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4 January 2022

Ensemble Averaging of Transfer Learning Models for Identification of Nutritional Deficiency in Rice Plant

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1
Department of Computer Science and Engineering, Royal Global University, Guwahati 781035, India
2
Department of Computer Science and Engineering, Indian Institute of Information Technology, Kottayam 686635, India
3
Department of Computer Science and Engineering, Rajiv Gandhi University, Papum Pare 791112, India
4
Department of Computer Science and Information Technology, Cotton University, Guwahati 781001, India
This article belongs to the Special Issue Hybrid Developments in Cyber Security and Threat Analysis

Abstract

Computer vision-based automation has become popular in detecting and monitoring plants’ nutrient deficiencies in recent times. The predictive model developed by various researchers were so designed that it can be used in an embedded system, keeping in mind the availability of computational resources. Nevertheless, the enormous popularity of smart phone technology has opened the door of opportunity to common farmers to have access to high computing resources. To facilitate smart phone users, this study proposes a framework of hosting high end systems in the cloud where processing can be done, and farmers can interact with the cloud-based system. With the availability of high computational power, many studies have been focused on applying convolutional Neural Networks-based Deep Learning (CNN-based DL) architectures, including Transfer learning (TL) models on agricultural research. Ensembling of various TL architectures has the potential to improve the performance of predictive models by a great extent. In this work, six TL architectures viz. InceptionV3, ResNet152V2, Xception, DenseNet201, InceptionResNetV2, and VGG19 are considered, and their various ensemble models are used to carry out the task of deficiency diagnosis in rice plants. Two publicly available datasets from Mendeley and Kaggle are used in this study. The ensemble-based architecture enhanced the highest classification accuracy to 100% from 99.17% in the Mendeley dataset, while for the Kaggle dataset; it was enhanced to 92% from 90%.

