Inversion of Sound Speed Profile Controlled by Sparse Observations: Research Background, Current Status and Technical Analysis
Abstract
1. Introduction
2. Technical Development History and Classic Literature Context
2.1. Foundation of Basic Theories and Parameterization (1970s–1980s)
2.1.1. Proposal of Ocean Acoustic Tomography
2.1.2. Parameterization and Dimensionality Reduction of SSP
2.2. Deepening of Traditional Physical Inversion Methods (1990s–Early 2000s)
2.2.1. Rise and Evolution of Matched Field Processing (MFP)
2.2.2. Early Germination of Data-Driven Ideas
2.3. Methodological Transition Towards “Sparsity” (2010s)
2.3.1. Introduction of Compressed Sensing and Sparse Representation
2.3.2. Continuous Improvement of EOF Method
2.4. The Intelligent Era of Deep Integration of Data-Driven and Physical Constraints (2020s to Present)
2.4.1. Diversified Application of Deep Learning Architectures
- (i)
- Spatiotemporal prediction. Long-term spatiotemporal prediction of SSP and three-dimensional acoustic velocity fields has become a key focus, driving the development of specialized models. Examples include Hierarchical LSTM (H-LSTM) [24], Semi-Transformer Network (STNet) [36], and ST-UNet—a hybrid model fusing U-Net with Swin Transformer [37]. These architectures excel at capturing spatiotemporal dependencies, drastically reducing the need for real-time underwater measurements and enabling large-scale SSP forecasting.
- (ii)
- Reconstruction in specific scenarios. Complex marine regions like mesoscale eddies pose unique challenges for SSP inversion, as their dynamic structures disrupt traditional methods. To address this, models like the Physically Constrained Attention Residual Network (PC-ARN) have been developed [38]. PC-ARN integrates remote sensing data and introduces an eddy normalization model as physical constraints—two innovations that work together to significantly enhance reconstruction accuracy in these complex environments.
- (iii)
- Adaptation to new hardware paradigms. The rise of distributed networked underwater sensor systems has brought new requirements: these systems feature irregularly and sparsely deployed nodes that generate multi-modal data—such as time difference of arrival (TDOA) and angle of arrival (AOA). Graph Attention Network (GAT) is well-suited to this scenario [39]; its ability to model non-Euclidean data enables effective processing of sparse multi-modal inputs, supporting reliable SSP inversion in distributed sensor networks.
2.4.2. Exploration of Minimizing Sensor Requirements
2.5. Summary
3. Current Research Status: Classification and Comparison of Core Inversion Methods
3.1. Physical Model-Driven Methods
3.1.1. Matched Field Processing (MFP)
3.1.2. Compressed Sensing (CS) Method
3.2. Data-Driven Methods
3.2.1. Dictionary Learning (DL) Method
3.2.2. Machine Learning (ML) Method
3.3. Comprehensive Comparison of Methods
4. Typical Application Scenarios and Case Verification
4.1. Ocean Acoustic Tomography and Underwater Target Detection
4.1.1. Inversion with Minimal Acoustic Observations
4.1.2. Tomographic Inversion Based on Propagation Time
4.1.3. Sequential Inversion for Tracking Dynamic Environments
4.2. High-Precision Underwater Navigation and Positioning
4.2.1. General Technical Chain of EOF Fused with Machine Learning
4.2.2. Real-Time Acoustic Velocity Field Construction for Navigation
4.3. Underwater Acoustic Communication and Marine Environmental Monitoring
4.3.1. Communication Channel Guarantee and Optimization
4.3.2. Fine Reconstruction of Sound Field Inside Mesoscale Eddies
4.3.3. Acoustic Velocity Field Modeling in Internal Wave Active Areas
4.4. Empirical Applications in Specific Sea Areas
4.4.1. Application in the Arabian Sea
4.4.2. Application in the South China Sea
- (i)
- EOF + intelligent algorithm: Hu et al. optimized neural networks using Argo data and genetic algorithms for SSP inversion in the South China Sea, achieving an RMSE of ~0.8 m/s. This method balances accuracy and computational efficiency, making it suitable for routine SSP monitoring in the region.
