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Brain Sciences
  • Review
  • Open Access

20 December 2017

Advances in Brain Tumor Surgery for Glioblastoma in Adults

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1
Department of Neurosurgery, Mayo Clinic Florida, 4500 San Pablo Road, Jacksonville, FL 32224, USA
2
Department of Medicine, National Autonomous University of Mexico (UNAM), Av. Universidad, Coyoacan, Mexico City 04510, Mexico
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Mayo Clinic College of Medicine, Mayo Clinic Graduate School, Rochester, MN 55905, USA
4
Department of Psychology, The University of Texas at Austin, 108 E Dean Keeton St, Austin, TX 78712, USA
This article belongs to the Special Issue Advances in Adult and Pediatric Brain Tumor Management

Abstract

Glioblastoma (GBM) is the most common primary intracranial neoplasia, and is characterized by its extremely poor prognosis. Despite maximum surgery, chemotherapy, and radiation, the histological heterogeneity of GBM makes total eradication impossible, due to residual cancer cells invading the parenchyma, which is not otherwise seen in radiographic images. Even with gross total resection, the heterogeneity and the dormant nature of brain tumor initiating cells allow for therapeutic evasion, contributing to its recurrence and malignant progression, and severely impacting survival. Visual delimitation of the tumor’s margins with common surgical techniques is a challenge faced by many surgeons. In an attempt to achieve optimal safe resection, advances in approaches allowing intraoperative analysis of cancer and non-cancer tissue have been developed and applied in humans resulting in improved outcomes. In addition, functional paradigms based on stimulation techniques to map the brain’s electrical activity have optimized glioma resection in eloquent areas such as the Broca’s, Wernike’s and perirolandic areas. In this review, we will elaborate on the current standard therapy for newly diagnosed and recurrent glioblastoma with a focus on surgical approaches. We will describe current technologies used for glioma resection, such as awake craniotomy, fluorescence guided surgery, laser interstitial thermal therapy and intraoperative mass spectrometry. Additionally, we will describe a newly developed tool that has shown promising results in preclinical experiments for brain cancer: optical coherence tomography.

