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Keywords = non-equilibrium fluctuations

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12 pages, 1806 KiB  
Article
Massive Fluctuations in the Derivatives of Pair Distribution Function Minima and Maxima During the Glass Transition
by Michael I. Ojovan, Anh Khoa Augustin Lu and Dmitri V. Louzguine-Luzgin
Metals 2025, 15(8), 869; https://doi.org/10.3390/met15080869 (registering DOI) - 2 Aug 2025
Viewed by 161
Abstract
Parametric changes in the first coordination shell (FCS) of a vitreous metallic Pd42.5Cu30Ni7.5P20 alloy are analysed, aiming to confirm the identification of the glass transition temperature (Tg) via processing of XRD patterns utilising [...] Read more.
Parametric changes in the first coordination shell (FCS) of a vitreous metallic Pd42.5Cu30Ni7.5P20 alloy are analysed, aiming to confirm the identification of the glass transition temperature (Tg) via processing of XRD patterns utilising radial and pair distribution functions (RDFs and PDFs) and their evolution with temperature. The Wendt–Abraham empirical criterion of glass transition and its modifications are confirmed in line with previous works, which utilised the kink of the temperature dependences of the minima and maxima of both the PDF and the maxima of the structure factor S(q). Massive fluctuations are, however, identified near the Tg of the derivatives of the minima and maxima of the PDF and maxima of S(q), which adds value to understanding the glass transition in the system as a true second-order-like phase transformation in the non-equilibrium system of atoms. Full article
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21 pages, 3327 KiB  
Article
Numerical Analysis of Heat Transfer and Flow Characteristics in Porous Media During Phase-Change Process of Transpiration Cooling for Aerospace Thermal Management
by Junhyeon Bae, Jukyoung Shin and Tae Young Kim
Energies 2025, 18(15), 4070; https://doi.org/10.3390/en18154070 - 31 Jul 2025
Viewed by 207
Abstract
Transpiration cooling that utilizes the phase change of a liquid coolant is recognized as an effective thermal protection technique for extreme environments. However, the introduction of phase change within the porous structure brings about challenges, such as vapor blockage, pressure fluctuations, and temperature [...] Read more.
Transpiration cooling that utilizes the phase change of a liquid coolant is recognized as an effective thermal protection technique for extreme environments. However, the introduction of phase change within the porous structure brings about challenges, such as vapor blockage, pressure fluctuations, and temperature inversion, which critically influence system reliability. This study conducts numerical analyses of coupled processes of heat transfer, flow, and phase change in transpiration cooling using a Two-Phase Mixture Model. The simulation incorporates a Local Thermal Non-Equilibrium approach to capture the distinct temperature fields of the solid and fluid phases, enabling accurate prediction of the thermal response within two-phase and single-phase regions. The results reveal that under low heat flux, dominant capillary action suppresses dry-out and expands the two-phase region. Conversely, high heat flux causes vaporization to overwhelm the capillary supply, forming a superheated vapor layer and constricting the two-phase zone. The analysis also explains a paradoxical pressure drop, where an initial increase in flow rate reduces pressure loss by suppressing the high-viscosity vapor phase. Furthermore, a local temperature inversion, where the fluid becomes hotter than the solid matrix, is identified and attributed to vapor counterflow and its subsequent condensation. Full article
(This article belongs to the Section J1: Heat and Mass Transfer)
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19 pages, 862 KiB  
Article
Empirical Study on Fluctuation Theorem for Volatility Cascade Processes in Stock Markets
by Jun-ichi Maskawa
Entropy 2025, 27(4), 435; https://doi.org/10.3390/e27040435 - 17 Apr 2025
Viewed by 911
Abstract
This study investigates the properties of financial markets that arise from the multi-scale structure of volatility, particularly intermittency, by employing robust theoretical tools from nonequilibrium thermodynamics. Intermittency in velocity fields along spatial and temporal axes is a well-known phenomenon in developed turbulence, with [...] Read more.
