2.1. Studied Systems
Syntheses of the molecules
1–
6 considered in this study (
Figure 1) have been reported elsewhere [
20,
22]. We showed that these two series of non-constrained (
open) 8-/10-ring and constrained (
closed) 9-/11-ring helically-shaped compounds can be obtained as pure enantiomers on a gram scale from a key chiral intermediate [
23]. Recently, a water-soluble PEGylated (PEG = polyethylene glycol) derivative of
1, labelled in the following as
1-PEG, has been proposed [
24]. Herein, we introduce its analogue, a water-soluble derivative of
3,
3-PEG.
1-PEG and
3-PEG were obtained in 69% and 53% yields, respectively, for (+)-
1-PEG and (−)-
1-PEG, or 69% and 67% for (+)-
3-PEG and (−)-
3-PEG, by successive demethoxylation of
1 or
3 using boron tribromide (BBr
) and phenol nucleophilic substitution with 2,5,8,11,14-pentaoxahexadecan-16-yl 4-methylbenzene-1-sulfonate (
Figure 1). We also present the synthesis of a new
closed compound
7 bridged by a furan ring. It has been unexpectedly obtained for the first time as the only product in our attempts to synthesize a bis-boronate derivative of
1 by Miyaura borylation reaction using bis(diphenylphosphino)ferrocene dichloropalladium(II) (PdCl
(dppf)) as a catalyst under basic conditions. Similarly, intramolecular O-arylation ring closure instead of cross-coupling of bis(pinacolato)diboron (B
pin
) with bis-triflated precursors has already been reported, and the proposed pathway involves (i) partial hydrolysis of one of the triflates by a trace amount of water in the solvent and (ii) intramolecular aromatic nucleophilic substitution that leads to the formation of the oxygen bridge [
25,
26]. In an attempt to optimize the yield of
7 by varying the type of catalyst, PdCl
(dppf) or Pd(PPh
)
and dicyclohexyl(2’-methyl-[1,1’-biphenyl]-2-yl)phosphine or Pd
(dba)
(dba = dibenzylideneacetone) and 9,9-dimethyl-4,5-bis(diphenylphosphino)xanthene (Xanphos), temperature, and reaction time, we ultimately found that the best results are obtained without a catalyst. Finally, (±)-
1-OTf [
24] is heated at 140
C for 5 days in the presence of two equivalents of K
PO
, yielding 30% of (±)-
7 (
Figure 1). Such conditions are not compatible with the synthesis of
7 as pure enantiomers due to possible racemisation of
1-OTf. Subsequently, the preparative resolution by chiral HPLC was performed (see the
Supplementary Materials) and gave both enantiomers of
7 with an enantiomeric excess higher than 99.5%.
The X-ray analysis of monocrystals of (±)-
7, obtained by slow evaporation, enabled us to make a comparison of its solid-state conformation with that of the other compounds in the series, focusing on two parameters: the central biphenyl’s torsional angle,
, and the angle between two benzo[c]acridine moieties’ planes,
(
Figure 2). In the case of the
open structures
1,
3, and
5,
ranges from 115
in
3 to 64
in
5, while for their corresponding
closed derivatives
2,
4, and
6,
values, fixed by the nature of the seven-member ring of 1,3-dioxepin in its C
conformation, do not vary as much and are close to 50
[
20,
27]. Regarding
7, the closure of the five-member ring results in an almost flat dibenzofuran motif with the consequently greatly diminished torsional angle
of 10
. As far as the
angle is concerned, its value, related to the helical pitch of the structure, ranges from 62
in
3 to 7
in
5 [
20,
22], with
7 demonstrating a value of 39
, which is clearly increased compared to its 1,3-dioxepin-based analogue
2 (24
). While both molecules demonstrate some flexibility of the backbone provided by the saturated -CH
-CH
- bridges that allow the helix to distort, the presence of the dibenzofuran motif in
7 visibly limits the interaction between the two terminal rings in helically arranged structures.
