A Finite State Machine Guidance Architecture for Autonomous Rendezvous with Arbitrarily Elliptic Targets
Abstract
1. Introduction
2. Relative Motion Models
- 1.
- The Local-Vertical Local-Horizontal (LVLH) frame defines its z-axis aligned with the position vector, positive towards the Nadir direction, and the y-axis directed in the opposite direction to the target’s orbital angular momentum vector. The x-axis completes the right-handed triad. This frame is widely adopted in near-circular rendezvous research in the form of the Radial–Transversal–Normal frame (RTN), which slightly differs in the definition of the main axes (, and ). In this work, the LVLH frame is only adopted when validating the developed closed-form maneuvers using a linear propagator based on the Yamanaka–Ankersen State Transition Matrix (STM) [20] (see Section 5.1).
- 2.
- The Tangential (TAN) frame is obtained from the LVLH through a simple rotation in the orbit plane of the target equal to the flight path angle such that its x-axis is always aligned with the target velocity vector (the related rotation matrix can be found in Appendix A of [16]). Within this work, this frame is adopted both for control purposes in the derivation of the maneuvers as well as to assess the PAS of the rendezvous trajectory for eccentric targets. This is because for non-zero eccentricities the z coordinate of the LVLH frame becomes dependent on the along-track position of the relative orbit, significantly increasing the complexity of the safety evaluation [16]. Working in the TAN frame therefore allows the retention of simplicity in the analysis by only considering two dimensions (cross-track yz-plane, orthogonal to the velocity direction).
Relative Orbital Elements
3. Closed-Form Maneuvers Using ROEs
- It has been carried out under the linearizing assumption that, when computing each individual entry of , the target’s absolute orbital elements can be approximated as equal to those of the chaser.
- It is valid for arbitrary eccentricities of the target, as no circularizing assumptions on e have been introduced. Still, it is not valid for equatorial orbits (), owing to the singularity of the original ROEs set.
3.1. Single-Point Maneuvers
- Control of the shape of the relative orbit by means of changes in the relative eccentricity and inclination .
- Control of the drift of the relative orbit through changes in .
3.1.1. Out-of-Plane Control
3.1.2. In-Plane Shape Control
3.1.3. Relative Drift Control
3.2. Multiple-Point Maneuvers
3.2.1. Three-Point Tangential Firing Scheme
3.2.2. Two-Point Radial Firing Scheme
- By employing radial burns only, the effect of thrust errors on the in-plane elements is minimized and higher control accuracy can be achieved, as demonstrated by the flight results of the SAFE formation flying guidance experiment [2];
- A maneuvering scheme which does not impact the relative drift can increase passive safety in formations where a separation on the relative longitude needs to be maintained. In many rendezvous applications, radial maneuvers are also used in the V-bar approach to safely close the distance to the target using “hops” [26].
3.2.3. Two-Impulse Non-Drifting Transfer Scheme
Zero Initial Relative Drift
- 1.
- The maneuver is called at an arbitrary anomaly ;
- 2.
- The anomaly of the second firing is computed through the auxiliary angle method solution (Equation (18)) using the provided coefficients , , and . Two solutions are found; the implementation needs to select the anomaly which is neither coincident with nor separated by a full orbit period, avoiding the singularity found in Equation (28) for a transfer angle . Note that this singularity is the same as the one found for the more general formulation in Section 3.2.2.
- 3.
Non-Zero Initial Relative Drift
4. Guidance Layer Definition
- Based on the definition of a cross-track size of a KOZ around the target position (in red), a safety tube (in orange) is considered around the along-track axis x in order to enforce PAS for the entirety of the approach.
- The approach trajectory is based on the definition of a series of holding states (or gates, in light blue) which are defined by two characteristics:
- -
- A waiting time, during which the chaser is required to station-keep (maintain its position and relative orbit), allowing it to accommodate a variety of functions, including switch of sensors for relative navigation and holding for convergence of filters or ground contact. In the presented test cases the waiting times are predefined as input parameters, but they can potentially be decided autonomously by the spacecraft and fed as input to the guidance function.
- -
- A geometric size, which defines the nominal position and allowed excursion of the center of the stationary relative orbit along x, as well as minimum distances (margins) to be maintained from the safety tube when sizing the relative trajectory.
- Decisions from the timeline manager determine the transitions between the main states of the FSM, in practice commanding to stop or move the relative orbit in a specific direction. As will be discussed in Section 5.2, these decisions can also be based on concurring objectives such as estimation of differential drag effects.
- Classification from the WSE/SSE status truth tables is used to inform decisions in the control layer to choose the proper maneuver within the guidance library (see Section 3).
