1. Introduction
Spontaneous Symmetry Breaking (SSB) through the vacuum expectation value
of a fundamental scalar field, the BEH field [
1,
2], is an essential element of the Standard Model. This original idea has been recently confirmed by the discovery at LHC [
3,
4] of a narrow scalar resonance with mass
GeV whose characteristics fit well with the theoretical expectations. This has produced the widespread belief that any change of this general picture could only originate from new physics.
However, this conclusion might not be entirely true. In fact, at present, only the gauge and Yukawa interactions of the 125 GeV resonance have been tested. Instead, the possible effects of a genuine scalar self-coupling are still below the precision of the observations. This suggests that some uncertainty on the origin of SSB may still persist.
Originally, the underlying mechanism was identified in a classical double-well, scalar potential. However, later, after Coleman and Weinberg [
5], the classical potential was replaced by the quantum effective potential
which includes the zero-point energy of all fields in the theory.
Yet, SSB could still originate within the pure sector if the other fields give a negligible contribution to the vacuum energy. To fully appreciate this point, we must start from scratch and consider one aspect which has still to be clarified: the nature of the phase transition in a pure scalar theory in 4D. More precisely, is it a 2nd-order phase transition or a (weakly) 1st-order transition? Surprising as it may be, this apparently minor change can have substantial phenomenological implications.
To this end, in
Section 2,
Section 3 and
Section 4 we will give a general overview of the problem and argue that SSB in pure
theory is a weak 1st-order phase transition. Then, in this picture, besides the known resonance with mass
125 GeV, we expect a new excitation of the BEH field with a much larger mass
700 GeV. Since vacuum stability depends on this larger
, and not on
, SSB could well originate within the pure scalar sector regardless of the remaining parameters of the theory (as the vector boson or top-quark mass).
However, despite such large mass, this heavier state would interact with longitudinal W’s and Z’s with the same typical strength of the lower-mass state. As such, it would represent a rather narrow resonance. On this basis, in
Section 5 and
Section 6, we will consider these more phenomenological aspects and their implications for the present LHC experiments.
2. SSB: 2nd- or (Weak) 1st-Order Phase Transition?
To introduce the problem, let us start with the classical potential (
)
Here, there is no ambiguity. As one varies the
parameter, one finds a 2nd-order phase transition occurring for
. However, in the full quantum theory is this conclusion still so obvious? To this end, one should look at the effective potential and study vacuum stability depending on the physical mass, say
, in the symmetric vacuum at
Clearly, this is locally stable if . However, for , is this symmetric vacuum also globally stable? Or, instead, could the SSB transition be 1st-order and occur for some very small but still positive ? Then, if this were true, the lowest-energy state for the classically scale-invariant case would correspond to the broken-symmetry phase with an expectation .
This dilemma, on the nature of the phase transition, goes back to the pioneering work of Coleman and Weinberg [
5]. After subtracting a
independent constant and quadratic divergences, in this massless limit of
, their original 1-loop result was
where
is a large ultraviolet cutoff. As it is well known, this 1-loop form could equivalently be expressed as the sum of classical background + zero-point energy of a field with a
dependent mass
given by
namely
By using this notation, there are non-trivial minima for those values, say
, where
Therefore, since the massless theory exhibits SSB, the 1-loop potential indicates a 1st-order phase transition. Actually, it is a
weak 1st-order transition because, in units of the
in Equation (
6), the mass
in the symmetric phase is bounded to be smaller than a critical mass [
6]
With such extremely small critical mass, SSB emerges as an infinitesimally weak 1st-order transition which could hardly be distinguished from a 2nd-order transition unless one looks on an extremely fine scale.
As is well known [
5], though, the standard Renormalization-Group (RG) improvement of the 1-loop potential contradicts this scenario. Indeed, leading-logarithmic terms entering the effective potential are re-absorbed into an effective coupling
giving a re-summed expression
Thus, by restricting to , the 1-loop minimum disappears and we would again predict a 2nd-order transition at . The standard view is that it is this latter point of view to be reliable.
