A Hierarchical FFT–ANFIS Algorithm for Detection, Localization, and Severity Assessment of Inter-Turn Short-Circuit Faults in Doubly Fed Induction Generators
Abstract
1. Introduction
- Development of a DFIG-specific hierarchical diagnostic framework: A hierarchical fault-diagnosis architecture is proposed for the detection, localization, and severity assessment of ITSC faults in both stator and rotor windings of DFIGs. The hierarchical organization decomposes the diagnostic process into successive decision levels, providing a structured and interpretable diagnosis rather than relying on a conventional single-stage classification scheme.
- Integration of FFT-based spectral analysis and ANFIS: Fault-sensitive harmonic components are extracted from stator-current signals using FFT and subsequently employed as diagnostic features for an ANFIS-based inference system. This combination exploits the ability of FFT to reveal characteristic spectral signatures of ITSC faults and the nonlinear learning and inference capabilities of ANFIS.
- Unified detection, localization, and severity assessment: The proposed framework extends beyond simple fault detection by integrating three complementary diagnostic functions—fault detection, fault localization, and severity assessment—within a unified DFIG-oriented architecture. This provides more comprehensive information about the fault condition and its progression.
- Distinctive positioning with respect to existing methods: As demonstrated in Table 1, the proposed approach differs from representative methods in the literature in terms of diagnostic architecture, feature extraction, fault coverage, and diagnostic outputs. In particular, it provides an alternative to zero-sequence current-based DFIG diagnostic methods, observer-based fault estimation approaches, and ANFIS-based methods developed for conventional induction motors. The principal distinction lies in the hierarchical integration of FFT-derived spectral features and ANFIS for comprehensive ITSC diagnosis in DFIGs.
- Computationally efficient diagnostic formulation: By relying on a limited set of informative spectral features rather than a large number of raw signal samples, the proposed approach provides a compact diagnostic representation with relatively low computational requirements, making it potentially suitable for online condition-monitoring applications.
- Comprehensive numerical validation: The proposed framework is evaluated using MATLAB 2021/Simulink simulations under healthy and multiple ITSC fault conditions, considering different fault locations and severity levels. Diagnostic performance is assessed using classification accuracy, convergence analysis, and confusion-matrix evaluation.
- Reliable ITSC fault detection: The proposed FFT–ANFIS framework successfully distinguishes healthy operating conditions from faulty DFIG conditions based on the spectral characteristics of the stator current.
- Fault localization: The diagnostic architecture identifies the affected winding/location associated with the ITSC fault, thereby providing information beyond binary fault detection.
- Fault-severity assessment: The proposed ANFIS-based decision process provides an estimation of the ITSC severity level, enabling the diagnostic system to distinguish between different degrees of winding deterioration.
- Effective utilization of spectral features: The results confirm that the selected FFT harmonic components contain sufficient fault-related information to discriminate between the considered operating and fault conditions.
- Accurate and robust classification: The obtained classification results and confusion-matrix analysis demonstrate the capability of the proposed framework to achieve reliable diagnostic performance across the considered fault scenarios.
- Structured and interpretable diagnosis: The hierarchical organization of the diagnostic process provides a clear progression from fault detection to localization and severity assessment, facilitating the interpretation of the diagnostic outcome.
- Foundation for condition monitoring and predictive maintenance: By providing early information on the presence, location, and severity of ITSC faults, the proposed methodology establishes a basis for condition-monitoring strategies and future predictive-maintenance applications in DFIG-based WECSs.
2. Related Works
3. Description of DFIG-Based WECS Model
3.1. Modeling of DFIG
3.2. DFIG Modeling with Stator/Rotor Fault (SC Between Turns)
4. Fault Diagnostic Method and Simulation Results
4.1. ANFIS Diagnostic Method
4.2. Structure and Designing of the Neuro-Fuzzy Networks System
- In_amp_h_F: The amplitudes of harmonics characteristic in the healthy state of DFIG (Amp(fs)).
- In_amp_h_c_S_SC: The amplitudes of harmonics characteristic in the S_SC faults of DFIG (Amp(1 + 2k)fs) with k = 1.