2.2. Basicity Constants Measurements
We have already evidenced that the spectroscopic properties of the molecules in the series of
1–
6 are strongly affected by their electronic and conformational structure [
20]. In this study, we postulate that protonation will modulate spectroscopic fingerprints in a similar way. Namely, after the binding of a proton to the pyridinic nitrogen atoms, the inductive attractor effect of the pyridinium will disturb the electronic distribution along the skeleton of the molecule, while repulsion between the bis-pyridinium positive charges is expected to change the helical pitch of the structure and thus the conformational preferences, as illustrated for
1 in
Figure 3 (vide infra).
The protonation process was monitored using
H NMR spectroscopy. The aromatic regions of the spectra for
1–
7 in pure CDCl
and in CDCl
with an excess of trifluoroacetic acid (TFA) are presented in
Figure 4. As can be seen, except for
5, complete protonation results in an enlargement of the aromatic region with a downfield or an upfield of chemical shifts by several ppm for the majority of the protons. Furthermore, titration with TFA allows us to determine the values of two proton-binding constants, K
and K
, for both acid/base equilibria, presented schematically in
Figure 3, using the fact that consistently, along the series, a rapid exchange on the NMR time scale is observed for these equilibria according to the average chemical shifts of the species upon addition of the titrant. In particular, as shown for
1 in
Figure 5, the chemical shift of the proton at the
position to the aromatic nitrogen atom (marked by an empty circle) is first upfielded until less than three equivalents of TFA are added, and then it is shifted to the lower field. The equilibrium constants, along with the corresponding pKa values for the two considered protonation equilibria for all the considered systems, are presented in
Table 1.
As can be seen in
Table 1, the values of the equilibrium constants determined for the first protonation for
1–
6 are significantly higher compared to those for the second protonation, which is due to the presence of the first positive charge in the molecule. It is worth noting that pKa values are measured in deuterated chloroform, a solvent less polar than water, so it is not surprising that they are lower compared to, for example, pKa = 5.2 in water or pKa = 3.4 in DMSO for the pyridinium/pyridine couple. Furthermore, while pyridine has a higher pKa than phenanthroline in water (5.2 vs. 4.8),
5, which contains two phenanthroline moieties in its skeleton, exhibits a very high pKa
value (4.7) in CDCl
, almost twice that of the bis-pyridine derivative
1 (2.6). This, along with the lowest pKa
compared to the other studied systems, seems to stem from an exceptional stabilization of the mono-protonated species of
5 (vide infra). The second trend that emerges from the data is that both pKa values of the
closed structures are at least approximately 1–2 times lower than those of the corresponding
open systems. This loss in basicity probably arises from the rigidity of the structure and thus the lower accessibility of the nitrogen doublets. The behaviour of
7 upon its first protonation is consistent with the other
closed molecules with pKa
< 2 but, interestingly, this is the only compound exhibiting pKa
> pKa
that clearly reflects its different—compared especially to the remaining
closed systems—smaller and more rigid structure of the bridging central ring.
To shed light on the effects of protonation processes on energetic and structural preferences for the systems in the examined series, density functional theory (DFT) geometry optimizations of the molecular structures of
1–
7 in their mono- and double-protonated forms were performed, considering conformers varied in the folding of the helical skeleton and the relative orientation of the -CH
-CH
- bridges, and, where applicable, also in the position of the attached proton(s). The obtained results were analyzed and compared to those for the respective neutral species [
20]. The illustrative examples are presented in
Figure 6, while a full set of computed data can be found in
Figures S2.1–S2.4 in the Supplementary Materials.
