Comparative Effects of Breathing-Integrated Scapular Stabilization Versus Thoracic–Scapular Stabilization Exercises on Muscle Strength and Postural Alignment in Individuals with Shoulder Dysfunction: A Randomized Controlled Trial
Abstract
1. Introduction
2. Methods
2.1. Study Design
2.2. Study Sample Size
2.3. Outcome Measurements
2.3.1. Muscle Strength
2.3.2. Pectoralis Minor Length (PML)
2.3.3. Shoulder Sagittal Angle (SSA)
2.4. Intervention
2.4.1. Scapular Sstabilization Exercises
2.4.2. Breathing Exercises
2.4.3. Thoracic Stabilization Exercises
2.5. Data Analysis
3. Results
4. Discussion
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Levator scapular stretching | In the seated position, the shoulder on the side to be stretched was secured with a bandage and the arm gently lifted. The subject bent the head 45 degrees diagonally down to the opposite side, allowing the chin to touch the opposite clavicle, and placing the hand on the top of the head for stretching. |
| Upper trapezius stretching | In the seated position, the hand on the side to be stretched was seated under the buttocks, and the head was tilted 45 degrees to the same side, the hand placed on the top of the head to provide resistance. |
| Pectoralis minor stretching | The subject lay in a flat position, with the chest placed on the opposite hand, and the therapist stood at the head of the subject’s stretching side, with one hand placed beside the subject and the other hand grasping the subject’s wrist, raising the arm and turning it into external rotation, and then slowly stretching it downward. |
| Teres major stretching | The subject lay flat, and the therapist stood on the stretching side, so that the shoulder joint on was completely in external rotation; the therapist took the subject’s elbow joint in hand, while their other hand fixed the shoulder blade before beginning to stretch. |
| Push-up exercises | While standing, the subject pushed elevation while abducting the arms at an angle, careful not to shrug the shoulders during the process (SA strengthening). |
| Bilateral external rotation | While standing, the subject held an elastic band with both hands, stretching it with 90 degrees of elbow flexion, pressing the upper arms against both sides of the chest. |
| L-exercises | In a prone position, the subject kept their arms in an L shape to strengthen the middle trapezius muscle. |
| Y-exercises | In a prone position, the subject kept their arms in a Y shape to strengthen the lower trapezius muscle. |
| Wall-slide exercises | While standing, the subject bent the shoulder joint and elbow joint 90 degrees, so that the lower arm was close to a wall or smooth plane; without shrugging the shoulder, they slowly pushed up to strengthen the serratus anterior muscle. |
| Inspiratory spirometry exercises | The participant was seated comfortably in an upright posture and instructed to inhale deeply and slowly over at least five seconds, followed by a relaxed, unforced exhalation, explicitly avoiding any active or forceful expiration. Next, the participant held the flow-based respiratory training device (Romson’s Respirometer Respiratory Exerciser) vertically and performed a controlled inhalation to elevate the internal indicator ball to a predetermined target level. Prior to practice, the physical therapist provided live, step-by-step demonstrations of all breathing techniques to ensure accurate comprehension and proper execution by each participant [29]. |
| Costal expansion exercise | The participant was seated upright and completed three sets of ten repetitions. Prior to initiating resistance training with the elastic band, the therapist manually applied graded resistance, using both hands to guide the participant through the correct breathing pattern: coordinated diaphragmatic engagement during inhalation, and controlled, active exhalation against resistance. The hands-on demonstration served to reinforce proper respiratory mechanics and progressive resistance application before transitioning to the elastic band. |
| Diaphragmatic breathing exercises | (1) Seated posture (2) Supine posture (3) Prone posture (4) In the supine position, a 4 kg weight was placed over the abdominal region, specifically centered on the diaphragmatic dome to provide gentle, targeted resistance during breathing exercises and enhance diaphragmatic engagement. |
| Rectus abdominis stretching | In the prone position, the subject supports upper body with the lower arm, careful not to overuse the waist to compensate. |
| Thoracic mobility exercises | A foam roller was used to increase the range of motion. The subject’s hands supported their head, with the roller placed on the lower back to roll the head, waist, and buttocks in a straight line. During the rolling process, attention was paid to tightening the core strength, so as not to collapse the buttocks or raise the head too much. |