1. Introduction

Agriculture is a major component of the global economy and food supply, which is under strain as a result of the enormous rise in population. Digital agriculture is a new scientific field that strengthens the agricultural production [1]. One of the many factors that influences agricultural yield is the absence of soil nutrients. Micronutrient acquisition by crops must be understood in order to develop appropriate strategies to prevent a deficiency in crops. It is found that 30–40%, 30%, 59%, and 30% of global agricultural soil is deficient in nutrients such as Phosphorous (P), Iron (Fe), Nitrogen (N), and Zinc (Zn), respectively, which impacts the agricultural yield severely [2]. Rice is one of the most commonly consumed grains worldwide. According to 2021 data of Statista [3], China stands first in rice consumption, followed by India and Bangladesh. The country-wise consumption of rice is shown in Figure 1. Rice production in the world totals 510.6 million tonnes [4]. Nitrogen (N), phosphorus (P), potassium (K), magnesium (Mg), calcium (Ca), sulphur (S), zinc (Zn), iron (Fe), manganese (Mn), copper (Cu), boron (B), molybdenum (Mo), and chlorine (Cl) are the major nutrients required to be present in the soil for the proper growth of rice plants. Nitrogen is responsible for the onset of panicles, grain development, and booting stages. By promoting early flowering and maturity, phosphorus aids in the maintenance of the root growth process as well as disease resistance and drought tolerance. Potassium is essential for plant metabolism as well as stress tolerance [5,6]. Magnesium and molybdenum are required for enzyme phosphate transfer and nitrate-to-nitrite reduction. Cu and Fe are important photosynthesis components. Boron aids in flower formation, pollen germination, and the development of new plant cells. Rice diseases are controlled by Mn and Cl, and the latter intensifies disease resistance. S is in charge of amino acid and lipid synthesis, whereas Ca is in charge of cell division in plants [7,8]. The task of determining the amount of nutrients lacking in soil is known as plant nutrient deficiency identification. The detection of nutrient deficiencies in crops is essential so that future courses of action can be taken to boost the yield as well as to maintain the growth in crops. This has a series of economic and environmental impacts, such as preventing damage and yield loss, less financial loss, reduced food, etc. Agricultural experts struggle to diagnose the nutrient deficiencies because agricultural production sites are dispersed and many nutrient deficiencies are spread across a large region [9,10].
Figure 1. Country-wise (top ten) consumption of rice.
These deficiencies are often visible to the human eye only when the plant has already been damaged. Hence, technological advancement is vital to assist farmers and experts in identifying these deficiencies at an early stage. Significant innovative progress has been made to solve this problem. The traditional way of identifying a nutrient deficiency in plants involves the use of chemicals and mashing the plants. However, this task requires a lot of effort from agricultural experts and use of machineries. To overcome these limitations, non-invasive techniques, such as sensors, image processing, spectral imaging, and computer vision, have been developed to manage and understand the deficiencies in plants [11,12]. Several techniques have been used to acquire images of nutrient deficiencies in plants from digital cameras, satellites, and unmanned aerial vehicles (UAV). Satellites do not provide supportive information for individual plant analysis and are costly. The UAVs’ dependency on weather, requirement of specific flight directions, and crashes lead to degraded UAV images. Internet of Things (IoT)-based systems work well in monitoring soil temperature, moisture level, and nutrient contents of plants. Image processing techniques involving image acquisition, preprocessing, segmentation, feature extraction, and classification have also been applied effectively for the same cause. Optical sensors and spectral imaging require an expensive experimental setup, which is non-feasible to farmers [13,14,15]. In the past few years, techniques such as computer vision, image processing, and machine learning have been found to be popular in detecting and monitoring plants’ nutrient deficiencies. The classification algorithms such as K-Nearest Neighbor (KNN), Multilayer Perceptron Neural Network, regression, Naïve Bayes, Radial Basis Function, Random Forests, Self-Organizing Maps, fuzzy c-means, and Support Vector Machine (SVM) have gained exceptional attention in smart agriculture. Some of the studies have used feature selection and reduction techniques in combination with classical machine learning techniques to reduce the computational complexity, which is highly required if the predictive model is used in an embedded system. Nevertheless, the performance of the deficiency diagnosis system is more important than the speed with which the results are obtained. At the same time, the enormous popularity of smart phone technology has opened the door of opportunity to common farmers to have access to high computing resources. To address the issue of resource constraint, the study proposes a framework of hosting high-end systems in the cloud where processing can be done and the farmer can interact with the system hosted in the cloud. Figure 2 gives a cloud-based nutrient deficiency diagnosis framework that can be deployed for the benefit of farmers.
Figure 2. Cloud-based nutrient deficiency diagnosis framework in agriculture.
With the availability of high computational power, it is feasible to enhance the performance of a predictive model by use of advanced Deep Learning (DL) techniques. A few of the studies have reported using CNN, CNN-based DL techniques, and transfer learning (TL) techniques for a deficiency diagnosis in various crops. However, ensemble of TL architectures in this domain is yet to be explored. The ensemble TL model can play a significant role in improving the performance of nutritional deficiency identification. This motivated us to apply an ensemble averaging technique on various TL models viz. InceptionResNetV2, Xception, DenseNet201, and VGG19. All possible combinations of binary, ternary, and quaternary ensemble classifiers are designed from these base TL models, and the experiment is carried out on two publicly available rice deficiency image datasets.
The rest of the paper is organized as follows. Section 2 provides an overview of the related work. The dataset and proposed methodology are described in Section 3. Section 4 and Section 5 contain the findings and discussions. Section 6 concludes with a discussion of future perspectives.

3. Materials and Method

This paper proposes an ensemble of six TL models for diagnosing deficiencies in rice plants. Two publicly available datasets were used to carry out the experiment. The following section explains the experimental setup in detail.