The calculations indeed confirm that proton binding generally leads to an increase in the distance between aromatic rings in the case of the structures with their parallel-like (helicene-like) arrangement, such as those for the
closed compounds (see
6 in
Figure 6b) and those corresponding to conformer I of the
open systems (see
5 in
Figure 6a), which is also reflected in the increased values of the angle between the planes formed by two aromatic subunits,
. Furthermore, for the
open compounds, as expected taking into account their higher flexibility, a visible increase in energetic preference/population of conformers with a greater helical pitch (as conformer II with a more perpendicular-like arrangement of the aromatic rings (see
5 in
Figure 6a) was observed. Indeed, adopting such a structure ensures the most favourable positions of two repulsive bis-pyridinium positive charges in the double-protonated species, while in the case of mono-protonated ones it provides a stabilization of the introduced proton by intramolecular hydrogen bonding with the nitrogen atom(s) in the heterocycle of the opposite subunit. This additional stabilization of the mono-protonated conformers possible for the
open compounds but not for the
closed ones may account for the higher values of pKa observed for the former vs. latter systems. As for
5, the stabilization of the first introduced proton appears to be particularly effective, due to the possibility of the formation of the intramolecular N⋯H hydrogen-bonding interaction of the pyridinium hydrogen atom, not only with the pyridine nitrogen of the opposite phenanthroline moiety but also with the adjacent nitrogen atom (located on the second pyridine ring of the same phenanthroline fragment); this compound, as aforementioned, demonstrates the highest pKa
and the lowest pKa
values.
2.3. Photophysical and Chiroptical Properties and Their Protonation-Triggered Switching
UV-vis absorption, fluorescence, electronic circular dichroism (ECD), CPL, and optical rotatory dispersion (ORD) spectra for
1–
6 have been previously reported in ref. [
20]. The chiroptical properties at neutral pH for this series of molecules were found to be closely related to the rigidification of the molecular structure. Namely, the
closed compounds exhibit an intense and opposite-sign ECD signal in the low-energy region, strongly enhanced optical rotation (OR) parameters, and very strong CPL activity compared to their
open precursors, as explained by their extended
-conjugation and lower conformational flexibility. The intense CPL signals of molecules
4 and
6 with dissymmetry factors up to
are among the highest reported when considering (small) organic molecules [
21,
30,
31].
The UV-vis absorption and ECD spectra of the newly demonstrated compound
7 in acetonitrile are shown in
Figure 7 (bottom right panel, blue dash lines). Compared to other systems in the series (see
Figure S2.5 in the Supplementary Materials), a bathochromic shift (red-shift) of up to ca. 30 nm of the lower-energy bands in both of these spectra can be observed. As shown in
Figure S2.5, this shift is correctly reproduced by time-dependent DFT (TDDFT) calculations. As demonstrated in ref. [
20], the lowest-energy absorption intensity for the
closed compounds
2,
4, and
6 is associated with the lowest-energy excitation corresponding to a
-to-
*-type transition that involves the highest occupied (HO) and lowest unoccupied (LU) molecular orbitals (MOs), both almost uniformly delocalized over the
-electron system of the whole molecular structure. In the case of
7, the underlying lowest-energy excitation originates from the HOMO-1-to-LUMO transition that also shows a
-to-
* character, but it is clearly predominantly localized in the central part of the molecule, i.e., the aromatic dibenzofuran bridge. The increased
-conjugation within the bridge observed in
7 compared to the 1,3-dioxepin-based systems also has a profound impact on orbital energies. In particular, it leads to a substantial stabilization of the LUMO level, making the HOMO-1/LUMO energy gap smaller than the corresponding HOMO/LUMO gaps in other
closed compounds (see
Figure S2.6 in the Supplementary Materials), which may rationalize the observed red-shift in the low-energy band of the UV-vis and ECD spectra of
7.