This study investigates the properties of financial markets that arise from the multi-scale structure of volatility, particularly intermittency, by employing robust theoretical tools from nonequilibrium thermodynamics. Intermittency in velocity fields along spatial and temporal axes is a well-known phenomenon in developed turbulence, with extensive research dedicated to its structures and underlying mechanisms. In turbulence, such intermittency is explained through energy cascades, where energy injected at macroscopic scales is transferred to microscopic scales. Similarly, analogous cascade processes have been proposed to explain the intermittency observed in financial time series. In this work, we model volatility cascade processes in the stock market by applying the framework of stochastic thermodynamics to a Langevin system that describes the dynamics. We introduce thermodynamic concepts such as temperature, heat, work, and entropy into the analysis of financial markets. This framework allows for a detailed investigation of individual trajectories of volatility cascades across longer to shorter time scales. Further, we conduct an empirical study primarily using the normalized average of intraday logarithmic stock prices of the constituent stocks in the FTSE 100 Index listed on the London Stock Exchange (LSE), along with two additional data sets from the Tokyo Stock Exchange (TSE). Our Langevin-based model successfully reproduces the empirical distribution of volatility—defined as the absolute value of the wavelet coefficients across time scales—and the cascade trajectories satisfy the Integral Fluctuation Theorem associated with entropy production. A detailed analysis of the cascade trajectories reveals that, for the LSE data set, volatility cascades from larger to smaller time scales occur in a causal manner along the temporal axis, consistent with known stylized facts of financial time series. In contrast, for the two data sets from the TSE, while similar behavior is observed at smaller time scales, anti-causal behavior emerges at longer time scales. Full article
(This article belongs to the Special Issue Entropy-Based Applications in Sociophysics II)
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18 pages, 874 KiB  
Article
Kinetic Description of Viral Capsid Self-Assembly Using Mesoscopic Non-Equilibrium Thermodynamics
by Jason Peña, Leonardo Dagdug and David Reguera
Entropy 2025, 27(3), 281; https://doi.org/10.3390/e27030281 - 8 Mar 2025
Cited by 1 | Viewed by 847
Abstract
The self-assembly mechanisms of various complex biological structures, including viral capsids and carboxysomes, have been theoretically studied through numerous kinetic models. However, most of these models focus on the equilibrium aspects of a simplified kinetic description in terms of a single reaction coordinate, [...] Read more.
The self-assembly mechanisms of various complex biological structures, including viral capsids and carboxysomes, have been theoretically studied through numerous kinetic models. However, most of these models focus on the equilibrium aspects of a simplified kinetic description in terms of a single reaction coordinate, typically the number of proteins in a growing aggregate, which is often insufficient to describe the size and shape of the resulting structure. In this article, we use mesoscopic non-equilibrium thermodynamics (MNET) to derive the equations governing the non-equilibrium kinetics of viral capsid formation. The resulting kinetic equation is a Fokker–Planck equation, which considers viral capsid self-assembly as a diffusive process in the space of the relevant reaction coordinates. We discuss in detail the case of the self-assembly of a spherical (icosahedral) capsid with a fixed radius, which corresponds to a single degree of freedom, and indicate how to extend this approach to the self-assembly of spherical capsids that exhibit radial fluctuations, as well as to tubular structures and systems with higher degrees of freedom. Finally, we indicate how these equations can be solved in terms of the equivalent Langevin equations and be used to determine the rate of formation and size distribution of closed capsids, opening the door to the better understanding and control of the self- assembly process. Full article
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34 pages, 423 KiB  
Review
Gravitational Algebras and Applications to Nonequilibrium Physics
by Michele Cirafici
Universe 2025, 11(1), 24; https://doi.org/10.3390/universe11010024 - 16 Jan 2025
Viewed by 716
Abstract
This note aims to offer a non-technical and self-contained introduction to gravitational algebras and their applications in the nonequilibrium physics of gravitational systems. We begin by presenting foundational concepts from operator algebra theory and exploring their relevance to perturbative quantum gravity. Additionally, we [...] Read more.
