SWAU-Net: Longitudinal Prediction of Geographic Atrophy via Sliding-Window Attention
Abstract
1. Introduction
1.1. Geographic Atrophy and Retinal Imaging
1.2. Spatiotemporal Deep Learning
1.3. Deep Learning for GA Detection and Forecasting
1.4. Main Contributions of Our Deep Learning Architecture
- A regularized U-Net for spatial detail: To resolve the thin, irregular structure of GA growth regions, the model’s backbone is constrained to preserve boundary detail while filtering out noise. Refined residual blocks prevent the over-smoothing of junctional zone features, ensuring the growth front remains sharp even when training data is limited [46].
- Sliding Window Attention (SWA): To ensure the model generalizes across time, we enforce a “temporal stationarity” prior through architectural weight-sharing. By applying the same attention parameters across shifted windows, we create a structural bottleneck that prevents the model from memorizing specific visits. Instead, it is forced to learn a generalized, time-invariant transition function—effectively capturing the underlying biological “velocity” of GA expansion across the retina.
- Decoupled Dynamics Network (DynNet): We physically separate the task of identifying the current disease (state estimation) from the task of predicting future changes (evolution). By decoupling these functions, the encoder and SWA core can focus on producing a stable map of the atrophy, while a separate module (DynNet) is dedicated purely to modeling how those features evolve over time.
1.5. Study Objectives
2. Materials and Methods
2.1. Data
2.2. Hybrid Encoder–Decoder Architecture and Feature Regularization
2.3. SWA for Temporal Aggregation
- Feature Extraction: The encoder extracts raw spatial features from the FAF and masks.
- Semantic Alignment: The CFB refines these features into a semantically aligned disease representation ().
- Windowed Aggregation: The SWA module applies the weight-shared attention block across a sliding window of three consecutive visits to construct the integrated temporal state.
- —utilized to predict the state at Month 6.
- —utilized to predict the state at Month 12.
- —utilized to predict the state at Month 18.
2.4. State Evolution and Frame Prediction
2.5. Synthetic Pretraining via Anisotropic Growth Simulation
- Mask Generation: Lesion masks are initialized by thresholding multi-peak Gaussian fields, then expanded through anisotropic directional dilation combined with stochastic erosion/dilation cycles. This mimics the non-uniform growth of clinical GA, where lesions often expand more rapidly in areas of hyperautofluorescence while remaining stable in others. This process generates realistic, jagged growth boundaries that specifically mimic the irregular, directional nature of clinical GA progression, enforcing a high-frequency boundary prior.
- FAF Realism: The simulator incorporates clinical artifacts such as vein-like structures and peripheral noise to ensure the model learns features robust to real-world image interference. This ensures the attention mechanism learns to ignore non-pathological dark structures (like blood vessels) that can mimic the appearance of GA in FAF imaging.
