Innovative Microencapsulation Techniques of Bioactive Compounds: Impact on Physicochemical and Sensory Properties of Food Products and Industrial Applications
Abstract
1. Introduction
2. Materials and Methods
2.1. Literature Search Strategy
- “microencapsulation” OR “nanoencapsulation” OR “encapsulation”
- AND “bioactive compounds” OR “functional ingredients”
- AND “food” OR “food products” OR “food applications”
- Additional keywords applied depending on technique: “spray-drying”, “freeze-drying”, “coacervation”, “liposome”, “solid lipid nanoparticles”, “nanostructured lipid carriers”, “electrospinning”, “3D printing”, “sensory”, “physicochemical properties”.
- Inclusion criteria:
- Original research articles or reviews focusing on the encapsulation of bioactive compounds for food applications.
- Studies reporting at least one of the following parameters: encapsulation efficiency (EE%), particle size/distribution, stability, physicochemical properties, sensory evaluation, or industrial applicability.
- Publications within the selected timeframe (2010–2025).
- Exclusion criteria:
- Conference abstracts without full text, patents, or book chapters.
- Studies not related to food systems (e.g., pharmaceutical-only applications).
- Articles lacking experimental or review data (e.g., purely conceptual papers).
2.2. Search Outcome and Study Selection
3. Overview of Bioactive Compounds in Foods
3.1. Classification and Sources
- Polyphenols—including flavonoids, phenolic acids, tannins, and stilbenes. These are widely present in fruits (berries, grapes, apples), dark-colored vegetables, tea, coffee, cocoa, and red wine. They are recognized for their antioxidant, anti-inflammatory, and cardioprotective activities [7].
- Carotenoids—lipid-soluble pigments such as β-carotene, lycopene, lutein, and zeaxanthin, predominantly found in carrots, tomatoes, pumpkins, leafy green vegetables, corn, and egg yolk. Carotenoids contribute to color development in foods and support vision and immune health [8].
- Vitamins and minerals with bioactive functions—including vitamins C and E as antioxidants, vitamin D for bone health, and trace minerals such as selenium and zinc, which are cofactors in antioxidant enzymes.
- Omega-3 fatty acids and other polyunsaturated fatty acids (PUFAs)—derived from fish oils, algae, flaxseed, and chia seeds. They are essential for cardiovascular and cognitive health, but are highly prone to oxidation.
- Bioactive peptides and proteins—produced during digestion or food processing (e.g., casein-derived peptides, whey protein fractions, soy peptides). They may exert antihypertensive, antimicrobial, or immunomodulatory effects [9].
- Phytosterols and saponins—naturally present in cereals, legumes, and oilseeds, known for their cholesterol-lowering properties.
- Essential oils and volatile compounds—extracted from herbs and spices (oregano, thyme, rosemary, mint). They exhibit antimicrobial and antioxidant activity and are of interest as natural preservatives in foods [10].
3.2. Sensitivity to Environmental and Processing Conditions
- Temperature: Heat treatments such as pasteurization, sterilization, or baking can degrade thermolabile compounds. For example, vitamin C and many polyphenols are easily destroyed at high temperatures, while carotenoids may undergo isomerization and loss of bioactivity [11].
- Oxygen exposure: Oxidation is a major degradation pathway for PUFAs, carotenoids, and essential oils, leading to rancidity, loss of nutritional value, development of undesirable flavors, and surface discolorations [12].
- Light: Photodegradation affects compounds such as riboflavin, carotenoids, and chlorophylls, altering both nutritional and sensory attributes of foods [13].
- pH and ionic strength: Acidic or alkaline environments can destabilize proteins, polyphenols, and peptides, leading to hydrolysis or precipitation. This is particularly important in beverages with low pH [14].
- Moisture and water activity: High water activity promotes enzymatic and microbial degradation, whereas excessive drying may alter the structural integrity of encapsulated bioactives [15].
4. Principles of Microencapsulation
4.1. Definition and Mechanisms of Microencapsulation
- Physical entrapment—bioactives are incorporated into a polymeric or lipid-based matrix using techniques such as spray-drying or freeze-drying [19].