- Transitions to the stand-by (or waiting) states are triggered by completion of a selected maneuver scheme, communicated by the lowest layer in Figure 4.
- “Safe Sizing” refers to a call to a function that returns the relative eccentricity and inclination components based on user-defined margins to be maintained from the KOZ on the cross-track plane and the nominal drift.
- Given user-defined minimum and maximum drift values of the WSE, “Compute drift” provides the necessary to reach the next hold point in a prescribed time. The function is called again if after the drifting time the SSE state has not been reached yet, triggered by temporal transition logic (TTL). If the chaser reaches the next hold point within the drifting time, the guidance simply switches to the SSE control submodule.
4.1. Safe Relative Orbit Sizing
4.2. Relative Drift Computation
- 1.
- A nominal user-defined drift period between two waypoints is considered and used to compute the relative drift required by inverting Equation (32).
- 2.
- Having defined limit values and , if the absolute value of the relative drift to be commanded is either too high or too low the value is saturated and the drifting time is recomputed by solving Equation (32) for . Care must be taken in the presence of opposing differential drag () and of maximum saturation of the drift value, in which case it might be possible that the next waypoint cannot be reached with a single firing. By setting the discriminant of the quadratic Equation (32) equal to zero the maximum distance that can be traveled is found asfor which the drifting time can be computed.
- 3.
- The relative drift to command is used to safely size the relative orbit as explained in the previous section and the drifting time is used as an argument in the TTL condition in Figure 5.
5. Results
5.1. Maneuvers Using Linear Propagation
5.1.1. Out-of-Plane Control
5.1.2. In-Plane Shape Control
5.1.3. Relative Drift Control
5.1.4. Three-Point Tangential Control
- The maneuver follows a minimum distance path in the space in both cases, owing to the choice on the placing of the firing anomalies.
- The main notable difference introduced when dealing with non-zero eccentricities of the target is that the jumps caused by the tangential firings in the space are no longer exactly vertical. This is explained by the fact that the relative mean longitude is not affected by velocity changes in the tangential direction when (and ), as can be verified by the second line of Equation (8).
- A further significant difference is that in the eccentric scenario the maneuver produces an intermediate relative orbit (after the first firing) which drifts tens of meters past the aimed along-track position of −500 m. This is something which needs to be accounted for when deciding which maneuver to use during proximity operations, owing to the strict requirements coming from other GNC functions (e.g., vision-based navigation).
- The circular reconfiguration examined requires a total m/s, whereas the eccentric one amounts to m/s.
5.1.5. Two-Point Radial Control
- The use of the tangential scheme is ideal whenever the relative orbit reconfiguration asks for large variations in the in-plane size (which would amount to large amounts of fuel being consumed) and for control of the relative drift.
- The radial scheme is instead suitable for close proximity operations which do not require large reconfigurations. As seen in the previous section, this maneuver might also be preferred in order to avoid “overshoots” of during the reconfiguration.
5.1.6. Two-Impulse Non-Drifting Transfer
5.2. Rendezvous Scenarios in High-Fidelity Simulator
- As introduced, with respect to previous numerical tests, the relative motion between the two spacecraft is now propagated through the direct integration of the nonlinear equations of motion of each satellite. This allows for including realistic orbit perturbations which make the actual relative motion deviate from linear, unperturbed propagation models. To cope with this, the osculating Keplerian elements are converted to mean elements, which remove short/long oscillations generated by the term of the Earth’s gravity potential, through the first-order mappings based on the Brouwer and Lyddane theory provided in Appendix F of [27]. These mean elements are then used to compute mean relative orbital elements. Their use in the closed-form maneuvers, designed under the assumption of unperturbed propagation, is known to generate negligible errors when considering the term [28].
- As discussed in Section 4.2, the FSM guidance uses an estimate of the rate of change to take decisions when switching to the WSE state. To dynamically estimate its value during the approach, the procedure described in [29] is adopted. The main idea is to hold the position of the relative orbit while a navigation function stores the values of the estimated ROEs. In the simulation setup, in order to emulate the result of such a navigation function, a simple linear regression is used to compute the desired time derivative over the acquisition interval. When the estimation of needs to be updated, the guidance function can either use one of the predefined FSM waypoints (see Figure 3) as a hold position or generate a “virtual” waypoint at the start of the simulation when no prior estimation is available.
- Apart from the estimation of the time derivatives, no navigation errors are considered on the relative and absolute states of the chaser, which are assumed to be known exactly by the guidance.
