Strategies for Advancing Climate-Resilient Infrastructure in Informal Settlements: A Systematic Review of Global Evidence
Abstract
1. Introduction
2. Materials and Methods
2.1. Review Protocol
2.2. Search Strategy
2.3. Eligibility Criteria
2.4. Selection Process
2.5. Quality Appraisal
2.6. Data Extraction
2.7. Data Synthesis
2.8. Limitations to the Study
2.9. Conceptual Framework
3. Results
3.1. Study Characteristics
3.2. Summary of the Main Results
3.3. Appraisal of Included Studies
3.4. Temporal Distribution of the CRI Studies
3.4.1. Pre-2015: Fragmented and Sector-Specific Interventions
3.4.2. 2015–2016: Policy Catalysts and a Shift Toward Strategic Framing
3.4.3. 2017–2020: Institutionalisation and Methodological Diversification
3.4.4. 2021–2026: Acceleration, Co-Production, and Strategy-Focused Research
3.5. Geographical Analysis of Publications
3.6. Strategies for Advancing Climate-Resilient Infrastructure in Informal Settlements
3.6.1. Technical and Design Strategies
3.6.2. Governance and Institutional Strategies
3.6.3. Community and Social Strategies
3.6.4. Financial and Economic Strategies
3.6.5. Knowledge, Data, and Digital Strategies
3.7. Cross-Cutting Synthesis of Strategies for Advancing Climate-Resilient Infrastructure in Informal Settlements
4. Discussion
4.1. Reframing CRI in Informal Settlements
4.2. What Is Revealed and Concealed by the Evidence Base
4.3. Implications for Theory, Policy, and Practice
4.4. Directions for Future Research
4.5. Contribution of the Review
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| CRI | Climate-resilient infrastructure |
| PRISMA | Preferred reporting items for systematic reviews and meta-analyses |
| SDG | Sustainable development goal |
| DRR | Disaster risk reduction |
| DFM | Drainage flood management |
Appendix A
Appendix A.1
| Region | Number of Studies | Percentage (%) | Study Codes | Countries Represented |
|---|---|---|---|---|
| Africa | 18 | 45.00% | S1, S6, S7, S9, S10, S11, S15, S21, S22, S27, S31, S32, S35, S36, S37, S38, S39, S40 | South Africa (6), Kenya (4), Uganda (2), Tanzania (2), Ethiopia (2), Namibia (1), Nigeria (1), Mozambique (1), East Africa (1) |
| Asia | 9 | 22.50% | S2, S3, S5, S8, S12, S13, S19, S26, S29 | Indonesia (4), Iran (2), Bangladesh (1), India (1), Thailand (1) |
| Latin America | 8 | 20.00% | S14, S16, S17, S18, S24, S25, S28, S30 | Brazil (4), Argentina (1), Mexico (1), Peru (1), Latin America comparative (1) |
| Pacific | 2 | 5.00% | S4, S23 | Solomon Islands (2) |
| Multi-regional/Global | 3 | 7.50% | S20, S33, S34 | Kenya–India–Ghana (1), Kenya–Argentina (1), conceptual/not country-specific (1) |
Appendix A.2
| Strategy Domain | No. of Studies | Share (%) | Study Codes |
|---|---|---|---|
| Technical & Design | 40 | 100.00% | S1, S2, S3, S4, S5, S6, S7, S8, S9, S10, S11, S12, S13, S14, S15, S16, S17, S18, S19, S20, S21, S22, S23, S24, S25, S26, S27, S28, S29, S30, S31, S32, S33, S34, S35, S36, S37, S38, S39, S40 |
| Governance & Institutional | 28 | 70.00% | S1, S2, S3, S4, S5, S6, S7, S9, S11, S12, S13, S14, S17, S18, S20, S24, S25, S26, S27, S30, S31, S32, S33, S34, S35, S37, S38, S39 |
| Community & Social | 26 | 65.00% | S3, S4, S5, S7, S8, S11, S13, S14, S15, S16, S17, S19, S20, S25, S26, S27, S28, S29, S31, S32, S33, S35, S36, S38, S39, S40 |
| Knowledge/Data/Digital | 6 | 15.00% | S5, S22, S23, S24, S29, S34 |
| Financial & Economic | 1 | 2.50% | S20 |
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| Criterion | Inclusion | Exclusion |
|---|---|---|
| Topic | Studies addressing climate-resilient infrastructure (CRI), adaptation infrastructure, nature-based solutions, green infrastructure, or related resilience interventions in informal settlements | Climate, infrastructure, or urban studies without a clear focus on informal settlements |