- Coating or film formation—active ingredients are surrounded by a thin protective layer through coacervation, interfacial polymerization, or extrusion [20].
- Molecular inclusion—compounds are entrapped at the molecular level, as in the case of cyclodextrin inclusion complexes [21].
- Self-assembly and nanostructure formation—lipid carriers, micelles, and liposomes spontaneously organize to encapsulate hydrophilic or lipophilic molecules [22].
4.2. Wall Materials and Carriers
4.2.1. Proteins
- Milk proteins (casein, whey proteins)—effective emulsifiers, provide oxidative stability and digestibility.
- Gelatin—forms strong gels and is widely used in coacervation.
4.2.2. Polysaccharides
- Starch and maltodextrin—inexpensive, commonly used in spray-drying; improve solubility and bulk properties.
- Gum Arabic—excellent emulsifier, stabilizes flavors and essential oils.
- Alginate, carrageenan, pectin—gel-forming, suitable for controlled release and protection under gastrointestinal conditions.
- Chitosan—a cationic polymer with antimicrobial activity, useful for coating and nanoencapsulation [25].
4.2.3. Lipids
4.2.4. Hybrid Systems
- Ternary hybrid matrices combining proteins, polysaccharides, and lipids (e.g., whey protein–pectin–lecithin or zein–chitosan–lipid nanoparticles) demonstrate synergistic effects, providing enhanced barrier properties and controlled release behavior in food systems [30].
5. Conventional Microencapsulation Techniques
5.1. Spray-Drying
5.2. Freeze-Drying
5.3. Coacervation and Complexation
- Simple coacervation, induced by changes in pH, temperature, or the addition of a desolvating agent (e.g., ethanol or salts).
- Complex coacervation, formed through electrostatic interactions between oppositely charged polymers (e.g., gelatin–gum Arabic, whey protein–pectin, chitosan–alginate).
6. Innovative and Emerging Approaches
6.1. Nanoencapsulation
- Nanomaterials (1–100 nm): materials with one or more dimensions within the nanoscale, which require specific safety assessment and regulatory consideration in the food sector.
- Submicron or colloidal systems (100–1000 nm): particles above the strict nanoscale range but still below the micrometer level. These systems often exhibit functional benefits similar to nanocarriers (e.g., improved dispersibility and protection of sensitive bioactives), but should not be classified as “nano” for regulatory purposes.
6.2. Liposomes and Nanostructured Lipid Carriers
6.3. Electrospinning and Electrospraying
6.4. 3D Printing and Novel Hybrid Methods
7. Encapsulation of Plant-Derived Bioactive Compounds
7.1. Polyphenols and Flavonoids
7.2. Carotenoids and Phytosterols
7.3. Essential Oils and Alkaloids
7.4. Challenges in Encapsulation of Plant Bioactives
- Oxidation: Polyphenols, carotenoids, and essential oils are highly prone to oxidative degradation, leading to reduced efficacy and off-flavors [80].
- Light sensitivity: Carotenoids and certain polyphenols undergo photodegradation, which limits their stability in transparent packaging and beverages [81].
- Bitterness and astringency masking: Many polyphenols and alkaloids impart undesirable sensory attributes. Encapsulation must not only protect bioactives but also mitigate their impact on taste perception [82].
- Matrix interactions: Encapsulated bioactives can interact with proteins, lipids, or minerals in complex food systems, altering their release profile and efficacy [83].
- Scalability and cost: Some advanced encapsulation methods remain difficult to apply at an industrial scale, limiting their use to high-value functional products [84].
8. Encapsulation of Animal-Derived Bioactive Compounds
8.1. Bioactive Peptides and Proteins
8.2. Omega-3 Fatty Acids and Other Lipid-Based Compounds
8.3. Enzymes and Vitamins
8.4. Challenges in Encapsulation of Animal Bioactives
- Thermal degradation—enzymes, vitamins, and bioactive peptides are often sensitive to heat treatments such as pasteurization, sterilization, or spray-drying, which can reduce their bioactivity [91].
