Decarbonizing Freight Through Intermodal Transport: An Operations Research Perspective—Part I: Methodological Foundations and Model-Driven Insights
Abstract
1. Introduction
2. Review Methodology
- 1.
- Which OR techniques, along with their characterization, have been applied in IMT decarbonization?
- 2.
- How has decarbonization been addressed in the IMT OR literature over the years, and how has research on modality mix, decision levels, and emissions evolved?
- 3.
- What are the promising future research directions in IMT decarbonization?
3. OR Techniques Analysis
3.1. Classification Based on Problem Addressed
3.2. Classification Based on OR Techniques
3.3. Distribution of OR Techniques Across Different Problem Categories
4. Future Research Directions and Identified Gaps
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| ABM | Agent-Based Modeling |
| AHP | Analytic Hierarchy Process |
| ALNS | Adaptive Large Neighborhood Search Algorithm |
| AMP | Asset Management Problem |
| BD | Benders Decomposition |
| CEP | Capacity Expansion Problems |
| CO2 | Carbon Dioxide |
| DEA | Data Envelopment Analysis |
| DES | Discrete Event Simulation |
| DSS | Decision Support System |
| DT | Digital Twin |
| EU | European Union |
| FT | Freight Transportation |
| GA | Genetic Algorithm |
| GHG | Greenhouse Gas |
| GPS | Global Positioning System |
| GT | Game Theory |
| HSP | Hub Selection Problem |
| IMT | Intermodal Transport |
| LP | Location Problem |
| LR | Lagrangian Relaxation |
| MC | Monte Carlo |
| MCDM | Multicriteria Decision Making |
| MDP | Markov Decision Process |
| MMT | Multimodal Transport |
| NDP | Network Design Problem |
| LL | Lower Level |
| OR | Operations Research |
| PSO | Particle Swarm Optimization |
| PS | Policy Support |
| RL | Reinforcement Learning |
| RMP | Revenue Management Problem |
| SC | Supply Chain |
| SCND | Supply Chain Network Design |
| SD | System Dynamics |
| SMT | Synchromodal Transport |
| SNDP | Service Network Design Problems |
| SSP | Service Selection Problem |
| TIMES | The Integrated MARKAL-EFOM System |
| TDP | Traffic Distribution Problem |
| TOPSIS | Order Preference by Similarity to Ideal Solution |
| UL | Upper Level |
| US | United States |
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| Article | Problem | Decision(s) | OT | Algorithm | Key Characteristics |
|---|---|---|---|---|---|
| Sawadogo et al. [46] | SNDP | Determine sustainable path | MO | ACO | Defines heuristic information a priori and updates dynamically. Updates pheromone trails based on transportation mode. |
| Kim et al. [47] | NDP | Upgrade facility and assign traffic flow | BLO | GA-based | Performs feasibility checks with budget constraint and neighborhood improvement based on volume-to-capacity ratios. |
| Chen et al. [48] | PS | Define state subsidies and transport service design | BLO | GFWHA | Alternates selection methods. Includes carbon reduction in fitness function and shipping routes in chromosome coding. |
| Fahimnia et al. [49] | SCND | Choose production and distribution plans under carbon tax policies | MO | NICE | Considers adaptive updates for binary variables and iterative updates for feasible solutions until the ratio drops below a set value. |
| Ji and Luo [50] | SNDP | Optimize service selection | MO | HEDA | Uses heterogeneous marginal distribution law as probability model. Embeds local search methods. |
| Zhang et al. [51] | Mixed | Optimize service selection and node selection | SO | Hybrid GA | Considers two-part chromosome (node selection and mode selection). Applies two-point crossover, two-point mutation, and customized mutation. |
| Zhao et al. [52] | SNDP | Reposition empty containers under uncertainty | SO | Two-phase TS | Uses swap move sample, dynamic tabu duration and aspiration criterion for both relocation and the routing phase. |
| Zhang et al. [53] | PS | Optimize investment, subsidy value, and flow assignment | BLO | GFWHA | Considers two-part chromosome (infrastructure selection and subsidy values). Uses two-point crossover, customized crossover, two-point mutation, and customized mutation. |