- In_amp_h_c_S_SC: The amplitudes of harmonics characteristic in the S_SC faults of DFIG (Amp(1 + 2k)fs) with k = 2.
- In_amp_h_c_R_SC: The amplitudes of harmonics characteristic in the R_SC faults of DFIG (Amp((1 + 2ks)fs))with k = 1.
- In_amp_h_c_R_SC: The amplitudes of harmonics characteristic in the R_SC faults of DFIG (Amp((1 − 2ks)fs)) with k = 1.
| Out ANFIS_network_1 = [ 0 1 2 3]; With:
| Out ANFIS_network_2 = [ 5 10 15 20]; With:
| Out ANFIS_network_3 = [ 5 10 15 20]; With:
|
| S_SC: stator short circuit, R_SC: rotor short circuit, and M_SC: combined faults. | ||
4.2.1. Model Structure, Training Settings, Training and Testing Results
- A.
- Model_1: Fault-Type Classification
- A.1.
- Sensitivity Analysis of Model_1:
- A.2.
- Robustness Analysis under Measurement Noise
- A.3.
- Comparative evaluation with conventional machine-learning methods
- B.
- Model _2: Stator-Fault Severity Regression
- B.1.
- Sensitivity analysis of Model_2:
- B.2.
- Robustness analysis under measurement noise
- B.3.
- Comparative Evaluation with Conventional Machine-Learning Regression Methods
- C.
- Model_3: Rotor-Fault Severity Regression
- C.1.
- Sensitivity and robustness analysis of Model_3:
- C.2.
- Robustness analysis under measurement noise
- C.3.
- Comparative Evaluation with Conventional Machine-Learning Regression Methods
- D.
- Computational Complexity and Real-Time Feasibility
4.2.2. Validation Test of Resultants
4.3. Discussion Section
4.4. Comparative Analysis with Existing Methods
5. Limitations and Challenges
6. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Nomenclature
| ANFIS | Adaptive Neuro-Fuzzy Inference System |
| FFT | Fast Fourier Transform |
| FL | Fuzzy Logic |
| WE | Wind Energy |
| ITSC | Inter-Turn Short-Circuit |
| SVM | Support Vector Machine |
| SVR | Support Vector Regression |
| RF | Random Forest |
| DFIG | Doubly Fed Induction Generator |
| THD | Total Harmonic Distortion |
| ANN | Artificial Neural Network |
| WT | Wind Turbine |
| WECS | Wind Energy Conversion System |
| RSC | Rotor-Side Converter |
| GSC | Grid-Side Converter |
| List of Principal Symbols | |
| ird | d_axis rotor current |
| irq | q_axis rotor current |
| isd | d_axis stator current |
| isq | q_axis stator current |
| φs | Stator flux |
| φr | Rotor flux |
| Ps | Active stator power |
| Qs | Reactive stator power |
| Vrd | d_axis rotor voltage |
| Vrq | q_axis rotor voltage |
| Vsd | d_axis stator voltage |
| Vsq | q_axis stator voltage |
| φsd | d_axis stator flux linkage |
| φsq | q_axis stator flux linkage |
| φrd | d_axis rotor flux linkage |
| φrq | q_axis rotor flux linkage |
| ωs | Stator angular speed |
| ωr | Rotor angular speed |
| θs | Stator angle |
| θr | Rotor angle |
| Tem | Electromagnetic torque |
| Lss | Stator inductances |
| Lrr | Rotor inductances |
| p | Number of pole pairs. |
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| Ref. | Main Objective | Methodology/Main Features | Fault/System Scope | Detection | Fault Localization | Severity Assessment | Validation | Main Limitations/Research Gap | Difference and Contribution of the Proposed FFT–ANFIS Method |
|---|---|---|---|---|---|---|---|---|---|
| Ma et al. (2021) [46] | To mitigate the impact of ITSC faults on DFIG-based wind farms and maintain wind-farm power capability under faulty conditions. | ITSC fault ride-through (FRT), turbine derating, and Particle Swarm Optimization (PSO)-based active-power dispatch. | DFIG wind farm; stator ITSC | Indirect/system-level, mainly for fault operation and mitigation rather than detailed diagnostic classification. | Not addressed as a diagnostic task. | Not addressed. | MATLAB/Simulink-based simulation of wind-farm operation under ITSC. | Focuses primarily on fault-tolerant operation and power optimization, rather than condition monitoring, fault localization, or quantitative severity diagnosis. | The proposed method shifts the focus from fault mitigation and power dispatch to intelligent fault diagnosis. It provides a structured three-stage diagnostic capability—detection, localization, and severity assessment—using FFT spectral signatures and hierarchical ANFIS. |