- Oxidation of lipids—omega-3 fatty acids and other PUFAs are highly prone to oxidative rancidity, which requires efficient encapsulation systems and antioxidant co-formulation [88].
- Maintaining bioactivity—preserving the structural and functional integrity of proteins, peptides, and enzymes during processing and storage is a key challenge [96].
- Sensory issues—lipid-based bioactives such as fish oil may impart off-flavors if not effectively protected, reducing consumer acceptance [97].
- Scalability and cost—advanced encapsulation systems (e.g., NLCs, liposomes) are still costly and technically demanding, limiting their routine industrial use [98].
9. Impact of Microencapsulation on Food Properties
9.1. Physicochemical Stability
9.2. Texture and Rheology
9.3. Color and Visual Attributes
9.4. Sensory Quality and Flavor Release
10. Industrial Applications and Perspectives
10.1. Case Studies in Different Food Categories
10.1.1. Beverages
10.1.2. Dairy Products
10.1.3. Bakery Products
10.1.4. Meat Products
10.1.5. Plant-Based Foods
10.2. Process Scalability and Economic Feasibility
10.3. Clean-Label and Sustainability Aspects
10.4. Consumer Acceptance and Market Trends
11. Regulatory and Safety Considerations
11.1. GRAS Status and EFSA/FDA Perspectives
- detailed physicochemical characterization of the encapsulated material and its carriers,
- validated methods for size distribution and solubility,
- in vitro degradation/digestion profiles,
- toxicological studies covering absorption, distribution, metabolism, and excretion (ADME).
11.2. Labeling and Consumer Communication
- emphasizing safety assessments and regulatory approvals,
- highlighting tangible consumer benefits (taste preservation, nutrient stability, reduced additives),
- ensuring transparent terminology that avoids over-technical jargon but conveys the functional role of encapsulation.
12. Future Directions in Microencapsulation Research
12.1. Personalized Nutrition and Targeted Delivery
12.2. Smart Packaging and Active Coatings
12.3. Synergies with Biotechnology and Green Processing
13. Conclusions
Author Contributions
Funding
Conflicts of Interest
Abbreviations
| Abbreviation | Full name |
| ADME | Absorption, distribution, metabolism, and excretion |
| CLA | Conjugated linoleic acid |
| DHA | Docosahexaenoic acid |
| EE% | Encapsulation efficiency |
| EFSA | European Food Safety Authority |
| EPA | Eicosapentaenoic acid |
| FDA | Food and Drug Administration |
| GRAS | Generally Recognized as Safe |
| NLC | Nanostructured lipid carriers |
| PUFA | Polyunsaturated fatty acids |
| SLN | Solid lipid nanoparticles |
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| Technique | Mechanism | Wall Materials/Carriers | Typical Particle Size | EE% | Typical Process Parameters | Advantages | Limitations | Typical Food Applications | References |
|---|---|---|---|---|---|---|---|---|---|
| Spray-drying | Atomization of emulsion/suspension in hot air → rapid solvent evaporation | Polysaccharides (maltodextrin, gum Arabic), proteins (whey, casein) | 1–50 µm | 40–90% | Inlet: 150–220 °C; Outlet: 70–90 °C | Cost-effective, industrially established, continuous process, wide material compatibility | Thermal degradation of heat-sensitive compounds, relatively low retention of volatiles | Flavor oils, carotenoids, probiotics, vitamins | [49,50,51] |
| Freeze-drying (lyophilization) | Water sublimation under low pressure after freezing | Proteins, polysaccharides, gums | 10–200 µm (irregular) | 30–80% | Freezing: −40 to −80 °C; Vacuum < 0.1 mbar; Drying: 20–40 °C | Gentle drying → good for heat-sensitive bioactives, preserves structure | High cost, time-consuming, porous structure prone to oxidation | Probiotics, enzymes, polyphenols | [52,53,54] |
