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Article

Comparative Evaluation of Direct Disposal and Pyro-SFR Nuclear Fuel Cycle Alternatives Using Multi Criteria Decision Making in Korea

Korea Atomic Energy Research Institute, 1045 Daedeokdaero, Yuseong-gu, Daejeon 305-353, Korea
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Author to whom correspondence should be addressed.
Energies 2021, 14(12), 3590; https://doi.org/10.3390/en14123590
Submission received: 6 May 2021 / Revised: 10 June 2021 / Accepted: 11 June 2021 / Published: 16 June 2021
(This article belongs to the Special Issue Storage and Disposal Options for Nuclear Waste)

Abstract

:
The Korean government is currently evaluating two alternatives, direct disposal and pyroprocessing, for the disposal of spent nuclear fuel. This paper presents the ranking results of comparing and evaluating direct disposal and pyro-SFR fuel cycle alternatives using multi-criteria decision-making methods such as AHP, TOPSIS, and PROMETHEE. In considering the various evaluation criteria involved in these two alternatives, we aimed to determine the optimal choice in terms of the economic and social conditions of Korea. The evaluation criteria considered were safety, resource availability, environmental impact, economics, nuclear proliferation resistance, and public acceptance. The results show that the pyro-SFR fuel cycle alternative is more advantageous than direct disposal in the AHP and TOPSIS methods, whereas direct disposal is more advantageous in the PROMETHEE method because the ranking is reversed. TOPSIS assigns the ideal value and the most negative value among the input values to each criterion as a parameter reflecting the concept of distance between the best alternative and the worst alternative. In contrast, the PROMETHEE method first selects the preference function including the preference threshold, and calculates the preferred outflow and the preferred inflow for the detailed evaluation indicators. Therefore, differences exist in the methodologies of multi-criteria decision making. Nonetheless, the analysis results of the back-end fuel cycle option can greatly contribute to establishing a nuclear policy for the back-end nuclear fuel cycle, and these efforts will enable sustainable nuclear power generation.

1. Introduction

Korea is currently developing pyroprocessing and direct disposal as methods of managing spent fuel. Therefore, it is necessary to analyze which of the two methods is more efficient and economical. This is because the temporary storage for spent fuel at the nuclear power plant sites in Korea is expected to be saturated by 2024.
In general, nuclear fuel cycle alternatives are evaluated using a variety of criteria. For example, technology and safety, resource utilization, environmental friendliness, nuclear proliferation resistance, and economics may be used as criteria for evaluating nuclear fuel cycle alternatives [1]. The weight of various criteria can be a very important factor for the selection of the desired nuclear fuel cycle, and may vary according to the social and economic environment of each country. Hence, the weight should be derived using scientific and systematic methods when determining the preference of nuclear fuel cycle alternatives [2,3].
A representative group of non-nuclear experts could be residents living around nuclear power plants. These residents have a greater interest in nuclear facilities than residents of other regions. Therefore, it is advisable to include the residents nearby nuclear power plants as non-expert groups. That is, all survey groups should have a good understanding of nuclear power and the residents should be included in the questionnaire to produce reliable weights.
Nuclear fuel cycle alternative evaluation methods include Analytic Hierarchy Process (AHP), Technique for Order Preference by Similarity to Ideal Solution (TOPSIS), and Preference Ranking Organization Method for Enrichment Evaluations (PROMETHEE) [4,5,6,7]. The research methodology of this study can be summarized as follows. First, direct disposal and pyro-SFR nuclear fuel cycles were considered as nuclear fuel cycle alternatives, because these two alternatives are currently being researched with government funding and are likely to be used in the future. Second, the weighting of various evaluation criteria for evaluating nuclear fuel cycle alternatives was based on the rank weighting method derived from a survey conducted by Korea Research Co., Ltd. (Seoul, Korea) in 2012 [8]. The survey was conducted through direct interviews with the survey respondents. Third, the multi-criteria decision-making method was adopted to evaluate nuclear fuel cycle alternatives. This evaluation method is commonly used in industrial engineering to evaluate systems with many criteria and indicators [9].
AHP has particular application in group decision making [10], and is now used around the world in a wide variety of decision situations, in fields such as government, business, industry, healthcare, education, and energy [11]. The AHP method was pioneered by Professor Saaty in the 1970s, and remains the standard method for this application. Decision making involves ranking alternatives in terms of criteria or attributes of those alternatives.
It is an axiom of some decision theories that, when new alternatives are added to a decision problem, the ranking of the old alternatives must not change; that is, “rank reversal” does not arise.
The evaluation criteria and weights are first described in detail in Section 2. In addition, Section 3 describes the multi-criteria decision-making method (MCDM). The calculation results of MCDM are presented in Section 4. Finally, conclusions are drawn from the results of MCDM.

