Comprehensive Evaluation and Optimization of Level Count for Cascaded H-Bridge Multilevel Inverters with Carrier-Phase-Shifted PWM
Abstract
1. Introduction
2. Materials and Methods
2.1. Theoretical Paradigms of CHB Multilevel Inverters and Boundary Condition Preservation
2.2. CPS-SPWM Control and Switching Count Mathematical Modeling
2.3. Detailed Simulation Infrastructure and Data Synchronization
3. Results and Analysis
3.1. Detailed Waveform Synthesis and Harmonic Characterization
3.2. Microscopic Assessment of Intra-Cell Switching Energy
3.3. Macroscopic Scaling Effects on Total Power Dissipation
4. Discussions and Outlook
4.1. The Engineering Dilemma: Power Quality vs. Hardware Complexity
4.2. Formulation of the Performance-to-Loss Ratio (PLR) Framework
4.3. Identification of Optimal Level Nodes: Local vs. Global Optima
- Local Optimum (Nine-Level Configuration): Up to the nine-level mark, the improvements in THD and the reduction in per-component voltage stress significantly outweigh the increase in hardware count. The system achieves a “sweet spot” where high performance is maintained with a relatively modest component count (four cells per phase). This node is particularly recommended for cost-sensitive applications, such as medium-voltage grid-connected renewable energy subsystems, where initial capital expenditure and maintenance are primary constraints.
- Global Optimum (21-Level Configuration): Beyond the nine-level mark, the PLR curves exhibit a plateau followed by a secondary surge, eventually reaching a global optimum at the twenty-one-level configuration. As the system scales toward 21 levels, the ultra-low stress and near-sinusoidal profile drastically minimize switching losses, providing the highest performance-to-loss efficiency in the tested range. Although system complexity is maximized, individual component reliability is exceptionally enhanced. This makes the 21-level setup the definitive high-performance bound, ideally suited for mission-critical scenarios such as detailed space power electronics (e.g., 240 V spacecraft DC buses), where pure spectral output and stringent thermal radiation constraints are paramount.
- Sensitivity Analysis: Furthermore, a parametric sensitivity analysis reveals the adaptability of the PLR index. Through parametric sensitivity analysis, if economic constraints are prioritized (e.g., = 2), the nine-level configuration becomes the absolute global optimum. Conversely, if thermal dissipation is the strictest bottleneck (e.g., = 2, such as in aerospace applications), the 21-level configuration retains its position as the global optimum. This demonstrates that the PLR is not merely a heuristic metric, but a tunable optimization criterion.
4.4. Implications and Future Research Directions
5. Conclusions
- Theoretical Modeling Breakthrough: A universal MOSFET switching count mathematical model () was derived for CPS-SPWM. Its accuracy was empirically validated with 0% deviation through a novel “Proportional Scaling Methodology”, providing a robust analytical tool that effectively overcomes the high-frequency visualization bottleneck in complex multilevel topologies.
- Quantification of the Engineering Trade-off: Utilizing a detailed, ZOH-synchronized electro-thermal simulation infrastructure, this study confirmed that modular expansion yields a significant reduction in individual switching losses and drastically relieves stress. However, a critical law of diminishing marginal returns was identified: the gradient of THD improvement flattens significantly beyond the 13-level mark, directly conflicting with the linear escalation of hardware components.
- Multidimensional Evaluation Innovation: To resolve the aforementioned design dilemma, this research proposed the performance-to-loss ratio (PLR). This novel figure-of-merit mathematically integrates power quality, individual thermal stress, and total component count into a unified optimization objective, successfully penalizing both harmonic distortion and hardware redundancy.