| Aziz et al. (2026) [47] | To detect, discriminate, and localize DFIG rotor-winding faults, particularly ITSC and high-resistance connection (HRC) faults. | Three-layer ZSC–CASI–CADI framework using rotor zero-sequence current, Cosine Angle Spread Indicator, and Current Angle Difference Indicator. | DFIG rotor winding; ITSC and HRC | Yes, using ZSC magnitude. | Yes, using CADI to identify the faulty rotor phase. | Limited/not a dedicated quantitative severity estimator; the framework primarily targets detection, discrimination, and phase localization. | Extensive MATLAB/Simulink simulations under different load and rotor-speed conditions, including sub- and super-synchronous operation. | Relies on zero-sequence current signatures and manually defined indicators; quantitative fault-severity estimation is not the central objective. The authors also identify future needs for adaptive thresholds, signal conditioning, and faster hardware implementation. | The proposed FFT–ANFIS framework provides a data-driven nonlinear decision architecture rather than a sequence of analytically defined ZSC indicators. More importantly, it explicitly incorporates fault-severity assessment in addition to detection and localization, providing a broader diagnostic output. |
| Sayahi et al. (2025) [48] | To diagnose stator ITSC faults and maintain DFIG operation through fault-tolerant control. | DFIG state-space model, Takagi–Sugeno fuzzy model, Unknown Input Observer (UIO), Proportional–Integral Observer (PIO), and fault-tolerant controller. | DFIG stator ITSC | Yes, through observer-based fault estimation. | Fault isolation is addressed at the system/model level. | Yes, fault level is estimated through the observer. | Simulation of a 3 kW DFIG wind turbine. | The principal contribution is fault estimation combined with fault-tolerant control, rather than a lightweight signal-based diagnostic architecture. It requires a model-based observer/controller framework and does not exploit frequency-domain current signatures through FFT. | The proposed method offers a simpler signal-processing/AI diagnostic route, avoiding the need for an explicit UIO/T-S state-space observer and fault-tolerant controller. FFT extracts physically meaningful harmonic features, while hierarchical ANFIS performs the diagnostic decision and severity estimation. |
| Yu et al. (2020) [49] | To detect faults in a DFIG using rotor-current information, while avoiding the need for a mechanical speed sensor. | A new sliding mode observer (SMO) is developed from the mathematical model of the DFIG. | The observer estimates rotor current and rotational speed. | SMO-based residual detection using the difference between measured and estimated rotor currents. | Limited/indirect: Mainly detects fault occurrence using rotor-current residuals; no dedicated quantitative fault-location estimation. | Fault detection is then achieved by comparing the measured rotor current with the estimated rotor current. | Simulation-based validation (MATLAB/Simulink). | Mainly focused on model-based fault detection; limited capability for explicit fault localization and quantitative severity assessment; dependence on DFIG model accuracy and observer tuning; limited exploitation of frequency-domain fault signatures; and limited experimental validation. | The proposed method offers a simpler signal-processing/AI diagnostic route, avoiding the need for an explicit DFIG model and SMO. FFT extracts physically meaningful harmonic features, while hierarchical ANFIS performs fault detection, localization, and severity assessment, extending Yu et al.’s observer-based fault detection toward comprehensive inter-turn fault diagnosis. |