To see why things are not so simple, let us consider another approximation scheme. Specifically, the Gaussian effective potential [
7,
8]. Diagrammatically, this corresponds to the infinite re-summation of all one-loop bubbles with mass
and has a variational nature by exploring the Hamiltonian operator within the Gaussian functional states. For this reason, it is a very natural alternative because a Gaussian set of Green’s functions would fit with the “triviality” of
theory in 4D. An early calculation [
9] of the Gaussian effective potential for the one-component
theory confirmed the 1st-order scenario in agreement with the 1-loop potential. This is because the existing corrections beyond 1-loop reproduce the some functional form and thus support the same 1st-order picture.
Further calculations, by Bryhaye and one of us [
10,
11], confirmed that by imposing
, the Gaussian effective potential for the O(2) and O(N)-symmetric scalar theories exhibits SSB thus again supporting the weak 1st-order picture. In particular, it was noted the non-uniformity of the two limits
and ultraviolet cutoff
.
To fully appreciate the substantial equivalence with the one-loop potential, we observe that the infinite additional terms in the Gaussian effective potential can be expressed in a form analogous to Equation (
5) with a simple redefinition of the classical background and of the
dependent mass in the zero-point energy, i.e.,
with
This shows that the 1-loop potential also admits a non-perturbative interpretation. In fact, by displaying the same basic structure of classical background + zero-point energy, it represents the prototype of all gaussian and post-gaussian calculations [
12,
13]. At the same time, it also explains why 1-loop and Gaussian approximations, although differing in terms of the bare parameters, can become identical in a suitable renormalization scheme [
14,
15].
This concordance among various approximations may cast some doubts on the re-summation in Equation (
8) and its 2nd-order scenario. Nevertheless, at the time of those works, the precise motivation for the discrepancy was not understood. Thus, the whole problem of SSB in pure
theories did not attract much attention, also due to the lack of definite phenomenological implications.
However, two subsequent theoretical developments, producing new evidence in favor of the 1st-order scenario, have refreshed anew the interest into the whole problem:
(i) the first development was concerning the physical mechanisms [
6] underlying SSB as a 1st-order transition. In fact, once SSB really coexists with a physical mass
for the elementary quanta of the symmetric phase, these quanta, the “phions” [
6], should be considered to be real particles although, being “frozen” in the broken-symmetry vacuum, they would not be directly observable (like quarks). Now, the conventional picture of
corresponds to a repulsive interaction. Only its strength decreases at large distance. However, then, this is somewhat mysterious. In fact, if the interaction remains always repulsive, how could this broken-symmetry vacuum with
, a Bose condensate of phions, have a lower energy than the
empty state with no phions? Here, a crucial observation [
6] was that phions, moreover the +
contact repulsion, also feel a
attraction arising at 1-loop and which becomes more and more important when
(From the scattering amplitude
, computed from Feynman graphs, one can define an interparticle potential which is nothing but the 3D Fourier transform of
, see Feinberg et al. [
16,
17].). By including both effects, one can now understand [
6] why, for small enough
, the attraction can dominate and the lowest-energy state becomes a state with a non-zero density of phions Bose-condensed in the zero-momentum state.
However, then, if SSB is produced by these two competing effects (short-range repulsion and long-range attraction) we now understand the failure of the standard RG-analysis. In fact, the attractive term originates from the
ultraviolet-finite part of the 1-loop graphs. Therefore, to correctly include higher-order effects, one should renormalize
both the tree-level contact repulsion and the 1-loop, long-range attraction, as if there were
two different coupling constants in the theory. This different procedure has been adopted by Stevenson [
18], see
Figure 1. By avoiding double counting, he has shown that the simple 1-loop result and its RG-improvement, in this new scheme, now agree very well so that the weak 1st-order scenario is confirmed.
(ii) recent lattice simulations of pure
in 4D [
19,
20,
21], obtained with different algorithms in the Ising limit of the theory (and on the present largest available lattices), indicate that the SSB phase transition is weakly 1st-order.