3.1. Dataset Details

This study worked on two rice deficiency datasets available in Kaggle and Mendeley. The Kaggle rice NPK deficiency dataset has three types of deficiencies: N, P, and K, each with 440, 333, and 383 images, respectively [36]. The images in each of the three classes are of varying sizes. The Mendeley rice N deficiency dataset, having a resolution of 100×100 pixels, takes into account four swaps ranging from minor to severe deficiency [37]. This dataset already has 400 test images (100 for each swap) and 5390 training images (1407, 1203, 1400, and 1380 images for each swap). Figure 4 depicts the class distribution of rice deficiency in both datasets.
Figure 4. Class distribution of rice deficiency in the Kaggle dataset and Mendeley dataset.

3.2. Data Augmentation

The rice deficiency datasets were worked with augmentation techniques using Python’s ImageDataGenerator module [38]. The resolution of all images in the Kaggle rice NPK deficiency dataset was scaled to 300 × 300 pixels. Augmentation techniques, such as horizontal flip, rotation without automatic cropping, skew, and a zooming effect, were applied to images from each class in the datasets. Table 2 shows the augmentation parameters. The expanded Mendeley dataset and the Kaggle dataset each have 5790 and 3356 number of images, respectively. These expanded datasets were divided into three sets for assessing the performance of the rice deficiency diagnosis system: training, testing, and validation. Table 3 contains a summary of the datasets’ details.
Table 2. Parameters of the augmentation techniques applied in the current study.
Table 3. Details of the rice deficiency datasets used in the current study.

3.3. Proposed Rice Deficiency Identification System

This study presents an ensemble of TL models for diagnosing a deficiency in rice plants as shown in Figure 5. The rice deficiency datasets from Mendeley and Kaggle were gathered and augmented using techniques discussed in the previous section. The extended Mendeley and Kaggle datasets were divided into three sets: training, testing, and validation. Then, six TL models were trained individually on these datasets. The Adam optimizer and categorical cross-entropy loss function were utilized to precisely train the networks. Out of them, the best performing four TL models were ensembled to generate 11 ensemble classifiers. All the classifiers were assessed using performance measures such as a confusion matrix, precision, recall, F1-score, and accuracy to choose the optimal model for a rice deficiency diagnosis [39,40,41].
Figure 5. The proposed rice deficiency identification system.

3.3.1. Transfer Learning Models

Transfer learning architectures are being used in the agricultural domain to assist farmers with innovative solutions. In this work, various TL models viz. InceptionResNetV2, InceptionV3, ResNet152V2, VGG19, DenseNet201 and Xception were fine-tuned with rice nutrition deficiency datasets [42,43,44,45,46,47]. The classification layer of each CNN pre-trained model was replaced with a pooling layer, a dense layer, and a softmax layer with the number of classes, which are 3 for the Kaggle dataset and 4 for the Mendeley dataset in this study. Training the models involved 50 epochs, and an early stopping technique was used to obtain the best weights. A dropout value of 0.5 was used to handle over-fitting. All models were tested and validated using an Adam optimizer, categorical cross-entropy, and batch size of 32. The total parameters used for each of the TL architectures are shown in Table 4.
Table 4. TL architectures applied in the study.

3.3.2. Ensemble TL Models

The approach of ensemble averaging combines the estimated probability of several base models [48]. Ensemble learning seeks to integrate several algorithms and merge the outcomes with various voting processes in order to outperform any one algorithm [49,50]. The base models used in this study are InceptionResNetV2, Xception, DenseNet201, and VGG19. These four baseline learners are used to form binary, ternary, or quaternary ensemble classifiers. Each of the 11 ensemble classifiers averages the prediction probability produced from the two datasets. The ensemble averaging approach utilized in this investigation is visualized through Figure 6 and Algorithm 1.
Algorithm 1: Ensemble averaging
Input:Test_set S: Models Mk (k = 1 to n) where k is the number of models
Output: Ix
Ensemble_model E = [M1,M2,…Mk]
For i = 1 to k do
Predict, P = generate(S)
A = add (P, along y axis)
Ix = index_max (A, along x axis)
Confusion_matrix (Ix, S)
Classification_matrices (Ix, S)
End
Figure 6. Ensemble averaging technique used in this study.