1. Introduction

Glioblastoma (GBM), a grade IV glioma, according to World Health Organization (WHO) classification, is the most lethal primary glioma in adults. Several studies have shown that patients with GBM have poor survival [1,2,3]. GBM has a prevalence of 26,000 cases, with a mortality rate of 15,000 cases yearly in the US, and an incidence of two to three per 100,000 adults per year. GBM accounts for 52% of all primary brain tumors in the US, as stated by the National Cancer Institute [4]. Standard therapy, including surgery along with chemotherapy and radiation, has insignificantly improved GBM patient’s survival. Newly diagnosed GBM patients with favorable Karnofsky performance scale (>70%) (KPS) and who undergo the standard of care including surgical resection, chemotherapy and radiation, have a survival mean of approximately 15 months, with only 10% of patients living more than 5 years [5]. Furthermore, the mean survival for those patients who undergo surgical resection alone is significantly longer than those who have only undergone biopsy, 7 versus 3.5 months, respectively [6]. Hence, the main prognostic factor for these patients’ survival with GBM is the extent of resection of the tumor [3,7,8,9]. Furthermore, the infiltrative capacity of GBM cells makes complete eradication of cancer cells impossible to achieve. Due to the pattern of glioma cell infiltration, their migratory capacity allows them to collect below the pial margins, surround the vasculature, and migrate through white matter tracts. Their diffusive nature over long distances allows for a more aggressive disease, making recurrence 100% [10]. Among the histological characteristics that contribute to GBM propagation are the high proliferative rate, necrosis, angiogenesis, and the existence of a specific subgroup of cells named Brain Tumor Initiating Cells (BTIC), which have the ability to survive even the most eradicative treatments [11]. BTICs have been associated to tumor development, and are responsible for tumor recurrence secondary to their self-renewing ability. Their migratory capacity allow them to cross the corpus callosum where they could be found at least 3 cm away from their primary site [12]. In addition, they can maintain an undifferentiated state due to the expression of several transcription factors (e.g., Oct4, Sox1, Wnt/β catenin, SOX2 and STAT3) commonly present in normal somatic or embryonic cells, which are fundamental for cellular stemness [13,14]. Genetic mutations in tumor suppressor genes such as TP53, Rb, and deletion of chromosome 1p19q are contributors for tumor resistance [15]. The genetic signature exhibited by each tumor, allowed its classification into neural, proneural, mesenchymal and classical molecular subtypes. The neural subtype commonly expresses markers such as NEFL, GABRA1, SYT1 and SLC12A5. The proneural subtype is associated with PDGFRA abnormalities and IDH1 and TP53 mutations. The classical subtype is related with EGFR mutations; while high expression of CHI3L1 and mutations in MET and NF1 genes are common findings in the mesenchymal class. Interestingly, patients with classical and mesenchymal subtypes exhibit better therapy response to chemo- and radiotherapy or repeated cycles of chemotherapy than those with the proneural genotype [16,17]. Furthermore, earlier studies suggested a shift in the molecular subtype of the primary mass after recurrence, most likely towards a mesenchymal subtype [18]. However, a mutual agreement among researchers has not been reached.
Among many therapeutic strategies against GBM, surgical excision and extent of resection are essential components for determining both tumor diagnosis and patient prognosis, all of which depend on the surgeon’s capability to discriminate between cancer and non-cancer tissues. Therefore, techniques that facilitate a well-demarcated differentiation between normal versus cancer-invaded parenchyma are essential in order to achieve a maximal surgical excision.
In this review, we will briefly describe the current standard of care for newly diagnosed GBM, as well as strategies for recurrent GBM. We will also describe several techniques that have improved glioma surgery through a physiological delineation enhancement of the tumor (cortical mapping for awake craniotomies), through tumor anatomy delineation (fluorescence-guided surgery and laser interstitial thermal therapy) or through metabolite depiction of the samples (intraoperative mass spectrometry). The ability to diagnose tumors intraoperatively has considerably advanced the field of brain tumor surgery; the review will specifically take account of widely used practical technologies that have enabled reliability in identifying lesions at the tumor-brain interface such as (i) Confocal Intraoperative Microscopy, which can facilitate spatial selection of highly heterogeneous tissue for molecular and tissue diagnosis; (ii) Fluorescence Guided Surgery, which allows the selective uptake of a compound by tumor cells mitigating the difficulties associated with a brain tumors infiltrative nature; (iii) Laser Interstitial Therapy, which allows the treatment of tumor in patients who do not respond to stereotactic radiosurgery or have radiation-treatment associated necrosis; and (iv) Intraoperative Mass Spectrometry, which provides another avenue of extent of tumor resection and immediate feedback, since biopsies are often the only source of intraoperative diagnostic information leaving much predictive, prognostic, and diagnostic information undiscovered. Finally, we will discuss optical coherence tomography, an evolving technology in preclinical stages, which has shown promising results for intraoperative identification of cancer samples that will enhance tumor resection.
Although many more techniques exist within the realm of intraoperative therapy, such as Intraoperative Focused Ultrasound and Computed Tomography, these techniques require a more comprehensive review considering the limitations of the technique in identifying the entirety of glioma in the absence of a suitable adjuvant. Furthermore, contrast-enhanced areas in such highly invasive disease pathology is limited to cases in specific areas. Such drawbacks are corrected by photodynamic diagnostics such as 5-ALA and others, which will be carefully reviewed in this paper.

