Explainable Ensemble Machine Learning Models for Bond Strength Prediction at Ultra-High-Performance-to-Normal-Strength-Concrete Interfaces
Abstract
1. Introduction
2. Research Significance
- A novel hybrid machine learning framework integrating Extra Trees Regressor and CatBoost with Grasshopper Optimization (GO) and Northern Goshawk Optimization (NG) is proposed to improve the prediction accuracy and generalization capability of UHPC-NSC slant shear bond strength through intelligent hyperparameter optimization. Such optimizers enhance model robustness by efficiently tuning hyperparameters while mitigating premature convergence to local optima, a common limitation of metaheuristic search algorithms. By maintaining an effective balance between global exploration and local exploitation, the optimization process is more likely to identify near-optimal hyperparameter configurations, thereby improving predictive accuracy and generalization performance on unseen datasets.
- A comprehensive comparative investigation is conducted by jointly evaluating predictive accuracy, computational efficiency, and optimization performance, providing a balanced assessment of the trade-off between model robustness and computational cost for practical engineering applications.
- An explainable artificial intelligence framework is established by combining SHAP and Individual Conditional Expectation (ICE) analyses to quantify both the global importance and local nonlinear influence of key material, curing, and interface parameters governing slant shear bond strength.
- A user-oriented graphical user interface (GUI) is developed to translate the optimized machine learning models into a practical engineering decision-support tool, enabling rapid bond strength prediction and interactive visualization without requiring programming expertise.
- An integrated prediction and interpretation framework is presented that combines metaheuristic optimization, ensemble learning, explainable artificial intelligence, and GUI-based deployment within a single workflow, providing an accurate, transparent, and practically applicable tool for UHPC-NSC interfacial bond strength assessment.
3. Methodology
3.1. Data Collection
3.2. Data Preprocessing and Analysis
3.3. Machine Learning Models and Optimization Techniques
3.3.1. Extra Tree Regressor
3.3.2. Catboost Regressor (CATB)
3.3.3. Grasshopper Optimization (GO)
3.3.4. Northern Goshawk Optimization (NG)
4. Model Development and Performance Metrics
5. Results and Discussion
5.1. Comparison of Predictions of Different ML Models
5.2. Performance Comparison of the Models
5.3. SHAP and ICE-Based Model Explainability
5.4. Discussion and Graphical User Interface
6. Conclusions
- The hybrid models, when optimized, demonstrate a clear increase in predictive power over the base learners. The test set R2 value rises gradually from 0.695 and 0.764 in ETR Base and CATB Base to 0.870 and 0.934 in ETR NG and CATB NG, respectively. Meanwhile, RMSE decreases from 6.602 MPa and 5.828 MPa to 4.330 MPa and 3.081 MPa, while MAE reduces from 4.621 MPa and 4.079 MPa to 3.457 MPa and 2.186 MPa. These gains support strong generalization and a compact error bound for the optimized model.
- Base models offer the fastest runtime, with 23 s in the case of ETR and 37 s for CATB, but weak prediction accuracy. In the case where hybridization with GO and NG is used, the runtime increases in the range of 138 s to 338 s, but these lead to large improvements in performances. ETR-NG enhances R2 by approximately 25% (at the cost of up to 6.7 times the runtime). Furthermore, CATB-NG enhances R2 by approximately 22%, at the cost of an approximately 9.1-fold increase in runtime. This is an explicit accuracy computation trade-off.
- The NSC surface treatment is shown to be the dominant factor over bond strength, according to the SHAP results. It reveals that the UHPC age and moisture condition have a medium-scale effect, and the curing manner is of little importance. These trends are consistent with a bond transfer mechanism that is controlled by the mechanical interlocking and coercer integrity.
- Trends of SHAP dependence show that NSC with a rough or mechanically treated surface is associated with higher bond strength. Enhanced NSCs appear to improve bond performance up to a saturation level, after which further benefits diminish. The age of the UHPC has a threshold effect and is significant in that it develops rapidly at its early ages, then reaches stability.
- The SHAP dependence plot shows that typically the roughed or mechanically treated NSCs are the highest positive SHAP values, indicating they make good candidates for bond improvement. The CS of NSC contributes positively to an optimal mid-to-high strength range, past which the marginal increase in bond strength becomes smaller. There exists a threshold effect in the bond properties of UHPC with a substantial increase at early to mid-age, followed by stabilization. SHAP contributions are always higher under lower moisture conditions, and this may reflect greater interfacial adhesion at these reduced levels of surface moisture.
- The ICE plots indicate strong nonlinear and interaction effects, especially between surface treatment and NSC strength. Only when both parameters are favorably aligned does the bond strength increase steeply, which accounts for the range of applicability of linear or weak sequence-dependent models.