The fluorescence spectrum of
7 shows a broad band centred around 440 nm, corresponding to the smallest Stokes shift among this series. More interestingly, with only nine rings in its structure,
7 exhibits an intense CPL response and its
reaches 10
, a higher value than those for the previously reported 11-ring
closed compounds
4 and
6. Although the TDDFT-computed
values for
4,
6, and
7 appear clearly overestimated with respect to the experimental ones (especially for
4 and
6), the aforementioned trend is, however, correctly reproduced (see
Table S2.1 in the Supplementary Materials). In each case, the overall electronic character of the emitting
state is rather similar and can be assigned as
* delocalized across almost the whole molecular structure with visible involvement of the lone pair of the nitrogen atoms that induces the
* component. The latter appears to be diminished in the case of
7, for which, as in the ground state, more pronounced localization of the
-electron density in the central part of the molecule (dibenzofuran bridge) was additionally observed for HOMO and LUMO (see
Figure S2.7 in the Supplementary Materials). Detailed analysis of the computed
values (
R/
D is rotatory/dipole strength of the
emission transition) revealed that the increase in the dissymmetry factor observed for
7 vs.
4 and
6 might originate from an increase in the
R value (see
Table S2.2 in the Supplementary Materials). As
R is a function of the magnitudes of the underlying electric
and magnetic
transition dipole moments and the cosinus of the angle
between their vectors,
, this enhancement, on the other hand, can be traced back to an increase in
(
Table S2.2), meaning that the
transition in
7 is more magnetically allowed [
32].
In our previous article [
20], we concluded that the photophysical and chiroptical properties within the series of helicenoid compounds
1–
6 are very sensitive to both the electronic structure of the system and its molecular flexibility. This study focuses on how those spectral features can be modulated by an external stimulus: the acidity of the medium. The influence of protonation of the examined
open and
closed compounds on their absorption, ECD, fluorescence, and CPL spectra (blue lines for pH-neutral conditions and red lines for pH-acidic conditions) is shown in
Figure 7. Additionally, in
Figure 8, a direct comparison of the ECD envelopes measured (and computed) for all the systems in their protonated forms is presented. These spectra were recorded in solutions containing a large excess of acid (10
equivalents) in order to totally displace the equilibrium of the protonation process towards the double-protonated species.
As a general trend, upon protonation, the low-energy part of the UV-vis absorption spectra of 1–7 becomes broadened and red-shifted. The bathochromic shift of the lowest-energy band maximum for the open structures ranges from nm to nm. In comparison, the corresponding red-shift for the closed systems is larger but varies within a smaller range, between nm and nm. An exception that does not follow the aforementioned trend is compound 6, which instead shows a hypsochromic shift (blue-shift) of 40 nm for the maximum of the lowest-energy UV-vis band upon proton binding. Nevertheless, consistent with what has been observed for other systems, the absorption spectrum of 6 in the acidic medium displays non-zero intensity at longer wavelengths than under the neutral conditions. Accordingly, for all the examined systems, the bathochromism upon protonation also occurs in the emission spectra, with shifts ranging from 40 nm for 3 to 114 nm for 7.
Regarding ECD, the red-shift of the overall spectra for the protonated vs. neutral species of the
open compounds is accompanied at the lowest-energy spectral range by either an increase in the negative intensity (in the case of (+)-
5) or a sign inversion of the ECD intensity from (weakly) positive to strongly negative (in the case of (+)-
1 and (+)-
3), so that, for all of these systems upon protonation, the lowest-energy band is negative. At the same time, as shown in
Figure 9 and
Figures S1.1–S1.5 in the Supplementary Materials, the ORD plots obtained in acidic medium, comparing to the one measured under neutral conditions, present the alternation of the sign for the entire low-energy spectral range that was examined. Interestingly, for all of the
open molecules, the protonation thus has a clear signature: the intense negative ECD band appears in a spectral region, in which the corresponding neutral species presents no absorption. In comparison, the lower-energy part of the ECD spectra for the protonated (+)-enantiomers of the
closed systems
2,
4,
6, and
7 demonstrates bands with the same (positive) sign and similar intensity, but they are red-shifted and broadened compared to their neutral parent species. No sign inversion of the lowest-energy ECD band is further reflected by the same sign pattern of the corresponding ORD plots recorded under neutral and acidic conditions (see
Figure 9 and
Figures S1.1–S1.5 in the Supplementary Materials).