2. Materials and Methods

2.1. Evaluation Criteria

In this study, three methods—AHP, TOPSIS, and PROMETHEE—were used together to undertake the comparative evaluation of each option [12,13]. This multi-criteria decision-making method requires evaluation criteria and associated weights [14]. The necessary evaluation criteria were identified and are shown in Table 1 [15].
Resource utilization was included in the evaluation criteria because one of the main purposes of pyroprocessing is to recover TRU as a raw material of SFR fuel from the recycled spent fuel [16]. Environmental impacts were included because the direct disposal method is closely related to the human ecosystem as spent fuel is disposed of in deep rock masses. Economic feasibility was also included in the evaluation criteria because it must be reviewed in relation to the project [17]. In recent years, public acceptance has been considered as an evaluation criterion in all large-scale projects carried out by the state, because the advantages and disadvantages of the project have emerged as an important factor for the promotion of the project [18]. State-led projects can be an important factor in nuclear fuel cycle alternatives because only projects approved by the majority of people can proceed smoothly [19,20,21]. Therefore, public acceptance can be an important evaluation criterion [22]. Finally, nuclear proliferation resistance was included in the nuclear fuel cycle evaluation criteria because it is an internationally and domestically sensitive item in relation to the situation on the Korean peninsula [23].
Evaluation criteria of the multi-criteria decision-making model were subdivided into detailed evaluation indicators, as shown in Figure 1. These detailed indicators are closely related to the direct disposal and pyro-SFR nuclear fuel cycle alternatives. To evaluate each alternative correctly, the detailed indicators should include the important attributes of the evaluation criteria. The attributes of the detailed indicators can be expressed quantitatively or qualitatively. Finally, the six evaluation criteria consisted of the detailed evaluation indicators shown in Table 2.
For the safety indicators, we referred to the deterministic safety assessment of a wet reprocessing facility and estimated the exposure dose to the public around the pyro facility as 5 mSv/year. For reference, the usual dose rate target is 50 μSv/year and the mortality risk of the probabilistic safety assessment is 10−6 deaths/year. In addition, the safety assessment index of a high-level radioactive waste disposal repository related to direct disposal was assumed to be 10 mSv/year [24]. This is because, under the notification of the Nuclear Safety Commission in Korea, the expected exposure dose rate under a single scenario, such as natural phenomena and human invasion, is unlikely to exceed 10 milliSievert(mSv)/year.
In recent years, public acceptance has become an important factor in determining nuclear sustainability. Therefore, in this study, the evaluation index of public acceptance was used based on the Willingness to Pay (WTP) method used in the survey for quantitative evaluation. We used a questionnaire to ask how much money the state should pay local residents to build the nuclear facility. The more subsidies to local residents, the lower the public acceptance. If there is a large difference in the willingness to pay for the high-level waste repository and the Pyro facility, it can be judged that there is a large difference in the perceived risk of respondents between the high-level waste repository and the pyro facility. The perceived risk equates with the respondent’s awareness of the safety for nuclear facilities.
In addition, the evaluation index of nuclear proliferation resistance was based on the utility function value and the amount of nuclear material corresponding to 1 SQ. For example, in the case of direct disposal, the evaluation index was used to estimate how much spent fuel must be processed to produce 8 kg of Pu [25,26].

2.2. Weight

As the number of evaluation criteria increases it becomes more difficult to determine the ranking. Therefore, if the number of evaluation criteria is large, a scientific and systematic weighting method is required [27]. One such weighting method is rank weighting. That is, the method calculates the relative importance order of the evaluation criteria through a questionnaire, and then calculates the weight using the order value. For example, the rank-sum weight is a simple but reasonable way to calculate the weight from rank values obtained from expert and public surveys. Another possible method for determining the importance of an evaluation criterion is to take the inverse of its rank. By setting the sum of the inverses as the denominator and calculating the reciprocal of the rank for the corresponding evaluation criteria, the weight can be obtained. This is called the rank-reciprocal weight [27], which is an efficient way to easily calculate reasonable weights using survey values.
Table 3 shows the results of calculating the rank inverse for the evaluation criteria of this study, using the priority of the criteria derived from the survey. As shown in Table 3, the weight of the safety evaluation criterion was set to be the highest.

2.3. Material Flow Information and Assumptions

The fundamental task for nuclear fuel cycle analysis is to analyze nuclear material flows [28]. This is because basic information, such as waste generation and generation costs, are derived from the flow of nuclear materials.
In general, based on the economic growth rate of the country, Nuclear Fuel Cycle (NFC) software developed at Korea Atomic Energy Institute (KAERI) can be used to calculate the required fuel by predicting the future power generation. In addition, knowing the amount of spent fuel according to the required fuel, the amount of nuclear material generated in the front-end fuel cycle process can be obtained. That is, the material flow of each unit process in the front-end and back-end fuel cycle stages can be calculated by examining the loss rate of each unit process.
Considering that the total capacity of 20 pressurized-water reactors (PWRs) operating in Korea is 19.75 GWe, the PWR capacity of both the direct disposal cycle and the pyro-SFR fuel cycle alternatives is fixed at 20 GWe. A solution that satisfies the mass balance including material loss in the pyro-SFR recirculation flow was found to result in a need for a sodium-cooled fast reactor (SFR) of 9.7 GWe at 20 GWe of PWR generation capacity. When the oxide fuel loading and the metal fuel loading according to the light-water reactor and the SFR capacity are determined, the mass flows of the front-end fuel cycle and the back-end fuel cycle are derived as a result of the mass balance. Figure 2 and Figure 3 show the material flows of the direct disposal and pyro-SFR fuel cycle [28].
Table 4 and Table 5 show the reactor-specific characteristics required for the nuclear fuel cycle analysis. Table 4 presents the parameter values that were assumed with reference to the performance of the PWR operated in Korea. Although the actual load factor varies considerably after the government’s de-nuclearization policy, 0.85 is considered appropriate. The burn-up of spent fuel was also assumed to be 55 GWd/tU, although there were variations. In addition, because an SFR has not been constructed in Korea to date, the parameter values were assumed as shown in Table 5 based on the conceptual design. Table 6 also shows the actinide inventory in spent fuel of a PWR and an SFR.

2.4. Input Data

The input data for the comparative evaluation of direct disposal and pyro-SFR fuel cycles are shown in Table 7. Power generation costs in Table 7 were calculated using a static material flow, which was based on the nuclear fuel cycle cost analysis model.