- (ii)
- Step-by-step refined construction: Researchers first build a large-scale background SSP field using long-time-series Argo data (via EOF), then superimpose small-scale perturbations modeled with short-term high-resolution data. This approach delivers a prediction accuracy of 1.038 m/s in the 600 m water depth area, effectively capturing both large-scale trends and small-scale dynamic variations (e.g., internal waves) in the South China Sea.
- (iii)
- Direct support for positioning: A series of studies leverage SSP inversion results to correct sound ray bending errors, significantly improving the accuracy of underwater acoustic positioning (e.g., GNSS-A) in the South China Sea—critical for marine resource exploration and navigation safety in this busy waterway.
| Application Scenario | Core Demand | Typical Types of Sparse Observation Data | Representative Inversion/Reconstruction Methods | Technical Characteristics and Measured Cases |
|---|---|---|---|---|
| Acoustic Tomography and Target Detection | Real-time and accurate sound field prediction | A small number of array element acoustic signals, propagation time, environmental noise | Compressed Sensing (CS), Matched Field Processing (MFP), Particle Filter Sequential Inversion | CS inversion of shallow sea SSP [63]; particle filter tracking of dynamic SSP [74] |
| Underwater Navigation and Positioning | Local high precision and low latency | Satellite remote sensing (SST/SLA) + a very small number of in-situ profiles | EOF + machine learning such as BPNN/LSTM, deep learning such as U-Net | ST-LSTM-SA model supporting positioning simulation [75]; layered EOF improving GNSS-A accuracy [35] |
| Mesoscale Eddy Monitoring | Three-dimensional sound field structure inside eddies | Single/few Argo profiles inside eddies + satellite SLA | Physical model (PIRF-DEN) + Random Forest (RF), etc. | PIRF-DEN model, single profile reconstructing the whole eddy, reaching an MAE 1.06–2.60 m/s [77] |
| Underwater Acoustic Communication Guarantee | Channel evaluation and optimization | Sea surface remote sensing data, historical climatological data | End-to-end machine learning models, spatiotemporal prediction models | Providing environmental prior information for communication link budget and node deployment [80] |
| Shallow Sea/Internal Wave Area | Rapid spatiotemporal change tracking | Sound speed values at a few key depths, discrete sampling by mobile platforms | BP neural network, spatiotemporal sequence model | Northern South China Sea, inverting the full profile with 3–5 depth values, RMSE <0.6 m/s [78] |
5. Comprehensive Comparison of Full Technical Routes for SSP Acquisition
6. Summary, Challenges and Future Trends
6.1. Trade-Off Between Accuracy and Efficiency
6.2. Evolution of Data Dependence
6.3. Differentiation of Applicable Scenarios
- ♦
- For tactical environments requiring ultra-high real-time performance (e.g., AUV underwater navigation, dynamic target tracking), EOF-ML or fixed depth + AI schemes are optimal—their fast online inversion (single forward calculation) and minimal data requirements align with the low-latency needs of mobile platforms.
- ♦
- In unknown sea areas with scarce data and only sporadic acoustic observations (e.g., deep-sea exploration, first-time surveys), CS or ME-SSPI offer feasible startup solutions: CS leverages sparsity to work with limited data, while ME-SSPI requires no prior environmental knowledge.
- ♦
- For long-term, fixed-point high-precision scientific observations (e.g., marine climate research, baseline monitoring), traditional OAT/MFP or high-quality direct measurements (CTD/SVP) remain irreplaceable—their accuracy and physical interpretability are critical for scientific data reliability.
- ♦
- For operational marine forecasting (e.g., national marine environmental prediction systems), multi-source data assimilation and physics-informed machine learning models are the future mainstream: they integrate sparse observations, remote sensing data, and physical constraints to balance large-scale coverage, real-time performance, and inversion accuracy.