| Complex coacervation | Phase separation of oppositely charged biopolymers around droplets/particles | Gelatin–gum Arabic, whey–pectin, chitosan–alginate | 5–500 µm | 50–95% | pH 3–6; ionic strength < 50 mM; Stirring 200–600 rpm | High EE%, controlled release, protection of sensitive compounds | Sensitive to pH/ionic strength, complex process control | Flavor oils, polyphenols, ω-3 fatty acids | [55,56,57,58,59] |
| Liposomes | Phospholipid bilayer vesicles encapsulating hydrophilic/hydrophobic cores | Phospholipids, cholesterol | 50 nm–10 µm | 40–90% | Hydration 40–60 °C; Extrusion/sonication; Stabilization often required | Biocompatible, versatile for hydrophilic & lipophilic actives, improved bioavailability | Stability issues (oxidation, leakage), costly materials | Polyphenols, vitamins, peptides | [60,61,62] |
| Nano-emulsions | High-energy (ultrasonication, high-pressure homogenization) dispersion | Food-grade emulsifiers, proteins, phospholipids | 20–200 nm | 50–95% | Homogenization: 100–1500 bar; Ultrasonication: 20–40 kHz | Transparent, stable dispersions, improved solubility, enhanced bioavailability | Sensitive to pH, ionic strength, Ostwald ripening | Carotenoids, ω-3 fatty acids, curcumin, essential oils | [63,64] |
| SLN | Lipid solid matrix formed upon cooling of emulsified lipids | Solid lipids (stearic acid, triglycerides) + surfactants | 50–1000 nm | 40–80% | Melt 60–80 °C; High-shear homogenization + cooling | Good stability, protection against oxidation/light, controlled release | Limited loading capacity, potential expulsion during storage | Polyphenols, vitamins, flavors | [65,66] |
| NLC | Mixture of solid + liquid lipids forming less-ordered matrix | Solid + liquid lipids, surfactants | 50–1000 nm | 60–95% | Similar to SLN, with oil phase 10–30% | Higher loading than SLN, reduced expulsion, improved stability | Need optimization of lipid ratios, possible crystallization | Carotenoids, ω-3 fatty acids, essential oils | [67,68] |
| Electrospinning/Electrospraying | High-voltage electrostatic drawing of polymer solution into fibers/particles | Biopolymers (zein, gelatin, pullulan) | Nanofibers: 100–500 nm; Nanoparticles: 100–1000 nm | 40–90% | Voltage: 10–30 kV; Flow: 0.1–1 mL/h; Room temperature | Room-temperature process, high surface area, novel structures | Not yet industrial, solvents often required, batch process | Antioxidants, probiotics, flavors | [41,42,43,44] |
| 3D Printing | Layer-by-layer deposition of encapsulated structures | Hydrogels, starch, proteins, alginates | 100–1000 µm | Highly variable (30–90%) | Extrusion or inkjet; Layer height 50–500 µm | Controlled release, smart design | Limited resolution, slow throughput, regulatory uncertainty | Personalized nutrition, functional confectionery | [69,70,71] |
| Bioactive Compound Group | Spray-Drying | Freeze-Drying | Coacervation | Liposomes | Nanoemulsions | SLN | NLC | Electrospinning | References |
|---|---|---|---|---|---|---|---|---|---|
| PUFA, fish oil, ω-3 | ![]() ![]() ![]() industrial scale, low cost | ![]() stable, but costly | ⚠ low EE%, phase separation | ![]() ![]() good stability, improved bioavailability | ![]() ![]() ![]() transparent systems, high bioavailability | ![]() ![]() oxidative stability | ![]() ![]() ![]() high loading capacity, stable | ⚠ limited to lab scale | [90,110,111,112,113,114,115,116] |
| Vitamins (A, D, E, C) | ![]() ![]() widely used, high EE% for fat-soluble | ![]() suitable for vitamin C and heat-sensitive compounds | ![]() water-soluble, pH-dependent | ![]() ![]() vitamins E, D in lipid bilayers | ![]() ![]() lipid-soluble vitamins in clear systems | ![]() vitamins A, E in lipid carriers | ![]() ![]() suitable for unstable vitamins | ⚠ experimental | [117,118,119,120,121,122,123] |