This note aims to offer a non-technical and self-contained introduction to gravitational algebras and their applications in the nonequilibrium physics of gravitational systems. We begin by presenting foundational concepts from operator algebra theory and exploring their relevance to perturbative quantum gravity. Additionally, we provide a brief overview of the theory of nonequilibrium dynamical systems in finite dimensions and discuss its generalization to gravitational algebras. Specifically, we focus on entropy production in black hole backgrounds and fluctuation theorems in de Sitter spacetime. Full article
(This article belongs to the Collection Open Questions in Black Hole Physics)
12 pages, 2085 KiB  
Article
Stochastic Model for a Piezoelectric Energy Harvester Driven by Broadband Vibrations
by Angelo Sanfelice, Luigi Costanzo, Alessandro Lo Schiavo, Alessandro Sarracino and Massimo Vitelli
Entropy 2024, 26(12), 1097; https://doi.org/10.3390/e26121097 - 14 Dec 2024
Cited by 1 | Viewed by 988
Abstract
We present an experimental and numerical study of a piezoelectric energy harvester driven by broadband vibrations. This device can extract power from random fluctuations and can be described by a stochastic model, based on an underdamped Langevin equation with white noise, which mimics [...] Read more.
We present an experimental and numerical study of a piezoelectric energy harvester driven by broadband vibrations. This device can extract power from random fluctuations and can be described by a stochastic model, based on an underdamped Langevin equation with white noise, which mimics the dynamics of the piezoelectric material. A crucial point in the modelisation is represented by the appropriate description of the coupled load circuit that is necessary to harvest electrical energy. We consider a linear load (resistance) and a nonlinear load (diode bridge rectifier connected to the parallel of a capacitance and a load resistance), and focus on the characteristic curve of the extracted power as a function of the load resistance, in order to estimate the optimal values of the parameters that maximise the collected energy. In both cases, we find good agreement between the numerical simulations of the theoretical model and the results obtained in experiments. In particular, we observe a non-monotonic behaviour of the characteristic curve which signals the presence of an optimal value for the load resistance at which the extracted power is maximised. We also address a more theoretical issue, related to the inference of the non-equilibrium features of the system from data: we show that the analysis of high-order correlation functions of the relevant variables, when in the presence of nonlinearities, can represent a simple and effective tool to check the irreversible dynamics. Full article
(This article belongs to the Special Issue Control of Driven Stochastic Systems: From Shortcuts to Optimality)
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33 pages, 8127 KiB  
Article
Complexity Analysis and Control of Output Competition in a Closed-Loop Supply Chain of Cross-Border E-Commerce Under Different Logistics Modes Considering Chain-to-Chain Information Asymmetry
by Feng-Jie Xie, Lu-Ying Wen, Wen-Tian Cui and Xiao-Yang Shen
Entropy 2024, 26(12), 1073; https://doi.org/10.3390/e26121073 - 9 Dec 2024
Cited by 2 | Viewed by 1501
Abstract
To investigate the dynamic complexity of chain-to-chain output decisions in a closed-loop supply chain system of cross-border e-commerce (CBEC), this study decomposes the system into four product–market (PM) chains, based on the e-commerce platform’s information-sharing strategy and the manufacturer’s selected logistics mode (direct [...] Read more.
To investigate the dynamic complexity of chain-to-chain output decisions in a closed-loop supply chain system of cross-border e-commerce (CBEC), this study decomposes the system into four product–market (PM) chains, based on the e-commerce platform’s information-sharing strategy and the manufacturer’s selected logistics mode (direct mail or bonded warehouse). By combining game theory with complex systems theory, discrete dynamic models for output competition among PM chains under four scenarios are constructed. The Nash equilibrium solution and stability conditions of the models are derived according to the principles of nonlinear dynamics. The stability of the model under the four scenarios, as well as the impacts of the initial output level and comprehensive tax rates on the stability and stability control of the system, are analyzed using numerical simulation methods. Our findings suggest that maintaining system stability requires controlling the initial output levels, the output adjustment speeds, and tariff rates to remain within specific thresholds. When these thresholds are exceeded, the entropy value of the model increases, and the system outputs decisions to enter a chaotic or uncontrollable state via period-doubling bifurcations. When the output adjustment speed of the four PM chains is high, the direct-mail logistics mode exhibits greater stability. Furthermore, under increased tariff rates for CBEC, the bonded warehouse mode has a stronger ability to maintain stability in system output decisions. Conversely, when the general import tax rate increases, the direct-mail mode demonstrates better stability. Regardless of the logistics mode, the information-sharing strategy can enhance the stability of system output decisions, while increased e-commerce platform commission rates tend to reduce stability. Interestingly, the use of a non-information-sharing strategy and the direct-mail logistics mode may be more conducive to increasing the profit levels of overseas manufacturers. Finally, the delayed feedback control method can effectively reduce the entropy value, suppress chaotic phenomena in the system, and restore stability to output decisions from a fluctuating state. Full article
(This article belongs to the Section Multidisciplinary Applications)
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22 pages, 3044 KiB  
Article
Characteristics of Spatial–Temporal Evolution of Sustainable Intensification of Cultivated Land Use and Analysis of Influencing Factors in China, 2001–2020
by Guiying Liu and Mengqi Yang
Sustainability 2024, 16(23), 10679; https://doi.org/10.3390/su162310679 - 5 Dec 2024
Cited by 1 | Viewed by 1041
Abstract
The rapid growth of the global population, the acceleration of the urbanization process, and the demands of economic development, place enormous pressure on scarce land resources. Cultivated land use presents a series of problems, hindering its socioeconomic and ecological sustainability. The sustainable intensification [...] Read more.
