A Multi-Criteria Policy Coherence Index for Water–Energy–Food Nexus Governance and Energy Transition Pathways in Sub-Saharan Africa
Abstract
1. Introduction
- (i)
- How coherent are national policy frameworks across water, energy, and food sectors in selected African countries?
- (ii)
- To what extent do existing policies support integrated WEF nexus governance?
- (iii)
- What are the implications of policy coherence for energy transition and sustainable resource management?
2. Case Study Context
- (a)
- The Bani River Basin (BRB) context
- (b) The Songwe River Basin (SRB) context
- (c) Inkomati-Usuthu Water Management Area (IUWMA) context
2.1. Theoretical Framework
2.1.1. Conceptualizing the WEF Nexus as a Policy Interaction System
2.1.2. Integrated Resources Governance
- coordination across sectoral institutions,
- alignment of policy objectives across scales, and
- inclusive stakeholder engagement processes.
2.1.3. Policy Coherence Theory
2.1.4. Systems Interdependency Theory
2.1.5. Energy Transition Theory
2.1.6. Synthesis and Analytical Implications
3. Materials and Methods
3.1. Analytical Framework
3.2. Data Collection
- (i)
- Policy documents: National policies, strategies, legal frameworks, and sectoral plans related to water, energy, and agriculture were systematically reviewed across the four countries.
- (ii)
- Stakeholder engagement: Workshops and semi-structured interviews were conducted in three river basins (Bani, Songwe, and Inkomati-Usuthu). Participants included policymakers, technical experts, and representatives from public and private institutions.
3.3. Qualitative Data Analysis
3.4. Scoring and Composite Index Construction
- 1 = presence of the policy instrument;
- 0 = absence of the policy instrument.
3.5. Sensitivity and Robustness Analysis
4. Results and Discussion
4.1. Multicriteria Comparative Analysis of National Water Policies’ Performance and Coherence
4.2. Multi-Criteria Comparative Analysis of National Energy Policies’ Performance and Coherence
4.3. Multicriteria Comparative Analysis of National Agricultural Policies’ Performance and Coherence
4.4. Policy Implications for Integrated WEF Nexus Management
4.5. Cross-Sectoral Discussion
4.6. Limitations
5. Summary and Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Study | Region/Focus | Method/Approach | Main Relevance to This Manuscript |
|---|---|---|---|
| [37] | Tana River Basin, Kenya | Policy coherence analysis | Directly supports the use of policy coherence analysis for WEF nexus governance. |
| [38] | Sweden | Policy coherence assessment | Demonstrates how water, energy, food, land, and climate policies can be assessed for coherence. |
| [39] | Africa | Review and policy analysis | Shows that WEFE nexus implementation in Africa requires stronger policy and governance integration. |
| [40] | South Africa | Mapping WEF nexus innovations | Supports the importance of local innovations, indigenous knowledge, and sustainability transitions. |
| [41] | Africa | Policy and regulatory review | Highlights the regulatory role of PPPs and renewable energy policy frameworks in Africa. |
| [42] | Sub-Saharan Africa | Econometric policy analysis | Shows how fossil fuel subsidies can delay renewable energy transition. |
| [43] | West Africa | Policy and regulatory analysis | Demonstrates the importance of policy harmonization for renewable energy and power pooling. |
| [44] | Mediterranean region | Regional assessment report | Provides recent evidence on WEFE nexus governance, climate risks, and integrated responses. |
| [45] | Sub-Saharan Africa | Policy and finance report | Supports discussion on renewable energy finance and policy instruments in SSA. |
| [46] | Danube River Basin | WEFE coherence assessment | Provides a recent example of nexus coherence assessment using participatory and quantitative tools. |
| [47] | Global/WEFE governance | Conceptual and governance review | Strengthens theoretical framing of WEFE governance and cross-sectoral coordination. |
| [14] | Global/SDGs | Nexus-SDG assessment | Links WEF nexus planning to SDG acceleration and integrated resource governance. |
| [48] | Water-food-energy planning | Multi-objective optimization | Shows how policy scenarios can be evaluated through WFE nexus modelling. |
| [49] | WEFE governance | Adaptive governance analysis | Supports the role of adaptive governance in managing WEF interdependencies. |
| [50] | Sub-Saharan Africa | Empirical energy policy analysis | Links renewable energy policy pathways to sustainability and energy access. |
| [16] | Sub-Saharan Africa | Financing and policy analysis | Supports discussion on investment mechanisms and green hydrogen development. |
| [51] | Sub-Saharan Africa | Energy transition report | Provides international evidence on just energy transition and large-scale renewables. |
| [52] | Global sustainability governance | Bibliometric/policy intervention analysis | Strengthens SDG/environmental policy framing. |
