1. Introduction
Rolling bearings are the core components of liquid rocket engine turbopumps, and their dynamic stiffness characteristics are of great significance to the study of the dynamic characteristics of turbopump rotor systems. Advanced liquid rocket engines require bearings to have high-speed capability and multi-directional load capacity, which further increases the complexity of their dynamic stiffness characteristics. Consequently, scholars have conducted extensive theoretical analysis and experimental research on the dynamic stiffness characteristics of rolling bearings.
The load of the bearing and speed are the main factors affecting the dynamic stiffness characteristics of the bearing [
1,
2,
3,
4,
5]. Among them, the influence of load change caused by rotation on bearing dynamic stiffness has always been a research hotspot. It mainly includes two aspects:
(1) The rotation of the bearing itself [
6,
7]: The high-speed rotation of bearing components generates significant centrifugal forces and gyroscopic moments. Fang [
8] established a modeling method to study stiffness variations with speed, while Wang et al. [
9] analyzed the evolutionary regularity of dynamic characteristics under combined loads. Building upon inertial effects, scholars have incorporated multi-physics coupling. Lei et al. [
10] integrated thermal effects to reveal combined load influences. Yun et al. [
11] constructed a thermal–solid coupling model considering time-varying friction states. Lei et al. [
12] and Li et al. [
13] developed comprehensive models integrating ball spin, centrifugal expansion, and thermal deformation. Li et al. [
14] clarified the inherent laws of stiffness enhancement or weakening under thermal–centrifugal coupling. Recent works have further expanded this scope: Gao et al. [
15] quantified stiffness degradation due to frictional heat, and Li et al. [
2] discovered a competition between “softening” and “hardening” characteristics at high speeds. Furthermore, Zhang et al. [
16] demonstrated that minor assembly errors, such as spacer inclination, induce significant stiffness anisotropy during high-speed rotation. Overall, this line of research primarily emphasizes how speed-dependent inertial and coupled effects within the bearing reshape the stiffness through changes in load sharing, contact state, and anisotropy.
(2) Rotation of the shaft [
17,
18]: Apart from the bearing itself, shaft rotation—particularly unbalanced excitation—is the primary vibration source. Chen [
19] experimentally validated stiffness models considering speed effects. Li et al. [
20,
21] analyzed flexible rotor-bearing systems under combined loads, while Liu et al. [
22] focused on the influence of rotor flexural deformation on frequency and amplitude characteristics. Critical speeds and unbalanced responses were calculated by Weng et al. [
23]. For extreme scenarios, Li et al. [
24] investigated transient responses under sudden unbalance. Most recently, Chen et al. [
25] explored time-varying stiffness under combined loads. However, in many existing studies, unbalanced forces are represented by unidirectional excitation models [
26,
27]. Such a simplification can capture the frequency-related effect of speed, but it treats the excitation as a fixed-direction projection and thus does not explicitly preserve the rotating-vector nature of unbalance. In practical rotor systems, rotational speed simultaneously changes both excitation frequency and excitation amplitude. Therefore, ignoring the speed-induced excitation amplitude modulation may lead to significant deviations in stiffness prediction.
Based on the above literature, current research efforts mainly focus on how speed-dependent inertial loads (e.g., rolling-element centrifugal force and gyroscopic moment) influence bearing stiffness, whereas the influence of speed-dependent excitation loads on bearing stiffness prediction is much less explicitly addressed [
20,
26]. In actual rotor systems, unbalanced excitation differs from general static radial loads in that its amplitude and direction evolve with rotational speed, which can lead to more complex stiffness variations. As a result, neglecting the influence of excitation amplitude may cause noticeable discrepancies in predicted bearing stiffness.