| Polyphenols (green tea catechins, resveratrol, anthocyanins) | ![]() ![]() spray-drying powders | ![]() ![]() suitable for heat-sensitive compounds | ![]() ![]() ![]() high EE%, controlled release | ![]() improved solubility | ![]() ![]() effective for resveratrol delivery | ![]() lipid-protected | ![]() ![]() enhanced stability | ![]() ![]() zein fibers effective | [39,124,125,126,127,128,129,130] |
| Carotenoids (β-carotene, lycopene, lutein) | ![]() moderate stability | ⚠ low solubility, crystallization | ⚠ not optimal | ![]() ![]() lipophilic-compatible | ![]() ![]() ![]() transparent, stable dispersions | ![]() ![]() oxidative stability | ![]() ![]() ![]() high EE%, stable | ⚠ rarely used | [67,131,132,133,134] |
| Probiotics/live cells | ![]() ![]() variable survival rate | ![]() ![]() ![]() excellent survival, but costly | ![]() alginate/chitosan bead systems | ⚠ not applicable | ⚠ not applicable | ⚠ cells sensitive to lipids | ⚠ rarely applied | ⚠ not applicable | [135,136,137,138] |
| Minerals (iron, zinc, calcium) | ![]() ![]() masking metallic taste | ![]() preserves solubility | ![]() ![]() controlled release, reduced reactivity | ⚠ low suitability | ⚠ limited solubility | ⚠ less common | ⚠ less common | ⚠ not used | [139,140,141,142] |
indicates suitability of the encapsulation technique for the given class of bioactive compounds. The number of symbols reflects the relative applicability and efficiency of the technique:
—suitable/commonly applied at laboratory scale; 
—highly suitable/well-established with good encapsulation efficiency and stability; 

—optimal technique/widely used at industrial scale with proven stability and functionality. ⚠ indicates limited applicability or technical challenges (e.g., low encapsulation efficiency, high cost, or instability).Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2025 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
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Szpicer, A.; Bińkowska, W.; Stelmasiak, A.; Wojtasik-Kalinowska, I.; Czajkowska, A.; Mierzejewska, S.; Domiszewski, Z.; Rydzkowski, T.; Piepiórka-Stepuk, J.; Półtorak, A. Innovative Microencapsulation Techniques of Bioactive Compounds: Impact on Physicochemical and Sensory Properties of Food Products and Industrial Applications. Appl. Sci. 2025, 15, 11908. https://doi.org/10.3390/app152211908
Szpicer A, Bińkowska W, Stelmasiak A, Wojtasik-Kalinowska I, Czajkowska A, Mierzejewska S, Domiszewski Z, Rydzkowski T, Piepiórka-Stepuk J, Półtorak A. Innovative Microencapsulation Techniques of Bioactive Compounds: Impact on Physicochemical and Sensory Properties of Food Products and Industrial Applications. Applied Sciences. 2025; 15(22):11908. https://doi.org/10.3390/app152211908
Chicago/Turabian StyleSzpicer, Arkadiusz, Weronika Bińkowska, Adrian Stelmasiak, Iwona Wojtasik-Kalinowska, Anna Czajkowska, Sylwia Mierzejewska, Zdzisław Domiszewski, Tomasz Rydzkowski, Joanna Piepiórka-Stepuk, and Andrzej Półtorak. 2025. "Innovative Microencapsulation Techniques of Bioactive Compounds: Impact on Physicochemical and Sensory Properties of Food Products and Industrial Applications" Applied Sciences 15, no. 22: 11908. https://doi.org/10.3390/app152211908
APA StyleSzpicer, A., Bińkowska, W., Stelmasiak, A., Wojtasik-Kalinowska, I., Czajkowska, A., Mierzejewska, S., Domiszewski, Z., Rydzkowski, T., Piepiórka-Stepuk, J., & Półtorak, A. (2025). Innovative Microencapsulation Techniques of Bioactive Compounds: Impact on Physicochemical and Sensory Properties of Food Products and Industrial Applications. Applied Sciences, 15(22), 11908. https://doi.org/10.3390/app152211908