Reversibility and reproducibility of the modifications of the ECD signal upon successive protonation and deprotonation processes, reflecting the acid/base-triggered switching capacity of the studied systems, was then examined for (−)-
1 and (−)-
2, representing, respectively, the
open and
closed compounds. The spectra for the neutral species were recorded after the deprotonation step, which was carried out by placing 3 mL of the acidic acetonitrile solution of the given system in contact with a sodium hydroxide pellet. The collected solution was subsequently acidified by the addition of 1
L of sulphuric acid.
Figure 10 shows the corresponding changes in the intensity of the ECD signals measured at 350 and 390 nm during four successive protonation/deprotonation cycles. The read-out of the protonated state is made very easy for (−)-
1 at these two wavelengths. Indeed, at 350 nm, the switch consists of a sign inversion of the signal, while at 390 nm the signal is turned on and off depending on the conditions. Exactly the same behaviour can also be observed for (−)-
2, but it is associated with approximately one order of magnitude lower amplitude of the intensity changes.
TDDFT calculations accurately reproduce the shifts in the energetic positions and changes in sign of the lower-energy ECD bands for the investigated compounds upon their protonation (see
Figure 11 for the representative results for
3 and
4 and the
Supplementary Materials for a complete set of computed data) along with the relative positions of these bands within the series of protonated species (see
Figure 8). This enables a conclusive assignment of the particular bands and, consequently, rationalization of the experimentally observed trends.
Comparative inspection of the orbital energies of MOs involved in excitations underlying the low-energy ECD intensity for both neutral and protonated forms of
1–
7 revealed that proton binding has a pronounced stabilizing impact on the low unoccupied MOs for all the double-protonated species (vs. their neutral parent molecules), and to a lesser extent, on the high-lying occupied MOs. This imbalanced stabilization leads to a reduction in the respective MO gaps, including the HOMO/LUMO gap, providing a rational explanation for the observed red-shift of the low-energy ECD bands of
1–
7 under acidic conditions. Equally important, protonation also affects the distribution of
-electron density in these frontier MOs. For example, the HOMO isosurfaces for the neutral forms of
3-II and
4-I (
Figure 11b) are almost evenly distributed throughout the whole molecule, but upon protonation they become predominantly localized on either the central biphenyl or the terminal aromatic rings for
3 and
4, respectively. Such polarization of the electron density within the molecular structure may pave the way for the induction of low-energy charge-transfer (CT) excitations.
Analysis of the results computed for (+)-
4 (
Figure 11), representative of the
closed compounds, revealed that while for both neutral and protonated forms of this system the intense positive low-energy ECD band originates from excitation no. 1, for the latter species this excitation indeed demonstrates a CT-like
-to-
* character (involving HOMO-to-LUMO and HOMO-1-to-LUMO+1 transitions) instead of purely (HOMO-to-LUMO)
-to-
*, as it is under pH-neutral conditions. It also appears that the more enhanced the CT character of the electronic transitions contributing to this lowest-energy excitation, the more significant changes in the first low-energy ECD band occurs upon protonation of the
closed systems. Specifically, the most notable red-shift among these compounds is observed for
7, which can be attributed to the pronounced CT component from the dibenzofuran moiety to the terminal aromatic rings of the structure within the HOMO-1-to-LUMO transition (see
Figure S2.8 in the Supplementary Materials). Regarding (+)-
3, shown here as a representative of the
open systems, the simulated ECD spectra in
Figure 11a represent Boltzmann-averaged envelopes for two dominant conformers I and II (compare with
Figure 6 and see