In response to the above deficiencies, this paper proposes a bearing stiffness calculation method that takes rotational speed as the independent variable of the excitation load. This method can simultaneously consider the influence of the changes in excitation frequency and excitation amplitude caused by rotational speed on the stiffness of bearings. In
Section 2 of the paper, a rotor unbalanced excitation force model considering bidirectional excitation is established through orthogonal decomposition; in
Section 3, the correctness of this model is verified through the numerical simulation software MESYS and experiments; on this basis,
Section 4 of the paper analyzes the variation laws of the dynamic stiffness characteristics of bearings under the action of unbalanced excitation loads, axial loads, etc. It should be emphasized that the bidirectional representation of unbalance itself is not the novelty; rather, the contribution of this work lies in incorporating the speed-dependent excitation amplitude into the stiffness evaluation framework and clarifying, under the same bearing/load settings, how the excitation force representation affects stiffness prediction. This provides a practical approach for dynamic stiffness analysis of rolling bearings under complex operating conditions relevant to turbopump rotor systems.
2. Bearing Dynamics Modeling
In order to accurately predict the dynamic stiffness characteristics of the bearing, a three-dimensional model of the bearing is established based on the finite element method. The model considers the contact between the rolling element and the outer ring, the contact between the rolling element and the inner ring, the radial unbalanced excitation load and the axial load. The lubricating oil film stiffness/damping and thermal effects are not explicitly included, because this study aims to isolate the influence of unbalanced excitation modeling on stiffness prediction. Ref. [
27] indicates that lubrication tends to increase the effective contact stiffness of high-speed ball bearings. Therefore, omitting the oil film contribution is expected to primarily shift the absolute stiffness level (and damping), while not altering the comparative stiffness variation trends associated with different excitation representations within the scope of this work.
2.1. Contact Model
The normal contact conditions are as follows:
where
p is the normal contact pressure and
g is the contact gap [
3]:
In the above formula, n is the normal unit vector of the main surface of the contact position, and xs and xm are the position coordinates of the nodes from the surface and the main surface, respectively.
The relationship between the normal contact pressure and the contact gap is constructed by the penalty function method:
kn is the normal contact stiffness.
The Coulomb friction model is used to describe the tangential contact friction t:
μ is the friction coefficient.
2.2. Unbalanced Excitation Force Model Considering Bidirectional Excitation
The radial load is the unbalanced excitation force generated by the rotor. It is assumed that the amplitude of the excitation force is
F0 and the phase lag is α. Orthogonal decomposition is used to decompose the unbalanced excitation force into two excitation forces
Fy and
Fz with a phase difference of 90°, which are expressed in complex numbers, as follows:
Here, Ω is the whirling speed; the expanded form is
When the imbalance is equal to
me,
In the formula,
m is the unbalanced mass,
e is the eccentric distance of the unbalanced mass, and
ω is the rotational speed of the shaft. When the rotor is in synchronous positive precession,
2.3. Kinetic Equation
Based on the principle of minimum potential energy, the differential equation of motion is established as follows:
In the formula, M, C, and K are the mass, damping and stiffness matrices of the bearing system, respectively. F is the node load vector, including unbalanced excitation load and axial load. i is the node number. R is the contact force and Γ is the contact area. x is the position coordinate of the contact interface node.
In the actual finite element calculation process, the equations presented in
Section 2.1 to
Section 2.3 are strongly coupled and solved jointly. Specifically, the dynamic displacements of the bearing components are solved as
u in the kinetic equation (Equation (9)). Based on these derived displacements, the current nodal position coordinates
x are dynamically updated at each calculation step. Subsequently, the contact gap
g is evaluated using these updated coordinates via Equation (2). The contact area Γ is not predetermined; rather, it is identified continuously by finding the nodes where penetration occurs
g < 0. For these active contact nodes, the contact pressure
p and the tangential friction
t are calculated using the penalty function method (Equation (3)) and the Coulomb friction model (Equation (4)), respectively. The main hyperparameters for these methods are the normal contact stiffness
kn and the friction coefficient
μ = 0.03. Finally,
p and
t are integrated over the contact area Γ to formulate the global contact force vector
R (Equations (10) and (11)). Because
R depends on
x (and consequently on
u), and Equation (9) requires
R to solve for
u, this forms a closed-loop dependency. Therefore, these equations are solved jointly through an iterative calculation procedure until the kinetic equations are balanced. A flowchart describing this comprehensive iterative procedure is illustrated in
Figure 1.
