1. Introduction
The Philippines exhibits profound seismic activity, being situated along the Pacific Ring of Fire. The active tectonic boundaries that exist within the region expose it to high intensity, and frequent earthquakes. Among these, the 7.2-magnitude Bohol Earthquake in 2013 demonstrated the severe impact of seismic-induced soil liquefaction on structures built over loose, saturated alluvial deposits. According to Lagmay [
1], the earthquake originated from a previously unmapped reverse fault at a depth of approximately 12 km, produced surface rupture with up to 3 m of vertical displacement, caused 222 fatalities, and resulted in infrastructure damage estimated at USD 52.06 million. The earthquake’s effect on liquefaction was substantial, and demonstrated how unchecked seismic activity can influence pliable and ill-defined sediment. Liquefaction is the condition that causes the temporary reduction of the strength of soil leading to differential settlements. These settlements occur due to a combination of foundation submergence and lateral displacement of soil layers. With the rapid urbanization taking place in the province of Davao del Sur, attentively studying the seismic behavior of such urban area is exceptionally relevant for infrastructure resilience.
Figure 1 shows the location of the study area within the national tectonic setting of the Philippines and the local setting in Padada, Davao del Sur. The figure highlights the Tangbulan Fault and the exact position of the area of interest of this study, located at 6°40′17.94″ N, 125°17′16.93″ E, with active fault data obtained from HazardHunterPH [
2].
To date, there has been considerable research conducted on the response of foundations subjected to liquefaction using finite element modeling (FEM). Zhao et al. [
3] studied the behavior of laterally loaded piles in layered sloping ground using PLAXIS 3D and concluded that the behavior of the foundation is primarily governed by the nonlinear response of the soil to liquefaction, while Cajka et al. [
4] used FEM to study the soil and structure interaction on their area of interest and compared both numerical and tested values focusing on deformation, contact stress, and bending moments. Hamood and Kadhim [
5] emphasized that the foundation response is seismic in nature and that nonlinear soil behavior is crucial to its prediction. In addition, Tipsunavee and Arangjelovski [
6] investigated the soil–structure interaction of high-rise structures supported by pile foundations, providing valuable insights into the behavior of deep foundation systems. The study employed ABAQUS as the FEM software and adopted the Mohr–Coulomb model as the constitutive model. Zhussupbekov and Omarov [
7] presented advances in site-specific geotechnical investigations of deep foundations, focusing on improved pile capacity and settlement estimation. Research conducted by Amin and Singh [
8] and Hakro et al. [
9] pointed out that dynamic time–history analysis was necessary in assessing the response of the foundation to liquefaction. They noted that foundation displacement and settlement are triggered mainly by the pore-pressure that is produced during earthquakes. The study of Xu and Ma [
10] pioneered the finite element analysis simulation of the dynamic response of space mediums and demonstrated the necessity of calculus-based models for accurate evaluation. Although their study focused more on moving loads, such as high-speed metro trains, the principle of dynamic loads can be adapted to the design of building foundations subjected to lateral loads, such as earthquake loads. This creates a necessary framework for the design of mat foundations and could develop important models to compute the response of shallow foundations, thus improving foundation design in the Philippines.
Dash and Bhattacharya [
11] and Fedorenko et al. [
12] further emphasized the need to account for soil–structure interaction under dynamic loading to achieve more reliable predictions of settlement and structural displacements. Zhang et al. [
13] validated that the modeling of the combined lateral and axial loading in liquefied soil systems needs nonlinear constitutive equations to more accurately represent the field conditions. There are studies that evaluate the impacts of seismic activity in the Philippines, for instance, Perez et al. [
14] discuss the impacts of the 4.7 Mw Leyte Earthquake and the different seismic-induced failures occurring in the province. Liquefaction was observed primarily in areas near the Palaypay River. This suggests that it is most probable that the areas that are substantially more at risk to liquefaction failure would be areas near rivers or bodies of water. There are also studies that delve more into the perspective of Filipino citizens when discussing the anticipation of earthquakes, rather than physical structural failures Ong et al. [
15] assessed this perspective through the use of Artificial Neural Network, as it was suggested that preparedness of such calamities can lessen the failures experienced by citizens living in urban spaces. Liquefaction hazard assessments have improved throughout the decade by using machine learning and finite element analysis. Arab et al. [
16] studied the use of machine learning to calculate the Horizontal-to-Vertical Spectral Ratio to calculate the liquefaction potential of an area. Further research on deep foundations is frequently observed in recent studies. For instance, Guo et al. [
17] examined the deformations formed in deep foundations and how this determines the behavior of neighboring structures.