2. Newly Diagnosed and Recurrent GBM: Treatment & Management

De novo GBMs occur in 60% of lesions, whereas secondary GBMs (a progression from low-grade to high-grade lesions) occur in 40% [19,20]. Several factors are attributed to GBM prognosis, depending on clinical and biological patient parameters (e.g., age and KPS), or based on the characteristics of the tumor (e.g., Ki67-mitotic index, necrosis, vascular proliferation, location-proximity to eloquent areas or the sub ventricular zone, and genetic alterations, such as IDH mutation and MGMT methylation) [19]. The current standard therapy for newly diagnosed GBM consists of maximal tumor resection plus daily administration of temozolamide (TMZ) at a dose of 75 mg/m2 and 60 Gy of radiotherapy (2 Gy daily) for 4–6 weeks, followed by a TMZ maintenance dose of 150–200 mg/m2 for five days every 28 days for six cycles [5]. This treatment paradigm has improved the median survival from 12.1 months to 14.6 months [15]. Still, at least 50% of GBM patients are resistant to TMZ treatment due to either an overexpression of methylguanin-DNA-methyltransferase (MGMT), which is responsible for initiating DNA repair against alkylating chemotherapeutic agents such as TMZ, or a methylation of the promoter site stifling protein expression [21]. Interestingly, an extended administration of the TMZ scheme for 12 cycles has led to an improvement in progression-free survival (PFS) from 12.8 to 16.8 months [22]. However, despite multimodal approaches, the recurrence rate in GBM is almost 100% [23].
GBM tends to infiltrate normal parenchyma through diverse growth patterns and, although less common, it may spread in the ventricles, neither of which emit any growth signals [24]. Due to this infiltrative nature, the remaining cancer cells in the post-surgical cavity can form a new mass within 2–3 cm from the border of the original lesion [24]. Additionally, the resilient nature of these cells to previous treatments displays a worse panorama, exhibiting a survival period between 3 to 9 months (progression-free survival (PFS) of 6 months in 25% of the cases) and a treatment-response rate of only 5 to 10% [25].
Currently, there are no universal treatments for patients with recurrent GBM. Strategies for facing this situation vary among venues, where present options include repeated resections with probed prolonged survival, as demonstrated in patients subjected to a second, third, or fourth intervention, who show an improved survival of 15.4, 22.4, and 26.6 months, respectively [26], as well as systemic application of a second or third line of cytotoxic treatments (TMZ or bevacizumab (BVZ) respectively), modified irradiation schemes, radiosurgery, and more recently, tumor treatment fields [27,28]. The first-line pharmacological option is BVZ, a monoclonal antibody against vascular endothelial growth factor (VEGF) FDA approved [29], that has shown benefits in combination with cytotoxic agents such as irinotecan, as demonstrated in clinical trials developed by Vredenburgh et al., 2007 and Firedman et al., 2009 [30,31]. Another current strategy for recurrent GBM is the local intraoperative chemotherapeutic agent carmustine (BCNU) [32,33,34,35,36]. Despite its local application directly into the tumor bed and some improved survival results, BCNU has been shown in some studies to have a 43% complication rate, in addition to the high cost of the treatment ($7800, in addition to $20,000 for surgery and radiation), as reported in some studies [18].
Additional agents used against GBM include other nitrosoureas such as fotemustine, which can be administered as a single agent or in combination with PCV (P: procarbazine, C: lomustine and V: vincristine). Carboplatin, etoposide and irinotecan are other regimens that have shown modest efficacy after single or combined administration [37]. Clinical trials with cediranib, gefitinib and erlotinib for recurrent GBM have not shown an improvement in prolonging survival so far [38,39,40].
Thus, chemotherapy, either for GBM of recent diagnosis or for a recurrent mass, is not a resolutive solution. GBM cells’ ability to escape to cytotoxic agents through different venues (overexpression of proteins related to cellular cycle and angiogenesis, as well as drug-excision pumps) prompt surgeons to eliminate as much cancer tissue as possible, without compromising patient stability, during surgery [41].
The TTF (Tumor Treating Fields) device is a novel concept for treating GBM. This technology is based on the delivery of low- to intermediate-frequency electrical fields that selectively kill proliferating cells when placed on the scalp [42]. The effect is mediated through the disruption of mitotic spindle formation during mitosis. TTF prolonged the median PFS survival (3 months approximately) when used in combination with the adjuvant temozolamide [43].

3. Surgery for Glioblastoma: Advances and Challenges

Despite the available adjuvant options for GBM, survival rates have not dramatically changed, compared with other types of cancers, such as breast cancer, according to the Centers for Disease Control and Prevention, (CDC) [44].
Hence, surgery is an important modality for establishing diagnosis (through histopathological confirmation after tissue examination), and improving prognosis while maintaining patient pre-intervention functional activity, since the extent of resection is the main decisive factor for survival [1,45,46]. Indeed, surgery serves as a curative means for the disease, as evident through the treatment of low grade gliomas [47].
Gross total resection (GTR) of high grade gliomas (HGG) and low grade gliomas (LGG) increases the median survival rate by 200% and 160% respectively, when compared to survival rates for patients subjected to a subtotal resection (STR) [7,48]. In a retrospective systematic meta-analysis study performed on over 41,000 newly diagnosed GBM patients, it was found that GTR proved superior over STR with a 61% increase in likelihood of a one-year survival and a 51% likelihood of a 12-month progression free survival [49].
Although a complete eradication of HGG due to the microscopic infiltrative cells is an unachievable task, a 90% threshold of resection without compromising functional pathways remains as the realistic desired goal of every neurosurgeon. In fact, even STR of 70% has shown statistically significant improvement in overall survival and seizure control [7]. When maximal resection is not feasible, supramarginal resection (SMR) of the tumor is an option, which is defined as doing resection beyond tumor mass enhancement displayed by the imaging techniques (Figure 1).
Figure 1. Kaplan Meyer curves of extent of resection in high grade gliomas (HGG). (A) The median survival for patients with >70% tumor resection was 14.4 months compared with 10.5 months for patients with ≤70% resection (p = 0.0003); (B) The median percent free survival for patients with >70% tumor resection was 9.0 months compared with 7.1 months for patients with ≤70% resection (p = 0.01). (Reproduced from Chaichana et al. [7]).
Throughout the years, innovations in neurosurgical oncology have led to the possibility of obtaining a maximal cytoreduction while preserving functional pathways [50]. Radiographic analysis such as Intraoperative magnetic resonance imaging (iMRI) for defining the tumor’s location, edema, and involvement of eloquent areas are crucial tools to determine the appropriate surgical intervention in every patient. Furthermore, imaging has also a placed in determining the prognosis in patients such as cases with a butterfly glioblastoma (a tumor involving both hemispheres via invasion of the corpus callosum) [8], where poor prognosis is expected as demonstrated by Chaichana et al., who showed significant decreased overall survival of butterfly GBM of 7.0 months versus non-butterfly GBM of 11.6 months that were matched for age, KPS tumor size, extent of resection (EoR), and post-op adjuvant therapy [8].
Thus, iMRI has become an essential tool that involves the obtainment of real-time images of the patient’s brain during the surgical procedure, enabling the surgeons to evaluate if a complete resection was achieved or further resection is needed before closing the surgical field [9]. This tool also decreases the risk of damaging principal areas in the brain during surgery, allowing an extent of resection of 99.78% in gliomas adjacent to eloquent areas [51]. Despite the probed benefits exhibited by this tool, high cost (variable among institutions) and time consumption (30–40 min approximately) are strong disadvantages to consider [51,52].
Techniques such as cortical mapping of the brain, fluorescence-guided surgery, laser interstitial thermal therapy and intraoperative mass spectrometry are used nowadays in the operating room for tumor resection. In the near future, evolving technologies such as an optical coherence tomography will revolutionize the surgical field of central nervous system(CNS) gliomas, allowing real-time tumor delineation in a short period of time.