- Identification of Definitive Design Boundaries: The PLR framework quantitatively mapped the complex design space, identifying two critical engineering nodes. The nine-level configuration emerges as a local optimum, offering the ideal “sweet spot” for cost-sensitive modular applications such as medium-voltage renewable energy subsystems. Conversely, the 21-level configuration is identified as the global optimum, providing the ultimate detailed performance and ultra-low thermal dissipation essential for mission-critical scenarios such as space power electronics.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| AC | Alternating Current |
| CHB | Cascaded H-Bridge |
| CPS-SPWM | Carrier-Phase-Shifted Sinusoidal Pulse Width Modulation |
| DC | Direct Current |
| EMI | Electromagnetic Interference |
| FC | Flying Capacitor |
| FFT | Fast Fourier Transform |
| GaN | Gallium Nitride |
| MLI | Multilevel Inverter |
| MOSFET | Metal-Oxide-Semiconductor Field-Effect Transistor |
| NPC | Neutral Point Clamped |
| PLR | Performance-to-Loss Ratio |
| PWM | Pulse Width Modulation |
| Si | Silicon |
| SiC | Silicon Carbide |
| THD | Total Harmonic Distortion |
| VSI | Voltage Source Inverter |
| WBG | Wide-Bandgap |
| ZOH | Zero-Order Hold |
References
- Bose, B.K. Power electronics, smart grid, and renewable energy systems. Proc. IEEE 2017, 105, 2011–2018. [Google Scholar] [CrossRef] [Scilit]
- Kolar, J.W.; Drofenik, U.; Biela, J.; Heldwein, M.L.; Ertl, H.; Friedli, T.; Round, S.D. PWM converter power density barriers. In Proceedings of the Power Conversion Conference (PCC), Nagoya, Japan, 2–5 April 2007; pp. 9–29. [Google Scholar]
- Franquelo, L.G.; Rodriguez, J.; Leon, J.I.; Kouro, S.; Portillo, R.; Prats, M.A.M. The age of multilevel converters arrives. IEEE Ind. Electron. Mag. 2008, 2, 28–39. [Google Scholar] [CrossRef] [Scilit]
- Kamel, T.; Biletskiy, Y.; Chang, L. Data communication to monitor power electronic converters. In Proceedings of the 2015 IEEE 24th International Symposium on Industrial Electronics (ISIE), Buzios, Brazil, 3–5 June 2015; pp. 992–997. [Google Scholar]
- Holmes, D.G.; Lipo, T.A. Pulse Width Modulation for Power Converters: Principles and Practice; IEEE Press: Piscataway, NJ, USA, 2003. [Google Scholar]
- Leon, J.I.; Kouro, S.; Franquelo, L.G.; Rodriguez, J.; Wu, B. The essential role and the continuous evolution of modulation techniques for voltage-source inverters in the past, present, and future power electronics. IEEE Trans. Ind. Electron. 2016, 63, 2688–2701. [Google Scholar] [CrossRef] [Scilit]
- McGrath, B.P.; Holmes, D.G. Multicarrier PWM strategies for multilevel inverters. IEEE Trans. Ind. Electron. 2002, 49, 858–867. [Google Scholar] [CrossRef] [Scilit]
- Rodriguez, J.; Lai, J.-S.; Peng, F.Z. Multilevel inverters: A survey of topologies, controls, and applications. IEEE Trans. Ind. Electron. 2002, 49, 724–738. [Google Scholar] [CrossRef] [Scilit]
- Kouro, S.; Malinowski, M.; Gopakumar, K.; Pou, J.; Franquelo, L.G.; Rodriguez, J.; Perez, M.A.; Leon, J.I. Recent advances and industrial applications of multilevel converters. IEEE Trans. Ind. Electron. 2010, 57, 2553–2580. [Google Scholar] [CrossRef] [Scilit]
- Lai, J.-S.; Peng, F.Z. Multilevel converters-a new breed of power converters. IEEE Trans. Ind. Appl. 1996, 32, 509–517. [Google Scholar] [CrossRef] [Scilit]
- Zhao, T.; Wang, G.; Bhattacharya, S.; Huang, A.Q. Voltage and power balance control for a cascaded H-bridge converter-based solid-state transformer. IEEE Trans. Power Electron. 2013, 28, 1523–1532. [Google Scholar] [CrossRef] [Scilit]
- Ahmed, M.; Hendawi, E.; Alamri, B.; Alharthi, M.; Salem, F.; Orabi, M.; Mekhilef, S.; Ghoneim, S. Classical control for unequal DC sources five-level inverter-based SHE technique. Energies 2020, 13, 4715. [Google Scholar] [CrossRef] [Scilit]
- Shen, J.M.; Jou, H.L.; Wu, J.C. Switching loss analysis and modeling of power semiconductor devices in multilevel converters. IEEE Trans. Power Electron. 2012, 27, 1234–1243. [Google Scholar]