The rapid growth of the global population, the acceleration of the urbanization process, and the demands of economic development, place enormous pressure on scarce land resources. Cultivated land use presents a series of problems, hindering its socioeconomic and ecological sustainability. The sustainable intensification of cultivated land use (SICLU) is a development model designed to maximize land use efficiency, while minimizing environmental pollution. It is considered to be an efficient method to achieve three aspects of sustainable goals, namely in regard to society, the economy, and ecology, simultaneously. This approach has significant theoretical and practical implications for China’s food security and ecological safety. This study incorporates the “agricultural carbon emissions” indicator into the indicator evaluation system. Using the super-efficiency SBM model, we estimate the SICLU levels in China from 2001 to 2020. ArcGIS and the Dagum Gini coefficient decomposition model are employed to explore the temporal and spatial evolution characteristics and non-equilibrium spatial dynamics of SICLU in China. Finally, the Tobit regression model is used to reveal the driving factors. The results show the following: (1) Since 2003, China’s SICLU levels demonstrate an overall ascent amid fluctuations, sustaining a relatively high average annual level of 0.945. (2) In terms of spatial evolution patterns, China’s SICLU levels demonstrate significant spatial disparities, with distinct differences among the four major regions. Regions with similar SICLU levels show a certain degree of spatial adjacency. (3) There are significant regional disparities in China’s SICLU levels, which overall exhibit a declining trend. The differences between regions are the primary source of spatial variation, followed by hypervariable density and intra-regional disparities. (4) The regional industrial structure, the level of agricultural modernization, the agricultural cropping structure, and the per capita sown area, positively influence the enhancement of SICLU levels in China. Throughout the study period, the SICLU levels in China continuously improved and the overall regional disparities diminished. However, significant inter-regional imbalances persist, necessitating tailored optimization measures, based on local conditions. Establishing a coordinated mechanism for orderly and synergistic regional development is crucial, in order to provide references to decision-makers to promote the rational use of arable land in China. Full article
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30 pages, 1419 KiB  
Article
A Theoretical Review of Area Production Rates as Test Statistics for Detecting Nonequilibrium Dynamics in Ornstein–Uhlenbeck Processes
by Alexander Strang
Axioms 2024, 13(12), 820; https://doi.org/10.3390/axioms13120820 - 24 Nov 2024
Viewed by 970
Abstract
A stochastic process is at thermodynamic equilibrium if it obeys time-reversal symmetry; forward and reverse time are statistically indistinguishable at a steady state. Nonequilibrium processes break time-reversal symmetry by maintaining circulating probability currents. In physical processes, these currents require a continual use and [...] Read more.
