Experimental and Numerical Investigation of Historic Brickwork Masonry with Weak and Degraded Joints: Failure Mechanisms Under Compression and Shear
Abstract
1. Introduction
2. Experimental Methodology
2.1. Experimental Test on Mortars and Bricks
2.2. Compression Tests on Prisms and Wallettes
2.3. Diagonal Compression Tests on Brickwork
2.4. Triplet Tests
2.5. Summary of Experimental Tests
3. Finite Element Modelling Analysis
- Seismic 10%—the seismic action applied at a given point corresponds to 10% of the dead and super dead loads acting at that point;
- Seismic NTC—the magnitude of the forces is derived from the ordinate of the design spectrum corresponding to the fundamental period T1, while their distribution over the structure follows the shape of the fundamental vibration mode in the considered direction, following the procedure given by the Italian Technical Code [30,31];
- Seismic 30 October 2016—the magnitude of the forces is determined as in the previous case, but using the ordinate of the design spectrum obtained from the elastic spectrum of the 30 October 2016 earthquake recorded in Norcia. In this case, the spectral acceleration corresponding to the fundamental period of the structure was extracted from the recorded ground motion and used to define the equivalent static horizontal loads distributed along the height of the structure with a constant vertical step; the corresponding spectral ordinates were adopted to maintain consistency with the linear elastic framework and to enable a direct comparison with the design spectrum of the Seismic NTC case.
4. Discussion on Failure Mechanisms
4.1. Tensile and Compressive Mechanisms
4.2. Shear Mechanisms
5. Conclusions
- Historic masonry made with low-strength lime-based mortars exhibits significantly reduced compressive and shear capacity compared to modern brickwork. Joint irregularities and poor mortar cohesion are the main contributors to its vulnerability.
- Compression tests on prisms and wallettes highlighted typical vertical splitting and cracking, confirming the brittle response of masonry with degraded mortar joints.
- Shear triplet tests indicated a three-phase failure criterion (sliding, diagonal cracking, and frictional resistance), which better represents the behaviour of historic masonry than conventional Mohr–Coulomb or Hendry formulations.
- Analytical stress- and strain-based models tend to overestimate the compressive strength of historic masonry. Corrective factors or modified formulations, as proposed in this study, are needed for realistic and conservative predictions.
- Comparison of stress states obtained by FEM with shear failure domains indicated satisfactory safety margins against shear; compressive failure and out-of-plane kinematic mechanisms remain the primary risks for masonry with weak, irregular mortar joints.
- These findings offer practical guidance for engineers and conservation practitioners involved in the assessment and strengthening of historic unreinforced masonry (URM) buildings. The experimentally validated adjustments to classical failure criteria provide more reliable parameters for safety evaluations, while the combined use of laboratory tests, in-situ measurements, and numerical simulations enables a more accurate characterization of mechanical properties and failure mechanisms. This knowledge supports targeted retrofitting solutions—such as mortar joint improvement, compatible grouting, and reinforcement of critical wall connections—aimed at enhancing seismic performance while preserving architectural authenticity.
- Although the FEM modelling approach adopts linear-elastic assumptions and therefore represents a simplification of the structural response, it is consistent with strategies commonly employed in professional practice for large-scale seismic assessment. Moreover, the restricted size of the experimental dataset reflects the limited availability of historic materials. Nonetheless, the integrated experimental–numerical framework establishes a robust foundation for future advancements. Ongoing research will extend the investigation to larger-scale specimens and incorporate cyclic and dynamic testing to more realistically capture seismic effects and degradation processes. These developments are expected to improve predictive seismic modelling and provide a stronger basis for the design of minimally invasive reinforcement interventions. Further efforts will also focus on validating the proposed formulation for compressive strength assessment across a broader dataset, considering material weaknesses, mortar degradation, and variability in masonry textures and bonding patterns.