6.4. Addressing Critical Challenges and Charting Future Directions
6.4.1. Toward Trustworthy Models: Interpretability, Data Quality, and Uncertainty
6.4.2. Enhancing Model Generalization and Environmental Robustness
6.4.3. Engineering Feasibility: Hardware Deployment and Cost-Benefit Analysis
6.4.4. Advancing Algorithms: Fusing Non-Linear Physics with Data
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| ANN | Artificial Neural Network |
| AUV | Autonomous Underwater Vehicle |
| BP/BPNN | Back Propagation/Back-Propagation Neural Network |
| CNN | Convolutional Neural Network |
| CS | Compressed Sensing |
| CTD | Conductivity-Temperature-Depth |
| DL | Dictionary Learning |
| EnKF | Ensemble Kalman Filter |
| EOF | Empirical Orthogonal Function |
| GA | Genetic Algorithm |
| GAN | Generative Adversarial Network |
| GAT | Graph Attention Network |
| GNSS-A | Global Navigation Satellite System-Acoustic |
| H-LSTM | Hierarchical Long Short-Term Memory |
| LSTM | Long Short-Term Memory |
| MAE | Mean Absolute Error |
| ME-SSPI | Modal Extraction-based SSP Inversion |
| MFP | Matched Field Processing |
| ML | Machine Learning |
| OAT | Ocean Acoustic Tomography |
| OMP | Orthogonal Matching Pursuit |
| PINN | Physics-Informed Neural Network |
| PIRF-DEN | Physical Inertial-Related Feature Deep Network |
| PSO | Particle Swarm Optimization |
| RF | Random Forest |
| RIP | Restricted Isometry Property |
| RMSE | Root Mean Square Error |
| SHAP | SHapley Additive exPlanations |
| SLA | Sea Level Anomaly |
| SSP/SVP | Sound Speed Profile/Sound Velocity Profiler |
| SST | Sea Surface Temperature |
| SSTA | Sea Surface Temperature Anomaly |
| STNet | Semi-Transformer Network |
| U-Net | U-shaped Network |
| XAI | Explainable Artificial Intelligence |
| XBT | Expendable Bathythermograph |
| XCTD | Expendable Conductivity-Temperature-Depth |
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| Dimension of Significance | Specific Embodiment | Impact and Value |
|---|---|---|
| Practical Value | Improving inversion efficiency and feasibility | It seeks to address the limitations of traditional direct measurement and complex array deployment, offering technical pathways for rapid, low-cost, large-scale SSP estimation. This is crucial for application scenarios with high timeliness requirements such as real-time tracking of underwater targets, dynamic navigation and emergency marine monitoring. |
| Guaranteeing the accuracy of key underwater applications | Accurate SSP is the foundation of underwater positioning, navigation and timing, reliable acoustic communication and target detection. Obtaining more accurate SSP through sparse observations can significantly improve the accuracy of sound field calculation, thereby directly enhancing the performance and reliability of various marine systems that rely on acoustic information. | |
| Theoretical Value | Promoting cross-border innovation of methodologies | Strongly promoting the in-depth cross-integration of marine acoustics, signal processing, satellite remote sensing and artificial intelligence. For example, combining compressed sensing with acoustic inversion, optimizing the traditional empirical orthogonal function representation using dictionary learning, or constructing complex surface-underwater mappings using neural networks provides innovative methodologies for solving the classic problem of marine environmental parameter inversion. |
| Deepening the understanding of marine acoustic coupling processes | Exploring how to recover the complete vertical profile from limited surface or acoustic information is itself an in-depth exploration of the physical mechanism by which marine dynamic processes (such as mesoscale eddies and fronts) modulate the spatial structure of SSP and thus affect sound propagation, which plays a promoting role in the basic research of physical oceanography and underwater acoustics. |
| Comparison Dimension | Matched Field Processing (MFP) | Compressed Sensing (CS) | Dictionary Learning (DL) | Machine Learning (ML) |
|---|---|---|---|---|
| Core Principle | Physical model forward simulation + sound field matching search | Signal sparsity + linearized inverse problem solving | Data-driven overcomplete sparse representation + linearized solving | Data-driven end-to-end nonlinear mapping learning |