| Bebars et al. (2022) [50] | To systematically review internal electrical-fault detection techniques in DFIG-based wind turbines and identify advantages, limitations, and research gaps. | Comprehensive review of model-based, signal-based, current-spectrum, wavelet, and other condition-monitoring techniques. | DFIG stator and rotor internal electrical faults | Reviews multiple approaches. | Reviews multiple approaches. | Identifies severity assessment as an important diagnostic requirement. | Literature-based review covering more than 120 publications. | A review paper rather than a new diagnostic algorithm; it highlights the need for high detection accuracy, early detection, and low computational burden. | The proposed work directly addresses these identified requirements by developing a low-complexity hierarchical diagnostic framework based on FFT spectral features and ANFIS, with integrated detection, localization, and severity assessment. |
| Rengifo et al. (2024) [51] | To detect and diagnose incipient ITSC faults and identify the affected phase in induction motors using machine-learning classifiers. | Stator-current space-vector magnitude indicators combined with RF, SVM, kNN, FNN, and RNN classifiers; comparison with DWT-based indicators. | Three-phase squirrel-cage induction motor, not DFIG. | Yes | Yes, affected phase identification. | Primarily classification of fault states; quantitative severity estimation is not the central contribution. | Experimental data from an induction motor. | The methodology is developed for conventional induction motors rather than DFIGs; therefore, it does not directly account for DFIG-specific rotor-side dynamics, converter interaction, or variable-speed operation. | The proposed method is specifically developed for DFIG-based wind-energy systems and exploits FFT harmonic features with ANFIS. Unlike the multi-classifier comparison in Rengifo et al., the proposed hierarchical structure integrates the diagnostic tasks into a single interpretable decision framework and explicitly targets fault-severity assessment. |
| Mohamed et al. (2021) [52] | To diagnose combined ITSC and broken-rotor-bar faults using ANFIS. | DWT-based feature extraction + ANFIS; comparison with conventional ANFIS and ANFIS using an autoregressive model. | Squirrel-cage induction motor; combined ITSC and BRB faults | Yes | Fault-state classification; detailed DFIG winding localization is not the focus. | Mainly fault-state classification rather than explicit quantitative severity estimation. | Experimental tests on a 1.5 hp, 380 V three-phase induction motor under different loads. | Although it demonstrates the effectiveness of ANFIS, it concerns a squirrel-cage induction motor, uses DWT rather than FFT, and does not establish a hierarchical DFIG-specific framework for detection, localization, and severity assessment. | The proposed work transfers the advantages of ANFIS-based intelligent diagnosis to the substantially more complex DFIG wind-generator environment, while replacing DWT with FFT-based spectral feature extraction and introducing a hierarchical diagnostic architecture that explicitly separates detection, localization, and severity assessment. |
| Turbine parameters | |
| Rated power | Turbine parameters |
| Air density | Pn = 10 kW |
| Diameter of a blade | ρ = 1.22 Kg/m3 |