3. Multi-Criteria Decision-Making Method

3.1. AHP (Analytic Hierarchy Process)

The AHP is a powerful yet simple method for making decisions. It is commonly used for project prioritization and selection. Although researchers have invented and evaluated different methods of prioritizing projects in recent decades, it is known that AHP remains an efficient method.
Next, the mathematical model is described. If the criteria are xixj and the weight is wi, A denotes the relative weight between the evaluation criteria xi and xj, and it can be defined as A = aij = wi/wj. Saaty argued that the eigenvector method has the advantage of not only producing better estimates than other weighting methods, but also measuring the consistency of pairwise-comparisons’ judgments [10]. The weights are represented using the matrix (1) [10].
A = [ a 11 a 12 a 13 a 21 a 22 a 23 a 31 a 32 a 33 ]
Here, the matrix A shows a pairwise comparison. These numerical values in the matrix A represent the pairwise comparisons of evaluation criteria such as safety, resource utilization, environment, economics, proliferation resistance, and public acceptance. Namely, the entry ( a i j ) in the ith row and the jth column of matrix A is the importance of criterion i compared to that of criterion j. For example, a13 = 3 means that the first objective (safety) is three times as important as the third objective (environment). It follows that entries in the diagonal of matrix A are equal to 1. Thus, if a13 is 3, then a 31 is 1/3.
In the AHP method, the geometric mean is used to cover the evaluators’ pairwise comparative evaluation data into a group opinion.
Equation (2) shows the squaring evaluators’ pairwise comparative evaluation matrix.
A = k = 1 n a i j k = [ a 11 a 12 a 13 a 21 a 22 a 23 a 31 a 32 a 33 ] [ a 11 a 12 a 13 a 21 a 22 a 23 a 31 a 32 a 33 ]
where a i j k = the comparative score of evaluator k between criterion i and criterion j. The ∏ denotes the multiplication.
Meanwhile, the weight eigenvector W can be expressed as Equation (3) [10].
W = [ w 1 w 2 w n ]
Here ,   w j = 1 n j = 1 n a i j k = 1 n a k j
Finally, we can use Equation (4) to calculate the results of group opinion with the matrix A by multiplying by the weight vector W.
S G = A   W
where S G = the score results of group opinion, A = the squaring evaluators’ pairwise comparative evaluation matrix, W = weight vector.
In addition, we used Equation (5) to calculate the eigenvalue λ i , which is an input value of Equation (6).
λ i = w i i = 1 n w i
In addition, the AHP method can analyze reliability using a consistency index (CI), as shown in Equation (6) [10]. If the consistency ratio (CR, as in Equation (7)), is less than 0.1, it means that it is reliable.
CI = λ m a x n n 1 ,   λ m a x n
CR = C I R I
The Random Index (RI) is shown in Table 8.
In addition, the AHP method calculates weights for various evaluation criteria by performing a pairwise-comparison according to the expert’s judgment, and then calculates the weights of detailed evaluation indexes using these values. The eigenvalue is used as the weights of the criteria. In addition, the final weights can be used as weights for other decision-making methods.

3.2. TOPSIS (Technique for Order Preference by Similarity to Ideal Solution)

The TOPSIS method is a multi-criteria decision-making method and is widely used in industrial engineering. The optimal alternative is derived through the following procedure.
First, a decision matrix is derived from the normalized input value of evaluation criteria for each alternative. Evaluation indicators of nuclear fuel cycle alternatives have different units of measure. In addition, a large variation occurs in each evaluation indicator. Namely, if some evaluation criteria have a small deviation in the value of the evaluation indicators between nuclear fuel cycle alternatives, whereas some evaluation criteria have a large deviation in the value of the evaluation indicators between nuclear fuel cycle alternatives, the evaluation results will be greatly impacted by the criteria with large deviations in multi-criteria decision making. Therefore, in general, it is desirable to normalize the input values so that all the input values of evaluation indicators are between 0 and 1. Finally, this normalization method shows better results than the de-normalization method of input data. There are several normalization methods, such as the minimum-maximum method, the maximum method, the sum method, and the vector method [31]. We used the minimum-maximum method, as shown Equation (8), because the greatest and the least input values in the considered evaluation indicators of nuclear fuel cycle are used.
To calculate the normalized decision matrix, the normalized values r i j were calculated using Equation (8) [32]. We assumed that the decision matrix with m alternatives and n criteria is represented as T = ( r i j ) m × n .
T = [ r 11 r 1 n r m 1 r m n ] ,   r i j = x i j m i n j ( x i j ) m a x j ( x i j ) m i n j ( x i j )
Here, r i j = the normalized value of the i-th row and j-th column value of the decision matrix T.
Second, the importance of evaluation criteria is adjusted by using weights. For this purpose, the assumptions about the weight Wj of each evaluation criteria are given in Equation (9).
W j ,   j = 1 n ,   j = 1 n W j = 1
Third, each value in the normalized decision matrix is multiplied by the associated weight, as shown in Equation (10).
v i j = w j r i j   for   all   i ,   j
Fourth, if a large value is the preferred evaluation criterion, the best solution Ab and the worst solution Aw are as shown in Equations (11) and (12).
A b ;   V j + = { V 1 + ,   V 2 + ,   ,   V n + } = { m a x j ( V i j ) }
A w ;   V j = { V 1 ,   V 2 ,   ,   V n } = { m i n j ( V i j ) }
Fifth, the disparity of alternatives is calculated. That is, as in Equations (13) and (14), the distances of the best solution and the worst solution are calculated from the corresponding values.
d i b = j = 1 n ( V i j V j + ) 2 ,   i = 1 ,   2 , ,   m
d i w = j = 1 n ( V i j V j ) 2 ,   i = 1 ,   2 , ,   m
Here, d i b = the distance of the best solution and d i w = the distance of the worst solution.
Sixth, the relative proximity to the best and the worst solutions is evaluated, as shown in Equations (15) and (16).
C C i b = d i b d i b + d i w
C C i w = d i w d i b + d i w
Here, C C i b = the relative proximity to the best solutions, C C i w = the relative proximity to the worst solutions.
Seventh, the preference rank of each alternative is determined. That is, the closer to the best value, and the farther away from the worst value, the results, the better the option. Based on these criteria, preferences for each alternative are determined.