4. Analysis of Dynamic Characteristics of Bearings Under Combined Loads Considering Rotor Unbalanced Excitation
In order to facilitate the analysis, the dimensionless rotational speed
ω* is defined as shown in Formula (15). The minimum and maximum rotational speeds are 10,980 r/min and 15,000 r/min respectively.
The subscripts ‘max’ and ‘min’ represent the maximum and minimum values of the rotational speed, respectively. Similarly, the dimensionless axial load Fs* can be obtained.
The dimensionless radial dynamic stiffness
k* is defined as shown in Formula (16):
In the formula, ks the radial dynamic stiffness, and k(ωmin) represents the radial dynamic stiffness of the bearing corresponding to the minimum speed.
Figure 9 shows the comparison between the unbalanced excitation force model considering bidirectional excitation and the bearing radial dynamic stiffness considering unidirectional excitation. It can be found that under the action of the unidirectional excitation force, the radial dynamic stiffness of the bearing decreases with the increase in the rotational speed. The main reason is that the unidirectional model does not consider the centrifugal force-related amplitude effect introduced by unbalance, and it mainly retains the influence of excitation frequency (speed: 183–250 Hz). As a result, the frequency increase tends to weaken the radial stiffness prediction (see Reference [
14]). Under the action of the unbalanced excitation force considering bidirectional excitation, the radial dynamic stiffness of the bearing increases approximately in a quadratic nonlinear manner as the rotational speed increases. This is because the bidirectional excitation can consider the influence of unbalanced excitation amplitude in addition to the influence of frequency. The amplitude of unbalanced excitation increases with the increase in rotational speed. Because the angle between the direction of the unbalanced excitation force and the dynamic deflection of the shaft is constant at constant speed [
23], the amplitude of unbalanced excitation will have an effect similar to that of radial load (direction constant); that is, the radial dynamic stiffness will increase with the increase in unbalanced excitation amplitude. Its essence is that the increase in radial load leads to a change in the contact angle and contact load of the bearing [
14], thus ‘strengthening’ the radial dynamic stiffness of the bearing. The reason for the nonlinear increase in dynamic stiffness may be the superposition of the unbalanced excitation amplitude and frequency. The unbalanced excitation amplitude is proportional to the square of the rotational speed (
F =
meω2). With the increase in the rotational speed, the ‘strengthening’ phenomenon dominates, so the radial dynamic stiffness of the bearing generally shows a trend of nonlinear increase with the rotational speed. Reference [
28] gave a similar change rule through experiments but did not analyze this phenomenon from the perspective of the excitation force.
Figure 10 shows the variation trend of the radial dynamic stiffness of the bearing with respect to the rotational speed under different axial loads. It can be observed that at low rotational speeds, the change in axial load has a relatively small impact on the radial dynamic stiffness of the bearing. As the rotational speed increases, the impact of the change in axial load on the radial dynamic stiffness gradually increases, indicating that compared with low-speed bearings, high-speed bearings should consider the influence of axial loads more. This significantly enhanced coupling effect at high rotational speeds is consistent with the findings of Chen et al. [
25] regarding the evolution of stiffness under combined loads. The reason for this phenomenon is that when the rotational speed is low, the inertial force is small. The contact state and load distribution are mainly determined by the static geometry and load. Changing the axial load has a relatively small impact on the radial deformation, resulting in a small change in radial stiffness. At high rotational speeds, centrifugal force causes the contact angle of the balls to change. At this point, a slight change in the axial load will cause a significant change in the load distribution by altering the contact angle, thereby resulting in a large change in radial stiffness.