- A further significant difference from linear validation tests is that orbital maneuvers are now delivered through simulated monopropellant chemical thrusters, using a mathematical model that emulates non-ideal thrust shaping through the definition of rise/fall time constants. For the presented tests, a general firing takes up to ten seconds, which still allows us to model the maneuvers as impulsive [23].
5.2.1. General Simulation Setup
5.2.2. First Scenario: Inspection of Rocket Body in SSO
- As seen from the commands timeline, an initial large reconfiguration maneuver is needed to re-phase and re-size the relative orbit, and is obtained through concurrent in-plane (through the 3 pt tangential scheme) and out-of-plane control. Because the latter direction typically requires higher amounts of fuel, the guidance software has been programmed to distribute the maneuver over the two OOP firing opportunities available in each orbit (see Section 3.1.1), while preserving the commanded direction in the (, ) plane at each firing. At every opportunity, the guidance thus saturates the delivered impulse to a maximum allowed (here set to m/s), repeating the process until the cumulative OOP correction matches the original single-firing command.
- Because no prior estimation of the differential drag effects was given, an initial “virtual” SSE is first reached (at the orbital period ) to create the database needed for the estimation of . Moreover, because of its validity period specified in Table 9, the third SSE (reached at ) is also used to update the estimation through an acquisition period with no maneuvers.
- To preserve the safety of the approach and stay within the prescribed limits for maximum relative drift (see Table 9), the guidance can re-compute longer (or potentially shorter) drifting periods between the given waypoints. This is best observed between the first and second, where the drifting phase starts at and ends at , increasing the nominal value specified in Table 9, according to the formulation described in Section 4.2.
5.2.3. Second Scenario: Rendezvous with HEO Satellite
6. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Abbreviations
| PAS | Passive-Abort Safety |
| KOZ | Keep-Out Zone |
| FSM | Finite State Machine |
| ROEs | Relative Orbital Elements |
| GVE | Gauss Variational Equations |
| OOP | Out-Of-Plane |
| IP | In-Plane |
| SSE | Stationary Safe Ellipse |
| WSE | Walking Safe Ellipse |
| STM | State Transition Matrix |
| LVLH | Local-Vertical Local-Horizontal |
| TAN | Tangential |
| GNC | Guidance, Navigation and Control |
Appendix A. Linear Conversion Matrices
Appendix B. Non-Drifting Transfer Coefficients
Appendix C. Additional Results for Rendezvous Scenarios

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| Maneuver | Use | Advantages | Disadvantages | Solution |
|---|---|---|---|---|
| 1PT OOP | Full control of out-of-plane relative motion | Only one firing needed, short reconfiguration time window | High cost and coupling effect on components | Firing location: Equation (9) Firing amplitude: Equation (10) precompensation: Equation (15) |
| 1PT RAD | Control of relative eccentricity components | No effect on relative drift, allows to execute quick and small corrections to compensate perturbation effects | Higher cost than tangential schemes, not suitable for large shape reconfigurations | Firing location: Equation (12) Firing amplitude: Equation (13) |
| 1PT TAN | Control of drifting motion of relative orbit | Firing can be executed at any point on the orbit | Influence on relative eccentricity and relative mean longitude needs to be accounted for | Firing location: Equation (16) Firing amplitude: |
| 3PT TAN | Full control of IP relative motion | Fuel consumption nears minimum bound for large reconfigurations of the relative eccentricity components | Potentially unsafe intermediate configurations (see numerical tests in Section 5.1.4) | Firing locations: Equation (18) Firing amplitudes: Equation (21) |
| 2PT RAD | Control of relative eccentricity and relative mean longitude | No effect on relative drift, minimisation of effect of thrust errors on controlled IP elements | Higher cost than tangential schemes for IP reconfigurations | Firing locations: Equation (12) Firing amplitudes: Equation (23) |