3.3. PROMETHEE (Preference Ranking Organization Method for Enrichment Evaluations)

The most important feature of the PROMETHEE method is the use of a preference function. That is, the evaluator selects the preference function of each evaluation criterion that is judged to be the most suitable among various preference functions in order to determine the degree of preference for each alternative. However, the preference function has the disadvantage that the concept of subjective preference is involved. The evaluator generally selects the preference function from the six preference functions considering the nature of the evaluation criteria such as quantitative or qualitative data. Evaluators select one of the preferred functions for each of the evaluation criteria and perform a comparative evaluation on the evaluation criteria. In general, the quantitative evaluation criteria are selected from V-shape, linear, and Gaussian criteria, and the qualitative evaluation criteria are selected from U-shape and level criteria.
In addition, after selecting a preference function that meets the evaluation criteria among the six preference functions, the corresponding preference threshold is set. The preference index is calculated by applying the relative weight of the evaluation criteria. The calculated preference index is used to calculate the Leaving Flow ( φ + ), which is a value that favors or controls other alternatives, and the Entering Flow ( φ ), which is a value that is preferred or governed by other alternatives. The six preference functions are shown in Table 9.
Most preference function shapes include one or two threshold values. The preference threshold is the maximum difference of the input values. In addition, the calculation method is delineated in Equation (22). Figure 4 shows the x-coordinate of a preference threshold (PT) and an indifference threshold of a typical linear preference function.
The calculation procedure of the PROMETHEE method is as follows. First, as shown in Equation (17) [27], the difference is calculated through a pairwise comparison for any evaluation criteria.
d j ( a , b ) = p j ( a ) p j ( b ) ,   0 < d j ( a , b ) < 1
where d j ( a , b ) denotes the difference between the evaluations of a and b for each criterion.
Second, a preference function is applied. That is, a specific preference function such as Equation (18) is selected from the six general preference functions. Then, the relevant parameters are determined.
P j ( a , b ) = F j [ d j ( a , b ) ]
Third, a preference degree is calculated using Equation (19) [27].
π ( a , b ) = j = 1 k P j ( a , b ) W j
Here, π ( a ,   b ) = a preference degree; a is preferred to b, whereas π ( b ,   a ) : b is preferred to a. Assume we have a set of weights for each criterion for wj, j = 1,…n.
Fourth, using Equations (20)–(22), the input flow φ + ( a ) , the leakage flow φ ( a ) , and the net flow φ ( a ) are calculated. Finally, the larger the net flow, the better the alternative. This is because the larger the net flow, the higher the preference compared to the other alternatives.
φ + ( a ) = 1 n 1 b A π ( a , b )
φ ( a ) = 1 n 1 b A π ( b , a )
φ ( a ) = φ + ( a ) φ ( a )

3.4. Comparison of MCDM Methodology

There are advantages and disadvantages of each decision-making method, as shown in Table 10.

4. Results and Discussion

By applying the results of weighting factors for the nuclear fuel cycle evaluation criteria, multi-criteria decision-making results of the direct disposal and pyro-SFR fuel cycle alternatives were obtained. Rank-reciprocal weights were derived from previous studies from the 2012 survey [8].

4.1. AHP Evaluation Results

Figure 5 shows the results from calculating the priorities for the two alternatives, direct disposal and pyro-SFR fuel cycle, using the AHP method and the rank weights in Table 3. The calculations show that the alternative of pyro-SFR is more advantageous than direct disposal.

4.2. TOPSIS Evaluation Results

Figure 6 shows the results of multi-criteria decision-making using the TOPSIS method and the rank weights in Table 3. As shown in Figure 6, the Pyro-SFR fuel cycle alternative is closer to the best value and farther away from the worst value than the direct disposal alternative. The closer to the positive ideal solution, and the farther away from the negative ideal solution, the better the solution point.
Therefore, the pyro-SFR fuel cycle alternative was shown to be more advantageous than direct disposal.

4.3. PROMETHEE Evaluation Results

We must first determine preference functions and preference thresholds in order to assess and evaluate nuclear fuel cycle alternatives.
In this study, we used the preference function, as shown in Table 11, and the values of the preference threshold were calculated using Equation (22).
PT = Max Min N A
Here, PT = preference threshold, Max = maximum value, Min = minimum value, NA = number of alternatives = 2.
Figure 7 shows the normalized values of the detailed indicators used in PROMETHEE. Except for the nuclear proliferation resistance, generation costs, low and medium level waste, and the Cs-Sr waste, the pyro-SFR fuel cycle evaluation indicators were found to be more favorable than direct disposal.
Figure 8 shows the results from evaluating the nuclear fuel cycle with direct disposal and pyro-SFR using the PROMETHEE method and the rank weights from Table 3. According to the results of the evaluation, direct disposal is more favorable than the pyro-SFR fuel cycle. This is different from the calculation results of AHP and TOPSIS.
Table 12 shows the differences of evaluation results using MCDM methods. In Table 12, the relative closeness can be determined by both CCib of Equation (14) and CCiw of Equation (15).