| Data Dependence (Prior) | Historical SSP data (for EOF) | Historical SSP data (for constructing sparse bases) | A large amount of historical SSP data (for training dictionaries) | A large amount of historical SSP and multi-source auxiliary data (for training models) |
| Data Dependence (Observation) | Must have measured sound field data | Must have measured sound field data | Must have measured sound field data (or other observations) | Only easily obtainable data such as sea surface remote sensing and a very small number of fixed-depth points are needed |
| Computational Characteristics | Complex for both offline/online calculation, time-consuming search, poor real-time performance | Offline dictionary preparation, good real-time performance for online inversion | Complex for both offline/online calculation, time-consuming training and solving | Complex and time-consuming offline training, extremely fast online inversion |
| Accuracy Characteristics | High accuracy and stability when observations are sufficient | High accuracy under small perturbations, accuracy loss due to linearization | Sparse representation accuracy is usually better than CS/EOF, accuracy loss due to linearization | Able to learn complex relationships, great potential but restricted by data quality, with existing bottlenecks |
| Application Flexibility | Dependent on in-situ deployment, cannot predict, limited spatiotemporal coverage | Dependent on in-situ deployment and small perturbation conditions, cannot predict | Dependent on in-situ observations and small perturbation conditions, cannot predict, but with stronger representation capability | Wide application scenarios, enabling large-scale and fast inversion with prediction potential, but requiring corresponding training |
| Main Advantages | Clear physical framework, stable, guaranteed accuracy | Using sparsity to obtain good accuracy with a small number of observations, improved real-time performance | Better sparse representation, leading inversion accuracy among data-driven basis methods | Powerful nonlinear capability, highest inversion real-time performance, flexible data utilization, broad application prospects |
| Core Challenges | Heavy computational burden, absolute dependence on acoustic observations, sensitive to environmental mismatches | Linearization assumption limits accuracy and application scope, dependent on accurate environmental priors | Low computational efficiency, extremely high requirements for training data, possible overfitting | “Black box” with poor interpretability, strong data dependence and regional restrictions, generalization and extreme environment adaptation are challenges |
| Method Category | Representative Methods | Core Principle/Key Characteristics | Main Advantages | Main Disadvantages/Limitations | Key Applicable Scenarios |
|---|---|---|---|---|---|
| Direct Measurement Method | CTD/SVP | Obtain in-situ CTD or direct sound speed data, and calculate or directly obtain SSP through empirical formulas. | 1. High precision, often used as the “true value” benchmark. 2. Full sea depth observation capability (CTD/SVP). | 1. Extremely low efficiency and poor real-time performance: for example, measuring a 2000 m profile takes at least 80 min (CTD/SVP). 2. High cost and resource-intensive. 3. Sparse spatial coverage, only point measurements. 4. Systematic errors introduced by indirect calculation (CTD). | Needing high-precision benchmark verification; fixed-point long-term observation stations. |
| XCTD | Expendable probe for measuring CTD. | 1. High operation efficiency: a 2000 m profile takes about 20 min, and the ship can sail at low speed. 2. Flexible deployment. | 1. Limited depth: usually no more than 2000 m. 2. The probe is a consumable with usage costs. 3. Still a point measurement with limited coverage. | Rapid profile surveys; auxiliary remote sensing or model verification. | |
| Inversion Based on Acoustic Data | Traditional OAT/MFP | Establish a physical model of sound propagation, and invert SSP by matching observed and theoretical sound fields (such as propagation time, sound pressure). | 1. Clear physical mechanism. 2. High accuracy under ideal conditions (experimental RMSE can reach ~0.02 m/s). | 1. High computational cost and limited real-time performance: it is a computationally intensive time-consuming iterative process. 2. Sensitive to environmental mismatches. 3. Heavily dependent on specific array deployment (such as vertical line arrays), with poor scalability. | Long-term monitoring of fixed arrays; basic theoretical research. |