Figure 11 shows the variation in radial dynamic stiffness of the bearing with axial load. It can be found that the radial stiffness of the bearing increases with the increase in axial load. The reason is that with the increase in axial load, the number of contact balls in the inner and outer rings of the bearing increases, resulting in an increase in radial dynamic stiffness.
Figure 12 shows that under the combined action of axial load and radial unbalanced excitation, the radial dynamic stiffness of the bearing increases with the increase in axial load and rotational speed, and the greater the axial load, the more obvious the influence of rotational speed on the radial dynamic stiffness of the bearing.
Although the bidirectional excitation model proposed in this paper significantly improves the stiffness prediction accuracy under high-speed conditions, it still has certain limitations. Currently, the model is based on the assumption of dry contact friction and ignores the thermal–elastic–fluid dynamic lubrication effect of the lubricating oil film. As Gao et al. [
15] pointed out, the heat generated by friction at ultra-high rotational speeds may cause material thermal softening, which may to some extent counteract the centrifugal hardening effect observed in this study. Future research efforts will focus on the following two aspects: (1) Multi-physics field coupling: We aim to introduce thermal–fluid–solid coupling mechanisms to more comprehensively assess the correction effect of thermal factors on the stiffness hardening trend [
29]. (2) Quantitative analysis under high axial loads: Future work will focus on quantifying the impact of increasing rotational speed on radial stiffness under higher axial loads. Under such conditions, the internal contact angle of the bearing undergoes significant changes, which may alter the sensitivity of radial stiffness to rotational speed. We aim to map the stiffness evolution law under the ‘high axial load–ultra-high rotational speed’ coupling field, determine the saturation point of the stiffness hardening effect, and provide a comprehensive design reference for heavy-duty turbopump bearings.
5. Conclusions
In this paper, a bearing stiffness calculation method is proposed, which takes the rotational speed as the independent variable of the excitation load. This method can consider the influence of the change in excitation frequency and excitation amplitude caused by the rotational speed on the bearing stiffness. It is introduced into the finite element model of the bearing based on ABAQUS. The accuracy of the model is verified by MESYS software and a bearing test device and compared with the unidirectional excitation force model. Finally, based on the model, the variation trend of bearing dynamic stiffness under unbalanced excitation and axial load is obtained. The main conclusions are as follows:
(1) MESYS software and a bearing test device are used to verify the model in this paper, and the maximum errors are 2.42% and 9.12% respectively. The correctness of the method in this paper is proved.
(2) Compared with the unidirectional excitation force model, the unbalanced excitation force model established in this paper can not only consider the influence of excitation frequency but also consider the influence of excitation amplitude on the dynamic stiffness of the bearing. Under the combined action of unbalanced excitation amplitude and frequency, the radial dynamic stiffness of the bearing increases nonlinearly with the increase in rotational speed.
(3) At low speed (in this paper, ω* < 0.25), the change in axial load has little effect on the radial dynamic stiffness of the bearing (the dynamic stiffness changes about 8% from ω* = 0 to ω* = 0.25). With the increase in speed, the influence of axial load change on the radial dynamic stiffness of the bearing gradually increases (the dynamic stiffness changes about 34% from ω* = 0.75 to ω* = 1), indicating that compared with low-speed bearings, high-speed bearings should consider the influence of axial load more.
(4) Under the combined action of axial load and radial unbalanced excitation, the radial dynamic stiffness of the bearing increases with the increase in axial load and rotational speed, and the greater the axial load, the more obvious the influence of rotational speed on the radial dynamic stiffness of the bearing.
Finally, while the current model is sufficient for exploring comparative trends, it still relies on several simplifications, notably the assumption of dry contact friction. As discussed in
Section 4, a more detailed treatment involving thermal–fluid–solid coupling and varying axial load limits is recommended for future work to further refine the stiffness prediction.