- Bierhoff, M.H.; Fuchs, F.W. Semiconductor losses in voltage source and current source IGBT converters based on analytical derivation. In Proceedings of the IEEE Power Electronics Specialists Conference (PESC), Aachen, Germany, 20–25 June 2004; pp. 2836–2842. [Google Scholar]
- Taha, T.A.; Shalaby, M.; Wahab, N.I.A.; Zaynal, H.I.; Hassan, M.K.; Al-Sowayan, S.; Alawad, M.A. Recent advancements in multilevel inverters: Topologies, modulation techniques, and emerging applications. Symmetry 2025, 17, 1010. [Google Scholar] [CrossRef] [Scilit]
- Huber, J.E.; Kolar, J.W. Solid-state transformers: On the origins and evolution of key concepts. IEEE Ind. Electron. Mag. 2016, 10, 19–28. [Google Scholar] [CrossRef] [Scilit]
- Islam, M.T.; Alam, M.A.; Lipu, M.S.H.; Hasan, K.; Meraj, S.T.; Masrur, H.; Rahman, M.F. A single DC source five-level switched capacitor inverter for grid-integrated solar photovoltaic system: Modeling and performance investigation. Sustainability 2023, 15, 8405. [Google Scholar] [CrossRef] [Scilit]
- Hammond, P.W. A new approach to enhance power quality for medium voltage AC drives. IEEE Trans. Ind. Appl. 1997, 33, 202–208. [Google Scholar] [CrossRef] [Scilit]
- Li, J. Design and control optimisation of a novel bypass-embedded multilevel multicell inverter for hybrid electric vehicle drives. In Proceedings of the IEEE 11th International Symposium on Power Electronics for Distributed Generation Systems (PEDG), Dubrovnik, Croatia, 28 September–1 October 2020; pp. 382–385. [Google Scholar]
- Li, J. Hybrid propulsion motor drives model based on multi-level inverters with optimised fuel economy. In Proceedings of the IEEE Vehicular Power and Propulsion Conference (VPPC), Gijón, Spain, 18–19 November 2020; pp. 1–5. [Google Scholar]
- Akagi, H. Classification, terminology, and application of the modular multilevel cascade converter (MMCC). IEEE Trans. Power Electron. 2011, 26, 3119–3130. [Google Scholar] [CrossRef] [Scilit]
- Batschauer, A.L.; Mussa, S.A.; Heldwein, M.L. Three-phase hybrid multilevel inverter based on half-bridge modules. IEEE Trans. Ind. Electron. 2012, 59, 668–678. [Google Scholar] [CrossRef] [Scilit]
- Nabae, A.; Takahashi, I.; Akagi, H. A new neutral-point-clamped PWM inverter. IEEE Trans. Ind. Appl. 1981, IA-17, 518–523. [Google Scholar] [CrossRef] [Scilit]
- Kurdkandi, N.V.; Cao, Z.; Mi, C.C. A novel five-level neutral point clamped (NPC) single-phase inverter. IEEE J. Emerg. Sel. Top. Power Electron. 2025, 13, 3138–3146. [Google Scholar] [CrossRef] [Scilit]
- Meynard, T.A.; Foch, H. Multi-level choppers for high voltage applications. Eur. Trans. Electr. Power 1992, 2, 45–50. [Google Scholar] [CrossRef] [Scilit]
- Malinowski, M.; Gopakumar, K.; Rodriguez, J.; Perez, M.A. A survey on cascaded multilevel inverters. IEEE Trans. Ind. Electron. 2010, 57, 2197–2206. [Google Scholar] [CrossRef] [Scilit]
- Alnuman, H.; Hussain, E.; Aly, M.; Ahmed, E.M.; Alshahir, A. Cascaded H-Bridge multilevel converter topology for a PV connected to a medium-voltage grid. Machines 2025, 13, 540. [Google Scholar] [CrossRef] [Scilit]
- Nguyen, M.H.; Kwak, S.; Kim, T. Phase-shifted carrier pulse-width modulation algorithm with improved dynamic performance for modular multilevel converters. IEEE Access 2019, 7, 170949–170960. [Google Scholar] [CrossRef] [Scilit]
- Cai, X.J.; Wu, Z.X.; Li, Q.F.; Wang, S.X. Phase-shifted carrier pulse width modulation based on particle swarm optimization for cascaded H-bridge multilevel inverters with unequal DC voltages. Energies 2015, 8, 9670–9687. [Google Scholar] [CrossRef] [Scilit]
- Lopez, A.R.; López-Núñez, O.A.; Pérez-Zúñiga, R.; Radilla, J.G.; Martínez-García, M.; López-Osorio, M.A.; Ortiz-Torres, G.; Mena-Enriquez, M.G.; Ramos-Martinez, M.; Mixteco-Sánchez, J.C.; et al. Total harmonic distortion reduction in multilevel inverters through the utilization of the moth–flame optimization algorithm. Appl. Sci. 2023, 13, 12060. [Google Scholar] [CrossRef] [Scilit]
- Villanueva, E.; Correa, P.; Rodriguez, J.; Pacas, M. Control of a single-phase cascaded H-bridge multilevel inverter for grid-connected photovoltaic systems. IEEE Trans. Ind. Electron. 2009, 56, 4399–4406. [Google Scholar] [CrossRef] [Scilit]