| Compressed Sensing (CS) | Using the sparsity of SSP under specific bases (such as EOF, learned dictionaries) to solve sparse coefficients through linearizing the observation equation. | 1. Theoretically complete, good at solving ill-posed problems with few required observation data. 2. High computational efficiency, better real-time inversion performance than MFP. 3. Low storage requirements (sparse representation). | 1. Existence of accuracy loss: the first-order Taylor expansion linear approximation is only applicable to small changes in sound speed. 2. Dependent on the construction of effective sparse bases/dictionaries. 3. Sensitive to noise. | Scenarios with extremely sparse observation data; online fast inversion requirements. | |
| Modal Extraction-based SSP Inversion (ME-SSPI) | A single vertical line array receives single-frequency signals to simultaneously extract modal parameters and invert SSP and source parameters. | 1. No need for SSP prior knowledge. 2. Low computational cost. | Dependent on specific observation configurations (single vertical line array + monochromatic signal). | Preliminary detection in unknown environments. | |
| Inversion Based on Sea Surface Remote Sensing | EOF-machine learning hybrid | Using historical SSP to construct EOF basis for dimensionality reduction, and using neural networks to learn the nonlinear mapping between sea surface remote sensing parameters (SSTA, SLA) and EOF coefficients. | 1. No need for real-time underwater observations, extremely low cost. 2. Extremely fast online inversion speed (single forward propagation). 3. Realizing large-scale and near real-time monitoring. | 1. Weak deep information reconstruction capability, with errors increasing with depth. 2. Highly dependent on a large amount of high-quality historical training data, performance degradation in sea areas with scarce data. 3. Poor model interpretability (“black box”). | Operational forecasting of large-scale and near real-time acoustic velocity fields; sea areas with abundant remote sensing data. |
| Hybrid/Assimilation Method | Fixed depth points + AI Multi-source data assimilation | Fusing extremely sparse direct observations (such as sound speed values at 3–4 key depths, Argo profiles) with remote sensing data or historical statistical models, and performing reconstruction or update through neural networks or data assimilation algorithms (such as EnKF). | 1. Complementation of multi-source data, improving accuracy and reliability. 2. Dynamic update capability (assimilation methods). 3. Minimizing the reliance on direct observations. | 1. Complex system and difficult parameter tuning. 2. Still large computational load for assimilation methods. 3. Still limited by the quality and representativeness of fused data. | Remote sensing inversion with sporadic in-situ data verification; SSP initialization and update of marine numerical forecasting systems. |
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© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
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Fan, H.; Xie, S.; Xue, S. Inversion of Sound Speed Profile Controlled by Sparse Observations: Research Background, Current Status and Technical Analysis. Oceans 2026, 7, 45. https://doi.org/10.3390/oceans7030045
Fan H, Xie S, Xue S. Inversion of Sound Speed Profile Controlled by Sparse Observations: Research Background, Current Status and Technical Analysis. Oceans. 2026; 7(3):45. https://doi.org/10.3390/oceans7030045
Chicago/Turabian StyleFan, Haopeng, Shuling Xie, and Shuqiang Xue. 2026. "Inversion of Sound Speed Profile Controlled by Sparse Observations: Research Background, Current Status and Technical Analysis" Oceans 7, no. 3: 45. https://doi.org/10.3390/oceans7030045
APA StyleFan, H., Xie, S., & Xue, S. (2026). Inversion of Sound Speed Profile Controlled by Sparse Observations: Research Background, Current Status and Technical Analysis. Oceans, 7(3), 45. https://doi.org/10.3390/oceans7030045