| Maiyar and Thakkar [54] | SNDP | Choose hub terminal locations and flow assignment under disruptions | SO | PSO with DE | Conducts particle encoding with population size and decision variables. Uses a discretization scheme for boundary violations. |
| Lu et al. [45] | SNDP | Optimize service selection | SO | DE | Addresses the railway transport echelon. |
| CW + LS | Addresses the highway transport echelon. Uses CW for initial solution, LS for optimal solution (with four operators). | ||||
| Wei and Dong [55] | SNDP | Allocate freight flow in cross-border network | MO | awGA | Uses matrix integer encoding (five layers) and adaptive weight fitness function with elitism strategy for offspring generation. |
| Wang et al. [56] | SCND | Schedule production and transportation | SO | Improved GA | Uses a multi-heterogeneous coding method with heuristic rules (two-part chromosome: production and transportation). |
| Wu et al. [57] | SNDP | Optimize logistics network under 4PL scheme | SO | Improved PSO | Uses a constraint processing mechanism with three algorithms for flow allocation, capacity limit, and capacity adjustment. |
| Liang et al. [58] | SNDP | Optimize service selection with user satisfaction | MO | NSGA-III | Uses priority-based real-number chromosome encoding, a simulated binary crossover and polynomial mutation operator. |
| Li and Sun [59] | SNDP | Obtain sustainable path under uncertainty | SO | FAGSO | Considers Gaussian mutation sparks and modulo operation for mapping rules. Uses attractive force search operators. |
| Xie et al. [60] | SNDP | Locate air hubs in cross-border logistic | MO | NSGA-II | Uses integer encoding, crowding distance calculation, simulated binary crossover, and polynomial mutation. |
| Zhang et al. [61] | SNDP | Develop pick-up and delivery SMT plans | MO | ALNS | Customizes operators for node and route removal. Ensures synchronization procedures. Addresses constraint violations. |
| Zhang et al. [62] | SNDP | Develop routing plans for flexible SMT service | SO | ALNS | Predefines initial solutions. Customizes swap operator. Utilizes simulated annealing for acceptance criterion. |
| Zhang et al. [63] | SNDP | Develop collaborative SMT | MO | ALNS | Considers preference constraints (higher load assignment to trains and barges). |
| Zhang et al. [64] | SNDP | Optimize SMT planning | MO | ALNS | Prioritizes requests based on preference. Conducts synchronization checks for time and preferences. |
| Ke et al. [65] | PS | Adjust freight structure | MO | AwGA | Uses floating point for chromosome encoding, roulette selection, adaptive crossover and mutation rates. |
| Shoukat and Xiaoqiang [66] | SNDP | Optimize service selection | MO | GA | Uses random generator for initial population, binary chromosome coding. Addresses two objective functions in the fitness function simultaneously. |
| Liu [67] | SNDP | Optimize service selection under uncertainty | SO | HEGA | Uses insertion heuristic for initial population and queen-bee evolution method for crossover. Implements elite retention strategy. |
| Zhang and Chen [68] | SNDP | Optimize service selection | MO | Modified GA | Utilizes hierarchical encoding, adaptive crossover and mutation mechanism. Conducts fitness evaluation using TOPSIS. |
| Li and Wang [69] | NDP | Determine secondary hub locations | MO | Adaptive GA | Considers three-part chromosome coding for freight allocation with multi-point crossover and single-point mutation. |
| Yang et al. [70] | SNDP | Optimize service selection | MO | Improved fuzzy GA | Uses fuzzy controller to dynamically adjust GA parameters based on population variance and fitness values. |
| Guo et al. [71] | SNDP | Optimize service selection | SO | PSO | Considers particle swarm optimization with path selection ratio as well as inbound and outbound specification. |
| Article | Approach | Decision(s) | Decision Level | Transp. Modes | Findings |