2.6. Loss Formulation and Training Strategy
3. Experiments
3.1. Experimental Setup
3.2. Results
4. Discussion and Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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| Model/ Ablation Name | Core Modification | Primary Hypothesis Tested |
|---|---|---|
| No Spatial Attention | Removes all Spatial Self-Attention layers within the Encoder and DynNet. | Tests the contribution of non-local pixel interactions vs. purely local convolutional processing in maintaining feature fidelity. |
| No Channel Fusion Bottleneck | Replaces all Channel Fusion Bottleneck (CFB) blocks with simple residual skips and concatenation. | Tests the importance of explicit semantic alignment of multi-modal input features (FAF, GA Mask, Growth Mask). |
| SWA Ablation 1 (Standard Attention) | Replaces SWA with Standard Causal Axial Attention (non–weight-shared). | Tests whether SWA’s temporal-stationarity prior (via weight-sharing) is needed to prevent highly expressive but unregularized Transformers from overfitting small datasets. |
| SWA Ablation 2 (Temporal Aggregator) | Replaces SWA with a simple convolutional aggregator (feature concatenation) at L1–L3. | Tests whether the stable CNN backbone (DynNet-based decomposition) alone is sufficient, or if explicit attention-based temporal aggregation is required. |
| SWA Ablation 3 (ConvLSTM) | Replaces the entire SWA core with a sequence of standard ConvLSTM cells, but retains spatial attention and CFB. | Tests whether our decoupled hybrid architecture (CNN → Attention → DynNet) provides stability or expressivity benefits over conventional coupled ConvLSTM approaches. |
| No DynNet | Removes the Dynamics Network (DynNet) and reconstruction loss, and predicts directly from the estimated state. | Tests whether the explicit separation of state estimation and temporal evolution acts as a regularizer against the entanglement of spatial noise and temporal forecasting. |
| No Synthetic Pretraining | Skips phase 1 of training and initializes the model directly on the small clinical dataset. | Tests whether establishing a strong, generalized prior (especially for high-frequency boundaries) is required for Transformer components to converge effectively in the target domain. |
| No Data Augmentation | Removes online data augmentation, including FAF intensity jitter and noise, and geometric transformations (flips, rotations, etc.). | Tests whether online data augmentation is necessary to stabilize attention-based layers on the small clinical dataset. |
| Model | Mask DSC (Mean ± SD) | Growth Mask DSC (Mean ± SD) |
|---|---|---|
| SWAU Net | 0.94 ± 0.01 | 0.66 ± 0.01 |
| Spatial Attention Ablation | 0.94 ± 0.01 | 0.64 ± 0.01 |
| CFB Ablation * | 0.92 ± 0.01 | 0.53 ± 0.02 |
| SWA Ablation 1 (Standard Attention) * | 0.92 ± 0.02 | 0.52 ± 0.02 |
| SWA Ablation 2 (Temporal Aggregator) | 0.94 ± 0.01 | 0.63 ± 0.01 |
| SWA Ablation 3 (Attention-ConvLSTM) | 0.94 ± 0.01 | 0.66 ± 0.01 |
| DynNet Ablation | 0.94 ± 0.01 | 0.63 ± 0.03 |
| No Synthetic Pretraining | 0.94 ± 0.01 | 0.64 ± 0.02 |
| No Data Augmentation | 0.94 ± 0.02 | 0.63 ± 0.04 |
| Model | p-Value |
|---|---|
| SWAU Net vs. Spatial Attention Ablation | 0.0254 |
| SWAU Net vs. CFB Ablation | 0.0005 |
| SWAU Net vs. SWA Ablation 1 (Standard Attention) | 0.0002 |
| SWAU Net vs. SWA Ablation 2 (Temporal Aggregator) | 0.0116 |
| SWAU Net vs. SWA Ablation 3 (Attention-ConvLSTM) | 0.9899 |
| SWAU Net vs. DynNet Ablation | 0.1187 |
| SWAU Net vs. No Synthetic Pretraining | 0.0109 |
| SWAU Net vs. No Augmentation | 0.1415 |
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Racioppo, P.; Wang, Z.C.; Sadda, S.R.; Hu, Z.J. SWAU-Net: Longitudinal Prediction of Geographic Atrophy via Sliding-Window Attention. Life 2026, 16, 303. https://doi.org/10.3390/life16020303
Racioppo P, Wang ZC, Sadda SR, Hu ZJ. SWAU-Net: Longitudinal Prediction of Geographic Atrophy via Sliding-Window Attention. Life. 2026; 16(2):303. https://doi.org/10.3390/life16020303
Chicago/Turabian StyleRacioppo, Peter, Ziyuan Chris Wang, SriniVas R. Sadda, and Zhihong Jewel Hu. 2026. "SWAU-Net: Longitudinal Prediction of Geographic Atrophy via Sliding-Window Attention" Life 16, no. 2: 303. https://doi.org/10.3390/life16020303
APA StyleRacioppo, P., Wang, Z. C., Sadda, S. R., & Hu, Z. J. (2026). SWAU-Net: Longitudinal Prediction of Geographic Atrophy via Sliding-Window Attention. Life, 16(2), 303. https://doi.org/10.3390/life16020303