| Study focus | Studies examining strategies for enabling, implementing, governing, financing, scaling, or sustaining CRI in informal settlements | General climate adaptation studies without a clear infrastructure or strategy focus |
| Publication period | 2010 to 19 March 2026 | Published before 2010 |
| Publication type | Peer-reviewed journal articles | Editorials, policy notes, reports, book chapters, conference abstracts, conference proceedings, and other non-peer-reviewed publications |
| Language | English | Non-English |
| Context | Informal settlements, slums, shack settlements, squatter settlements, unplanned settlements, or comparable low-income urban informal contexts | Formal urban housing, planned residential areas, or non-informal settlement contexts |
| Access | Full-text available | Full text not retrievable |
| Study | Country/Case Location | Methodology Used | CRI/Adaptation Strategy Focus | Strategic Domains Addressed | ||||
|---|---|---|---|---|---|---|---|---|
| Governance & Institutional | Community & Social | Financial & Economic | Technical & Design | Knowledge/Data/Digital | ||||
| S1: Mugeni et al., 2025 [7] | Kenya; Uganda; Tanzania | Qualitative policy integration analysis | Governance integration for climate-resilient infrastructure | ✓ | – | – | ✓ | – |
| S2: Mesgar et al., 2021 [11] | Indonesia (Makassar) | Exploratory typological case study/spatial analysis | Green/WASH infrastructure and land tenure conditions | ✓ | – | – | ✓ | – |
| S3: Mesgar et al., 2021 [12] | Indonesia (Makassar) | Qualitative case study/land negotiation analysis | Land negotiation and infrastructure retrofit strategies | ✓ | ✓ | – | ✓ | – |
| S4: McEvoy et al., 2024 [22] | Solomon Islands (Honiara) | Co-production case study/pilot evaluation | Nature-based solutions and community resilience implementation | ✓ | ✓ | – | ✓ | – |
| S5: Moschonas et al., 2025 [29] | Indonesia | Mixed-methods case study (design-plan analysis, field notes, interviews) | Participatory decentralized water and NbS implementation | ✓ | ✓ | – | ✓ | ✓ |
| S6: Wijesinghe et al., 2021 [13] | Namibia (Windhoek) | Qualitative governance case study | Governance strategies for green infrastructure implementation | ✓ | – | – | ✓ | – |
| S7: Muwafu et al., 2024 [36] | Uganda (Kampala) | Governance assessment framework/case study | NbS governance for stormwater and flood resilience | ✓ | ✓ | – | ✓ | – |
| S8: Salsabila et al., 2023 [4] | Indonesia (Jakarta) | Ethnographic fieldwork/social-practice analysis | Heat adaptation and vernacular cooling infrastructure | – | ✓ | – | ✓ | – |
| S9: Jacobsen et al., 2024 [19] | Ethiopia (Addis Ababa) | Qualitative policy analysis | Policy frameworks for climate-resilient infrastructure responses | ✓ | – | – | ✓ | – |
| S10: Maraj et al., 2024 [37] | South Africa | Pilot field experiment/performance evaluation | Nature-based infrastructure intervention in informal settlements | – | – | – | ✓ | – |
| S11: Roy et al., 2018 [5] | Tanzania (Dar es Salaam) | Mixed-methods case study/ecological-infrastructure analysis | Urban green infrastructure and climate adaptation dynamics | ✓ | ✓ | – | ✓ | – |
| S12: Kamjou et al., 2026 [38] | Iran (Amirieh, Tehran region) | Qualitative case study | Governance drivers of green infrastructure degradation | ✓ | – | – | ✓ | – |
| S13: Birtchnell et al., 2018 [39] | Bangladesh (Dhaka) | Semi-structured interviews + ethnographic observation | Community-based green infrastructure and resilience scaling | ✓ | ✓ | – | ✓ | – |
| S14: Hardoy et al., 2022 [31] | Argentina (Buenos Aires) | Qualitative case study/coalition analysis | Nature-based solutions and governance for settlement upgrading | ✓ | ✓ | – | ✓ | – |