Since the above arguments (i) and (ii) confirm the 1st-order picture of SSB, and the general validity of the 1-loop and Gaussian approximations to the effective potential, we will now consider in
Section 3 some important physical implications of this scenario.
3. Two-Mass Scales in the Broken Phase
To explore the physical implications of a 1st-order scenario of SSB, we will restrict to the one-loop approximation Equation (
5) of
which is equivalent to the Gaussian approximation result Equation (
9). Equation (
5) is just a different way of re-writing Equation (
3) but intuitively supports the traditional view where the broken-symmetry phase is a simple massive theory with mass
as in Equation (
6). Thus, one expects that up to small perturbative corrections, this is the mass parameter entering the scalar propagator.
To see why, again, things are not so simple, let us compute the quadratic shape of the effective potential, i.e., its second derivative at the minimum. This other quantity, say
, has the value
where
. Now, the derivatives of the effective potential are just (minus) the n-point functions for zero external momentum. In particular, one finds
Therefore, by expressing the inverse propagator as
we find
for
. This means that apparently, it is this smaller mass
, and not
, which enters the (low-momentum) propagator. However, now, in the
limit,
and
are vastly different scales (i.e., do not differ by small perturbative corrections). Thus one may ask: which is the right mass?
To better understand this point, let us sharpen the meaning of
by using the general relation which expresses the zero-point-energy (“zpe”) in terms of the trace of the logarithm of
, i.e.,
Thus, after subtracting a constant and quadratic divergences, to match the 1-loop Equation (
5), we can impose appropriate limits in the logarithmic divergent part (i.e.,
and
)
This relation indicates that reflects the typical, average at non-zero . Therefore, if we trust in the 1-loop relation , we should observe large deviations in the propagator if we try to extrapolate to higher- with the 1-particle form which is valid for . In other words, in a 1st-order picture of SSB, the idea of a simple massive propagator seems to be wrong.
To show that these are not just speculations, let us compare with lattice calculations of the scalar propagator in the broken-symmetry phase. The simulation was performed [
22] in the 4D Ising limit which has always been considered a convenient laboratory to exploit the non-perturbative aspects of the theory. It is the
in the limit of an infinite bare coupling
, as sitting exactly at the Landau pole. As such, for a finite cutoff
, it represents the best possible definition of the local limit for a non-zero, low-energy coupling
(where
). For the convenience of the reader, we will report here the main results of [
22].
In the Ising limit, the broken-symmetry phase corresponds to values of the basic hopping parameter
, with the critical
[
19,
20]. We computed the field vacuum expectation value
and the connected propagator
where with
we are indicating the average over lattice configurations.
In terms of the Fourier transform of the propagator, the extraction of
is straightforward, i.e.,
Instead
had to be extracted from the data for the Fourier transformed propagator at higher momentum. To this end, we first fitted the data to the 2-parameter form
in terms of the lattice squared momentum
with
. The quality of this fit was then studied to understand how reliable the determination
is from the higher-momentum region. Finally, the propagator data were re-scaled by the factor
. In this way, deviations from a straight line will show up clearly if a fitted mass
fails to describe the lattice data when
.
The results in the symmetric phase, see
Figure 2, show that there, with just a single lattice mass one can describe all data down to
.
In the broken phase, for
, the results for the largest lattice
are reported in
Figure 3 and
Figure 4. The larger mass obtained from the higher-momentum fit
was
. As one can see from
Figure 3, this fitted mass describes the data for not too small momentum. But for
the deviations from a straight line become highly significant statistically. In this low-
limit, in fact, the data would require the other mass
, see
Figure 4.
The difference between
and
has the high statistical significance of 6 sigma. More importantly, once
is directly computed from the zero-momentum limit of
and
is extracted from its behavior at higher
, the extrapolation of the results toward the critical point [
22] is well consistent with the expected increasing logarithmic trend
.
