative for large-scale pogit estimation. Full article
(This article belongs to the Special Issue Statistical Inference: Theory and Methods)
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18 pages, 2627 KB  
Article
Application of Machine Learning Techniques in the Prediction of Surface Geometry
by Aneta Gądek-Moszczak, Dominik Nowakowski and Norbert Radek
Materials 2026, 19(4), 661; https://doi.org/10.3390/ma19040661 - 9 Feb 2026
Viewed by 604
Abstract
The article presents an attempt by the authors to generate a digital representation of the analyzed surface layer of WC-Co-Al2O3 coating deposited by the ESD method. The WC-Co-Al2O3 surface layer is superhard and abrasion-resistant, significantly increasing the [...] Read more.
The article presents an attempt by the authors to generate a digital representation of the analyzed surface layer of WC-Co-Al2O3 coating deposited by the ESD method. The WC-Co-Al2O3 surface layer is superhard and abrasion-resistant, significantly increasing the exploitation time of working elements. The authors aim to develop a method for generating series of digital surfaces with similar geometry parameters based on data collected through profilometric analysis. Therefore, the advanced integration of machine learning (ML) techniques with classical statistical approaches for modeling and predicting stochastic processes. While traditional models such as ARMA/ARIMA and hidden Markov models (HMMs) offer mathematical rigor, they often impose assumptions of stationarity and linearity, which limits their application to complex, noisy data. This paper proposes a model for surface geometry generation based on experimental data that combines recurrent neural networks (RNNs) and Monte Carlo simulation. Additionally, the study reviews emerging methods, including generative adversarial networks (GANs) for stochastic simulation and expectation-maximization (EM) algorithms for parameter estimation. An empirical case study on WC-Co-AL2O3 surface geometries demonstrates the effectiveness of ML–stochastic hybrids in capturing both deterministic structures and random fluctuations. The findings underscore not only the benefits but also the limitations of such models, including high computational demands and interpretability challenges, while proposing future research directions toward physics-informed ML and explainable AI. Full article
(This article belongs to the Special Issue Advances in Surface Engineering: Functional Films and Coatings)
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45 pages, 12136 KB  
Article
GUMM-HMRF: A Fine Point Cloud Segmentation Method for Junction Regions of Hull Structures
by Yuchao Han, Fei Peng, Zhong Wang and Qingxu Meng
J. Mar. Sci. Eng. 2026, 14(3), 246; https://doi.org/10.3390/jmse14030246 - 24 Jan 2026
Viewed by 610
Abstract
Fine segmentation of point clouds in hull structure junction regions is a key technology for achieving high-precision digital inspection. Conventional hard-segmentation methods frequently yield over- or under-segmentation in junction regions such as welds, compromising the reliability of subsequent inspections. This study presents a [...] Read more.
Fine segmentation of point clouds in hull structure junction regions is a key technology for achieving high-precision digital inspection. Conventional hard-segmentation methods frequently yield over- or under-segmentation in junction regions such as welds, compromising the reliability of subsequent inspections. This study presents a computational framework that combines the Gaussian-Uniform Mixture Model (GUMM) with the Hidden Markov Random Field (HMRF) and follows a “coarse segmentation–model construction–fine segmentation” pipeline. The framework jointly optimizes the sampling model, the probabilistic model, and the expectation–maximization (EM) inference procedure. By leveraging model simplification and dimensionality reduction, the algorithm simultaneously addresses initial value estimation, spatial distribution characterization, and continuity constraints. Experiments on representative structures, including wall corner, T-joint weld, groove, and flange, show that the proposed framework outperforms the conventional GMM-EM method by approximately 2.5% in precision and 1.5% in both accuracy and F1 score. In local segmentation tasks of complex hull structures, the method achieves a deviation of less than 0.2 mm relative to manual measurements, validating its practical utility in engineering contexts. Full article
(This article belongs to the Section Ocean Engineering)
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20 pages, 1581 KB  
Article
An Improved Variable Step-Size Normalized Subband Adaptive Filtering Algorithm for Signal Clipping Distortion
by Jiapeng Duan and Bo Zhang
Signals 2025, 6(4), 74; https://doi.org/10.3390/signals6040074 - 12 Dec 2025
Cited by 1 | Viewed by 1191
Abstract
The safe and stable operation of power systems and other dynamic systems relies on accurate perception of their dynamic processes. Voltage, current, and other measurement signals carry critical information about the system’s state. However, under conditions such as equipment damage, aging, and non-ideal [...] Read more.