Figures S2.1 and S2.3 in the Supplementary Materials). In comparison to the neutral form, the individual spectral envelopes for the protonated species appear to be less affected by the structural flexibility/adopted conformation, and the observed increase in the negative ECD intensity in the low-energy range can be assigned to excitation no. 1 for both conformers. In contrast to the corresponding excitations computed for the neutral structures, this excitation is slightly more energetically separated from the neighbouring excitations nos. 2 and 3, which exhibit rotatory strengths of opposite sign and overall lower values. Consequently, its intensity is not so effectively suppressed for the protonated species vs. non-protonated ones, thus producing a significantly negative band. The aforementioned excitation no. 1 demonstrates a clear CT character. In the case of conformer I, it is assigned to HOMO-to-LUMO and HOMO-1-to-LUMO+1 transitions between the central part of the molecule and its pyridine rings, while for conformer II, it corresponds to HOMO-1-to-LUMO and HOMO-to-LUMO+1 transitions between the central biphenyl and pyridine rings; for the corresponding MOs isosurfaces, see
Figure 11b. For a comparison, the lowest-energy excitation affording the negative rotatory strength for the neutral system represents predominantly HOMO-1-to-LUMO/HOMO-to-LUMO+1 (
-to-
*) and HOMO-to-LUMO+1/HOMO-2-to-LUMO (CT-like) transitions for conformers I/II, thus showing the mixed
-to-
* and CT nature. The negative intensity observed in the
open systems can be thus traced back to several factors, including (i) a reduced cancellation due to the more uniform spectra of different protonated conformers (we note in passing that for compound
5, the conformers varying in helical folding and/or positions of introduced protons demonstrate quite distinct spectral envelopes but in each case showing negative intensity of the lowest-energy band, preserved upon Boltzmann-averaging), (ii) a shift of the low-energy excitations exhibiting negative rotatory strength value preventing suppression of their intensity, and (iii) a visible increase of the CT contributions in the electronic transitions for
3 and
5, or less extended
-electron delocalization (reduced to the diphenyl moiety) for
1.
In line with the experimental data and reflecting the changes observed in the ECD intensities, the calculated OR values for
1–
7 are also significantly affected by the proton binding, with its impact visibly depending on the molecular structure of the compound (see
Table S2.3 in the Supplementary Materials). Specifically, for the
closed systems (in their (+)-stereoisomers), the computed ORs remain strongly positive and their values increase for the protonated species compared to those of the neutral structures. This overall agrees well with the experimental results, apart from compound
6, for which the opposite trend was observed in the measurements. A sign inversion of ORs seen upon protonation of the
open systems, from positive to negative values for (+)-enantiomers, can be attributed, based on the TDDFT calculations, to the changes in the conformational preferences for the protonated vs. non-protonated forms, namely increased population of conformer II with perpendicular-like arrangement of the aromatic rings (compare with
Figure 6 and see
Figures S2.1 and S2.3 in the Supplementary Materials), in the structure of which a better stabilization of the introduced protons can be achieved. Such conformers demonstrate negative OR values that are additionally visibly enhanced as compared to the neutral state, enabling, on average, a cancellation of positive contributions from another significantly populated form, conformer I demonstrating helicene-like folding (compare with
Figure 6 and see
Figures S2.1 and S2.3 in the Supplementary Materials), which on the other hand demonstrates diminished OR values upon protonation. Accordingly, the computational results successfully reproduce the sign change in OR upon proton binding for (+)-
5, whereas for (+)-
1 and (+)-
3, the Boltzmann-averaged OR values are (only) significantly reduced (become less positive). The latter discrepancy with the experimental data may be due to errors in both energetic assessment of examined conformers (underestimated/overestimated contribution of conformers II/I in the overall population) and determination of OR magnitude, originated from the adopted computational protocol and model.