| 2PT non-drifting transfer | Passively safe transfer between relative stationary orbits | Initial orbit can be drifting, first firing can be executed at any point on the orbit | High due to radial firings, potentially unsafe intermediate configurations | Second firing location: Equation (18), using coefficients , , from Appendix B Firing amplitudes: Equation (26), Equation (28) |
| a [km] | e [-] | i [deg] | Ω [deg] | ω [deg] | [deg] | |
|---|---|---|---|---|---|---|
| 9000 | 0.2 | 40 | 45 | 100 | 40 | |
| ROE [m] | ||||||
| Initial | −4 | −500 | 0 | −40 | 30 | 0 |
| Aimed | - | - | - | - | 0 | 20 |
| a [km] | e [-] | i [deg] | Ω [deg] | [deg] | [deg] | |
|---|---|---|---|---|---|---|
| 18,348 | 0.5 | 40 | 45 | 100 | 100 | |
| ROE [m] | ||||||
| Initial | 0 | −4000 | −200 | 150 | 0 | 200 |
| Aimed | - | - | 0 | −300 | - | - |
| ROE [m] | ||||||
|---|---|---|---|---|---|---|
| Initial | 0 | −4000 | −200 | 150 | 0 | 200 |
| Aimed | - | - | 0 | −300 | 40 | 150 |
| a [km] | e [-] | i [deg] | Ω [deg] | [deg] | [deg] | |
|---|---|---|---|---|---|---|
| 17,000 | 0.01 | 10 | 50 | 220 | 50 | |
| ROE [m] | ||||||
| Initial | −50/0 | 400 | 10 | 190 | 0 | 100 |
| Aimed | 0/50 | - | - | - | - | - |
| a [km] | e [-] | i [deg] | Ω [deg] | [deg] | [deg] | |
|---|---|---|---|---|---|---|
| 30,500 | 0/0.75 | −5 | 357 | 88 | 90 | |
| ROE [m] | ||||||
| Initial | −20 | −700 | 130 | −50 | 40 | 0 |
| Aimed | 0 | −500 | 150 | 0 | - | - |
| a [km] | e [-] | i [deg] | Ω [deg] | [deg] | [deg] | |
|---|---|---|---|---|---|---|
| 24,500 | 0.44 | 39 | 357 | 0 | 350 | |
| ROE [m] | ||||||
| Initial | 0 | 100 | 230 | −50 | 230 | 0 |
| Aimed | - | 0 | 150 | 25 | - | - |
| a [km] | e [-] | i [deg] | Ω [deg] | [deg] | [deg] | |
|---|---|---|---|---|---|---|
| 14,500 | 0/0.21 | 39 | 357 | 28 | 90 | |
| ROE [m] | ||||||
| Initial | −5 | −650 | 100 | 10 | 100 | 0 |
| Aimed | 0 | −200 | 50 | 0 | - | - |
| Parameter | Symbol | Value | Unit |
|---|---|---|---|
| Chaser mass | 400 | kg | |
| Thrusters force | 20 | N | |
| Minimum deliverable | 0.2 | mm/s | |
| # of orbits for drag effects estimation | 3 | orbits | |
| Validity of drag effects estimation | 30 | orbits | |
| FSM relative E/I separation phase threshold | 5 | deg | |
| FSM SSE relative drift threshold | 1 | m | |
| FSM WSE maximum relative drift | 100 | m | |
| FSM WSE minimum relative drift | 3 | m | |
| FSM WSE nominal drift period between waypoints | 5 | orbits | |
| KOZ dimension along | 200 | m | |
| KOZ dimension along | 200 | m |
| a [km] | e [-] | i [deg] | Ω [deg] | [deg] | [kg] | Characteristic Size [m] |
|---|---|---|---|---|---|---|
| 7167.5 | 0.0036 | 98.25 | 211.94 | 139.43 | 2000 | m |
| Along-Track Positions [km] | Hold Durations [orbits] | Margins from KOZ [m] |
|---|---|---|
| [−15, −3, −1, −0.3] | [2, 3, 2, 2] |
| a [km] | e [-] | i [0] | Ω [0] | [0] | [kg] | Characteristic Size [m] |
|---|---|---|---|---|---|---|
| 14,156 | 0.5 | 59 | 84 | 188 | 400 | ≈1 m |
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Buratti, D.; Gaias, G.; Torresan, S.; Peters, T.V.; Roque, P. A Finite State Machine Guidance Architecture for Autonomous Rendezvous with Arbitrarily Elliptic Targets. Aerospace 2026, 13, 230. https://doi.org/10.3390/aerospace13030230
Buratti D, Gaias G, Torresan S, Peters TV, Roque P. A Finite State Machine Guidance Architecture for Autonomous Rendezvous with Arbitrarily Elliptic Targets. Aerospace. 2026; 13(3):230. https://doi.org/10.3390/aerospace13030230
Chicago/Turabian StyleBuratti, Diego, Gabriella Gaias, Stefano Torresan, Thomas Vincent Peters, and Pedro Roque. 2026. "A Finite State Machine Guidance Architecture for Autonomous Rendezvous with Arbitrarily Elliptic Targets" Aerospace 13, no. 3: 230. https://doi.org/10.3390/aerospace13030230
APA StyleBuratti, D., Gaias, G., Torresan, S., Peters, T. V., & Roque, P. (2026). A Finite State Machine Guidance Architecture for Autonomous Rendezvous with Arbitrarily Elliptic Targets. Aerospace, 13(3), 230. https://doi.org/10.3390/aerospace13030230