The safe and stable operation of power systems and other dynamic systems relies on accurate perception of their dynamic processes. Voltage, current, and other measurement signals carry critical information about the system’s state. However, under conditions such as equipment damage, aging, and non-ideal operational conditions of devices under test, over-range phenomena may occur, leading to biased estimation issues in adaptive filters. To address this problem, this paper proposes a variable-parameter subband adaptive filtering algorithm with signal clipping distortion awareness. The algorithm first uses the Expectation-Maximization (EM) process to achieve high-fidelity restoration of damaged signals. Then, by integrating an intelligent steady-state detector and a dual-mode control mechanism, the adaptive filter can adjust key parameters such as step-size, forgetting factor, and regularization parameter based on state perception results. Finally, theoretical analysis proves the unbiased nature of the proposed method. Validation using real-world data from a high-penetration renewable energy power system shows that the algorithm achieves fast tracking during transient events and provides high-precision estimation during steady-state operation, offering an effective solution for real-time, high-accuracy processing of dynamic measurement data in power systems. Full article
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25 pages, 2764 KB  
Article
Integrated Quality Inspection and Production Run Optimization for Imperfect Production Systems with Zero-Inflated Non-Homogeneous Poisson Deterioration
by Chih-Chiang Fang and Ming-Nan Chen
Mathematics 2025, 13(24), 3901; https://doi.org/10.3390/math13243901 - 5 Dec 2025
Cited by 1 | Viewed by 662
Abstract
This study develops an integrated quality inspection and production optimization framework for an imperfect production system, where system deterioration follows a zero-inflated non-homogeneous Poisson process (ZI-NHPP) characterized by a power-law intensity function. Parameters are estimated from historical data using the Expectation-Maximization (EM) algorithm, [...] Read more.
This study develops an integrated quality inspection and production optimization framework for an imperfect production system, where system deterioration follows a zero-inflated non-homogeneous Poisson process (ZI-NHPP) characterized by a power-law intensity function. Parameters are estimated from historical data using the Expectation-Maximization (EM) algorithm, with a zero-inflation parameter π modeling scenario where the system remains defect-free. Operating in either an in-control or out-of-control state, the system produces products with Weibull hazard rates, exhibiting higher failure rates in the out-of-control state. The proposed model integrates system status, defect rates, employee efficiency, and market demand to jointly optimize the number of conforming items inspected and the production run length, thereby minimizing total costs—including production, inspection, correction, inventory, and warranty expenses. Numerical analyses, supported by sensitivity studies, validate the effectiveness of this integrated approach in achieving cost-efficient quality control. This framework enhances quality assurance and production management, offering practical insights for manufacturing across diverse industries. Full article
(This article belongs to the Section C: Mathematical Analysis)
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26 pages, 1600 KB  
Article
Robustness of Identifying Item–Trait Relationships Under Non-Normality in MIRT Models
by Ping-Feng Xu, Xin Liu, Laixu Shang, Qian-Zhen Zheng, Na Shan and Yanqiu Li
Mathematics 2025, 13(23), 3858; https://doi.org/10.3390/math13233858 - 2 Dec 2025
Viewed by 624
Abstract
Identifying item–trait relationships is a core task in multidimensional item response theory (MIRT). Common empirical approaches include exploratory item factor analysis (EIFA) with rotations, the expectation maximization-based L1 regularization (EML1) algorithm, and the expectation model selection (EMS) algorithm. While these methods typically [...] Read more.
Identifying item–trait relationships is a core task in multidimensional item response theory (MIRT). Common empirical approaches include exploratory item factor analysis (EIFA) with rotations, the expectation maximization-based L1 regularization (EML1) algorithm, and the expectation model selection (EMS) algorithm. While these methods typically assume multivariate normality of latent traits, empirical data often deviate from this assumption. This study evaluates the robustness of EIFA, EML1, and EMS, when latent traits violate normality assumptions. Using the independent generator transform, we generate latent variables under varying levels of skewness, excess kurtosis, numbers of non-normal dimensions, and inter-factor correlations. We then assess the performance of each method in terms of the F1-score for identifying item–trait relationships and mean squared error (MSE) of parameter estimations. The results indicate that non-normality leads to a reduction in F1-score and an increase in MSE generally. For F1-score, EMS performs best with small samples (e.g., N=500), whereas EIFA with rotations yields the highest F1-score in larger samples. In terms of estimation accuracy, EMS and EML1 generally yield lower MSEs than EIFA. The effects of non-normality are also demonstrated by applying these methods to a real data set from the Depression, Anxiety, and Stress Scale. Full article
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