A stochastic process is at thermodynamic equilibrium if it obeys time-reversal symmetry; forward and reverse time are statistically indistinguishable at a steady state. Nonequilibrium processes break time-reversal symmetry by maintaining circulating probability currents. In physical processes, these currents require a continual use and exchange of energy. Accordingly, signatures of nonequilibrium behavior are important markers of energy use in biophysical systems. In this article, we consider a particular signature of nonequilibrium behavior: area production rates. These are the average rate at which a stochastic process traces out signed area in its projections onto coordinate planes. Area production is an example of a linear observable: a path integral over an observed trajectory against a linear vector field. We provide a summary review of area production rates in Ornstein–Uhlenbeck (OU) processes. Then, we show that, given an OU process, a weighted Frobenius norm of the area production rate matrix is the optimal test statistic for detecting nonequilibrium behavior in the sense that its coefficient of variation decays faster in the length of time observed than the coefficient of variation of any other linear observable. We conclude by showing that this test statistic estimates the entropy production rate of the process. Full article
(This article belongs to the Special Issue Research on Stochastic Analysis and Applied Statistics)
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34 pages, 4568 KiB  
Review
Nanothermodynamics: There’s Plenty of Room on the Inside
by Ralph V. Chamberlin and Stuart M. Lindsay
Nanomaterials 2024, 14(22), 1828; https://doi.org/10.3390/nano14221828 - 15 Nov 2024
Cited by 2 | Viewed by 1337
Abstract
Nanothermodynamics provides the theoretical foundation for understanding stable distributions of statistically independent subsystems inside larger systems. In this review, it is emphasized that extending ideas from nanothermodynamics to simplistic models improves agreement with the measured properties of many materials. Examples include non-classical critical [...] Read more.
Nanothermodynamics provides the theoretical foundation for understanding stable distributions of statistically independent subsystems inside larger systems. In this review, it is emphasized that extending ideas from nanothermodynamics to simplistic models improves agreement with the measured properties of many materials. Examples include non-classical critical scaling near ferromagnetic transitions, thermal and dynamic behavior near liquid–glass transitions, and the 1/f-like noise in metal films and qubits. A key feature in several models is to allow separate time steps for distinct conservation laws: one type of step conserves energy and the other conserves momentum (e.g., dipole alignment). This “orthogonal dynamics” explains how the relaxation of a single parameter can exhibit multiple responses such as primary, secondary, and microscopic peaks in the dielectric loss of supercooled liquids, and the crossover in thermal fluctuations from Johnson–Nyquist (white) noise at high frequencies to 1/f-like noise at low frequencies. Nanothermodynamics also provides new insight into three basic questions. First, it gives a novel solution to Gibbs’ paradox for the entropy of the semi-classical ideal gas. Second, it yields the stable equilibrium of Ising’s original model for finite-sized chains of interacting binary degrees of freedom (“spins”). Third, it confronts Loschmidt’s paradox for the arrow of time, showing that an intrinsically irreversible step is required for maximum entropy and the second law of thermodynamics, not only in the thermodynamic limit but also in systems as small as N=2 particles. Full article
(This article belongs to the Section Synthesis, Interfaces and Nanostructures)
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26 pages, 416 KiB  
Perspective
Foundational Issues in Dynamical Casimir Effect and Analogue Features in Cosmological Particle Creation
by Jen-Tsung Hsiang and Bei-Lok Hu
Universe 2024, 10(11), 418; https://doi.org/10.3390/universe10110418 - 7 Nov 2024
Cited by 3 | Viewed by 1382
Abstract
Moving mirrors as analogue sources of Hawking radiation from black holes have been explored extensively but less so with cosmological particle creation (CPC), even though the analogy between the dynamical Casimir effect (DCE) and CPC based on the mechanism of the parametric amplification [...] Read more.