| S15: Adegun et al., 2023 [40] | Nigeria (Lagos) | Mixed methods (interviews, survey, GIS/sea-level-rise scenarios) | Flood adaptation and green infrastructure interventions | – | ✓ | – | ✓ | – |
| S16: Alves et al., 2022 [41] | Brazil | Hydrological modelling/SWMM scenario analysis | SUDS for flood mitigation and participatory planning | – | ✓ | – | ✓ | – |
| S17: Aguilar et al., 2021 [42] | Mexico (Mexico City, Xochimilco) | Comparative case study/narrative analysis | Water scarcity adaptation and rainwater harvesting solutions | ✓ | ✓ | – | ✓ | – |
| S18: Sandholz et al., 2018 [43] | Brazil (Rio de Janeiro) | Multi-level governance case study | Ecosystem-based risk reduction and governance arrangements | ✓ | – | – | ✓ | – |
| S19: Mahadevia et al., 2024 [30] | India (Ahmedabad) | Exploratory field study/thermal comfort and health assessment | Cool roofs and built-environment heat adaptation | – | ✓ | – | ✓ | – |
| S20: Tauhid et al., 2018 [26] | Kenya; India; Ghana | Comparative multi-case study of GI practices | Green infrastructure with governance, finance, and awareness | ✓ | ✓ | ✓ | ✓ | – |
| S21: Maraj et al., 2024 [44] | South Africa | Pilot field experiment/biofilter performance evaluation | Biofilter infrastructure for runoff pollution management | – | – | – | ✓ | – |
| S22: Risi et al., 2020 [45] | Ethiopia (Addis Ababa) | Probabilistic flood-risk mapping/geospatial modelling | Flood-risk mapping for adaptation decision-making | – | – | – | ✓ | ✓ |
| S23: Liu et al., 2023 [46] | Solomon Islands (Honiara) | GIS/remote sensing/multi-criteria evaluation | GIS-based NbS for flood risk reduction | – | – | – | ✓ | ✓ |
| S24: Dong et al., 2025 [24] | Brazil (Paranoá, Brasília) | Digital twin/GIS-KPI framework | Digital twin systems for infrastructure resilience planning | ✓ | – | – | ✓ | ✓ |
| S25: Collado et al., 2020 [47] | Latin America (comparative) | Comparative case-study analysis/lessons review | Slum upgrading through policy and infrastructure strategies | ✓ | ✓ | – | ✓ | – |
| S26: Rauf et al., 2024 [32] | Thailand (Baan Mankong programme) | Stakeholder-perception study/qualitative policy analysis | NbS implementation in informal housing upgrading | ✓ | ✓ | – | ✓ | – |
| S27: Lebu et al., 2024 [48] | Kenya (Kibera) | Infrastructure resilience assessment/case study | Sanitation infrastructure resilience in informal settlements | ✓ | ✓ | – | ✓ | – |
| S28: Oraiopoulos et al., 2026 [49] | Peru (Lima) | Mixed methods (field microclimate measurements + satellite LST) | Community green infrastructure for heat risk mitigation | – | ✓ | – | ✓ | – |
| S29: Kamjou et al., 2024 [28] | Iran (Tehran metropolitan area) | Qualitative lived-experience study | Community knowledge and green infrastructure adaptation | – | ✓ | – | ✓ | ✓ |
| S30: Fonseca et al., 2026 [50] | Brazil | Impact assessment and rehabilitation case study | SuDS-based rehabilitation for flood and erosion control | ✓ | – | – | ✓ | – |
| S31: Mulligan et al., 2019 [27] | Kenya (Nairobi) | Qualitative case study/governance analysis | Urban drainage governance and participatory infrastructure | ✓ | ✓ | – | ✓ | – |
| S32: Tuhkanen et al., 2025 [51] | Kenya (Nakuru) | Participatory engagement case study | Participatory NbS planning for informal settlement resilience | ✓ | ✓ | – | ✓ | – |
| S33: Kibii et al., 2025 [33] | Kenya; Argentina | Comparative case study/barrier-enabler analysis | NbS barriers, enablers, and participatory planning | ✓ | ✓ | – | ✓ | – |
| S34: Diep et al., 2019 [34] | Conceptual/not country-specific | Conceptual/theoretical multi-level perspective analysis | Socio-political conditions shaping green infrastructure adoption | ✓ | – | – | ✓ | ✓ |
| S35: Hermanus et al., 2018 [21] | South Africa | Community-centred participatory design case study | Community-centred infrastructure design and implementation | ✓ | ✓ | – | ✓ | – |