|---|---|---|---|---|---|
| [72] | ABM + DES | Transport policy and infrastructure analysis | S | RW, RR, WW | Captures goals, interactions, and time aspects of transport chain actors. |
| [73] | DES | Estimate seaport vs. dry port usage effects | O | RW, RR | Dry ports reduce emissions and costs. |
| [74] | SD | Evaluate long-term effects of policies on emissions | S | RW, RR | Weight regulations and grade 1 railway construction reduce emissions. |
| [75] | SD | Containerization and tax effect on modal shift | S | RW, RR | Containerization leads to faster modal shifts than taxation. |
| [76] | DES | Evaluate multimodal transport route efficiency | O | RW, RR, WW | Reorganizing routes and setting up container centers cuts costs. |
| [77] | SD | Modal shift policies for freight decarbonization | S | RW, RR, WW | Stricter policies and investments accelerate shift to rail. |
| [78] | DES | Compare seaport/dry port and multimodal efficiency | S, O | RW, RR | Dry ports are cost-efficient for long-term storage. |
| [79] | SD | Carbon taxation impact on port-hinterland transport | S | RW, RR, WW | Medium-high taxes shift traffic to rail and waterways, reducing emissions. |
| [80] | SD + MC | Design policy mixes to enhance sustainability | S, T | RW, RR, WW | Cost-based pricing and better rail services are effective in mixes. |
| [81] | ABM + DES | Assess dry port strategies with different container substitution levels | S, T, O | RW, RR | Full ownership container substitution and extended free storage reduce empty container repositioning. |
| Article | Game Players (Leader, Follower) | Leader Actions | Follower Actions | Decisions |
|---|---|---|---|---|
| Wang et al. [82] | Government (leader), Firm (follower) | Impose carbon emission tax | Choose shipment transportation mode and selling price | Ec, S, En |
| Tsao and Linh [83] | Seaport (leader), Dry ports and shippers (followers) | Determine storage price | Determine service areas, prices, and delivery schedule | Ec, S, En |
| Xu et al. [84] | Port operators (both) | Strategy to locate dry ports | Strategy to locate dry ports | Ec, En |
| Chen et al. [85] | Government (leader), Carriers and shippers (followers) | Conduct pricing game | Select transportation mode | Ec, En |
| Shams et al. [86] | Government (leader), FT systems (followers) | Set emission reduction coefficient and penalties | Bargain for trading permits, determine equilibrium prices, penalize cap violation | Ec, S, En |
| Rahiminia et al. [87] | Railway operator (leader), Shipper (follower) | Set rail transportation price | Decide on freight volume to be transported | Ec, S, En |
| Wu and Zhang [88] | Government (leader), Shippers (followers) | Determine number, location, and capacity of dry ports | Choose seaports and paths for container export | Ec, En |
| Article | Problem | Upper-Level Aim | Lower-Level Aim | Level Interactions | Solution Technique | Decision Level |
|---|---|---|---|---|---|---|
| [47] | NDP | Improve network by assessing facility capacity and mobility | Determine traffic volume of each facility | LL considers facility capacity set by UL | MH | T |
| [99] | NDP | Best terminal network setup and emission price | Assign multi-commodity flow in the network | LL follows UL to optimize cost and emission | H, MH | S, T |
| [48] | PS | Select optimal liner route to minimize state subsidies | Assign traffic flow, estimate emissions and profit using UEA model | LL returns profit to UL | MH | O |
| [100] | SNDP | Minimize total costs and CO2 emissions | Assign multi-commodity flow | LL returns total link costs and flows to UL | H, MH | S, T |
| [117] | NDP | Choose projects for railway network planning | Assign railway freight flow to maximize profit | UL assigns freight flow via LL model to compute objective | E | S |
| [53] | PS | Select infrastructure investments and subsidies | Describe selected service routes of logistics users using UEA model | LL returns carbon emission to UL for cost–benefit ratio | MH | S, T |