- Lee, S.S.; Yang, Y.; Siwakoti, Y.P.; Barzegarkhoo, R. Improved cascaded H-bridge multilevel inverters with voltage-boosting capability. Electronics 2021, 10, 2801. [Google Scholar] [CrossRef] [Scilit]
- Subramanian, R.; Chittibabu, K. Triple-source reduced-component-count multilevel inverter integrated with a carrier-less hybrid pulse-width modulation strategy for enhanced power conversion performance. Symmetry 2025, 17, 1937. [Google Scholar] [CrossRef] [Scilit]
- Fankhauser, S.; Smith, S.M.; Allen, M.; Axelsson, K.; Hale, T.; Hepburn, C.; Kendall, J.M.; Khosla, R.; Lezaun, J.; Mitchell-Larson, E.; et al. The meaning of net zero and how to get it right. Nat. Clim. Change 2022, 12, 15–21. [Google Scholar] [CrossRef] [Scilit]
- DeAngelo, J.; Azevedo, I.; Bistline, J.; Clarke, L.; Luderer, G.; Byers, E.; Davis, S.J. Energy systems in scenarios at net-zero CO2 emissions. Nat. Commun. 2021, 12, 6096. [Google Scholar] [CrossRef] [Scilit]
- Singh, B.; Chandra, A.; Al-Haddad, K. Power Quality Problems and Mitigation Techniques; John Wiley & Sons: Chichester, UK, 2015. [Google Scholar]
- Blaabjerg, F.; Teodorescu, R.; Liserre, M.; Timbus, A.V. Overview of control and grid synchronization for distributed power generation systems. IEEE Trans. Ind. Electron. 2006, 53, 1398–1409. [Google Scholar] [CrossRef] [Scilit]
- Baliga, B.J. Analytical Modeling of IGBTs: Challenges and Solutions. IEEE Trans. Electron Devices 2013, 60, 535–543. [Google Scholar] [CrossRef] [Scilit]
- Griffo, A.; Wang, J.; Colombage, K.; Kamel, T. Real-time measurement of temperature sensitive electrical parameters in SiC power MOSFETs. IEEE Trans. Ind. Electron. 2018, 65, 2663–2671. [Google Scholar] [CrossRef] [Scilit]
- Kamel, T.; Olagunju, O.; Johnson, T. Real-time temperature estimation of the machine drive SiC modules consisting of parallel chips per switch for reliability modelling and lifetime prediction. Machines 2025, 13, 689. [Google Scholar] [CrossRef] [Scilit]
- Jones, E.A.; Wang, F.; Costinett, D. Review of commercial GaN power devices and GaN-based converter design challenges. IEEE J. Emerg. Sel. Top. Power Electron. 2016, 4, 707–719. [Google Scholar] [CrossRef] [Scilit]














| Level Count (L) | Number of Cell (N) | Cell Voltage (V) |
|---|---|---|
| 3-level | 1 | 240 |
| 5-level | 2 | 120 |
| 7-level | 3 | 80 |
| 9-level | 4 | 60 |
| 11-level | 5 | 48 |
| 13-level | 6 | 40 |
| 15-level | 7 | 34.3 |
| 17-level | 8 | 30 |
| 19-level | 9 | 26.7 |
| 21-level | 10 | 24 |
| Inverter Levels | Turn-On Energy () | Turn-Off Energy () | Total Switching Energy () | Switching Power Loss () |
|---|---|---|---|---|
| 3-level | 4.04 | 6.62 | 10.66 | 10.66 |
| 5-level | 1.54 | 1.66 | 3.20 | 3.20 |
| 7-level | 0.84 | 1.28 | 2.12 | 2.12 |
| 9-level | 0.21 | 0.42 | 0.63 | 0.63 |
| 11-level | 0.33 | 0.38 | 0.70 | 0.70 |
| 13-level | 0.14 | 0.32 | 0.46 | 0.46 |
| 15-level | 0.23 | 0.23 | 0.46 | 0.46 |
| 17-level | 0.11 | 0.18 | 0.28 | 0.28 |
| 19-level | 0.19 | 0.14 | 0.33 | 0.33 |
| 21-level | 0.09 | 0.11 | 0.21 | 0.21 |
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
Share and Cite
Li, Z.; Li, J. Comprehensive Evaluation and Optimization of Level Count for Cascaded H-Bridge Multilevel Inverters with Carrier-Phase-Shifted PWM. Machines 2026, 14, 628. https://doi.org/10.3390/machines14060628
Li Z, Li J. Comprehensive Evaluation and Optimization of Level Count for Cascaded H-Bridge Multilevel Inverters with Carrier-Phase-Shifted PWM. Machines. 2026; 14(6):628. https://doi.org/10.3390/machines14060628
Chicago/Turabian StyleLi, Zhengxing, and Jinfeng Li. 2026. "Comprehensive Evaluation and Optimization of Level Count for Cascaded H-Bridge Multilevel Inverters with Carrier-Phase-Shifted PWM" Machines 14, no. 6: 628. https://doi.org/10.3390/machines14060628
APA StyleLi, Z., & Li, J. (2026). Comprehensive Evaluation and Optimization of Level Count for Cascaded H-Bridge Multilevel Inverters with Carrier-Phase-Shifted PWM. Machines, 14(6), 628. https://doi.org/10.3390/machines14060628