5. Optical Coherence Tomography (OCT): Future Strategy for Glioma Surgery

In neurosurgery, the need for a non-invasive approach that allows real-time identification of cancer and non-cancer tissue is still open. Intraoperative examination of resected cancer tissues without processing of the sample (fixation or freezing) is an advantage of optical coherence tomography. Strong evidence from preclinical experiments supports its applicability for brain cancer.
OCT is a non-invasive label-free technique based on the interaction of light emission and tissue that illustrates two- and three-dimensional acquisitions of images in a color-coded map [85]. With OCT, it is possible to capture higher-resolution images from deeper structures in tissues (up to 2 mm, approximately). It has been applied in a broad spectrum of pathologies in organs such as the brain, breast, and stomach [85] (Figure 4).
Figure 4. OCT for tumor tissue identification in ex vivo samples. (A) Sensitivity and specificity rates for cancer core and infiltrated zone in tissues obtained from a set of 16 samples; (B) OCT attenuation map results in cancer core and infiltrated zones, and its correlation with histology. Used with permission from Kut et al. [85].
For brain cancer specifically, in an ex vivo model, OCT provided high-quality two-dimensional imaging in non-cancer and cancer tissues, with an optical attenuation values of 9% vs. 33% in non-cancer and cancer samples, respectively [85]. Using a different set of glioma samples, the researchers found that OCT showed a specificity of 50–70% and a sensitivity of 40–100% when differentiating HGG and LGG, with a correlation between histopathology and the color-coding map among samples [85].
Besides illustrating tumor hypercellularity, OCT also identified necrotic areas shown as hypo intense signals in the map. Tumor angiogenesis, as well as brain blood flow [86] and blood brain barrier (BBB) responses across a variety of sites, can also be studied with OCT, as demonstrated in animal models of von Hippel-Lindau [87]. Further analysis of this technology is much needed in order to determine whether tumor visualization is enhanced when OCT is used in comparison to traditional methods.

6. Conclusions

Glioblastoma is a disease that cannot be treated by surgery alone. Despite its inevitable recurrence, tumor excision is still an essential part to extend patients’ survival. Technological advances that allow real-time and quantitative visualization of cancer-infiltration and non-cancer parenchyma have become essential for brain tumor surgery. The aforementioned surgical procedures have shown efficacy in achieving safe maximal resection while preserving the patient’s functionality, and facilitating decision-making in the operating room. Still, the remaining technological challenges call for scientific efforts towards a better understanding of brain tumor initiation and development, ultimately leading to a solution for treating this devastating disease.

Acknowledgments

M.L.-V. thanks CONACYT for the scholarship granted.

Author Contributions

M.L.-V., R.A.-K., S.J. and C.V.-R participated in drafting the article. D.M., G.R., D.T. and A.Q.-H. contributed to the article with important intellectual content. All authors gave final approval of the version to be submitted and any revised versions.

Conflicts of Interest

The authors declare no conflict of interest.

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