4.4. Sensitivity Analysis

Multi-criteria decision-making methods rely heavily on the weights of evaluation criteria. A weight sensitivity analysis of the method of assigning weights according to the evaluator’s attributes is required [30]. For example, environmentalists will give greater weight to environmental criteria, and economists will consider economics as important criteria (Table 13). Therefore, in this study, the weight of the important criteria was assigned to 1/2 and the other evaluation criteria were evenly distributed according to the evaluation attributes of the evaluator. The goal of the sensitivity analysis was to identify whether weighting could change the rank of nuclear fuel cycle alternatives and to produce information that can be used to establish nuclear fuel cycle policy. The groups of evaluators were first classified into neutral groups, general public groups, resource protection groups, environmentalist groups, economist groups, anti-nuclear groups, and community groups. Here, the neutral group refers to a group that evenly distributes the weights of all the evaluation criteria. The public group was regarded as a group of ordinary people who put the safety of the nuclear facility first. This is because, following the Fukushima nuclear power plant accident in Japan, many people appear to have increased interest in the safety of nuclear power plants. Finally, the local people group refers to local people living close to nuclear power plants.
We used the PROMETHEE method because it is relatively easy to calculate the MCDM results of back-end nuclear fuel cycle alternatives, and requires less cost and time. From the results of the sensitivity analysis of weight according to the evaluator’s characteristics using the PROMETHEE method, if the weight of public acceptance criteria is increased from 1/6 to 1/2 and other evaluation criteria are equally given 1/10 weight, the rank of nuclear fuel cycle alternatives is reversed (Figure 9). That is, if the weight of the criteria for public acceptance is set to 1/6, which is equally weighted, the direct disposal option is advantageous compared to the Pyro-SFR fuel cycle, whereas if the weight of the criterion for public acceptance changes from 1/6 to 1/2, the pyro-SFR fuel cycle alternative appears to be more advantageous than direct disposal. This is because the difference in subsidies used as a proxy variable of public acceptance is large between the two alternatives, and hence if the weight is increased, the preference of nuclear fuel cycle alternatives will be reversed because the net preference flow will be greatly affected by the proxy variable.

5. Conclusions

The evaluation results of the multi-criteria decision making for the pyro-SFR fuel cycle and direct disposal show different results for the TOPSIS and PROMETHEE methods. Specifically, in the PROMETHEE method, the direct disposal is more advantageous than the pyro-SFR fuel cycle alternative.
TOPSIS sets the most ideal value and the most negative value among the input values to each criterion as a parameter. We assumed parameters considering the concept of distance between the best alternative and the worst alternative, and the closeness between these two values was calculated. Preferability was determined by comparing the closeness coefficients. Therefore, the closer the input values of the detailed evaluation indicators to the ideal value, and the farther they are from the negative value, the better the option among the fuel cycle alternatives. In addition, the input value of the relevant evaluation criteria plays an important role when there is a large difference between the two alternatives in the proximity comparison of the high weight parameter values.
The advantages of TOPSIS are as follows: First, the calculation process is simpler and easier to understand than other multi-criteria decision-making methods. Second, it is easy to apply even if the number of evaluation criteria and detailed evaluation indexes is relatively large. For each alternative, the use of the “relative proximity” concept of ideal and negative alternatives can give a fairly intuitive meaning to the evaluation results. Third, the best and the worst alternatives can be considered at the same time, making it easier to choose a more reasonable alternative from the nuclear fuel cycle alternatives.
The PROMETHEE method first selects the preference function including the preference threshold, and calculates the preferred outflow and the preferred inflow for the detailed evaluation indicators. Next, it prioritizes alternatives by calculating the net preference flow. Based on the concept of preference, decision makers’ subjective judgment information (preferred function and preference threshold) can be applied to compare alternatives. When the decision maker decides the preference function and the preference threshold, the comparative evaluation is performed by the net preference flow calculation algorithm. Even if a new alternative is added or deleted, the comparison between the alternatives can be performed more efficiently than other multi-criteria decision-making methods. However, it also has the disadvantage of reducing objectivity due to the use of subjective judgment in the selection of the preference function and preference threshold.
From the evaluation results, it is difficult to judge which method is better because there are advantages and disadvantages of each decision-making method. In the future, we plan to investigate nuclear fuel cycle analysis cases using an advanced MCDM method, and will research these advanced MCDM methods. In addition, it is expected that a nuclear fuel cycle analysis will be possible with more accurate parameter values when the SFR is constructed.

Author Contributions

The main theme of this paper was developed by S.K. and was coordinated by J.-S.K., S.K. wrote the manuscript and processes the submission of this paper. J.-S.K. prepared most of the equations, tables, and figures. D.-K.C. commented on the results and conclusions. All authors have read and agreed to the published version of the manuscript.

Funding

This work was supported by the Institute for Korea Spent Nuclear Fuel (iKSNF) and National Research Foundation of Korea(NRF) grant funded by the Korea government (Ministry of Science and ICT, MSIT) (2021M2E1A1085193).

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Acknowledgments

This work was supported by the National Research Foundation of Korea (NRF) grant funded by the Korea government (MSIT: Ministry of Science and ICT), and the authors express their sincere gratitude for supporting this important work.

Conflicts of Interest

The authors declare no conflict of interest.