| [53] | Global/SDG 13 | Econometric sustainability analysis | Demonstrates how artificial intelligence, circular economy practices, and energy intensity influence climate action (SDG 13), reinforcing the importance of integrated policy and technological frameworks for sustainable development. |
| [54] | Djibouti/SSA | Renewable energy transition assessment | Supports discussion on wind energy opportunities and renewable transition in SSA. |
| [55] | Sub-Saharan Africa | Governance-energy efficiency analysis | Shows that governance quality and green policy shape renewable energy efficiency. |
| Case Study | Place of Workshop | Date of Workshop | Stakeholders |
|---|---|---|---|
| Bani River Basin Area (Mali) | Piémont Hotel, Bougouni (Mali) | 6–7 December 2023 | 23 |
| Songwe River Basin, East Africa (Malawi & Tanzania) | Mdope Ide Hotel, Mbeya (Tanzania) | 15–16 February 2024 | 12 |
| Inkomati-Usuthu Water Management Area (IUWMA), Southern Africa (South Africa) | Nelspruit, South Africa | 20–22 February 2024 | 17 |
| Policy Performance | |
|---|---|
| 0.9–1.0 | High Performance |
| 0.7–0.8 | Moderate Performance |
| 0.5–0.6 | Partial Performance |
| 0.3–0.4 | Low Performance |
| 0.0–0.2 | Very Low Performance |
| Policy Coherence | |
| 0.0–0.1 | High Policy Coherence |
| 0.2–0.3 | Partial Policy Coherence |
| 0.4–0.5 | Low Policy Coherence |
| Policy Instruments/Assessment Criteria | Mali | South Africa | Malawi | Tanzania | Mean (Horizontal Policy Performance) | Stdev.p (Horizontal Policy Coherence) | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NWP | NWSMP | NWP | NWRS | GWS | WCDMS | NWP | WRA | WRR | NWP | WSS | WSDP | |||
| (1) Economic incentives (subsidies, funding, tax breaks, grants and credit guarantee schemes) | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0.9 | 0.3 |
| (2) Strengthening Institutional capacity | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0.8 | 0.4 |
| (3) Transparency and accessibility of information | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0.9 | 0.3 |
| (4) Basin and aquifer management | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0.9 | 0.3 |
| (5) Public–private and civil society partnerships | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 0.9 | 0.3 |
| (6) Tenure and property rights | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0.8 | 0.4 |
| (7) Inclusive and equitable access to financial services, natural and economic resources | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 0.9 | 0.3 |
| (8) Conservation, restoration, equitable and sustainable use of water resources | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (9) Water pollution control | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (10) In situ monitoring of national surface and/or groundwater availability | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (11) Data, research, technology generation and information dissemination | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (12) National budget for financing water resources infrastructure. | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 1 | 1 | 0.8 | 0.4 |
| (13) Enforcement of water resources’ laws, guidelines and standards | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (14) Inclusive stakeholder participation | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (15) Equitable benefits sharing mechanisms | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (16) Surface and ground water permits | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0.8 | 0.4 |
| (17) Payments for water services | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0.9 | 0.3 |
| (18) Protect and conserve ecologically sensitive areas | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (19) Stormwater management to reduce flooding | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0.8 | 0.4 |
| (20) Improve water availability through aquifer recharge | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0.9 | 0.3 |
| (21) Smart water management technology to support real-time monitoring, forecasting, and risk assessment of hydrological including rainfall, water level, inflow and outflow. | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0.9 | 0.3 |
| (22) Strengthening hydrological forecast and early warning system | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0.8 | 0.4 |
| Mean (Vertical Policy Performance) | 0.9 | 1.0 | 1.0 | 1.0 | 1.0 | 0.8 | 1.0 | 0.9 | 0.8 | 1.0 | 0.8 | 1.0 | 0.9 | 0.1 |
| Standard Deviation (Vertical Policy Coherence) | 0.3 | 0.2 | 0.0 | 0.0 | 0.0 | 0.4 | 0.0 | 0.3 | 0.4 | 0.2 | 0.4 | 0.2 | 0.2 | 0.2 |
| Policy Instruments/Assessment Criteria | Mali | South Africa | Malawi | Tanzania | Mean (Horizontal Policy Performance) | Stdev.p (Horizontal Policy Coherence) | |||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEP | NEEAP | NEES | SAREM | INEP | JET-IP | NEP | NEP | SEA4ALL | |||