Apart from the aforementioned red-shift of the unpolarized and circularly polarized emission spectra for both the
open and
closed 1–
7 compounds upon their protonation, interestingly, for the former (
open) derivatives, the CPL recorded under acidic conditions shows the same sign inversion of the signal as observed for their ORD: negative/positive vs. positive/negative for (+)-enantiomer/(−)-enantiomer of the protonated vs. of the neutral species (
Figure 7). For both the neutral and protonated forms of the
closed structures, on the contrary, the same sign of the CPL signal is detected: positive and negative for (+)- and (−)-enantiomer, respectively. The variations in dissymmetry factor values upon proton binding differ across the series (
Table 2). For the neutral
open molecules, only compound
3 exhibits the CPL signal. The
value for (+)-
3 is nearly equal in magnitude to that for (+)-
3,2H
, but, as aforementioned, has the opposite sign. Acidification of the medium switches on the CPL response for
1 and
2, which then show comparable (ca. 10
) dissymmetry factor magnitudes, whereas for the
closed systems, the
values for the protonated form remain either almost the same (
4 and
7) or decrease significantly (
6) compared to those for the corresponding neutral species. Regarding the fluorescence quantum yield values for the examined systems, they are often below 1%, and the effect of protonation is not measurable, except for derivatives
3 and
4, possessing two benzoquinolines in their skeleton. Interestingly, in these two cases, the quantum yield visibly increases upon proton binding with a particularly significant rise (by one order of magnitude) observed for the
closed system
4 (see
Table 2).
Calculated emission properties of
1–
7 in their protonated forms (see
Table S2.1 in the Supplementary Materials) overall deviate from experimental data, even more significantly as was noticed for their neutral parent precursors [
20]. This is not unexpected as the charged protonated systems are very challenging for the calculations due to solvent and counter-ion effects [
17,
19,
33]. While the aforementioned red-shift in the emission spectra of
1–
7 upon proton binding is not always correctly reproduced (even qualitatively) and the computed
values are significantly overestimated compared to the measured ones, importantly, the calculations support the experimentally observed protonation-triggered change in the sign of the CPL signal for the
open compounds and its preservation for the
closed systems.
As the luminescence dissymmetry factor is computationally defined as
, its sign is determined by the sign of the rotatory strength of the
emission transition (as the corresponding dipole strength is, by definition, positive), which, according to the expression
(vide supra), can be in turn traced back to the angle between electric
d and magnetic
m transition dipole moment vectors with an acute/obtuse angle translating into positive/negative
R. The detailed analysis of the computed values (see
Table S2.2 in the Supplementary Materials) revealed that for the rigid
closed systems no drastic change in the
angle is observed for the protonated vs. neutral species (it remains acute), preserving the positive sign of
R and thus of
for (+)-enantiomers. This is in line with rather similar changes in the character of
emission transition observed for such systems, from
* delocalized across almost the whole molecular structure and accompanied by
* component (
n representing a lone pair of the nitrogen atoms) to CT-like
*; see
Figures S2.7 and S2.9 in the Supplementary Materials. As shown in ref. [
20] for the neutral species and revealed here for the protonated ones, for the
open systems, due to their pronounced flexibility, a co-existence of their various conformers may also occur in the
excited state. Interestingly, although the same alternation of the
excited state nature, as it was demonstrated for the
closed molecules, is also present for the
open structures upon proton binding, in the case of their conformer I (see
Figure S2.10 in the Supplementary Materials), a change in the orientation between electric and magnetic transition dipole moment vectors (from the acute to obtuse angle between them for (+)-stereoisomer) occurs for its protonated compared to non-protonated form, resulting in the negative sign of its corresponding
R and consequently negative sign of
; see
Table S2.2 in the Supplementary Materials. Since for conformer II, representing another significantly populated structure, the negative sign of
remains preserved, on average, the negative
values for the
open systems are computationally obtained. We note in passing that a structural comparison of
excited-state structures for the corresponding neutral and protonated species demonstrates that, in the case of benzoquinoline- and phenanthroline-based systems
3 and
5, the alternation of the
d and
m angle for conformer I correlates with the increase in the biphenyl angle (see
Figure S2.11 in the Supplementary Materials). The effect of such dihedral angle modifications on chiroptical properties was also found to be important in other atropisomeric systems [
34] and can also be responsible for the CPL features of compounds
1–
7 in their neutral form, in particular decreased (or even zero) CPL activity observed experimentally for the
open systems [
20].