Terminology

Terminologies are as follows [36,37].
MCDMMultiple-criteria decision-making (MCDM) or multiple-criteria decision analysis (MCDA) is a sub-discipline of operations research that explicitly evaluates multiple conflicting criteria in decision making. Conflicting criteria are typical in evaluating options: cost or price is usually one of the main criteria, and some measure of quality is typically another criterion. Thus, MCDM means the process of determining the best feasible solution according to established criteria.
AHPThe analytic hierarchy process (AHP), also analytical hierarchy process, is a structured technique for organizing and analyzing complex decisions, based on mathematics and psychology. It was developed by Thomas L. Saaty in the 1970s; Saaty partnered with Ernest Forman to develop Expert Choice software in 1983, and AHP has been extensively studied and refined since then. It represents an accurate approach to quantifying the weights of decision criteria. Individual experts’ experiences are utilized to estimate the relative magnitudes of factors through pair-wise comparisons. Each of the respondents compares the relative importance each pair of items using a specially designed questionnaire.
TOPSISThe Technique for Order of Preference by Similarity to Ideal Solution (TOPSIS) is a multi-criteria decision analysis method, which was originally developed by Ching-Lai Hwang and Yoon in 1981 with further developments by Yoon in 1987, and Hwang, Lai and Liu in 1993. TOPSIS is based on the concept that the chosen alternative should have the shortest geometric distance from the positive ideal solution (PIS) and the longest geometric distance from the negative ideal solution (NIS).
PROMETHEEPROMETHEE is a well-established decision support system which deals with the appraisal and selection of a set of options on the basis of several criteria, with the objective of identifying the pros and the cons of the alternatives and obtaining a ranking among them.
The method called Preference Ranking Organisation Method for Enrichment Evaluations (PROMETHEE) was developed by Brans (1982), further extended by Brans and Vincke (1985) and Brans and Mareschal (1994). It is an outranking method.
Direct Disposal Spent nuclear fuel (SNF)SNF constitutes the largest portion of high-level nuclear waste. The radioactivity content of SNF decays so that it reaches comparable levels of the natural uranium mined to manufacture fresh fuel only after some 100,000 years. There is a need to provide isolation of these radioactive materials from the biosphere during this period. This is presently done by implementing a strategy that consists of a storage period to cool down the fuel elements after fission in the reactor followed by their deep geological disposal. DD (Direct Disposal) means the deep geological disposal method.
Pyro-SFR NFC Pyro-SFR nuclear fuel cycle (NFC)This is highlighted as a competitive alternative to direct disposal in terms of economic efficiency, because an efficient reprocessing method is being re-examined in many states of the world, such as United States and Korea.
Pyroprocessing (Pyro) Argonne National LaboratoryArgonne National Laboratory pioneered the development of pyrochemical processing, or pyroprocessing, a high-temperature method of recycling reactor waste into fuel, demonstrating it paired with the EBR-II and then proposed commercializing it in the Integral Fast Reactor. In 2016, several pyroprocessing technologies for both light water and fast reactors, with most based on electrorefining to improve the technologies’ commercial viability by increasing their process efficiency and scalability, were developed. South Korea is developing the pyroprocessing technology at Korea Atomic Energy Research Institute (KAERI).
Nuclear Fuel CycleThe nuclear fuel cycle is the progression of nuclear fuel through a series of differing stages. It consists of steps in the front end, which are the preparation of the fuel, steps in the service period in which the fuel is used during reactor operation, and steps in the back end, which are necessary to safely manage, contain, and either reprocess or dispose of spent nuclear fuel. If spent fuel is not reprocessed, the fuel cycle is referred to as an open fuel cycle (or a once-through fuel cycle); if the spent fuel is reprocessed, it is referred to as a closed fuel cycle.