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Specimen | No. | Test Type | Name | Dimensions [mm] | ||
|---|---|---|---|---|---|---|
| a | b | t | ||||
| A 1:1:5 cement:lime:sand | 2 | Bending tests—Figure 2a | MA,BENDING | 160 | 40 | 40 |
| 4 | Compression tests—Figure 2b | MA,COMPRESSION. | 40 | 40 | 40 | |
| 1 | Compression tests—Figure 2c | MA,COMPR. PRISMS | 40 | 160 | 40 | |
| B 1:3 lime:sand | 2 | Bending tests—Figure 2a | MB,BENDING | 160 | 40 | 40 |
| 4 | Compression tests—Figure 2b | MB,COMPRESSION | 40 | 40 | 40 | |
| 1 | Compression tests—Figure 2c | MB,COMPR. PRISMS | 40 | 160 | 40 | |
| No. | Test Type | Name | Dimensions [mm] | ||
|---|---|---|---|---|---|
| a | b | t | |||
| 11 | Splitting test—Figure 2d | B1 | 100 | 100 | 53 |
| B2 | 100 | 100 | 57 | ||
| B3 | 100 | 100 | 55 | ||
| Compression perpendicular to the bed faces—Figure 2e | B4 | 296 | 55 | 147 | |
| B5 | 283 | 50 | 155 | ||
| Compression parallel to the bed faces—Figure 2f | B6 | 148 | 311 | 50 | |
| B7 | 137 | 280 | 44 | ||
| Compression parallel to the head face—Figure 2g | B8 | 240 | 110 | 50 | |
| B9 | 240 | 110 | 50 | ||
| Compression on prisms Figure 2h | B10 | 40 | 100 | 20 | |
| B11 | 40 | 100 | 20 | ||
| No. | Test Type | Name | Dimensions [mm] | ||
|---|---|---|---|---|---|
| a | b | t | |||
| 8 | Uniaxial compression on prisms Figure 2i | P1 | 268 | 300 | 150 |
| P2 | 268 | 310 | 155 | ||
| P3 | 293 | 300 | 150 | ||
| P4 | 275 | 305 | 120 | ||
| P5 | 270 | 305 | 122 | ||
| Uniaxial compression on wallettes Figure 2j | W1 | 350 | 580 | 130 | |
| W2 | 350 | 580 | 130 | ||
| W3 | 540 | 580 | 350 | ||
| 3 | Diagonal compression on wallettes Figure 2k | S1 | 699 | 864 | 130 |
| S2 | 680 | 830 | 130 | ||
| S3 | 685 | 833 | 130 | ||
| 11 | Triplet tests Figure 2l Type T mortar 1:1:5 (cement:lime:sand) Type R mortar 1:3 (lime:sand) Y = yellow bricks R = red bricks | T1 (Y) | 100 | 61 | 25 |
| T2 (R) | 100 | 61 | 25 | ||
| T3 (Y) | 100 | 61 | 25 | ||
| T4 (R) | 100 | 61 | 25 | ||
| T5 (Y) | 100 | 61 | 25 | ||
| T6 (R) | 100 | 61 | 25 | ||
| R1 (R) | 100 | 61 | 25 | ||
| R2 (Y) | 100 | 61 | 25 | ||
| R3 (R) | 100 | 61 | 25 | ||
| R4 (Y) | 100 | 61 | 25 | ||
| R5 (R) | 100 | 61 | 25 | ||
| Specimen | Test Type | Mechanical Parameters | Standards |
|---|---|---|---|
| Mortar | Bending test | Tensile strength () | EN 1015-11 |
| Compression test | Compressive strength () | ||
| Compressive Young’s modulus () | EN 1926 | ||
| Poisson’s coefficient () | |||
| Brick | Splitting test | Tensile strength () | EN 12390-6 |
| Compression test | Compressive strength () | EN 1015-11 | |
| Compressive Young’s modulus () | EN 1926 | ||
| Poisson’s coefficient () | |||
| Masonry | Compression test Diagonal compression test | Compressive strength () | EN 1052-1 |