| S36: Davy et al., 2023 [52] | South Africa | Observational ergonomics/human-factors analysis | Wastewater NbS design and usability improvements | – | ✓ | – | ✓ | – |
| S37: Santos et al., 2026 [53] | Mozambique (Beira) | Household sanitation case study/evaluation | Flood-resilient sanitation infrastructure and governance barriers | ✓ | – | – | ✓ | – |
| S38: Diep et al., 2022 [23] | East Africa (Kenya; Tanzania) | Participatory design and construction case study | Co-design and scaling of NbS interventions | ✓ | ✓ | – | ✓ | – |
| S39: Thatcher et al., 2024 [54] | South Africa | Systems framework application/case study | Wastewater wetlands and climate adaptation design | ✓ | ✓ | – | ✓ | – |
| S40: Fitchett 2017 [15] | South Africa (Johannesburg) | SuDS design case study | Low-cost SuDS for stormwater management | – | ✓ | – | ✓ | – |
| Result Dimension | Main Finding | Analytical Significance |
|---|---|---|
| Evidence base | The final synthesis included 40 studies. | The literature remains relatively limited, but is now sufficiently developed to support thematic and comparative analysis. |
| Temporal trend | Publication output was low before 2015, increased after 2017, and accelerated markedly from 2021 onwards. | The field has gained momentum only recently, indicating growing scholarly attention to implementation, co-production, and strategy. |
| Regional distribution | Africa contributed the largest share of studies, followed by Asia and Latin America. | The evidence base is geographically uneven and shaped by a small number of highly represented national contexts. |
| Dominant strategy domain | Technical and design strategies appeared in the largest number of studies. | CRI research remains strongly oriented toward physical and infrastructural interventions. |
| Secondary strategy domains | Governance and institutional, and community and social strategies were also widely represented. | Effective CRI delivery is commonly linked to enabling institutions, participation, and community engagement. |
| Underrepresented domains | Financial and economic, and knowledge, data, and digital strategies appeared least frequently. | Key enabling conditions for scaling, coordination, and long-term sustainability remain weakly developed in the literature. |
| Cross-cutting pattern | Most studies combined multiple strategy domains rather than relying on a single intervention type. | CRI in informal settlements is better understood as a socio-technical and governance-linked process than as a stand-alone technical response. |
| Overall synthesis | Recent studies increasingly emphasise co-production, nature-based solutions, and implementation-oriented approaches. | The literature is shifting from isolated sectoral interventions toward more integrated and strategy-focused models of resilience building. |
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Akola, J.; Charlotte, M.B.Y. Strategies for Advancing Climate-Resilient Infrastructure in Informal Settlements: A Systematic Review of Global Evidence. Sustainability 2026, 18, 4768. https://doi.org/10.3390/su18104768
Akola J, Charlotte MBY. Strategies for Advancing Climate-Resilient Infrastructure in Informal Settlements: A Systematic Review of Global Evidence. Sustainability. 2026; 18(10):4768. https://doi.org/10.3390/su18104768
Chicago/Turabian StyleAkola, Juliet, and Mvuyana Bongekile Yvonne Charlotte. 2026. "Strategies for Advancing Climate-Resilient Infrastructure in Informal Settlements: A Systematic Review of Global Evidence" Sustainability 18, no. 10: 4768. https://doi.org/10.3390/su18104768
APA StyleAkola, J., & Charlotte, M. B. Y. (2026). Strategies for Advancing Climate-Resilient Infrastructure in Informal Settlements: A Systematic Review of Global Evidence. Sustainability, 18(10), 4768. https://doi.org/10.3390/su18104768