Moving mirrors as analogue sources of Hawking radiation from black holes have been explored extensively but less so with cosmological particle creation (CPC), even though the analogy between the dynamical Casimir effect (DCE) and CPC based on the mechanism of the parametric amplification of quantum field fluctuations has also been known for a long time. This ‘perspective’ essay intends to convey some of the rigor and thoroughness of quantum field theory in curved spacetime, which serves as the theoretical foundation of CPC, to DCE, which enjoys a variety of active experimental explorations. We have selected seven issues of relevance to address, starting from the naively simple ones, e.g., why one should be bothered with ‘curved’ spacetime when performing a laboratory experiment in ostensibly flat space, to foundational theoretical ones, such as the frequent appearance of nonlocal dissipation in the system dynamics induced by colored noises in its field environment, the existence of quantum Lenz law and fluctuation–dissipation relations in the backreaction effects of DCE emission on the moving atom/mirror or the source, and the construction of a microphysics model to account for the dynamical responses of a mirror or medium. The strengthening of the theoretical ground for DCE is not only useful for improving conceptual clarity but needed for the development of the proof-of-concept type of future experimental designs for DCE. The results from the DCE experiments in turn will enrich our understanding of quantum field effects in the early universe because they are, in the spirit of analogue gravity, our best hopes for the verification of these fundamental processes. Full article
(This article belongs to the Special Issue Quantum Physics including Gravity: Highlights and Novelties)
24 pages, 2522 KiB  
Article
Not All Fluctuations Are Created Equal: Spontaneous Variations in Thermodynamic Function
by James P. Crutchfield and Cina Aghamohammadi
Entropy 2024, 26(11), 894; https://doi.org/10.3390/e26110894 - 23 Oct 2024
Cited by 1 | Viewed by 1010
Abstract
We identify macroscopic functioning arising during a thermodynamic system’s typical and atypical behaviors, thereby describing system operations over the entire set of fluctuations. We show how to use the information processing second law to determine functionality for atypical realizations and how to calculate [...] Read more.
We identify macroscopic functioning arising during a thermodynamic system’s typical and atypical behaviors, thereby describing system operations over the entire set of fluctuations. We show how to use the information processing second law to determine functionality for atypical realizations and how to calculate the probability of distinct modalities occurring via the large-deviation rate function, extended to include highly correlated, memoryful environments and systems. Altogether, the results complete a theory of functional fluctuations for complex thermodynamic nanoscale systems operating over finite periods. In addition to constructing the distribution of functional modalities, one immediate consequence is a cautionary lesson: ascribing a single, unique functional modality to a thermodynamic system, especially one on the nanoscale, can be misleading, likely masking an array of simultaneous, parallel thermodynamic transformations that together may also be functional. In this way, functional fluctuation theory alters how we conceive of the operation of biological cellular processes, the goals of engineering design, and the robustness of evolutionary adaptation. Full article
(This article belongs to the Section Thermodynamics)
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17 pages, 899 KiB  
Article
Corrected Thermodynamics of Black Holes in f(R) Gravity with Electrodynamic Field and Cosmological Constant
by Mou Xu, Yuying Zhang, Liu Yang, Shining Yang and Jianbo Lu
Entropy 2024, 26(10), 868; https://doi.org/10.3390/e26100868 - 15 Oct 2024
Cited by 2 | Viewed by 1516
Abstract
The thermodynamics of black holes (BHs) and their corrections have become a hot topic in the study of gravitational physics, with significant progress made in recent decades. In this paper, we study the thermodynamics and corrections of spherically symmetric BHs in models [...] Read more.
The thermodynamics of black holes (BHs) and their corrections have become a hot topic in the study of gravitational physics, with significant progress made in recent decades. In this paper, we study the thermodynamics and corrections of spherically symmetric BHs in models f(R)=R+αR2 and f(R)=R+2γR+8Λ under the f(R) theory, which includes the electrodynamic field and the cosmological constant. Considering thermal fluctuations around equilibrium states, we find that, for both f(R) models, the corrected entropy is meaningful in the case of a negative cosmological constant (anti-de Sitter–RN spacetime) with Λ=1. It is shown that when the BHs’ horizon radius is small, thermal fluctuations have a more significant effect on the corrected entropy. Using the corrected entropy, we derive expressions for the relevant corrected thermodynamic quantities (such as Helmholtz free energy, internal energy, Gibbs free energy, and specific heat) and calculate the effects of the correction terms. The results indicate that the corrections to Helmholtz free energy and Gibbs free energy, caused by thermal fluctuations, are remarkable for small BHs. In addition, we explore the stability of BHs using specific heat. The study reveals that the corrected BH thermodynamics exhibit locally stable for both models, and corrected systems undergo a Hawking–Page phase transition. Considering the requirement on the non-negative volume of BHs, we also investigate the constraint on the EH radius of BHs. Full article
(This article belongs to the Special Issue The Black Hole Information Problem)
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24 pages, 3961 KiB  
Article
Analyzing Spatial–Temporal Patterns and Driving Mechanisms of Ecological Resilience Using the Driving Force–Pressure–State–Influence–Response and Environment–Economy–Society Model: A Case Study of 280 Cities in China
by Xiaoling Yuan, Rang Liu and Tao Huang
Systems 2024, 12(8), 311; https://doi.org/10.3390/systems12080311 - 20 Aug 2024
Cited by 2 | Viewed by 1312
Abstract
Unveiling the spatial and temporal distribution of urban ecological resilience and analyzing the configuration paths for enhancing its levels are crucial for promoting sustainable development in China. Our study integrates the DPSIR and EES models, considering the causal relationships between systems affecting urban [...] Read more.