| (1) Economic incentives (subsidies, funding, tax breaks, grants and credit guarantee schemes) | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (2) Public–private partnerships | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 0.7 | 0.5 |
| (3) De-risking investments through Government Guarantees, co-financing/investment, and funding etc. | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 0.8 | 0.4 |
| (4) Power purchasing agreements | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 0.7 | 0.5 |
| (5) Feed-in Tariffs and auctions | 0 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 0.6 | 0.5 |
| (6) Strengthening Institutional capacity | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0.9 | 0.3 |
| (7) Invest in data and research, technology generation and information dissemination | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (8) National budget for financing energy infrastructure. | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (9) Enforcement of laws, guidelines and standards | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0.9 | 0.3 |
| (10) Inclusive stakeholder participation | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (11) Equitable benefits sharing mechanisms | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0.9 | 0.3 |
| (12) Minimal bureaucracy, administrative & permitting procedures | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 0.7 | 0.5 |
| (13) Technological diversity/Renewable energy generation source | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 0.9 | 0.3 |
| (14) Equipment specifications (requiring certification and compliance to international standards) | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 0.8 | 0.4 |
| (15) Grid access and grid tariff and priority dispatch | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (16) Energy resource assessment | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0.9 | 0.3 |
| Mean (Vertical Policy Performance) | 0.9 | 1.0 | 0.6 | 0.8 | 0.4 | 1.0 | 1.0 | 1.0 | 1.0 | 0.8 | 0.2 |
| Standard Deviation (Vertical Policy Coherence) | 0.3 | 0.0 | 0.5 | 0.4 | 0.5 | 0.0 | 0.0 | 0.0 | 0.0 | 0.2 | 0.2 |
| Policy Instruments/Assessment Criteria | Mali | South Africa | Malawi | Tanzania | Mean (Horizontal Policy Performance) | Stdev.p (Horizontal Policy Coherence) | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ADP | NFNSP | AOL | NFNSP | IFSS | APAP | NAP | CSAPR | NAP | TAFSIP | ASDS | |||
| (1) Economic incentives (subsidies, funding, tax breaks, grants and credit guarantee schemes) | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1.0 | 0.0 |
| (2) Climate-smart agriculture | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 0.7 | 0.4 |
| (3) Agroecology | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 0.8 | 0.4 |
| (4) Improved seeds | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 1 | 1 | 0.8 | 0.4 |
| (5) Organic fertilizer/Compost | 1 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 1 | 0.4 | 0.5 |
| (6) Intercropping with leguminous crops Nitrogen fixation | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0.2 | 0.4 |
| (7) Crop rotation | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 1 | 1 | 0 | 0.4 | 0.5 |
| (8) Fallow management | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0.1 | 0.3 |
| (9) Integrated pest management | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0.3 | 0.4 |
| Mean (Vertical Policy Performance) | 0.6 | 0.6 | 0.3 | 0.3 | 0.1 | 0.7 | 0.8 | 0.6 | 0.7 | 0.6 | 0.6 | 0.5 | 0.2 |
| Standard Deviation (Vertical Policy Coherence) | 0.5 | 0.5 | 0.5 | 0.5 | 0.3 | 0.5 | 0.4 | 0.5 | 0.5 | 0.5 | 0.5 | 0.5 | 0.1 |
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Ballo, A.; Kehbila, A.; Kirimi, M.; Kabore, M.; Sitati, C.; Elayo, H.; Montagnino, F.M.; Bangira, T.; Insonne, B. A Multi-Criteria Policy Coherence Index for Water–Energy–Food Nexus Governance and Energy Transition Pathways in Sub-Saharan Africa. Energies 2026, 19, 3178. https://doi.org/10.3390/en19133178
Ballo A, Kehbila A, Kirimi M, Kabore M, Sitati C, Elayo H, Montagnino FM, Bangira T, Insonne B. A Multi-Criteria Policy Coherence Index for Water–Energy–Food Nexus Governance and Energy Transition Pathways in Sub-Saharan Africa. Energies. 2026; 19(13):3178. https://doi.org/10.3390/en19133178
Chicago/Turabian StyleBallo, Abdoulaye, Anderson Kehbila, Moses Kirimi, Madi Kabore, Cynthia Sitati, Hyacinth Elayo, Fabio Maria Montagnino, Tsitsi Bangira, and Brenda Insonne. 2026. "A Multi-Criteria Policy Coherence Index for Water–Energy–Food Nexus Governance and Energy Transition Pathways in Sub-Saharan Africa" Energies 19, no. 13: 3178. https://doi.org/10.3390/en19133178
APA StyleBallo, A., Kehbila, A., Kirimi, M., Kabore, M., Sitati, C., Elayo, H., Montagnino, F. M., Bangira, T., & Insonne, B. (2026). A Multi-Criteria Policy Coherence Index for Water–Energy–Food Nexus Governance and Energy Transition Pathways in Sub-Saharan Africa. Energies, 19(13), 3178. https://doi.org/10.3390/en19133178