| Compressive Young’s modulus () | |||
| Poisson’s coefficient () | |||
| Tensile strength () | EN 1052-3 | ||
| Triplet test | Shear strength () | RILEM TC 127-MS |
| Mortar Types | Aggregate | Binder | Binder: Aggregate Ratios (by Volume) | Water: Binder Ratios |
|---|---|---|---|---|
| Type A | Siliceous sand (grain size 0–0.6 mm) | Portland Cement CEMII 32.5 R Hydraulic lime CL-90 S | 1:1:5 | 0.50 |
| Type B | Siliceous sand (grain size 0–0.6 mm) | Natural hydraulic lime NHL 2 | 1:3 | 0.55 |
| Mortar Type | Tensile Strength [N/mm2] | Compressive Strength [N/mm2] | Young’s Modulus [N/mm2] | Poisson’s Coefficient | ||
|---|---|---|---|---|---|---|
| Min ÷ Max | Average | Min ÷ Max | Average | |||
| MA 1:1:5 | 1.73 ÷ 1.85 | 1.79 (4.75%) | 3.07 ÷ 3.99 2 3.42 3 | 3.52 (9.47%) | 1003.34 | 0.19 |
| MB 1:3 | - 1 | - 1 | 0.43 ÷ 0.65 2 0.33 3 | 0.48 (28.15%) | 537.00 | 0.35 |
| Compressive Strength [N/mm2] | [N/mm2] | Young’s Modulus [N/mm2] | Poisson’s Ratio | ||||
|---|---|---|---|---|---|---|---|
| Min. value ÷ max value | 24.2 ÷ 31.1 1 | 16.2 ÷ 24.1 2 | 11.2 ÷ 17.7 3 | 17.2 ÷ 18.8 4 | 1.08 ÷ 1.45 | 2769 ÷ 4602 | 0.126 ÷ 0.124 |
| Average value | 27.65 (17.64%) | 20.15 (27.72%) | 14.45 (31.79%) | 18.00 (6.28%) | 1.27 (20.68%) | 3685.5 (35.17%) | 0.13 (1.13%) |
| Specimen | Mortar | a [mm] | b [mm] | t [mm] | Average Mortar Joint’s Thickness [mm] | [mm] | Cross-Section’s Area [mm2] |
|---|---|---|---|---|---|---|---|
| P1 | 1:1:5 | 268 | 300 | 150 | 20 | 40 | 45,000 |
| P2 | 1:1:5 | 268 | 310 | 155 | 21 | 40 | 48,050 |
| P3 | 1:1:5 | 293 | 300 | 150 | 22 | 45 | 45,000 |
| P4 | 1:3 | 275 | 295 | 120 | 20 | 40 | 35,400 |
| P5 | 1:3 | 270 | 300 | 122 | 20 | 45 | 36,600 |
| W1 | 1:3 | 350 | 580 | 130 | 18 | 45 | 75,400 |
| W2 | 1:3 | 350 | 580 | 130 | 18 | 45 | 75,400 |
| W3 | 1:3 | 540 | 580 | 350 | 18 | 45 | 203,000 |
| Specimen | Mortar | [N/mm2] | [‰] | [‰] | [N/mm2] | [N/mm2] | |
|---|---|---|---|---|---|---|---|
| P1 | 1:1:5 | 8.93 | 1.69 | - | 2961 | 3271 | - |
| P2 | 1:1:5 | 9.30 | 7.49 | 0.43 | 2092 | 2500 | 0.14 |
| P3 | 1:1:5 | 7.14 | 7.10 | 0.58 | 2037 | 1976 | 0.15 |
| P4 | 1:3 | 3.00 | 2.64 | - | 1076 | 1140 | - |
| P5 | 1:3 | 3.50 | 2.99 | - | 778 | 687 | - |
| W1 | 1:3 | 1.56 | 2.29 | 0.25 | 981 | 906 | 0.22 |
| W2 | 1:3 | 1.83 | 2.57 | 0.22 | 892 | 1100 | 0.18 |
| W3 | 1:3 | 2.96 | 3.01 | 0.20 | 1752 | 1567 | 0.24 |
| [N/mm2] | [N/mm2] | ||
|---|---|---|---|
| MP1 | 3.50 | 2998.00 | 0.28 |
| MP2 | 1.00 | 800.00 | 0.22 |
| S1 Wallette | S2 Wallette | S3 Wallette | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Load [N] | [‰] | [‰] | [N/mm2] | [‰] | Load [N] | [‰] | [‰] | [N/mm2] | [‰] | Load [N] | [‰] | [‰] | [N/mm2] | [‰] |
| 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | −0.01 | 0.00 | 0.01 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| 5010 | −0.02 | 0.04 | 0.04 | 0.06 | 5010 | −0.03 | −0.03 | 0.04 | 0.06 | 5010 | −0.06 | 0.00 | 0.04 | 0.06 |