Nonlinear analysis of deep foundations, specifically pile groups, contain numerous investigations, which suggest that using an incremental computation scheme to assess load-displacement behavior should be adapted. Li et al. [
18] suggest the use of Cam-clay models to sufficiently analyze the displacements in soil and structure. However, despite all the available data presented, current engineering research is still primarily focused on deep foundations, particularly pile foundations for high-rise buildings or isolated footings for low-rise buildings. There is a definite knowledge gap on the shallow raft foundations used in mid-rise buildings and on site-specific studies that tackle highly liquifiable areas such as Padada, Davao del Sur.
Figure 2a presents the liquefaction susceptibility map of Padada, Davao del Sur, highlighting zones classified as prone based on regional geohazard assessment.
This study attempts to fill this gap by carrying out site specific geotechnical non-linear static and dynamic analyses of a proposed midrise building foundation located in Padada, Davao del Sur using PLAXIS 3D [
19]. Data were acquired from geotechnical investigations (involving rotary drilling and SPT), with laboratory processing conducted according to the American Society for Testing and Materials (ASTM) and the Department of Public Works and Highways—Bureau of Research and Standards (DPWH–BRS) [
20,
21]. The liquefaction potential was initially assessed by the UBC3D-PLM constitutive model, with the conclusion of the site selected in proximity to the Padada–Mainit River. The HSsmall model was then used to estimate the seismic effects of the 2013 Bohol earthquake scaled to 1.0 g. The results seek to deepen understanding of the nonlinear behavior of the soil with respect to the stability of the shallow foundation. This study is aimed towards setting up a design basis for midrise building foundations in highly liquefied areas of the Philippines.
2. Materials and Methods
This section outlines the step-by-step process undertaken to assess the seismic response of a midrise building foundation located in a liquefaction-prone area of Padada, Davao del Sur. It includes data collection procedures, site investigation activities, laboratory testing, numerical modeling, and simulation-based assessments. A combination of field data and publicly sourced documents issued by the Freedom of Information platform of the Executive Order No. 2, s. 2016 [
22] was used to construct reliable soil profiles and structural loading conditions. To determine foundation behavior under seismic excitation, a two-stage approach was applied: initial liquefaction screening using the UBC3D-PLM model and subsequent nonlinear seismic analysis using the HSsmall model. The nonlinearity considered in the numerical analyses is primarily material nonlinearity, arising from the nonlinear stress–strain relationship of liquefiable soils. Seismic input records were obtained from the 2013 Bohol Earthquake through the strong-motion database of the Philippine Institute of Volcanology and Seismology (PHIVOLCS), accessed via the same FOI platform, to simulate high-intensity shaking and investigate dynamic soil–structure interaction.
2.1. Field Procedure
The field investigation was initiated through a rotary drilling rig setup in the Padada–Mainit River area.
Figure 3 illustrates the drilling team operating the rotary rig with a water jetting mechanism.
The rotary drilling rig was powered by a mud pump to enable borehole advancement in granular and silty soils. The system used a casing approximately 1.5 m long to stabilize the borehole during initial penetration. Once the casing was embedded, the soil within was extracted using a three-wing alloy bit attached to a drill rod. This allowed controlled boring of the subsurface layers. As drilling progressed, additional casing sections were connected to maintain borehole integrity and prevent collapse. This setup was essential to reach deeper strata, especially in areas where loose or saturated sands are common. The equipment in
Figure 4 showcases the extracted soil core sample from the split spoon sampler. In accordance with the site investigation requirements of the National Structural Code of the Philippines (NSCP) Volume 2, a minimum of two boreholes is considered adequate for building footprints with plan areas less than 500 m
2, which is consistent with the 470 m
2 mat foundation area considered in this study [
23].
This procedure highlights the use of mechanical and hydraulic systems to ensure continuous boring and soil sample retrieval. This step is crucial for capturing the full soil profile necessary for later analysis in liquefaction-prone conditions.
2.2. Liquefaction Assessment
A liquefaction assessment was carried out using the UBC3D-PLM constitutive model in PLAXIS 3D. The model accounts for stress-dependent stiffness and strength properties of soil layers, making it effective for evaluating liquefaction under cyclic seismic loading conditions. The results helped identify the site along the Padada–Mainit River as liquefied.
2.3. Nonlinear Finite-Element Modelling
As shown in
Figure 5, the PLAXIS 3D model illustrates the defined soil stratification along the depth together with the corresponding finite element mesh used in the numerical analysis. The colors differentiate the soil layers and mesh zones for visualization, without implying analytical values.
The soil parameters presented in
Table 1 were obtained from a combination of borehole log investigation, standard geotechnical correlations, and numerical calibration following the UBC3D-PLM constitutive modeling framework.