4. The Relative Magnitude of mh, Mh and 〈Φ〉
As summarized in
Section 3, our lattice simulations supports the idea of a scalar propagator which, in the broken phase, interpolates between two different mass scales
and
(Two-mass scales also require some interpolating form for the scalar propagator in loop corrections. Since some precise measurements, e.g.,
of the b-quark or
from NC experiments [
23], still favor a rather large BEH particle mass, this could help to improve the present rather low quality of the overall Standard Model fit). The lattice data are also consistent with the trend
predicted by the one-loop and Gaussian approximations to the effective potential. Since the two masses do not scale uniformly in the
limit (This non- uniform scaling is crucial not to run in contradiction with the “triviality” of
in 4D [
22]. In fact, this implies a continuum limit with a Gaussian set of Green’s functions and therefore with a massive free-field propagator. Thus, in an ideal continuum theory, there can only be one mass depending on the unit of mass (
or
) adopted for measuring momenta), the question naturally arises about the extension to the Standard Model and their relationship with the fundamental weak scale
246.2 GeV. In fact, it seems that we should now introduce two different coupling constants, say
and
. However, then, since
, are we faced with a weak- or a strong-coupling theory?
To approach the problem in a systematic way, let us first return to the one-loop relations Equations (
5) and (
6) in
Section 2 and observe that the vacuum energy depends on
,
not on
, namely
This means that the critical temperature to restore the symmetry, , and the whole stability of the broken-symmetry phase will depend on , not on .
This remark will be crucial to understand the cutoff dependence of the various scales and to formulate a description of SSB which in principle can be extended to the
limit. In fact, since for any non-zero low-energy coupling
there is a Landau pole
, we will consider the entire set of pairs (
,
), (
,
), (
,
)...with larger and larger cutoffs, smaller and smaller couplings but all with the same vacuum energy as in Equation (
20). This amounts to impose
a condition which can be derived from the more general requirement of RG-invariance for the effective potential in the (
,
,
) 3-space
In fact, for
, where
, Equation (
21) follows directly from (
22).
It is important that in this RG-analysis, besides a first invariant mass scale
, if we introduce an anomalous dimension for the vacuum field
there will be a second invariant [
22] associated with the RG-evolution in the (
,
,
) 3-space, namely
This invariant fixes a particular normalization (The anomalous dimension of
reflects the fact that from Equation (
6), the cutoff-independent combination is
and not
itself implying
[
22]. This somewhat resembles the definition of the physical gluon condensate in QCD which is
and not just
.) of
and is then the natural candidate to represent the weak scale
246.2 GeV. The minimization of the effective potential is then translated into a proportionality of the two invariants through some constant
K, say
Such guiding principle indicates that
and
scale uniformly while at the same time,
and
. Therefore, by assuming the theoretical predictions for the ratio
, and computing the
ratio from our lattice data for the propagator, we have extracted the constant
K. As shown in [
22] such procedure, where the cutoff-dependent
L drops out, leads to a final estimate
or
which includes various statistical and theoretical uncertainties and updates the previous work of refs. [
24,
25].
We emphasize that the relation
does not introduce a new large coupling
which modifies the phenomenology of the broken phase. This
is clearly quite distinct from the other coupling
but should not be viewed as a coupling producing
observable interactions. Since
reflects the magnitude of the vacuum energy density, it would be natural to consider
as a
collective self-interaction of the vacuum condensate which persists when
. This original view [
14,
15] can intuitively be formulated in terms of a scalar condensate whose increasing density
[
6] compensates for the decreasing strength
of the two-body coupling (This view of SSB has some analogy with the occurring of superconductivity in solid-state physics. There, the superconductive phase occurs even for an arbitrary small two-body attraction
between the two electrons in a Cooper pair. However, the energy density and the collective quantities of the superconductive phase (as energy gap, critical temperature, etc.) depend on a much larger coupling
obtained by re-scaling
with the large density of states at the Fermi surface. This means that the same macroscopic description could be obtained with smaller and smaller
and Fermi systems with suitably larger and larger
N. In this analogy
is the counterpart of
and
of
).