| Thoracic extensor muscle strengthening | In a seated position, the subject folded their arms over their chest, knees, and hips in a 90-degree flexion state. The initial condition was flexion of the thoracic vertebrae, followed by slow extension, which minimized compensatory movement of the waist. |
| Backward rocking exercises | In a four-legged kneeling position, the subject kept their waist and head in a straight line and moved slowly backward. |
| Postural exercise 1 | In a four-legged kneeling position, the subject kept their waist and head in a straight line and moving slowly backward. |
| Postural exercise 2 | The object used a stick, holding it behind their back with both hands. Keeping the spine close to the stick, the subject sat down in a squat, used the buttocks to find the feeling of sitting on a bench during the squat, and paid attention to the knee not exceeding the tip of the foot. |
| Thoracic stabilization exercise | In a four-legged kneeling position, the subject slowly raised one arm, with the back in a straight line, minimizing the movement of the spine and shoulder blades during the process. |
| Characteristic | SEG (n = 16) | SCG (n = 16) | p | Cohen’s d |
|---|---|---|---|---|
| Age (year) | 23.56 ± 2.42 a | 24.5 ± 3.06 | 0.344 | 0.341 |
| Sex (female/male) | 9/7 | 9/7 | 1.000 | - |
| Height (cm) | 170.13 ± 8.35 | 167.63 ± 7.31 | 0.375 | 0.319 |
| Weight (kg) | 65.44 ± 13.14 | 62.00 ± 12.43 | 0.453 | 0.269 |
| BMI (kg/m2) | 22.46 ± 3.31 | 21.96 ± 3.36 | 0.671 | 0.150 |
| UT (Newton) | 49.35 ± 11.41 | 46.97 ± 9.97 | 0.536 | 0.222 |
| MT (Newton) | 25.50 ± 9.89 | 25.30 ± 6.84 | 0.948 | 0.024 |
| LT (Newton) | 23.50 ± 8.24 | 22.60 ± 8.65 | 0.767 | 0.107 |
| SA (Newton) | 37.77 ± 6.90 | 37.89 ± 6.95 | 0.959 | 0.017 |
| PML (cm) | 17.84 ± 1.35 | 17.45 ± 1.10 | 0.373 | 0.317 |
| SSA (°) | 46.05 ± 3.48 | 45.59 ± 3.66 | 0.718 | 0.129 |
| SEG (n = 16) | SCG (n = 16) | Time×Group F(p,ηp2) | Time F(p,ηp2) | Group F(p,ηp2) | Cohen’s d | ||
|---|---|---|---|---|---|---|---|
| UT | pre | 49.35 ± 11.41 a | 46.97 ± 9.97 | 0.949 (0.338, 0.031) | 4.113 (0.052, 0.121) | 0.186 (0.670, 0.006) | |
| post | 50.12 ± 12.04 | 49.18 ± 10.77 | 0.082 | ||||
| MT | pre | 25.50 ± 9.89 | 25.30 ± 6.84 | 0.666 (0.421, 0.022) | 43.404 (0.000 *, 0.591) | 0.019 (0.892, 0.001) | |
| post | 29.77 ± 9.85 | 30.78 ± 7.51 | 0.115 | ||||
| LT | pre | 23.50 ± 8.24 | 22.60 ± 8.65 | 1.996 (0.168, 0.062) | 46.883 (0.000 *, 0.610) | 0.007 (0.932, 0.000) | |
| post | 25.99 ± 8.00 | 26.40 ± 7.90 | 0.052 | ||||
| SA | pre | 37.77 ± 6.90 | 37.89 ± 6.95 | 0.263 (0.612, 0.009) | 72.193 (0.000 *, 0.706) | 0.033 (0.856, 0.001) | |
| post | 42.40 ± 6.55 | 43.12 ± 6.75 | 0.108 | ||||
| SEG (n = 16) | SCG (n = 16) | Time×Group F(p,ηp2) | Time F(p,ηp2) | Group F(p,ηp2) | Cohen’s d | ||
|---|---|---|---|---|---|---|---|
| PML (cm) | pre | 17.84 ± 1.35 | 17.45 ± 1.10 | 0.062 (0.805, 0.002) | 99.941 (0.000 *, 0.769) | 1.131 (0.296, 0.036) | |
| post | 19.13 ± 1.21 | 18.67 ± 1.05 | 0.406 | ||||
| SSA (°) | pre | 46.05 ± 3.48 | 45.59 ± 3.66 | 0.124 (0.727, 0.004) | 174.087 (0.000 *, 0.853) | 0.087 (0.770, 0.003) | |
| post | 53.25 ± 2.32 | 53.19 ± 2.17 | 0.027 | ||||
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Yan, X.; Tian, Q.-S.; Kim, T.-H. Comparative Effects of Breathing-Integrated Scapular Stabilization Versus Thoracic–Scapular Stabilization Exercises on Muscle Strength and Postural Alignment in Individuals with Shoulder Dysfunction: A Randomized Controlled Trial. Appl. Sci. 2026, 16, 4553. https://doi.org/10.3390/app16094553
Yan X, Tian Q-S, Kim T-H. Comparative Effects of Breathing-Integrated Scapular Stabilization Versus Thoracic–Scapular Stabilization Exercises on Muscle Strength and Postural Alignment in Individuals with Shoulder Dysfunction: A Randomized Controlled Trial. Applied Sciences. 2026; 16(9):4553. https://doi.org/10.3390/app16094553
Chicago/Turabian StyleYan, Xin, Qiu-Shuo Tian, and Tae-Ho Kim. 2026. "Comparative Effects of Breathing-Integrated Scapular Stabilization Versus Thoracic–Scapular Stabilization Exercises on Muscle Strength and Postural Alignment in Individuals with Shoulder Dysfunction: A Randomized Controlled Trial" Applied Sciences 16, no. 9: 4553. https://doi.org/10.3390/app16094553
APA StyleYan, X., Tian, Q.-S., & Kim, T.-H. (2026). Comparative Effects of Breathing-Integrated Scapular Stabilization Versus Thoracic–Scapular Stabilization Exercises on Muscle Strength and Postural Alignment in Individuals with Shoulder Dysfunction: A Randomized Controlled Trial. Applied Sciences, 16(9), 4553. https://doi.org/10.3390/app16094553