| [101] | SNDP | Subsidize rail shift while maximizing profit | Minimize total cost | LL returns equilibrium freight volume to UL | H | S, T, O |
| [118] | PS | Maximize total routing flow | Minimize transportation cost using flow assignment | LL returns assigned flows to UL | E | S, T |
| [110] | SNDP | Maximize revenue while minimizing emissions | Assign cargo flow using UEA model | LL returns freight volume and price to UL | H | T |
| [119] | Mixed | Optimize channel upgrades, liner size, and frequency | Determine optimal container routes using discrete choice theory | LL output feeds UL. Total cost from both LL and UL | H | S, T |
| Article | Decision Level | Uncertainty Source | Uncertainty Handling Technique | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CA | TRT | FC | TRC | PC | TRE | TT | CP | D | SU | ET | R | AT | |||
| Holmgren et al. [72] | S | ✓ | ABM | ||||||||||||
| Pishvaee et al. [111] | S | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | Fuzzy CCP | |||||||
| Demir et al. [44] | T, O | ✓ | ✓ | SAA | |||||||||||
| Rezaee et al. [120] | S, T | ✓ | ✓ | Scenario generation | |||||||||||
| Sun et al. [121] | O | ✓ | ✓ | Fuzzy CCP | |||||||||||
| Zhao et al. [52] | T, O | ✓ | ✓ | CCP, SAA | |||||||||||
| Layeb et al. [103] | T | ✓ | ✓ | SBO | |||||||||||
| Hrušovskỳ et al. [105] | T | ✓ | ABM, DES | ||||||||||||
| Haddadsisakht and Ryan [114] | S, T | ✓ | ✓ | Probabilistic scenario generation, RO + SP | |||||||||||
| Tsao and Thanh [122] | S, T | ✓ | ✓ | RO + fuzzy programming | |||||||||||
| Sun et al. [123] | S, T | ✓ | Fuzzy credibilistic CCP | ||||||||||||
| Baykasoğlu and Subulan [124] | S, T, O | ✓ | ✓ | ✓ | ✓ | Hybrid CCP + fuzzy interactive resolution-based approach | |||||||||
| Sun [125] | O | ✓ | ✓ | FST, Chance constraints | |||||||||||
| Wang et al. [126] | T | ✓ | FST, Fuzzy constraints | ||||||||||||
| Wang et al. [56] | O | ✓ | Probability distribution | ||||||||||||
| Jiang et al. [118] | S, T | ✓ | RO | ||||||||||||
| Dai and Yang [127] | T, O | ✓ | Distributionally robust CCP + approximation technique | ||||||||||||
| Mousavi Ahranjani et al. [128] | S, T | ✓ | ✓ | ✓ | ✓ | Robust stochastic possibilistic CCP, Fuzzy theory | |||||||||
| Zhang et al. [107] | T | ✓ | ✓ | RO + SP | |||||||||||
| Li and Sun [59] | T | ✓ | ✓ | RO + SP | |||||||||||
| Sun et al. [129] | T | ✓ | ✓ | Interactive fuzzy CCP | |||||||||||
| Ko et al. [130] | S | ✓ | Scenario generation | ||||||||||||
| Heinold et al. [116] | O | ✓ | ✓ | SBO, SP | |||||||||||
| Li et al. [131] | T | ✓ | ✓ | ✓ | Fuzzy expected value method, fuzzy CCP | ||||||||||
| Sun et al. [132] | T | ✓ | Fuzzy CCP | ||||||||||||
| Guo et al. [80] | T | ✓ | Scenario generation | ||||||||||||
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Martinez-Ferguson, M.; Sharmin, A.; Camur, M.C.; Li, X. Decarbonizing Freight Through Intermodal Transport: An Operations Research Perspective—Part I: Methodological Foundations and Model-Driven Insights. Future Transp. 2026, 6, 49. https://doi.org/10.3390/futuretransp6010049
Martinez-Ferguson M, Sharmin A, Camur MC, Li X. Decarbonizing Freight Through Intermodal Transport: An Operations Research Perspective—Part I: Methodological Foundations and Model-Driven Insights. Future Transportation. 2026; 6(1):49. https://doi.org/10.3390/futuretransp6010049
Chicago/Turabian StyleMartinez-Ferguson, Madelaine, Aliza Sharmin, Mustafa Can Camur, and Xueping Li. 2026. "Decarbonizing Freight Through Intermodal Transport: An Operations Research Perspective—Part I: Methodological Foundations and Model-Driven Insights" Future Transportation 6, no. 1: 49. https://doi.org/10.3390/futuretransp6010049
APA StyleMartinez-Ferguson, M., Sharmin, A., Camur, M. C., & Li, X. (2026). Decarbonizing Freight Through Intermodal Transport: An Operations Research Perspective—Part I: Methodological Foundations and Model-Driven Insights. Future Transportation, 6(1), 49. https://doi.org/10.3390/futuretransp6010049