| Multiplier gain | D = 3 |
| Turbine moment of inertia | G = 5.4 |
| Viscous coefficient of friction | Jturbine = 0.042 kg.m2 |
| DFIG parameters | |
| Rated power | DFIG parameters |
| Rated speed | Pn = 7500 W |
| Supply voltage | Sn = 150 rad/s |
| Supply voltage frequency | Vs = 220/380 V |
| Number of pole pairs | fs = 50 Hz |
| Stator resistance | p = 2 |
| Rotor resistance | Rs = 0.455 Ω |
| Mutual inductance | Rr = 0.62 Ω |
| Cyclic stator inductance | Msr = 0.078 H |
| Cyclic rotor inductance | Ls = 0.084 H |
| Coefficient of friction | Lr = 0.081 H |
| Moment of inertia | fg = 6.73 ∗ 10−3 |
| DC bus parameters | |
| DC bus voltage | VDC = 800 V |
| DC bus capacity | C = 2 × 10−3 F |
| Filter parameters | |
| Resistance of the filter | Rf = 0.25 Ω |
| Inductance of the filter | Lf = 0.01 H |
| Perturbation | Mean Accuracy (%) | Std. Accuracy (%) | Mean RMSE | Std. RMSE | Accuracy Degradation (pp) |
|---|---|---|---|---|---|
| 0% | 100.00 | 0.00 | 0.0152 | 0.0000 | 0.00 |
| 1% | 61.85 | 7.36 | 1.0885 | 0.1461 | 38.15 |
| 3% | 45.97 | 8.05 | 3.2047 | 0.4822 | 54.03 |
| 5% | 43.00 | 7.93 | 5.4910 | 0.7611 | 57.00 |
| 10% | 38.94 | 6.80 | 11.0621 | 1.7062 | 61.06 |
| 20% | 39.97 | 7.49 | 21.1877 | 3.2775 | 60.03 |
| Method | Accuracy (%) | Macro-Precision | Macro-Recall | Macro-F1 | Balanced Accuracy | RMSE | Training Time (s) | Inference Time (ms/Sample) |
|---|---|---|---|---|---|---|---|---|
| Proposed ANFIS | 100.00 | 1.0000 | 1.0000 | 1.0000 | 1.0000 | 0.0152 | 4.2954 | 3.8759 |
| SVM | 90.91 | 0.9712 | 0.8500 | 0.8776 | 0.8500 | 0.6030 | 2.6533 | 9.9365 |
| Random Forest | 100.00 | 1.0000 | 1.0000 | 1.0000 | 1.0000 | 0.0000 | 1.9716 | 8.4906 |
| Noise Level (%) | Mean Accuracy (%) | Mean RMSE | Mean MAE | Accuracy Degradation (pp) |
|---|---|---|---|---|
| 0 | 100.00 | 0.01101 | 0.00750 | 0.00 |
| 1 | 99.48 | 0.58435 | 0.39046 | 0.52 |
| 3 | 90.79 | 1.76685 | 1.17296 | 9.21 |
| 5 | 77.48 | 3.05240 | 2.00200 | 22.52 |
| 10 | 56.67 | 5.58899 | 3.84336 | 43.33 |
| 20 | 40.45 | 10.81901 | 7.34748 | 59.55 |
| Performance Metric | Proposed ANFIS | SVR | Random Forest |
|---|---|---|---|
| RMSE (%) | 0.0110 | 1.4338 | 2.2847 |
| MAE (%) | 0.0075 | 1.3404 | 1.9278 |
| R2 | 0.999997 | 0.949292 | 0.871250 |
| MAPE (%) | 0.1028 | 16.2697 | 26.0268 |
| Severity Accuracy (%) | 100.00 | 96.97 | 51.52 |
| Macro-F1 | 1.0000 | 0.9691 | 0.4648 |
| Training Time (s) | 2.4369 | 0.2128 | 0.7062 |
| Inference Time (ms/sample) | 0.0417 | 0.2844 | 1.7081 |
| Noise Level (%) | Mean Accuracy (%) | Mean RMSE | Mean MAE | Mean R2 | Accuracy Degradation (pp) | Out-of-Range Samples (%) |
|---|---|---|---|---|---|---|
| 0 | 100.00 | 0.016228 | 0.008790 | 0.999994 | 0.00 | 0.00 |
| 1 | 98.76 | 0.798545 | 0.520285 | 0.986016 | 1.24 | 15.15 |
| 3 | 85.39 | 2.494919 | 1.608355 | 0.864830 | 14.61 | 15.48 |
| 5 | 73.64 | 4.112547 | 2.637894 | 0.623044 | 26.36 | 16.03 |
| 10 | 57.45 | 7.777641 | 5.096985 | −0.335806 | 42.55 | 17.03 |
| 20 | 42.33 | 13.446344 | 9.228069 | −2.907093 | 57.67 | 19.24 |
| Performance Metric | Proposed ANFIS | SVR | Random Forest |
|---|---|---|---|
| RMSE (%) | 0.016228 | 1.090398 | 3.157485 |
| MAE (%) | 0.008790 | 0.671255 | 2.072381 |
| R2 | 0.999994 | 0.974980 | 0.790203 |
| MAPE (%) | 0.067586 | 5.788688 | 15.476083 |
| Severity Accuracy (%) | 100.00 | 93.94 | 84.85 |
| Macro-F1 | 1.0000 | 0.9143 | 0.7357 |
| Training Time (s) | 3.017180 | 2.106348 | 2.817974 |
| Prediction Time (s) | 0.646920 | 0.163333 | 0.214515 |
| Model | Model_1 | Model_2 | Model_3 |
|---|---|---|---|
| Task | Fault Classification | Stator Severity Regression | Rotor Severity Regression |
| Number of inputs | 5 | 5 | 5 |
| Fuzzy rules | 5 | 9 | 11 |
| Total parameters | 80 | 144 | 176 |
