1. Introduction
In conventional power systems, inertia refers to the rotational energy stored in their rotor masses and turbine shafts [
1]. This inertia plays a critical role in maintaining the balance between power supply and demand, as it can momentarily absorb or release energy to mitigate frequency fluctuations in the power system. In recent years, the increasing integration of renewable energy sources has accelerated the shift in power systems from conventional synchronous generators (SGs) to converter-interfaced generators (CIGs) [
2]. Unlike traditional rotor-based machines, CIGs do not contain any physical rotating machinery, thereby reducing the natural system inertia. The reduced inertia significantly increases the rate of change of frequency (RoCoF) following disturbances, which curtails the time available for control actions and poses serious challenges to maintaining frequency stability in power system operations [
3]. As future power systems become increasingly low-inertia, continuous monitoring of inertia will be essential to ensure reliable system operation [
4]. In power system operation, such low-inertia conditions have already been observed in systems with a high penetration of photovoltaic generation, where relatively small power imbalances can trigger fast frequency deviations and elevated RoCoF. Recent studies on large-scale microgrid environments have reported that, under real operating conditions with high photovoltaic penetration, reduced system inertia can lead to increased frequency deviations and elevated RoCoF [
5].
Regional inertia estimation has attracted growing attention because system inertia is not uniformly distributed and can vary significantly across locations, especially in systems with a high penetration of converter-interfaced generators. Although system-wide inertia values provide a broad overview, they often fail to capture localized dynamic behaviors that influence protection schemes, frequency stability, and inverter-based resource control. Regional inertia monitoring, therefore, offers transmission system operators (TSOs) actionable information to maintain stability and respond effectively to local disturbances. Consequently, this research focuses on regional inertia estimation to address these critical challenges in modern power systems.
The literature on inertia estimation is categorized into ringdown data, probing signal data, and ambient data, depending on the type of data used [
6,
7,
8]. Ringdown data captures transient conditions resulting from significant imbalances between power supply and demand, such as those caused by transmission line trips, generator failures, or huge load fluctuations [
8]. Probing signal data includes responses to artificially injected input signals, allowing researchers to more precisely identify and analyze the dynamic characteristics of the system [
9]. Ambient data, conversely, comprises the naturally occurring, stochastic fluctuations inherent to quasi-steady state operation. Although continuous, this data yields information that is less dynamically distinct than that obtained from controlled disturbances [
10]. Given these data characteristics, both ringdown and probing signal data provide clearer insight into the dynamic behavior of the system. However, availability of ringdown data is often limited, and acquisition of probing data typically involves high experimental costs due to the need for specialized tests and facilities [
11]. These limitations have led to a significant interest in the development of inertia estimation methods that employ readily available and low-cost ambient data. Recent studies have further demonstrated that ambient-data-based inertia estimation remains feasible and informative in low-inertia systems with high penetration of converter-interfaced generation. This includes applications in renewable-based microgrids operating under normal conditions [
12]. In summary, the limited occurrence of ringdown events and the high experimental cost associated with probing-based approaches indicate that these data sources are not well suited for continuous inertia monitoring. From this perspective, the use of ambient data, which can be continuously acquired under normal operating conditions, becomes a natural and practical choice. Accordingly, this research focuses on inertia estimation using ambient data, taking into account the characteristics of such measurements.
In addition to the classification based on the data utilized, it is also possible to classify inertia estimation methods according to the underlying estimation principle. In [
13], the effective real-time inertial monitoring has been enabled by identifying the system as a combined model of inertial response and primary frequency control through wide area ambient measurement during normal operation. In [
11], an online estimation method for the inertial constant has been proposed, based on the identification of the state space model by the Numerical algorithm for Subspace State Space System IDentication (N4SID) method. In particular, the works in [
11,
13] are similar in that they derive the inertia constant from the RoCoF of the identified system frequency response. In [
14], a method using the equation error system identification (SI) has been proposed for estimating the inertia constant. This method models the relationship between rotor internal frequency variation and active power variation with a transfer function that incorporates primary frequency control.