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Figure 1. Evaluation criteria and evaluation index for two alternatives.
Figure 1. Evaluation criteria and evaluation index for two alternatives.
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Figure 2. Material flow of direct disposal. Here, NU = natural uranium, DU = depleted uranium, EU = enriched uranium, PWR SF = pressurized-water reactor spent nuclear fuel.
Figure 2. Material flow of direct disposal. Here, NU = natural uranium, DU = depleted uranium, EU = enriched uranium, PWR SF = pressurized-water reactor spent nuclear fuel.
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Figure 3. Material flow of pyro-SFR fuel cycle. Here, HLW = high-level radioactive waste, SFR SF = sodium-cooled fast reactor spent nuclear fuel, TRU = trans-uranium.
Figure 3. Material flow of pyro-SFR fuel cycle. Here, HLW = high-level radioactive waste, SFR SF = sodium-cooled fast reactor spent nuclear fuel, TRU = trans-uranium.
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Figure 4. The preference threshold and indifference threshold.
Figure 4. The preference threshold and indifference threshold.
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Figure 5. MCDM results using AHP and rank weights.
Figure 5. MCDM results using AHP and rank weights.
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Figure 6. TOPSIS evaluation results.
Figure 6. TOPSIS evaluation results.
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Figure 7. Evaluation index for PROMETHEE method.
Figure 7. Evaluation index for PROMETHEE method.
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Figure 8. MCDM results using PROMETHEE and rank weights.
Figure 8. MCDM results using PROMETHEE and rank weights.
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Figure 9. Net preference flow using 1/2 weight of public acceptance criterion.
Figure 9. Net preference flow using 1/2 weight of public acceptance criterion.
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Table 1. Evaluation criteria of the multi-criteria decision making (MCDM) model.
Table 1. Evaluation criteria of the multi-criteria decision making (MCDM) model.
Evaluation Criteria
Survey ResultsMCDM
TechnologySafety
Resource utilization
Environmental impactEnvironmental impact
EconomicEconomic
SocialityPublic acceptance
InstitutionProliferation resistance
Table 2. Evaluation criteria and evaluation index.
Table 2. Evaluation criteria and evaluation index.
Evaluation CriteriaEvaluation IndexUnit
Safety
(2 evaluation index)
 ➀ Radiation exposed dose ratesmSv/year
 ➁ Waste toxicity levelm3H2O/GWe
Resource utilization
(1 evaluation index)
 ➀ Natural uranium consumptiontU/TWh
Environmental
elements
(4 evaluation index)
 ➀ Amounts of high-level wasteTon/TWh
 ➁ Amounts of LILW wastem3/TWh
 ➂ Amounts of Cs/Sr wastekg
 ➃ Land usem2/TWh
Economic
(2 evaluation index)
 ➀ Levelized cost *Mills/kWh
 ➁ Capital investment cost$/kWe
Proliferation resistance
(2 evaluation index)
 ➀ Nuclear material for 1 SQ (Significant Quantity) equivalentsKg
 ➁ The qualitative measure of the worth of utility function for facility inspectionN/A
Public acceptance
(1 evaluation index)
 ➀ Supporting fund for facility constructionHundred million won (KRW)
* Levelized cost of energy (LCOE) is a measure of the average net present cost of electricity generation for a generating plant over its lifetime.
Table 3. Rank-reciprocal weight of evaluation index [8].
Table 3. Rank-reciprocal weight of evaluation index [8].
Evaluation CriteriaSub-CriteriaWeighting
SafetyRadiation exposed dose rates(mSv/year)0.11
Waste toxicity level(m3H2O/GWe)0.11
Resource utilizationNatural Uranium (NU) required per energy generated (tU/TWh)0.22
Environmental impactHLW (ton/TWh)0.055
LILW Volume (m3/TWh)0.055
Cs/Sr waste (kg)0.055
Land Use for HLW disposal per energy generated (m2/TWh)0.055
EconomicLevelized cost of Electricity Generation (mills/kWh)0.075
Capital investment cost ($/kWe)0.075
Proliferation resistanceAmount of nuclear material for 1 Significant Quantity (SQ) equivalents(kg)0.045
The value of utility function for facility inspection0.045
Public acceptanceSupporting fund (unit: hundred million won(KRW)/facility)0.10
Table 4. PWR specifications.
Table 4. PWR specifications.
VariablesValues
Burnup (MWd/tHM)55,000
Load factor (%)85
Thermal efficiency (%)34
Capacity (MWe)1000
Initial enrichment (wt%)4.5
Natural uranium enrichment (wt%)0.711
Table 5. SFR specifications.
Table 5. SFR specifications.
VariablesValues
Burnup (MWd/tHM)133,000
Load factor (%)85
Thermal efficiency (%)39
Capacity (MWe)400
TRU (trans-uranium) ratios of nuclear fuel0.389
Table 6. Actinide composition of spent fuel.
Table 6. Actinide composition of spent fuel.
ActinideComposition (wt%)
PWR SFU92.92
Pu1.16
MA0.20
FP5.72
SFR SFU55.66
Pu26.15
MA4.38
FP13.81
Table 7. Input data of multi-criteria decision-making model.
Table 7. Input data of multi-criteria decision-making model.
Evaluation CriteriaEvaluation IndexAlternativesRemarks
Direct DisposalPyro-SFR Fuel Cycle
SafetyRadiation exposed dose rate(mSv/year)100.05Nuclear safety and security commission Notice No. 2016–27 [24]
Waste toxicity
(m3H2O/GWe)
9.48 × 1092.25 × 107KAERI/RR-
3426/2011 [2]
Resource utilizationNatural uranium requirement
(tU/TWh)
20.5813.86Advanced Fuel Cycle Cost Basis, INL (2017) [29]
Environmental
elements
High-level waste
(t/TWh)
2.230.027Advanced Fuel Cycle Cost Basis, INL (2017) [29]
LILW waste *
(m3/TWh)
18.8921.22Advanced Fuel Cycle Cost Basis, INL (2017) [29]
Cs/Sr waste
(kg/TWh)
012.36Advanced Fuel Cycle Cost Basis, INL (2017) [29]
HLW repository area
(m2/TWh)
848.4410.25KAERI/TR-
7024/2017 [30]
EconomicsGeneration cost
(Levelized cost)
(mills/kWh)
52.7855.83Advanced Fuel Cycle Cost Basis, INL (2017) [29]
Capital investment
($/kWe)
40004331 * (SFR = 5014)Advanced Fuel Cycle Cost Basis, INL (2017) [29]
Proliferation resistanceNuclear material for 1SQ equivalents(kg)698.6314.4KAERI/TR-
3928/2009 [25]
The value of utility function for facility detection10.9KAERI/TR-
3928/2009 [25]
Public acceptanceSupporting fund
(Unit: hundred million won (KRW)/facility)