Instead, is the right coupling for the individual interactions of the vacuum excitations, i.e., the BEH field and the Goldstone bosons. Consistently with the “triviality” of theory, these interactions will become weaker and weaker when .
With this description of the scalar sector, and by using the Equivalence Theorem [
26,
27], the same conclusion applies to the high-energy interactions of the BEH field with the longitudinal vector bosons in the full
theory. In fact, the limit of zero-gauge coupling is smooth [
28]. Therefore, up to corrections proportional to
, a heavy BEH resonance will interact exactly with the same strength as in the
theory [
29]. For the convenience of the reader, this point will be summarized in
Section 5. In
Section 6, we will instead consider some phenomenological implications for the present LHC experiments.
5. Observable Interactions for a Large Mh
As anticipated, the quantity
should be understood as a collective self-coupling of the scalar condensate whose effects are re-absorbed into the vacuum structure. As such, it is basically different from the coupling
defined through the
function
For , whatever the bare contact coupling at the asymptotically large , at finite scales this gives with . It is this latter coupling which governs the residual interactions among the fluctuations with very small deviations from a purely quadratic potential for .
By introducing the W-mass
and with the notations of [
30], a convenient way [
29] to express these residual interactions in the scalar potential is (
)
The two parameters
and
, which are usually set to unity, take into account the basic difference
, i.e.,
Then, one can consider that corner of the parameter space [
29], namely large
but
, that does not exist in the conventional view where one assumes
.
A possible objection to this scenario might concern its validity in the full gauge theory. In fact, the original calculation [
31] in the unitary gauge could give the impression of the opposite view. Specifically, that with a heavy Higgs resonance of mass
, longitudinal
scattering is indeed governed by the large parameter
. Since this is an important point, we will repeat here the main argument of [
29].
In the unitary-gauge calculation of
high-energy scattering, the lowest-order amplitude
is formally
but one ends up with
In this chain,
comes from the vertices. The
originates from the external longitudinal polarizations
and the factor
emerges after expanding the Higgs field propagator
Then the leading contribution cancels against a similar term from the other diagrams (which otherwise would give an amplitude growing with s) and the from the expansion of the propagator is effectively “promoted” to the role of coupling constant. In this way, one gets exactly the same result as in a pure theory with a contact coupling .
However, this is only the tree approximation. To obtain the full result, let us observe that the Equivalence Theorem is a non perturbative statement which holds to all orders in the pure scalar self-interactions [
28]. Therefore, we have not to worry to re-sum the infinite series of higher-order vector-boson graphs. However, from the
amplitude at a scale
for
we can deduce the result for the longitudinal vector bosons in the
theory, i.e.,
Then, in the present perspective of a large but finite
, where
and
now coexist and could be experimentally determined, at
the putative strong interactions proportional to
should actually be viewed as weak interactions controlled by the much smaller coupling
Analogously, the conventional very large width into longitudinal vector bosons computed with the coupling
, say
, should instead be re-scaled by
. This gives
In this way, through the decays of the heavier state, the scalar coupling could finally become visible.
6. Some Predictions for the LHC Experiments
Let us take seriously the idea of a BEH field with two vastly different mass scales, namely 125 GeV and 700 GeV. Is there any experimental signal from the LHC experiments? If so, what kind of phenomenology should we expect?
To address these questions, we will use a small but definite experimental evidence: the peak in the 4-lepton final state which is presently observed by the ATLAS Collaboration [
32] for an invariant mass
700 GeV. We emphasize that this should be taken seriously. In fact, an independent analysis of these data and their combination [
33] with the corresponding ones of the CMS Collaboration indicates an evident excess, over the background, at the level of about 5 sigma.
