Vegetation–Atmosphere Water Deficit as the Primary Control on Alpine Steppe and Forest Coverage: An Empirical Assessment from the Altay Mountains, Northwestern China
Simple Summary
Abstract
1. Introduction
2. Data and Methods
2.1. Study Area Description
2.2. Data Sources
2.3. Definition of Extreme Weather Events
2.3.1. Extreme Temperature Indicators
2.3.2. Extreme Precipitation Indicators
2.3.3. Drought Indicators
- (1)
- The Standardized Precipitation–Evapotranspiration Index (SPEI) is a multi-timescale drought indicator used to evaluate drought severity on the basis of climatic water balance [52]. It is calculated from the difference between precipitation (P) and potential evapotranspiration (PET), which represents atmospheric water demand through evaporation and plant transpiration. In essence, SPEI standardizes the anomaly of the climatic water balance, expressed as precipitation minus potential evapotranspiration, relative to the long-term mean condition. Because the standardized values have a mean of zero and a variance of one, SPEI enables drought conditions to be compared across different regions and time scales [52].
- (2)
- The Temperature Vegetation Dryness Index (TVDI) is a commonly used remote-sensing index for estimating surface soil moisture conditions and detecting agricultural drought [53]. This index is mainly derived from the relationship between land surface temperature (LST) and vegetation indices such as the Normalized Difference Vegetation Index (NDVI). Conceptually, TVDI reflects whether a vegetated surface is warmer than expected under a given vegetation condition. When plants experience water stress, transpiration is reduced, leading to higher canopy or surface temperatures. TVDI captures this thermal response and uses it to indicate the degree of surface dryness [53].
2.4. Statistical Methods
2.4.1. Climate Tendency Method
2.4.2. Correlation Analysis
2.4.3. Pixel-Based Correlation and Directional Interaction Classification
2.4.4. Directional Interaction Classification
3. Results
3.1. Impact of Temperature on Vegetation Coverage
3.1.1. Correlation Between Annual Mean Temperature and Vegetation Coverage
3.1.2. Response of Vegetation Coverage to Temperature Changes
3.2. Impact of Precipitation on Vegetation Coverage
3.2.1. Areal Proportions of Correlation Coefficients
3.2.2. Areal Proportions of Coordinated and Non-Coordinated Changes
3.3. Impact of Drought on Vegetation Coverage
3.3.1. Areal Proportions of Correlation Coefficients with SPEI and TVDI
3.3.2. Areal Proportions of Coordinated and Non-Coordinated Changes with SPEI and TVDI
3.4. Impact of Extreme Climate Change on Vegetation Coverage
3.4.1. Areal Proportions of Correlation Coefficients Between Vegetation Coverage and Extreme Climate Indices
3.4.2. Areal Proportions of Coordinated and Non-Coordinated Changes Between Vegetation Coverage and Extreme Climate Indices
4. Discussion
4.1. Water Availability as the Primary Limiting Factor
4.2. The Dual Role of Temperature: Cold Limitation at High Elevations vs. Heat Stress in Low Belts
4.3. Divergent Responses to Meteorological Drought (SPEI) and Surface Dryness (TVDI)
4.4. Extreme Climate Indices: Asymmetric Effects on Vegetation
4.5. Limitations and Future Directions
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Types | Abbreviation | Extreme Climate Index | Unit | Definition |
|---|---|---|---|---|
| Relative index | TX90 | Number of warm days | d | The number of days in a year when the daily maximum temperature is greater than the 90th percentile value of the reference period. |
| Absolute index | SU25 | Summer days | d | The number of days during the year when the maximum daily temperature is greater than 25 °C |
| External index | TNx | Daily minimum temperature | °C | The maximum value of the daily minimum temperature of each month |
| Other index | WSDI | Consecutive warm days | d | The number of days with a daily maximum temperature greater than the 90th percentile value for 1961–2024, and for more than 6 consecutive days |
| GSL | Biological growing season | d | The annual number of days between the first occurrence of at least six consecutive days with a daily mean temperature greater than 5 °C and the first occurrence after 1 July of at least six consecutive days with a daily mean temperature lower than 5 °C. | |
| R95p | Heavy precipitation | mm | The daily precipitation is greater than the total precipitation of the 95th percentile in the base period | |