4. Results

The training and the validation of various learning models were carried out using GPU available in the Google Colab platform. Table 5 depicts the performance metrics of transfer learning models and the proposed ensemble models considered in this study.
Table 5. Performance metrics for transfer learning models and the proposed ensemble models used in this work.

4.1. Results of Transfer Learning Models

The nutrient deficient images from both the datasets were worked out with six TL models, i.e., InceptionResNetV2, InceptionV3, ResNet152V2, VGG 19, DenseNet201, and Xception. The accuracy scores of all these models for the datasets were in the range of (51.17–87.17%) and (86.67–99.16%) for Kaggle and Mendeley, respectively. The performance of InceptionResNetV2 and Xceptionwere the highest as compared to other TL models in the Kaggle rice NPK deficiency dataset and Mendeley rice N deficiency dataset, respectively. The variation of validation accuracy across the epochs is shown in Figure 7.
Figure 7. Validation accuracy versus number of epochs.
Figure 8 presents the confusion matrices of the TL models for both the datasets, which shows both the classification and misclassification information. Using the confusion matrices, it has been noticed that in the Kaggle rice NPK deficiency dataset, K deficiency and N deficiency showed the least and highest diagnostic accuracies, respectively. P and K deficiencies were misclassified in most of the cases by DenseNet201 and Xception. Out of the four swap categories of the Mendeley rice N deficiency dataset, swap1 tended to be misdiagnosed as the other three swaps (swap1, swap2, and swap3); hence, it showed the lowest diagnostic accuracy. Swap2 was correctly classified by all the TL models. Although swap4 was accurately classified by InceptionResNetV2, Xception, and DenseNet201, in some cases, it was misclassified by VGG19, InceptionV3, and ResNet152V2.
Figure 8. Confusion matrices of TL models for both datasets.

4.2. Results of Ensemble TL Models

As shown in Table 5, the classification accuracies of binary and ternary ensemble TL classifiers for the Kaggle rice NPK deficiency dataset varied in the range of 82.67–92% and 87–92%, respectively, where EM3.0 and EM2.4 outperformed the rest with an accuracy of 92%. EM3.2 underperformed all other ternary ensemble TL models with an accuracy of 87%. The quaternary ensemble model showed an accuracy of 90.33%. It is noticed that in the Kaggle rice NPK deficiency dataset, the N deficiency and K deficiency showed the highest and lowest diagnostic accuracies, respectively, whereas, in the Mendeley N deficiency dataset, swap3 was classified with a precision of 100%. The confusion matrices of the first eight best ensemble classifiers for the Kaggle rice NPK deficiency dataset is shown in Figure 9. Confusion matrices of the ensemble classifiers having an accuracy between 97.5% and 99.17% for the Mendeley rice N deficiency dataset is shown in Figure 10. The classification accuracies for the Mendeley rice N deficiency dataset of binary ensemble TL classifiers EM2.1 and EM2.2 were 97.5% and 99.17%, respectively. The ternary ensemble TL classifier EM3.0 had a classification accuracy of 99.17%. With an accuracy of 100%, all the remaining ensemble TL classifiers outperformed EM2.1, EM2.2, and EM3.0 in the case of the Mendeley dataset.
Figure 9. Confusion matrices of the first eight best ensemble classifiers for the Kaggle rice NPK deficiency dataset.
Figure 10. Confusion matrices of the ensemble classifiers for the Mendeley rice N deficiency dataset.