Of course, the 4-lepton channel is only one decay channel of a hypothetical heavier BEH resonance and, for a more complete analysis, we should also consider the other final states. For instance the decay into two photons, a channel that in the past has been showing other intriguing evidence for the near energy
750 GeV. However, the 4-lepton channel, has the advantage of being experimentally very clean and, just for this reason, is called the “golden” channel to detect a possible heavy BEH resonance. At the same time, as in ref. [
34], the main effect can be analyzed at a very simple level. For this reason, one can meaningfully start from here.
Let us consider the peak in the number of events observed by ATLAS in the 4-lepton channel for an invariant mass
700 GeV (
). From Figure 4a of [
32] this corresponds to
above the very small background
1 event. By subtracting this background, we get
Since the ATLAS efficiency for reconstructed 4-lepton events at large transverse momentum is about 100%, for the given luminosity of 36.1
, we obtain a peak cross-section
For our estimates, we will assume the invariant mass
700 GeV to be the same pole mass
700 GeV of our heavier excitation of the BEH field. Moreover, if we consider this as a relatively narrow resonance, the corrections due to its virtual propagation should be small [
35] and one could approximate the result in terms of on-shell branching ratios as
In this relation, the boson branching fraction into charged leptons is known precisely and one finds .
Concerning the other branching ratio
, for
700 GeV, the only unconventional aspect of our picture concerns the coupling of the heavy BEH resonance to longitudinal vector bosons which is proportional to
and not to
. Therefore, given a decay width
, we could use the conventional estimate for
700 GeV [
36,
37]
and, by replacing instead
obtain
as
Equivalently, given a value of
we can compute
Here, we will follow this latter strategy and assume
GeV which gives
Thus, to obtain
, we only need to estimate the total decay width. Here, we will retain exactly the other contributions reported in the literature [
36,
37] for
700 GeV
and the same dimensionless ratio
These input numbers (which have very small uncertainties) will then produce a total decay width
and a branching ratio
Let us now consider the total cross-section
, for production of a heavy BEH resonance with mass
700 GeV. Here, the two main contributions derive from more elementary parton processes where two gluons or two vector bosons
fuse to produce the heavy state
(here
would be emitted by two quarks inside the protons). For this reason, the two process are usually called Gluon-Gluon Fusion (GGF) and Vector-Boson Fusion (VBF) mechanisms, i.e.,
The traditional importance of the latter process for large
is understood by noticing that the
process is the inverse of the
decay and therefore
can be expressed [
38] as a convolution with the parton densities of the same BEH resonance decay width. Thus, once its coupling to longitudinal
W’s and
Z’s were proportional to
, with a conventional width
172 GeV for
700 GeV, the VBF mechanism would become important. However, this coupling is not present in our model, where instead we expect
For this reason, the whole VBF will also be correspondingly reduced from its conventional value
fb, i.e.,
This is much smaller than the uncertainty in the pure GGF contribution and will be ignored in the following.
In the end, the GGF term. Here, we will separately adopt two slightly different estimates. On the one hand, the value
fb of ref. [
36] and on the other hand, the value
fb of ref. [
37]. These values refer to
TeV and will be re-scaled by about
for the present center of mass energy
TeV. In the two cases, the errors take into account uncertainties in the normalization scale and in the parametrization of the parton distributions.
Altogether, for
0.054 and
, our predictions for the 4-lepton cross-section and the number of events (for luminosity of 36.1
and 139
) are reported in
Table 1.
From this comparison we deduce that without introducing any free parameter, our model can easily reproduce the presently observed number of events . This is why, our hypothetical new resonance could naturally fit with the ATLAS peak. At present, this is the only possible conclusion and a real test of our picture is postponed to the analysis of the entire statistics 139 . If the new 700 GeV were really there, the peak should become four times higher but remain well above the background which is very small at that energy. Thus, the profile of the resonance should become visible and direct determinations of the total decay width should be feasible. An experimental result GeV would favor an experimental branching ratio close to our reference value 0.054 and, therefore, improve the agreement of our smaller with the value 125 GeV which is measured directly at LHC. Thus, the description of SSB given here would find a first experimental confirmation.