| 10,030 | −0.07 | 0.10 | 0.08 | 0.18 | 10,030 | −0.06 | −0.07 | 0.08 | 0.13 | 10,030 | −0.10 | 0.04 | 0.08 | 0.15 |
| 15,040 | −0.14 | 0.17 | 0.12 | 0.30 | 15,040 | −0.09 | −0.12 | 0.12 | 0.21 | 15,040 | −0.16 | 0.08 | 0.12 | 0.23 |
| 20,060 | −0.30 | 0.30 | 0.16 | 0.61 | 20,060 | −0.14 | −0.12 | 0.16 | 0.25 | 20,060 | −0.22 | 0.13 | 0.16 | 0.35 |
| 28,670 | −1.82 | 0.87 | 0.22 | 2.69 | 42,300 | −0.51 | 0.17 | 0.34 | 0.69 | 37,930 | −0.61 | 0.60 | 0.29 | 1.21 |
| 27,000 | −2.01 | 0.87 | 0.21 | 2.88 | 41,530 | −0.61 | 0.20 | 0.33 | 0.81 | 37,670 | −0.70 | 0.65 | 0.29 | 1.36 |
| Specimen | First Cracking Load [N] | Ultimate Load [N] | Ultimate Shear Strength [N/mm2] | Shear Modulus of First Cracking [N/mm2] | Shear Modulus [N/mm2] | |
|---|---|---|---|---|---|---|
| Equation (2) | Equation (3) | |||||
| S1 | 15,040 | 28,670 | 0.22 | 0.10 | 385.71 | 81.66 |
| S2 | 20,060 | 42,300 | 0.34 | 0.16 | 637.37 | 495.00 |
| S3 | 20,060 | 37,930 | 0.29 | 0.14 | 449.56 | 239.02 |
| Average | 18,390 (15.78%) | 36,300 (19.17%) | 0.28 (21.16%) | 0.13 (22.87%) | 490.88 (26.67%) | 271.89 (76.77%) |
| Specimen | Diameter [mm] | Thickness [mm] | Ultimate Load [N] | Tensile Strength [N/mm2] |
|---|---|---|---|---|
| S1 | 611 | 130 | 28,670 | 0.24 |
| S2 | 587 | 130 | 42,300 | 0.35 |
| S3 | 589 | 130 | 37,930 | 0.31 |
| Average | - | - | 36,300 (19.17%) | 0.30 (18.57%) |
| Compression Load N | Specimen | Ultimate | Cohesion | Friction Coefficient | |||
|---|---|---|---|---|---|---|---|
| [N/mm2] | [N] | [N/mm2] | [N/mm2] | [N/mm2] | |||
| Triplets T (mortar 1:1:5) | 0.30 | 1350.00 | T1 (Y) | 0.26 | 0.37 (40.7%) | 0.15 | 0.76 |
| 1350.00 | T2® | 0.47 | |||||
| 0.50 | 2250.00 | T3 (Y) | 0.59 | 0.51 (22.16%) | |||
| 2250.00 | ®(R) | 0.43 | |||||
| 0.70 | 3150.00 | T5 (Y) | 0.60 | 0.67 (14.78%) | |||
| 3150.00 | T6 (R) | 0.74 | |||||
| Triplets R (mortar 1:3) | 0.30 | 1350.00 | R1 (R) | 0.19 | 0.185 (3.82%) | 0.13 | 0.21 |
| 1350.00 | R2 (Y) | 0.18 | |||||
| 0.50 | 2250.00 | R3 (R) | 0.27 | 0.265 (2.67%) | |||
| 2250.00 | R4 (Y) | 0.26 | |||||
| 0.7 | 3150.00 | R5 (R) | 0.26 | 0.26 |
[N/mm2] | [N/mm2] | [N/mm2] | [N/mm2] | [N/mm2] | ||
|---|---|---|---|---|---|---|
| Laboratory destructive tests | ||||||
| Masonry with 1:1:5 mortar | 4.43 (13.6%) | 0.3 (18.6%) | 2363 (21.9%) | 490.88 (26.65%) | 0.15 | 0.76 |
| Masonry with 1:3 mortar | 1.7 (11.3%) | - | 936.5 (6.7%) | - | 0.13 | 0.21 |
| In situ tests | ||||||
| Masonry with good quality materials | 3.50 | - | 2998 | - | - | - |
| Masonry with degraded materials | 1.00 | - | 800 | - | - | - |
| Type of Masonry | |||||
|---|---|---|---|---|---|
| [N/mm2] | [N/mm2] | [N/mm2] | [N/mm2] | [kN/m3] | |