5. Discussion

This study resolved the issue of resource constraint of an embedded system by proposing a cloud-based framework, where high-end systems responsible for processing will be hosted in the cloud, and a user with internet connectivity can interact with the system. To explore the performance of various TL models, six of them viz. InceptionResNetV2, InceptionV3, ResNet152V2, VGG 19, DenseNet201, and Xception were used for this experiment. Further, model averaging-based ensembling of these TL models were done to generate a range of ensemble classifiers. However, InceptionV3 and ResNet152V2 were removed from the TL model ensembling process because the hybrid of these two models (InceptionResNetV2) performed better than both, as shown in Table 5.
With the increase in the degree of ensemble classifiers, the accuracy was becoming improved as observed from the experiment. In the case of the Kaggle dataset, individual TL, binary, ternary, and quaternary ensemble classifiers hadaverage accuracies of 77.56%, 87.56%, 90%, and 90.33%, respectively, as shown in Figure 11. In the case of the Mendeley dataset, individual TL, binary, ternary, and quaternary ensemble classifiers had average accuracies of 94.39%, 99.45%, 99.79%, and 100%, respectively. The quaternary ensemble model EM4 performed 100% accurately in the Mendeley dataset and also performed well in the Kaggle dataset. Figure 12 shows the plot for the accuracy of various individual TL and ensemble TL classifiers. The mean F1-scores of the ensemble averaging models for the Mendeley and Kaggle rice disease datasets are visualized in Figure 13. In the Kaggle dataset, all ensemble models showed an F1-score approximately equal to 1. Except for EM2.1, EM2.2, and EM3.0, all ensemble models achieved an exact F1-score of 1 for the Mendeley dataset. Figure 12 shows that the average classification accuracy of the ensemble TL models for the entire experiment was in the range of 77.56–100%, whereas individual TL models showed an accuracy of68.50–92.91%, which confirms the superiority of the proposed approach.
Figure 11. Range of accuracies of various classification models for (a) Kaggle and (b) Mendeley.
Figure 12. Average accuracy of various classifiers.
Figure 13. F1-scores of various models for both datasets taken together.
This research has certain limitations that must be noted. Firstly, no conventional ML classifier is employed in this study, as most of the literature cited the superiority of DL techniques over traditional ML techniques. However, the performance of hybrid machine learning techniques over the present datasets is a matter to explore. Secondly, as the study is focused on DL techniques, pre-processing of the image dataset was ignored, which is an important step while working with ML techniques. Thirdly, only three mineral deficiencies were considered in this experiment. However, for the system to be suitable for real-world applications, all types of deficiencies must be taken into consideration. In addition, this study considered only six major TL models and performed their ensembling. Despite the fact that these TL models effectively satisfied our objective of the experiment, the rest of the TL models can also be incorporated in future studies.

6. Conclusions

The current study is based on an ensemble learning framework that employs transfer learning architectures to diagnose rice plant deficiencies. Six TL architectures viz. Xception, DenseNet201, InceptionResNetV2, InceptionV3, ResNet50V2, and VGG19 were employed to perform this task. The highest performance was achieved with InceptionResNetV2 (90%) and Xception (95.83%) in the Kaggle and Mendeley datasets, respectively. In addition, 11 ensemble averaging models were generated using Xception, DenseNet201, InceptionResNetV2, and VGG19. The ensembled models showed a significant improvement in performance as compared to individual TL models. After applying the ensemble approach to the Kaggle and Mendeley datasets, the average accuracy of the TL models increased from 77.55% to 88.69% and 94.72% to 99.62%, respectively. An accurate determination of nutritional deficiencies in an appropriate time may help farmers to take a future course of action. As a result, severe damage of crops and loss in yield can be avoided. Future works may focus on further improvement of the proposed system, keeping in mind the limitations highlighted. Moreover, researchers are expected to investigate the further extension of state-of-the-art research, from designing a deficiency diagnosis tool to a complete and efficient support system for farmers.

Author Contributions

Conceptualization, R.K.S. and C.J.K.; Investigation, K.N., C.J.K. and A.C.; Methodology, M.S.; Project administration, C.J.K.; Resources, R.K.S.; Visualization, M.S.; Writing—original draft, M.S.; Writing—review & editing, K.N. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Conflicts of Interest

The authors declare no conflict of interest.

Abbreviations

DLdeep learning
CNNconvolutional neural network
TLtransfer learning
MLmachine learning
UAVunmanned aerial vehicle
IoTinternet of things
ANNartificial neural network
SVMsupport vector machine
KNNk-nearest neighbor
RANrecurrent attention neural network
DRCNNdeep residual convolutional neural networks

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