Predicting LiDAR-Derived Canopy Leaf Area Index in Loblolly Pine Plantations with Sentinel-2 Imagery Using a Convolutional Neural Network Approach
Highlights
- A convolutional neural network (CNN) approach to predicting loblolly pine canopy Leaf Area Index (CLAI), trained on LiDAR-based retrievals and using Sentinel-2 multispectral imagery, performed better than traditional linear models based on vegetation indices.
- This model was less generalizable to unobserved spatial domains; in the general case, linear modeling approaches showed lower prediction error.
- A cloud-based CNN model trained on existing LiDAR-based CLAI retrievals can effectively close gaps between infrequent data acquisitions in intensive forestry.
- Additional work, and caution, is warranted in creating generalized models for estimating stand parameters more broadly.
Abstract
1. Introduction
- We first demonstrate a CNN-based model (dubbed the “Machine Learning for Leaf Area Index”, MLAI) for pine plantations trained on a novel dataset of LiDAR-derived CLAI estimates for loblolly pine in the U.S. Southeast. This model uses Sentinel-2 L1C (top of atmosphere) multispectral data as its input and generates 10 m CLAI estimates for loblolly pine as an output. We then evaluate the predictive performance of the MLAI against traditional VI-based linear models.
- Second, we probe the extent to which the MLAI trained on a relatively limited LiDAR-derived dataset can be generalized across space, time, and scan acquisition conditions. This test is accomplished first by evaluating prediction accuracy for “blind” models denied access to training data from each discrete LiDAR acquisition domain compared with a “full” model trained with data sampled from all LiDAR domains; and second by comparing MLAI predictions to CLAI retrievals derived from publicly available pointcloud data from LiDAR acquisitions over the past several years by the U.S. Geological Survey (USGS) over various parts of the continental U.S. containing loblolly pine plantations [45].
2. Materials and Methods
2.1. Aerial LiDAR-Based CLAI Estimates
2.2. Convolutional Neural Network Construction: Machine Learning for Leaf Area Index (MLAI)
2.3. MLAI Model Training and Prediction
2.4. Linear Model Fitting with Vegetation Indices
2.5. Evaluation of Model Prediction Quality
2.6. Evaluation of MLAI Performance Against Independent USGS LiDAR-Based Estimates
3. Results
3.1. MLAI Prediction Accuracy at Pixel- and Stand Scale
3.2. MLAI CLAI Predictions vs. USGS-LiDAR Derived Estimates
3.3. Relative Performance of Linear Regression Models Using VIs
4. Discussion
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| CLAI/LAI | (Canopy) Leaf Area Index |
| CNN | Convolutional Neural Network |
| LiDAR | Light Detection and Ranging |
| MLAI | Machine Learning for Leaf Area Index |
| NIR/SWIR | Near-Infrared/Shortwave Infrared |
| RMSE | Root Mean Squared Error |
| USGS | United States Geological Survey |
| VI | Vegetation Index |
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| Domain | No. Stands | Area (ha) | Avg. Age (yr) | Mean HT (m) | Mean CLAI | Sentinel-2 Scene | Samples |
|---|---|---|---|---|---|---|---|
| AL | 89 | 3250 | 17 (1–38) | 12.4 (0–32.8) | 3.2 (0–5) | T16SEB, 20 January 2020 | 54,130 |
| FL01 | 300 | 5124 | 12 (0–39) | 10.4 (0–34.8) | 1.5 (0–5) | T17RMP + T17RMQ, 19 January 2018 | 46,810 |
| GA010203 | 124 | 2245 | 4 (1–17) | 6.1 (0–33.4) | 1.2 (0–5) | T17RLQ, 6 February 2018 | 4135 |
| TX0102 | 203 | 5299 | 16 (1–41) | 12.2 (0–34.9) | 2.6 (0–5) | T15RUP, 14 January 2018 | 39,643 |
| TX03 | 46 | 1504 | 16 (1–33) | 10.7 (0–34.4) | 2.5 (0–5) | T15RUP, 14 January 2018 | 8131 |
| TX04 | 160 | 3570 | 11 (0–41) | 9.5 (0–34.4) | 2.3 (0–5) | T15RUQ, 14 January 2018 | 28,830 |