| Min-Max | Min-Max | Min-Max | Min-Max | ||
| Caotic stone masonry (pebbles, erratic and irregular stones) | 1 | 0.018 | 690 | 230 | 19 |
| 2 | 0.032 | 1050 | 350 | ||
| Masonry with rough-hewn ashlars, with leaf of limited thickness and internal core | 2 | 0.035 | 1020 | 340 | 20 |
| 0.051 | 1440 | 480 | |||
| Split stone masonry with good texture | 2.60 | 0.056 | 1500 | 500 | 21 |
| 3.80 | 0.074 | 1980 | 660 | ||
| Irregular masonry made of soft stone (tuff, calcarenite, etc.) | 1.4 | 0.028 | 900 | 300 | 13 |
| 2.2 | 0.042 | 1260 | 420 | 16 | |
| Masonry made of regular blocks of soft stone (tuff, calcarenite, etc.) | 2.0 | 0.04 | 1200 | 400 | 13 |
| 3.2 | 0.08 | 1620 | 500 | 16 | |
| Masonry made of squared stone blocks | 5.8 | 0.09 | 2400 | 800 | 13 |
| 8.2 | 0.12 | 3300 | 1100 | 16 | |
| Masonry with solid clay brick and lime mortar | 2.6 | 0.05 | 1200 | 400 | 18 |
| 4.3 | 0.13 | 1800 | 600 | ||
| Masonry with semi-perforated clay block with cement mortar (e.g.: double UNI volume of holes ≤ 40%) | 5.0 | 0.08 | 3500 | 875 | 15 |
| 8.0 | 0.17 | 5600 | 1400 |
| Observations | R2 | Root Mean Square Error | Cross-Validation | Confidence Intervals of the Exponents |
|---|---|---|---|---|
| 5 | 0.9975 | 0.029 | - 1 | x1: 1.24 ÷1.81 x2: −1.05 ÷ 0.36 |
| [N/mm2] | ||||
|---|---|---|---|---|
| Experimental Tests | Stress Consideration (Equation (8)) | Strain Compatibility (Equation (26)) | Formulation EC6 (Equation (27)) | Proposed Formulation (Equation (28)) |
| 3.00 | 5.26 | 4.32 | 3.21 | 3.01 |
| 3.50 | 6.18 | 4.83 | 3.34 | 3.47 |
| 1.56 | 4.78 | 4.22 | 2.23 | 1.53 |
| 1.83 | 5.18 | 4.46 | 2.49 | 1.88 |
| 2.96 | 6.08 | 4.96 | 3.05 | 2.95 |
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Magagnini, E.; Nicoletti, V.; Gara, F. Experimental and Numerical Investigation of Historic Brickwork Masonry with Weak and Degraded Joints: Failure Mechanisms Under Compression and Shear. Buildings 2025, 15, 3993. https://doi.org/10.3390/buildings15213993
Magagnini E, Nicoletti V, Gara F. Experimental and Numerical Investigation of Historic Brickwork Masonry with Weak and Degraded Joints: Failure Mechanisms Under Compression and Shear. Buildings. 2025; 15(21):3993. https://doi.org/10.3390/buildings15213993
Chicago/Turabian StyleMagagnini, Erica, Vanni Nicoletti, and Fabrizio Gara. 2025. "Experimental and Numerical Investigation of Historic Brickwork Masonry with Weak and Degraded Joints: Failure Mechanisms Under Compression and Shear" Buildings 15, no. 21: 3993. https://doi.org/10.3390/buildings15213993
APA StyleMagagnini, E., Nicoletti, V., & Gara, F. (2025). Experimental and Numerical Investigation of Historic Brickwork Masonry with Weak and Degraded Joints: Failure Mechanisms Under Compression and Shear. Buildings, 15(21), 3993. https://doi.org/10.3390/buildings15213993