| Training time (s) | 0.9044 | 2.4369 | 2.7218 |
| Inference time/sample (ms) | 0.01547 | 0.02391 | 0.02633 |
| Memory footprint (MB) | 0.0871 | 0.1468 | 0.1766 |
| Method | Stator Fault Accuracy (%) | Rotor Fault Accuracy (%) | MSC Accuracy (%) | Computational Time (s) |
|---|---|---|---|---|
| Adaptive Observer [74] | Not explicitly quantified; however, faults were effectively detected and simulated for γ = 5% | High (exact value not given) | Not covered in this study | Focus on the control strategy rather than speed |
| STFT + WPEDL [79] | 99.60%, and 99.52% (current and vibration signal) | 99.10%, and 99.50% (current and vibration signal) | Not covered in this study | Not specified |
| VMD + RCMDE [80] | High (exact value not given) | High (exact value not given) | Not covered in this study | Not specified |
| ECOC-SVM [81] | 94% | Not applicable | Not covered in this study | Computationally simple and efficient |
| FFT [82] | High (exact value not given) | High (exact value not given) | Not covered in this study | Not specified, low computational complexity |
| ZSC [83] | Not covered in this study | High (fault detection was successful at a low severity level (µ = 0.05)) | Not covered in this study | Not specified (low computational complexity). |
| Spectral, wavelet, and ratio computation analyses [84] | Not covered in this study | Not given as a percentage, but the method reliably detects faults with increasing severity levels | Not covered in this study | 0.5 s |
| VMD-HHT-CNN [85] | 98.8% | Not covered in this study | Not covered in this study | Not explicitly quantified, but the method is described as computationally efficient and lighter than EMD |
| TS-PI Observer [86] | Not provided as a percentage, but the short-circuit fraction (μ) was accurately estimated using a PI observer | Not covered in this study | Not covered in this study | Not explicitly mentioned, but the method is described as real-time capable and effective under varying wind and system parameters |
| Fault Ride-Through [87] | The ITSC fault is reliably detected using a Luenberger observer and effectively mitigated | Not covered in this study | Not covered in this study | Fast, real-time capable, and practically feasible |
| CEEMD-LSTM [88] | 95% | Not covered in this study | Not covered in this study | Low-complexity and fast |
| ANFIS-FFT | 100% | 100% | 100% | Fast, real-time capable, and practically feasible |
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Share and Cite
Abid, M.; Laribi, S.; Larbi, M.; Benbouhenni, H.; Bouddou, R.; Bizon, N. A Hierarchical FFT–ANFIS Algorithm for Detection, Localization, and Severity Assessment of Inter-Turn Short-Circuit Faults in Doubly Fed Induction Generators. Algorithms 2026, 19, 718. https://doi.org/10.3390/a19090718
Abid M, Laribi S, Larbi M, Benbouhenni H, Bouddou R, Bizon N. A Hierarchical FFT–ANFIS Algorithm for Detection, Localization, and Severity Assessment of Inter-Turn Short-Circuit Faults in Doubly Fed Induction Generators. Algorithms. 2026; 19(9):718. https://doi.org/10.3390/a19090718
Chicago/Turabian StyleAbid, Mimouna, Souad Laribi, M’Hamed Larbi, Habib Benbouhenni, Riyadh Bouddou, and Nicu Bizon. 2026. "A Hierarchical FFT–ANFIS Algorithm for Detection, Localization, and Severity Assessment of Inter-Turn Short-Circuit Faults in Doubly Fed Induction Generators" Algorithms 19, no. 9: 718. https://doi.org/10.3390/a19090718
APA StyleAbid, M., Laribi, S., Larbi, M., Benbouhenni, H., Bouddou, R., & Bizon, N. (2026). A Hierarchical FFT–ANFIS Algorithm for Detection, Localization, and Severity Assessment of Inter-Turn Short-Circuit Faults in Doubly Fed Induction Generators. Algorithms, 19(9), 718. https://doi.org/10.3390/a19090718