19,9882746KAERI internal data
* PWR capital investment cost × (PWR capacity/Total capacity) + SFR investment cost × (SFR capacity/Total capacity).
Table 8. The number of evaluation criteria and RI.
Table 8. The number of evaluation criteria and RI.
# of Evaluation CriteriaRI
10.000
20.000
30.580
40.901
50.121
60.241
70.321
80.411
90.451
100.491
110.510
Table 9. Preference function.
Table 9. Preference function.
Type 1. Usual criterion
p ( d ) = [ 0 d 0 1 d > 0 ]
Type 4. Level criterion
p ( d ) = [ 0 d q 0.5 q < d p 1 d > p ]
Type 2. U-shape criterion
p ( d ) = [ 0 d q 1 d > q ]
Type 5. V-shape with indifference criterion
p ( d ) = [ 0 d q d q p q q < d p 1 d > p ]
Type 3. V-shape criterion
p ( d ) = [ 0 d 0 d p 0 < d p 1 d > p ]
Type 6. Gaussian criterion
p ( d ) = [ 0 d 0 1 e d 2 2 σ 2 d > 0 ]
Here, p = preference threshold, q = indifference threshold, d = input value.
Table 10. The advantages and disadvantage of MCDM [33,34,35].
Table 10. The advantages and disadvantage of MCDM [33,34,35].
MCDMAdvantages
AHPDecision making is performed by using a hierarchical process, and thus conflicting concepts can be applied.
Quantitative results can be obtained by using the systematical ratio scale of relative importance for alternatives.
All information (quantitative, qualitative, and intuitive data) can be considered.
Compared to the case of using mathematical functions, the calculation procedure is simple.
Group decision making is possible.
Disadvantages
A theoretical framework for the hierarchy process of decision making is needed.
If the independence of constituent hierarchy elements between alternatives is not secured or the setting of the hierarchical level is incorrect, the decision-making results will not be reliable.
Layer depth (number of evaluation level) and width (number of criteria elements) is limited.
Difficult to apply for more than seven evaluation criteria.
There are hidden assumptions such as consistency and the difficulty of repeating some evaluation process.
Difficulties of conflict removal between decision makers’ opinion.
TOPSISAdvantages
Easy to understand the decision-making process.
The results indicate intuitive meaning because of the relative proximity to the ideal solution.
Human rational choice that considers the best and worst solution at the same time is possible.
Provision of a well-structured analytical framework for ranking alternatives.
Disadvantages
The decision matrix cannot be calculated by hand because there are many rows and columns in the matrix, and software for calculation such as Excel is required.
Normalization of input data is required.
Multi-collinearity effects should be solved.
There is a high possibility that the decision making will be decided by the best and worst values of input data.
PROMETHEEAdvantages
By using the evaluator’s subjective information such as the preferred functions and preference threshold on the basis of preference ranking, decision making with complex comparison between alternatives is possible.
There is a flexibility of application compared to AHP and TOPSIS because of the use of various preference functions.
If evaluators determine the preference function and the input value of the preference threshold, new alternatives can be easily added or can be effectively removed.
If the evaluator knows the calculation algorithm, it is relatively easy to calculate the MCDM results of back-end nuclear fuel cycle alternatives, and less cost and time are incurred.
Disadvantages
Exists for subjectivity in selection of preference function.
When a new alternative is added, there is a problem in which the ranking may be reversed.
Table 11. Preference function and preference threshold.
Table 11. Preference function and preference threshold.
Evaluation IndexPreference FunctionPreference ThresholdUnit
Radiation exposed dose ratesV-shape4.975mSv/year
Waste toxicity levelV-shape4,728,750,000m3H2O/
GWe
NU required per energy
generated
V-shape3.36tU/TWh
HLWV-shape1.1015Ton/TWh
LILW Volume V-shape1.165m3/TWh
Cs/Sr wasteV-shape6.18Kg/TWh
Land Use for HLW disposal
per energy generated
V-shape419.095m2/TWh
Levelized cost of Electricity
Generation
V-shape1.525mills/kWh
Capital investment costV-shape165.5$/kWe
Nuclear material for 1 SQ equivalent V-shape342.115Kg
The value of utility function for facility detectionV-shape0.05N/A
Public acceptance (supporting fund)Usual8621Hundred million won (KRW)/facility
Table 12. MCDM evaluation results.
Table 12. MCDM evaluation results.
AHPAlternativesFinal ScoreRank
PWR-DD (Direct Disposal)0.4232
PWR-FR (Fast Reactor)0.7561
TOPSISAlternativesRelative closeness (coefficient)Rank
PWR-DD0.2602
PWR-FR0.7401
PROMETHEEAlternativesNet flow (Ø)Rank
PWR-DD0.2801
PWR-FR−0.2802
Table 13. Weights based on evaluator attributes.
Table 13. Weights based on evaluator attributes.
CriteriaEvaluator Attributes
NeutralPublicResource ConservationismEnvironmentalismEconomistAnti-NuclearLocal Resident
Safety1/61/21/101/101/101/101/10
Resource utilization1/61/10½1/101/101/101/10
Environmental impact1/61/101/101/21/101/101/10
Economic1/61/101/101/101/21/101/10
Proliferation resistance1/61/101/101/101/101/21/10
Public acceptance1/61/101/101/101/101/101/2
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Kim, S.; Kim, J.-S.; Cho, D.-K. Comparative Evaluation of Direct Disposal and Pyro-SFR Nuclear Fuel Cycle Alternatives Using Multi Criteria Decision Making in Korea. Energies 2021, 14, 3590. https://doi.org/10.3390/en14123590

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Kim S, Kim J-S, Cho D-K. Comparative Evaluation of Direct Disposal and Pyro-SFR Nuclear Fuel Cycle Alternatives Using Multi Criteria Decision Making in Korea. Energies. 2021; 14(12):3590. https://doi.org/10.3390/en14123590

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Kim, Sungki, Jin-Seop Kim, and Dong-Keun Cho. 2021. "Comparative Evaluation of Direct Disposal and Pyro-SFR Nuclear Fuel Cycle Alternatives Using Multi Criteria Decision Making in Korea" Energies 14, no. 12: 3590. https://doi.org/10.3390/en14123590

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