As an alternative to the SI method, an inertia estimation approach has been proposed based on mode information in [
15,
16]. In the first work, effective inertia was estimated based on mode information derived from modal eigenvalues and mode shapes of vibrations occurring in different regions. In [
16], inertia was estimated using the frequency, amplitude ratio, and synchronization power between the two divided regions. In [
17,
18], the estimated inertia was calculated using the statistical properties of colored noise in electrical quantities occurring as a result of load fluctuations. In [
17], the system parameters and inertia were defined as functions, and then the equivalent inertia constant and damping coefficient were estimated by minimizing the nonlinear least squares cost function using the variance of the measured electrical quantity. Recently, probabilistic approaches based on Bayesian inference have been proposed to estimate inertia from ambient PMU measurements under normal operating conditions. These methods typically adopt dynamic models similar to those used in SI-based frameworks, while estimating inertia parameters through probabilistic inference that explicitly accounts for measurement noise and modeling uncertainty [
19]. In parallel with these statistical approaches, deep learning-based methods have been introduced to directly learn the mapping between ambient measurement features and system inertia. For example, Convolutional Neural Networks (CNNs) have been employed to extract representative patterns from electrical measurement statistics and to estimate inertia without explicitly identifying a physical system model [
18]. Also, advanced artificial intelligence-based frameworks have been proposed to extend such learning-based inertia estimation to renewable-dominated and inverter-based power systems, demonstrating their applicability to real-time inertia estimation under high penetration of converter-interfaced generation [
20]. As such, various methods have been proposed for the estimation of inertia, and among them, SI is a widely used method [
6] and is considered robust and accurate [
21]. Therefore, this paper will focus on SI using ambient data.
However, there are limitations to applying SI methods using ambient data. First, determining the appropriate system order is challenging. In [
11,
13], an algorithm is proposed that identifies the system using
Nth-order models ranging from
to 28 and then selects the order that best represents the system. However, since the inertia constant cannot be calculated directly from the identified model, the inertia constant is derived by converting the identified system to a continuous-time transfer function model via an impulse or step response and then estimating the RoCoF value again. During this conversion and estimation process, errors may occur in the estimation of the RoCoF. To estimate the inertia of an SG in [
14], the system is identified by assuming a Second-order model. The inertia value is then calculated while considering the influence of the mechanical power
. In general, estimating the inertia of a power system poses several challenges. Since the transfer function of a CIG, which provides virtual inertia, is expressed in first order, determining the appropriate system order is required in regions where SGs and CIGs are mixed. Second, data pre-processing and practical applicability are considerable challenges. Typically, for inertia estimation by SI, the input is electrical power
and the output is rotor speed
. Electrical frequency
f is often used as a proxy for
. However, the internal reactance of the SG causes the electrical frequency to differ from the actual rotor speed [
22], making the approximation valid only at low frequencies [
23]. In addition, commonly used low-pass filters for rotor speed estimation have cut-off frequencies around 0.5 to 1 Hz [
11,
23,
24]. Under these conditions, it becomes increasingly difficult to effectively remove the influence of
, which cannot be directly measured by PMU [
25]. Overall, these limitations highlight the challenges of model-order selection, preprocessing complexity, and indirect inertia estimation in SI-based approaches using ambient data.
Previous approaches often rely on higher-order models or explicit representations of and governor dynamics, which increase model complexity and require careful system-order selection. In addition, inertia is frequently obtained indirectly through post-processing steps, such as RoCoF estimation, which may introduce additional sources of error. Moreover, the common practice of using f as a proxy for is valid only within a limited low-frequency range, while typical filtering strategies further restrict the usable bandwidth and complicate the treatment of unmeasurable variations. These limitations motivate the need for a simplified identification framework that can directly estimate inertia from ambient PMU measurements while reducing model-order ambiguity and preprocessing requirements.
Considering these limitations, this paper proposes a regional inertia estimation method in power systems by applying band-pass filtering to PMU ambient data within the SI with a model of the first order. The main contributions of this paper are as follows.
The proposed method reformulates regional inertia estimation under ambient operating conditions as a first-order SI problem by applying band-pass filtering to PMU measurements. It is because, within the considered frequency band, mechanical power variations are sufficiently attenuated, and the terminal-bus frequency can reasonably approximate rotor speed.
The proposed method achieves estimation accuracy comparable to conventional SI-based approaches without requiring model-order selection, rotor-speed reconstruction, or RoCoF computation. This demonstrates that a simplified identification structure can deliver high-quality performance with reduced computational overhead.
The proposed method shows high estimation performance for the Kundur two-area system, the IEEE Australian simplified 14-generator system, and the IEEE 39-bus system. Its performance remains consistent across these scenarios despite a common band-pass frequency range and a fixed first-order identification model.
This paper is organized as follows.
Section 2 presents the system modeling framework for inertia estimation, while
Section 3 describes the proposed band-pass filtering and SI approach.
Section 4 evaluates the performance through simulations on benchmark systems, and
Section 5 concludes the paper.