- A GUI of the user interface is developed by using Tkinter with an implemented optimized CATB-NG model for live prediction. The framework maintains stable feature representation, stationary inference, and fast bond strength evaluation in the face of uncertainties, enabling practical engineering decision making without requiring expertise in machine learning.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Features | Category | Mean | Median | Std. Dev. | Minimum | Maximum | Range |
|---|---|---|---|---|---|---|---|
| NSC-CS | Input | 47.16 | 45 | 5.16 | 31.9 | 57.4 | 25.5 |
| UHPC-AGE | Input | 22.8 | 28 | 25.43 | 2 | 180 | 178 |
| UHPC-CP | Input | 1.56 | 2 | 0.49 | 1 | 2 | 1 |
| NSC-ST | Input | 4.74 | 6 | 2.07 | 1 | 6 | 5 |
| NSC-MC | Input | 1.72 | 2 | 0.55 | 1 | 3 | 2 |
| BS | Output | 16.03 | 14.69 | 9.04 | 1.19 | 41.2 | 40.01 |
| Model Names | Hyperparameters | MHA Parameter | Optimal Value |
|---|---|---|---|
| ETR-GO | max_samples_split (1 to 10) | n_pop = 20; max_iter = 100; dim = 3 | 3 |
| max_depth (1 to 10) | 8 | ||
| n_estimators (10 to 100) | 85 | ||
| ETR-NG | max_samples_split (1 to 10) | n_pop = 20; max_iter = 100; dim = 3 | 2 |
| max_depth (1 to 10) | 7 | ||
| n_estimators (10 to 100) | 66 | ||
| CATB-GO | learning_rate (0.1 to 1) | n_pop = 20; max_iter = 100; dim = 3 | 0.17 |
| max_depth (1 to 10) | 3 | ||
| n_estimators (10 to 100) | 97 | ||
| CATB-NG | learning_rate (0.1 to 1) | n_pop = 20; max_iter = 100; dim = 3 | 0.11 |
| max_depth (1 to 10) | 6 | ||
| n_estimators (10 to 100) | 89 |
| Dataset | Indices | Ideal Range | ETR-GO | ETR-NG | CATB-GO | CATB-NG |
|---|---|---|---|---|---|---|
| Training Set | R2 | 1 | 0.964 | 0.985 | 0.996 | 0.999 |
| RMSE | 0 | 1.613 | 1.043 | 0.538 | 0.2183 | |
| MAE | 0 | 1.238 | 0.774 | 0.402 | 0.164 | |
| WI | 1 | 0.991 | 0.996 | 0.999 | 0.999 | |
| RSR | 0 | 0.187 | 0.121 | 0.06 | 0.025 | |
| Testing Set | R2 | 1 | 0.813 | 0.870 | 0.908 | 0.934 |
| RMSE | 0 | 5.203 | 4.330 | 3.654 | 3.081 | |
| MAE | 0 | 4.282 | 3.457 | 3.034 | 2.186 | |
| WI | 1 | 0.940 | 0.960 | 0.972 | 0.981 | |
| RSR | 0 | 0.431 | 0.359 | 0.303 | 0.255 |
| Reference | Dataset | Best Model Used | Optimization | Explainability | Test R2 | Test RMSE |
|---|---|---|---|---|---|---|
| Faroukh and Jinsong [39] | 133 | SVM | Random Search | No Analysis | 0.792 | 3.465 |
| Sapkota et al. [42] | 133 | CATB | Bayesian | SHAP | 0.8274 | 3.1375 |
| Present Study | 133 | CATB-NG | GO, NG | SHAP, ICE, GUI | 0.934 | 2.186 |
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Sapkota, S.C.; Adhikari, S.; Panta, N.; Lekhak, B.; Pandey, S.; Karmacharya, K.; Paudel, S. Explainable Ensemble Machine Learning Models for Bond Strength Prediction at Ultra-High-Performance-to-Normal-Strength-Concrete Interfaces. Buildings 2026, 16, 3081. https://doi.org/10.3390/buildings16153081
Sapkota SC, Adhikari S, Panta N, Lekhak B, Pandey S, Karmacharya K, Paudel S. Explainable Ensemble Machine Learning Models for Bond Strength Prediction at Ultra-High-Performance-to-Normal-Strength-Concrete Interfaces. Buildings. 2026; 16(15):3081. https://doi.org/10.3390/buildings16153081
Chicago/Turabian StyleSapkota, Sanjog Chhetri, Sabin Adhikari, Nisha Panta, Bivek Lekhak, Sandip Pandey, Krishal Karmacharya, and Satish Paudel. 2026. "Explainable Ensemble Machine Learning Models for Bond Strength Prediction at Ultra-High-Performance-to-Normal-Strength-Concrete Interfaces" Buildings 16, no. 15: 3081. https://doi.org/10.3390/buildings16153081
APA StyleSapkota, S. C., Adhikari, S., Panta, N., Lekhak, B., Pandey, S., Karmacharya, K., & Paudel, S. (2026). Explainable Ensemble Machine Learning Models for Bond Strength Prediction at Ultra-High-Performance-to-Normal-Strength-Concrete Interfaces. Buildings, 16(15), 3081. https://doi.org/10.3390/buildings16153081