| SDII | Precipitation intensity | mm/d | The ratio of total precipitation with daily precipitation ≥1.0 mm to the number of precipitation days | |
| R10 mm | Number of moderate rain days | d | The number of days with daily precipitation ≥10 mm |
| Range of Correlation Coefficients | ||||||||
|---|---|---|---|---|---|---|---|---|
| <−0.6 | −0.6~−0.4 | −0.4~−0.2 | −0.2~0 | 0~0.2 | 0.2~0.4 | 0.4~0.6 | >0.6 | |
| Area proportion (%) | 0.46 | 4.69 | 19.56 | 32.90 | 28.92 | 11.64 | 1.70 | 0.13 |
| Interaction Type | Response Category | Area Proportion (%) |
|---|---|---|
| Warming with coverage increase | Coordinated change | 13.08 |
| Warming with coverage decrease | Non-coordinated change | 36.32 |
| Cooling with coverage increase | Non-coordinated change | 22.36 |
| Cooling with coverage decrease | Coordinated change | 28.24 |
| Total coordinated change | — | 41.32 |
| Total non-coordinated change | — | 58.68 |
| Range of Correlation Coefficients | ||||||||
|---|---|---|---|---|---|---|---|---|
| <−0.6 | −0.6~−0.4 | −0.4~−0.2 | −0.2~0 | 0~0.2 | 0.2~0.4 | 0.4~0.6 | >0.6 | |
| Area proportion (%) | 0.11 | 0.88 | 3.85 | 10.32 | 22.72 | 35.32 | 22.90 | 3.90 |
| Drought Indicators | Range of Correlation Coefficients | |||||||
|---|---|---|---|---|---|---|---|---|
| <−0.6 | −0.6~−0.4 | −0.4~−0.2 | −0.2~0 | 0~0.2 | 0.2~0.4 | 0.4~0.6 | >0.6 | |
| SPEI | 0.05 | 0.60 | 2.55 | 7.10 | 15.34 | 28.72 | 34.04 | 11.61 |
| TVDI | 0.56 | 5.80 | 18.96 | 28.93 | 25.83 | 14.73 | 4.57 | 0.62 |
| Drought Indicators | Vegetation Coverage Increase as Humidity Increase | Vegetation Coverage Decrease as Humidity Decrease | Vegetation Coverage Increase as Humidity Decrease | Vegetation Coverage Decrease as Humidity Increase |
|---|---|---|---|---|
| SPEI (%) | 35.44 | 54.27 | 0.00 | 10.29 |
| TVDI (%) | 21.88 | 33.82 | 13.56 | 30.74 |
| Extreme Weather Indicators | Range of Correlation Coefficients | |||||||
|---|---|---|---|---|---|---|---|---|
| <−0.6 | −0.6~−0.4 | −0.4~−0.2 | −0.2~0 | 0~0.2 | 0.2~0.4 | 0.4~0.6 | >0.6 | |
| GSL | 1.66 | 11.83 | 29.61 | 31.90 | 17.85 | 6.03 | 1.08 | 0.04 |
| WSDI | 0.31 | 6.42 | 22.92 | 34.64 | 26.80 | 7.97 | 0.88 | 0.05 |
| TX90 | 0.45 | 9.33 | 30.42 | 37.88 | 17.69 | 3.70 | 0.52 | 0.01 |
| TNx | 0.08 | 1.64 | 8.92 | 35.42 | 36.45 | 14.20 | 3.04 | 0.26 |
| SU25 | 0.16 | 3.31 | 16.02 | 29.34 | 30.02 | 16.22 | 4.37 | 0.57 |
| SDII | 0.02 | 0.43 | 4.13 | 20.43 | 37.99 | 28.81 | 8.03 | 0.16 |
| R95p | 0.06 | 0.90 | 6.42 | 24.77 | 38.64 | 24.82 | 4.22 | 0.17 |
| R10 | 0.03 | 0.61 | 3.61 | 12.81 | 32.62 | 37.49 | 11.98 | 0.86 |
| Extreme Weather Indicators | Vegetation Coverage Increase as Indicator Increase | Vegetation Coverage Decrease as Indicator Decrease | Vegetation Coverage Increase as Indicator Decrease | Vegetation Coverage Decrease as Indicator Increase |
|---|---|---|---|---|
| GSL | 10.26 | 14.75 | 25.18 | 49.81 |
| WSDI | 8.57 | 27.13 | 26.87 | 37.42 |
| TX90 | 7.93 | 13.99 | 27.51 | 50.57 |
| TNx | 16.96 | 36.98 | 18.48 | 27.58 |
| SU25 | 16.81 | 34.37 | 18.63 | 30.19 |
| SDII | 28.24 | 46.74 | 7.20 | 17.82 |
| R95p | 28.12 | 39.72 | 7.32 | 24.84 |
| R10 | 32.15 | 50.80 | 3.30 | 13.76 |
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Xu, Q.; Xu, Y.; Cui, D.; Lin, T.; Miao, Z.; Gong, Y.; Aili, A.; Bakayisire, F. Vegetation–Atmosphere Water Deficit as the Primary Control on Alpine Steppe and Forest Coverage: An Empirical Assessment from the Altay Mountains, Northwestern China. Biology 2026, 15, 879. https://doi.org/10.3390/biology15110879
Xu Q, Xu Y, Cui D, Lin T, Miao Z, Gong Y, Aili A, Bakayisire F. Vegetation–Atmosphere Water Deficit as the Primary Control on Alpine Steppe and Forest Coverage: An Empirical Assessment from the Altay Mountains, Northwestern China. Biology. 2026; 15(11):879. https://doi.org/10.3390/biology15110879
Chicago/Turabian StyleXu, Qiao, Yan Xu, Dong Cui, Tao Lin, Zhiguo Miao, Yincheng Gong, Aishajiang Aili, and Fabiola Bakayisire. 2026. "Vegetation–Atmosphere Water Deficit as the Primary Control on Alpine Steppe and Forest Coverage: An Empirical Assessment from the Altay Mountains, Northwestern China" Biology 15, no. 11: 879. https://doi.org/10.3390/biology15110879
APA StyleXu, Q., Xu, Y., Cui, D., Lin, T., Miao, Z., Gong, Y., Aili, A., & Bakayisire, F. (2026). Vegetation–Atmosphere Water Deficit as the Primary Control on Alpine Steppe and Forest Coverage: An Empirical Assessment from the Altay Mountains, Northwestern China. Biology, 15(11), 879. https://doi.org/10.3390/biology15110879