Unveiling the spatial and temporal distribution of urban ecological resilience and analyzing the configuration paths for enhancing its levels are crucial for promoting sustainable development in China. Our study integrates the DPSIR and EES models, considering the causal relationships between systems affecting urban ecological resilience while also examining their internal structures. Based on this, we construct an evaluation system for urban ecological resilience indicators. Utilizing the entropy-TOPSIS method, we assess the ecological resilience index (ERI) across 280 Chinese cities from 2011 to 2021, and the kernel density estimation and Markov chain are used to study the evolution process while the magnitude and source of spatial–regional differences are examined by the Dagum Gini coefficient decomposition method. Additionally, we empirically investigate the driving mechanisms toward high ERI with the focused stepwise quantitative case analysis (fsQCA) method based on the technology–organization–environment (TOE) framework. The results find that the ERI in China shows a tendency of moderate growth in variability, with an obvious gradient distribution: higher levels in the eastern and southern and lower levels in the western and northern regions. Also, ERI exhibits evolutionary features of increasing polarization and inter-regional differentiation. Spatial disparities gradually increase with fluctuations, driven primarily by transvariation density and intra-regional differences, contributing to a dual non-equilibrium state of east–west and north–south directions. Achieving a high ERI is influenced by various antecedent variables interacting with each other, and there are three predominant driving paths among these variables, with the level of informatization playing a central role in each pathway. Full article
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36 pages, 1352 KiB  
Article
The Emission-Reduction Effect of Green Demand Preference in Carbon Market and Macro-Environmental Policy: A DSGE Approach
by Xuyi Ding, Guangcheng Ma and Jianhua Cao
Sustainability 2024, 16(16), 6741; https://doi.org/10.3390/su16166741 - 6 Aug 2024
Cited by 3 | Viewed by 2746
Abstract
Along with the new stage of prevention and control of the COVID-19 pandemic and the vision and goals of combatting climate change, the challenges of the transition to a green economy have become more severe. The need for green recovery of the economy, [...] Read more.
Along with the new stage of prevention and control of the COVID-19 pandemic and the vision and goals of combatting climate change, the challenges of the transition to a green economy have become more severe. The need for green recovery of the economy, stability and security of energy production and consumption, and the coordination of low-carbon transformation and socio-economic development has become increasingly urgent. This paper proposes a new theoretical framework to study the effect of carbon emission reduction on the mutual application of the carbon market, fiscal policy and monetary policy under the non-homothetic preference of energy product consumption. By constructing an environmental dynamic stochastic general equilibrium (E-DSGE) model with residents’ non-homothetic preferences, this paper finds that coordinating the carbon market and macroeconomic policies can achieve economic and environmental goals. However, the transmission paths for each are different. The carbon market influences producers’ abatement efforts and costs through carbon prices. Monetary policy controls carbon emissions by adjusting interest rates, while fiscal policy controls carbon emissions by adjusting total social demand. Improving non-homothetic preferences will amplify business cycle fluctuations caused by exogenous shocks, thus assuming the role of a “financial accelerator”. Further research shows that non-homothetic preferences influence the heterogeneity of different policy mixes. Finally, this paper discovers that the welfare effects, the relative size and difference of long-term and short-term effects resulting from the different policy mixes, also depend on the level of non-homothetic preferences. The intertemporal substitution mechanism due to the improvement of non-homothetic preferences endows low-carbon production with “option” characteristics. Our study reveals the role of non-homothetic preferences on the effectiveness of policy implementation. It highlights the importance of matching monetary and fiscal policies with the carbon market based on the consumption and production side. It provides ideas for policy practice to achieve the goal of “dual carbon” and promoting coordinated socio-economic development. Full article
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