In the present study, stratigraphy, layer thicknesses, soil classification, grain-size distribution, corrected SPT blow counts (N
1)
60, and unit weights were taken directly from the borehole log and index test results. The friction angle reported in the borehole log was interpreted as the peak friction angle
, while the constant-volume friction angle
was estimated using the SPT-based correlation proposed for the UBC3D-PLM model, expressed as follows:
The elastic shear modulus constant was computed directly from the corrected SPT value using
while the elastic bulk modulus constant was obtained as follows:
The plastic shear modulus constant was determined using
These correlations were adopted following the UBC3D-PLM parameter estimation procedure proposed for cases where cyclic direct simple shear (DSS) or cyclic triaxial test data are not available, according to Abu Bakr et al. [
24], as demonstrated in their numerical liquefaction study. The constitutive model exponents
,
, and
, together with the reference pressure
kPa, were adopted as standard UBC3D-PLM values recommended for silty soils.
Following the assignment of all of UBC3D-PLM input parameters alongside the definition of the soil properties corresponding to each layer, the phase of dynamic analysis was initiated through the application of an earthquake loading dynamic multiplier uniform to the Bohol earthquake of 7.2 Mw. This multiplier corresponds to the time–history acceleration record corresponding to the 2013 Bohol earthquake. As seen in
Figure 6, the input motion has a total duration of 33 s, with a record of strong shaking followed by a record of the gradual relaxing of shaking, or the prolonged motion diminishing over a longer duration of time.
This history of time data was the seismic excitation for the model, which in turn activated the simulation of excess pore pressure, displacement, and deformation behavior of the mat foundation for a realistic earthquake loading scenario. To represent a realistic yet conservative seismic demand for a liquefaction-prone site, the input motion was scaled to a peak ground acceleration of 1.0 g, which reflects an upper-bound level of shaking that can occur in near-fault or highly amplified soil conditions. This approach aligns with liquefaction and soil–structure interaction studies such as that of Forcellini [
25], who adopted PGA scaling up to 1.0 g to capture extreme nonlinear soil behavior. The model setup is shown in
Figure 7a,b, presenting the cross-sectional view and top view of the mat foundation defined using the Hardening Soil Model with Small-Strain Stiffness (HSsmall).
The parameters in
Table 2 define the stiffness and small-strain behavior of the soil layers using the Hardening Soil Model with Small-Strain Stiffness implemented in PLAXIS. These include the reference shear modulus, secant modulus, oedometer modulus, and unloading–reloading modulus, which together control both initial stiffness and nonlinear deformation under seismic loading. All values were selected based on standard HSsmall formulations and verified against the PLAXIS user’s manual [
26].
The nonlinear response of the soil to dynamic loading was captured using the Hardening Soil Model with Small-Strain Stiffness (HSsmall) for the numerical soil model. The values in
Table 2 are parameters obtained from the soil stratification and relative density with the assumption that the stiffness increases with depth. The mat foundation properties and structural load inputs are listed in
Table 3, representing a 0.7 m thick concrete mat (20 m × 23.5 m plan area) subjected to a uniform surface load of 173.3 kN/m
2, corresponding to the combined superstructure and operational loads. In this study, the columns were modeled implicitly through fixed boundary conditions at the mat foundation level, which assumes uniform force transfer from the superstructure to the foundation; this idealization is reasonable for the objective of capturing soil-foundation interaction but may underestimate localized column flexibility effects. All parameters mentioned are recognized as limitations of the study.
4. Discussion
Table 4 shows the summary of key results, such as a total foundation displacement of 101.2 mm, a peak excess pore-water pressure ratio of up to
, and a dominant response frequency of 2.3 Hz.
The results of the present numerical liquefaction analysis are consistent with the findings of Al Rahman et al. [
27], who evaluated liquefaction potential using empirical, nonlinear, and finite element methods at four borehole locations in Palu, Central Sulawesi. In their study, empirical analysis using the simplified procedure indicated liquefaction depths of 17 m, 12 m, 15 m, and 13.5 m for BH 1 to BH 4, respectively, while numerical analysis using DEEPSOIL v7 yielded shallower liquefaction depths ranging from approximately 6.5 m to 11 m, and Plaxis 2D predicted liquefaction depths between 6.25 m and 11 m. A similar trend is observed in the present study, where liquefaction is predicted to occur primarily within the shallower soil layers rather than uniformly throughout the full depth indicated by empirical methods. Al Rahman et al. [
27] further reported that liquefaction predominantly developed in silty sand to gravelly sand layers with N-SPT values ranging from 6 to 20, which is consistent with the present study, where liquefaction also initiates within layers of comparable SPT resistance. Their analysis further showed that areas where
values exceeding 0.8 are considered liquefied. These values were not uniformly distributed through a liquefied layer but were concentrated near the lower boundary of the layer, a behavior that is likewise captured in the present numerical simulations using finite element analysis. Although exact numerical agreement is not expected due to differences in soil profiles, boundary conditions, and input motions, the close agreement in order of magnitude confirms the physical realism and reliability of the results presented in
Table 4. Further work will need to concentrate on the integrated use of experimental work and advanced constitutive models in order to improve the predictive ability with respect to the seismic performance of soil in the Philippines.