2.4. Towards pH Chirosensors in Water
Thanks to their flexibility, as shown above, the open compounds exhibit dramatic chiroptical changes upon protonation, such as the OR and CPL sign inversion and the appearance of the intense negative ECD band for the (+)-enantiomer at wavelengths at which the corresponding neutral species are UV-vis inactive. Thus, we sought to use enantiopure 1-PEG and 3-PEG, soluble versions of 1 and 3, as pH chirosensors in water.
Accordingly, the UV-vis absorption and ECD spectra of
1-PEG were recorded in water and compared to that of
1 measured at the same concentration in acetonitrile; see
Figure 12, left. As can be seen, similar spectral envelopes are obtained for the absorption of both compounds in neutral or acidic medium, with a clear and similar protonation fingerprint visible. The ECD responses for
1 and
1-PEG in their neutral forms also resemble each other, although more pronounced energy shifts and intensity changes of particular bands are visible compared to UV-vis. However, the ECD spectrum of
1-PEG in H
O/HCl (upon protonation) is barely red-shifted between 325 and 400 nm and does not show any intense low-energy negative band observed for protonated species of all non-pegylated
open compounds. Instead, the resulting ECD signal features a weak broad positive band centred at 350 nm.
The compound
3-PEG shows a similar red-shift to
3 of its absorption upon acidification but with a lower molar extinction coefficient magnitude, in line with its generally less intense UV-vis signal in neutral medium (vs.
3 ), see
Figure 12, right. Regarding ECD, the hydrophilic
3-PEG presents a very poorly structured ECD spectrum in water under both neutral and acidic conditions. Similar to
1-PEG, upon protonation, the ECD signal at low energies features a broad positive band for the (+)-enantiomer instead of an intense negative one.
To further investigate why
1-PEG and
3-PEG do not follow the acid/base-triggered switching trend established for the other (non-pegylated)
open systems
1,
3, and
5, and do not demonstrate an intense negative band at low energy for their protonated (+)-enantiomers, the spectra of
3-PEG were measured in various solvents under neutral and acidic conditions. As seen in
Figure 13, the absorption properties show no solvatochromism and, regardless of the solvent employed in the study, the resulting spectra are superimposable in both neutral and acidic medium, the latter showing the typical protonation fingerprint. However, the solvent used visibly affects the ECD responses. Under neutral conditions, different spectra are obtained in water, ethanol, or acetonitrile. For example, the ECD signal at 367 nm demonstrates a
value of +7 mol
L·cm
in water, 0 mol
L·cm
in ethanol, and −17 mol
L·cm
in acetonitrile, the latter being similar to what was found for
3 in the same solvent. In acidic medium, the same behaviour can be observed, as, for example, the ECD intensity at 422 nm changes from weakly positive in water/HCl to four times more intense and with the opposite sign in acetonitrile/TFA. The ECD spectral fingerprint of
open 3 in its protonated state is thus restored if the spectra of
3-PEG are recorded in acetonitrile.
Accordingly, it appears that the ECD spectra of the pegylated molecules are strongly dependent on the dielectric constant of the solvent. In acidic polar and protic solvents with a high dielectric constant, such as water, the recorded ECD responses resemble those of the closed structures, with the same intensity of the lower-energy band but red-shifted and broadened compared to that obtained in neutral medium. When the dielectric constant of the medium is low, as in acetonitrile or acetonitrile/TFA, the behaviour is the same as for open structures and an intense red-shifted negative band appears. We speculate that in acidic polar and protic solvents the two PEG chains are strongly interacting with each other and with surrounding solvent molecules, making the structures less flexible than their methylated counterparts and consequently promoting different conformational preferences, which, as shown by the calculations presented here for the open systems, may strongly affect chiroptical properties. However, further computational studies on such pegylated molecules, including molecular dynamic simulations to ensure a good sampling of large conformational space of these systems, are needed to fully rationalize the observed experimental trends.