| TX05 | 182 | 3906 | 14 (1–39) | 9.7 (0–29.1) | 2.1 (0–5) | T15RUQ, 14 January 2018 | 26,728 |
| All | 1104 | 24,897 | 13 (0–41) | 10.5 (0–34.9) | 2.2 (0–5) | - | 208,407 |
| Domain | RMSE | BIAS | R2 | |||
|---|---|---|---|---|---|---|
| FULL | BLIND | FULL | BLIND | FULL | BLIND | |
| Pixel scale | ||||||
| AL | 0.52 | 1.74 | 0.09 | 1.62 | 0.64 | −3.02 |
| GA010203 | 0.58 | 1.09 | −0.09 | −0.78 | 0.29 | −1.51 |
| FL01 | 0.34 | 0.84 | −0.03 | −0.70 | 0.66 | −1.04 |
| TX0102 | 0.56 | 0.60 | 0.01 | 0.02 | 0.59 | 0.52 |
| TX03 | 0.64 | 0.81 | 0.14 | 0.28 | 0.62 | 0.38 |
| TX04 | 0.58 | 0.63 | −0.03 | −0.14 | 0.62 | 0.55 |
| TX05 | 0.53 | 0.58 | 0.06 | 0.07 | 0.64 | 0.57 |
| All | 0.52 | 0.93 | 0.02 | 0.05 | 0.74 | 0.15 |
| Stand scale | ||||||
| AL | 0.34 | 1.75 | 0.14 | 1.67 | 0.86 | −2.72 |
| GA010203 | 0.39 | 1.03 | −0.21 | −0.90 | 0.54 | −2.17 |
| FL01 | 0.24 | 0.88 | −0.09 | −0.79 | 0.79 | −1.72 |
| TX0102 | 0.39 | 0.43 | 0.00 | 0.02 | 0.70 | 0.64 |
| TX03 | 0.34 | 0.51 | 0.12 | 0.21 | 0.82 | 0.59 |
| TX04 | 0.30 | 0.35 | −0.03 | −0.13 | 0.81 | 0.74 |
| TX05 | 0.42 | 0.46 | 0.00 | 0.01 | 0.73 | 0.68 |
| All | 0.34 | 0.82 | −0.03 | −0.14 | 0.86 | 0.17 |
| Domain | RMSE | BIAS | R2 | |||
|---|---|---|---|---|---|---|
| PIXEL | STAND | PIXEL | STAND | PIXEL | STAND | |
| USGS_LPC_AR_ Ouachita_2016_LAS_2018 | 0.91 | 1.09 | −0.73 | −1.04 | −1.46 | −4.81 |
| USGS_LPC_AR_Ouachita _B2_2016_LAS_2018 | 1.10 | 0.81 | −0.94 | −0.73 | −2.19 | −2.22 |
| AL_17Co_2_2020_ Southwest | 1.17 | 0.97 | −1.05 | −0.88 | −2.75 | −3.28 |
| AL_17Co_2_2020_Southeast | 0.86 | 0.99 | −0.72 | −0.95 | −0.62 | −2.13 |
| AL_17Co_2_2020_North | 0.94 | 0.75 | −0.77 | −0.70 | −1.27 | −1.66 |
| LA_Sabine_River_ Lidar_A1_2018 | 0.82 | 0.80 | −0.48 | −0.74 | 0.03 | −1.40 |
| NC_HurricaneFlorence_1 _2020_South | 1.18 | 0.94 | −1.00 | −0.89 | −2.52 | −2.64 |
| USGS_LPC_AR_Ouachita _B3_2016_LAS_2018 | 0.91 | 0.68 | −0.76 | −0.48 | −0.86 | 0.00 |
| NC_HurricaneFlorence_9_2020 | 0.85 | 1.12 | −0.68 | −1.03 | −1.22 | −3.98 |
| USGS_LPC_AR_Ouachita_B5 _2016_LAS_2018 | 0.99 | 0.89 | −0.83 | −0.82 | −2.13 | −3.31 |
| SC_SavannahPeeDee_6_2019 | 0.84 | 0.86 | −0.69 | −0.80 | −0.84 | −2.18 |
| USGS_LPC_SC_Georgetown _2016_LAS_2019 | 0.49 | 0.39 | −0.26 | −0.29 | 0.29 | 0.43 |
| USGS_LPC_AR_Ouachita _B1_2016_LAS_2018 | 1.04 | 0.81 | −0.92 | −0.74 | −1.71 | −1.76 |
| MS_NRCS_East_2_2018 | 1.09 | 0.81 | −0.93 | −0.76 | −1.20 | −1.37 |
| GA_Statewide_B2_2018 | 0.67 | 0.49 | −0.16 | −0.20 | 0.10 | 0.17 |
| All | 0.95 | 0.84 | −0.76 | −0.74 | −1.11 | −1.49 |
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Trlica, A.; Cook, R.L.; Sumnall, M.J. Predicting LiDAR-Derived Canopy Leaf Area Index in Loblolly Pine Plantations with Sentinel-2 Imagery Using a Convolutional Neural Network Approach. Remote Sens. 2026, 18, 2814. https://doi.org/10.3390/rs18162814
Trlica A, Cook RL, Sumnall MJ. Predicting LiDAR-Derived Canopy Leaf Area Index in Loblolly Pine Plantations with Sentinel-2 Imagery Using a Convolutional Neural Network Approach. Remote Sensing. 2026; 18(16):2814. https://doi.org/10.3390/rs18162814
Chicago/Turabian StyleTrlica, Andrew, Rachel L. Cook, and Matthew J. Sumnall. 2026. "Predicting LiDAR-Derived Canopy Leaf Area Index in Loblolly Pine Plantations with Sentinel-2 Imagery Using a Convolutional Neural Network Approach" Remote Sensing 18, no. 16: 2814. https://doi.org/10.3390/rs18162814
APA StyleTrlica, A., Cook, R. L., & Sumnall, M. J. (2026). Predicting LiDAR-Derived Canopy Leaf Area Index in Loblolly Pine Plantations with Sentinel-2 Imagery Using a Convolutional Neural Network Approach. Remote Sensing, 18(16), 2814. https://doi.org/10.3390/rs18162814