To establish the consistency and realism of the simulation, a verification analysis detailed in
Table 5, was performed. The simulation was rerun using the simpler Mohr–Coulomb (MC) constitutive model, incorporating the same boundary conditions and input parameters as the advanced HSsmall model.
To establish the consistency and realism of the simulation, a verification analysis was performed. The simulation was rerun using the simpler Mohr–Coulomb (MC) [
32] constitutive model, incorporating the same boundary conditions and input parameters as the advanced HSsmall model. The MC model, which utilizes a single constant elastic modulus, served as a crucial benchmark to assess the dynamic loading foundation response and evaluate the realism of the HSsmall predictions. The statistical correlation between the two models’ key parameters is detailed in
Table 6. The high Coefficient of Determination (
) of 0.9983 demonstrates an exceptionally strong linear relationship between the parameters, as summarized by the regression equation y = 1.046x + 0.532. This near-perfect fit mathematically validates the robust and consistent transfer of geotechnical properties from the primary MC input to the stress-dependent HSsmall framework. The limits of agreement, computed as the mean difference ±1.96 times the standard deviation, range from −12.26 to 24.80, indicating acceptable agreement between the two models for calibration and comparative analysis [
33]. The parameters derived for both models are in close agreement, assuring the reliability of the HSsmall simulation for predicting seismic response.
5. Conclusions
Through nonlinear static and dynamic analysis of the midrise building foundation in Padada, Davao del Sur, and the surrounding liquefaction zone, new conclusions about the seismic response of shallow foundation systems on water-saturated, coarse and fine-grained soil have been formulated. During the UBC3D-PLM liquefaction assessment, followed by dynamic finite element analysis with the Hardening Soil Model with Small-Strain Stiffness (HSsmall), the extent of degradation due to liquefaction and foundation response to strong seismic excitation of the 2013 Bohol Earthquake (Mw 7.2, scaled to 1.0 g) have been determined through dual-stage modeling. Liquefaction analysis incorporating UBC3D-PLM resulting in maximum excess pore pressure ratio values of and suggests that the neutralization of vertical effective stress up to 96% of the initial loss occurs during ground motion.
The dynamic analysis showed critical internal stress state: bending moments of 289.4 kN·m/m ( and 282.8 kN·m/m moments of torsion of 152.5 kN·m/m and shear forces (384.2 kN/m and (367.9 kN/m. These suggest excessive flexural and shear demands which, under destructive-level earthquakes, could reach or surpass the material yield. The total observed displacement of the mat foundation, measured 101.2 mm, significantly exceeds typical acceptance criteria, thus indicating a critical serviceability failure. To minimize these failures for succeeding building foundation design projects in the area, these recommendations may be adapted:
Strategies to decrease settlements and enhance stiffness include augmenting the thickness of the mat foundation from 0.7 m to approximately 1.0–1.2 m or replacing the mat foundation with pile-enhanced mat foundations, subject to future parametric verification.
Insert coarse gravel drains or geogrids to stimulate faster pore-pressure dissipation and pore-pressure dissipation reinforcement layers.
Increased superstructure isolation with isolators, dissipators and decreased isolation cross-section or energy-dissipating interfaces between the foundation and superstructure for reinforced structures are proposed.
For greatly critical load points, implement vibratory compaction or stone columns.
During potential earthquakes, construct and utilize vertical drains, gravel trenches, and other strategic pore-pressure relief valves to reduce pore-pressure build up within structures.
In this study, one earthquake is utilized. However, numerous earthquakes that have different characteristics should be analyzed for generalizing deductions derived from this manuscript.
Additional in situ instrumentation of piezometers, scalar magnetometers, and set gauge monitoring devices are to be utilized to evaluate the evolution of pore pressure at construction sites, as well as during operational phases.
Assimilating results from the liquefaction model with structural designs (for instance, National Structural Code of the Philippines 2015 for Mindanao-based structures) needs increased attention.
Advocate the need for liquefaction susceptibility mapping at the pre-development stage of construction projects.
This study has outlined the nonlinear static and dynamic analysis of the behavior of shallow foundations in a liquefaction prone area of the Philippines, specifically Padada, Davao del Sur. Future engineering designs must incorporate not only code-based safety calculations but also nonlinear and performance-based criteria, ensuring that infrastructure remains serviceable even under extreme seismic loads. This study belongs to one specific building under one specific earthquake. In order to generalize the findings of the study, the other type of buildings on the cited site under different type of earthquakes should be analyzed.