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Keywords = geotechnical precursors

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20 pages, 6108 KiB  
Article
Acoustic Emission and Infrared Radiation Energy Evolution in the Failure of Phosphate Rock: Characteristics and Damage Modeling
by Manqing Lin, Xuan Peng, Ye Chen, Qi Liao, Xianglong Lu and Xiqi Liu
Appl. Sci. 2025, 15(16), 9001; https://doi.org/10.3390/app15169001 - 14 Aug 2025
Abstract
Accurately characterizing the energy evolution during rock failure is crucial in understanding instability mechanisms and enabling the real-time monitoring and early warning of geological hazards in mining and geotechnical engineering. However, the energy evolution characteristics and correlations of multi-physics signals like acoustic emission [...] Read more.
Accurately characterizing the energy evolution during rock failure is crucial in understanding instability mechanisms and enabling the real-time monitoring and early warning of geological hazards in mining and geotechnical engineering. However, the energy evolution characteristics and correlations of multi-physics signals like acoustic emission (AE) and infrared radiation (IR) require further investigation. This study specifically investigated the energy evolution of AE and IR and their correlation during the uniaxial compression failure process of phosphate rock. Tests were performed on specimens under different loading rates to analyze energy dissipation and damage progression. Based on damage mechanics theory, damage evolution models were developed to describe the relationship between the cumulative AE energy, IR radiation variations (specifically the change in the average infrared radiation temperature, ΔAIRT), and strain under varying loading conditions. The results indicate that the loading rate significantly influences the energy release mechanism, with higher rates intensifying rock damage. The peak AE energy rate coincides with the inflection point of the cumulative energy curve, marking substantial internal energy release at failure. Additionally, as the loading rate increases, high-temperature regions in IR thermograms appear earlier, while the variation in ΔAIRT follows a decreasing trend. From an energy perspective, the correlation between AE ringing counts and the average IR temperature was analyzed at both the precursor and failure stages, revealing a strong relationship between AE activity and thermal energy dissipation. Furthermore, mathematical expressions for rock damage variables and coupled relationship equations were derived and validated using experimental data, yielding correlation coefficients (R2) exceeding 0.92. These findings provide a theoretical and methodological foundation for the development of enhanced real-time rock monitoring and early warning systems, contributing to improved safety in geological and mining engineering. Full article
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19 pages, 6050 KiB  
Article
Multiphysics Coupling Effects on Slope Deformation in Jiangte Xikeng Lithium Deposit Open-Pit Mining
by Yongming Yin, Zhengxing Yu, Jinglin Wen, Fangzhi Gan and Couxian Shu
Processes 2025, 13(6), 1686; https://doi.org/10.3390/pr13061686 - 27 May 2025
Viewed by 456
Abstract
Geotechnical slope failures—often precursors to catastrophic landslides and collapses—pose significant risks to mining operations and regional socioeconomic stability. Focusing on the Jiangte Xikeng lithium open-pit mine, this study integrates field reconnaissance, laboratory testing, and multi-physics numerical modeling to elucidate the mechanisms governing slope [...] Read more.
Geotechnical slope failures—often precursors to catastrophic landslides and collapses—pose significant risks to mining operations and regional socioeconomic stability. Focusing on the Jiangte Xikeng lithium open-pit mine, this study integrates field reconnaissance, laboratory testing, and multi-physics numerical modeling to elucidate the mechanisms governing slope stability. Geological surveys and core analyses reveal a predominantly granite lithostratigraphy, bisected by two principal fault systems: the NE-striking F01 and the NNE-oriented F02. Advanced three-dimensional finite element simulations—accounting for gravitational loading, hydrogeological processes, dynamic blasting stresses, and extreme rainfall events—demonstrate that strain localizes at slope crests, with maximum displacements reaching 195.7 mm under blasting conditions. They indicate that differentiated slope angles of 42° for intact granite versus 27° for fractured zones are required for optimal stability, and that the integration of fault-controlled instability criteria, a coupled hydro-mechanical-blasting interaction model, and zonal design protocols for heterogeneous rock masses provides both operational guidelines for hazard mitigation and theoretical insights into excavation-induced slope deformations in complex metallogenic environments. Full article
(This article belongs to the Topic Green Mining, 2nd Volume)
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17 pages, 10452 KiB  
Article
Experimental Study of Sinkhole Propagation Induced by a Leaking Pipe Using Fibre Bragg Grating Sensors
by Josué Yumba, Maria Ferentinou and Michael Grobler
Sensors 2024, 24(19), 6215; https://doi.org/10.3390/s24196215 - 25 Sep 2024
Cited by 3 | Viewed by 1805
Abstract
Sinkhole formation caused by leaking pipes in karst soluble rocks is a significant concern, leading to infrastructure damage and safety risks. In this paper, an experiment was conducted to investigate sinkhole formation in dense sand induced by a leaking pipe. Fibre Bragg grating [...] Read more.
Sinkhole formation caused by leaking pipes in karst soluble rocks is a significant concern, leading to infrastructure damage and safety risks. In this paper, an experiment was conducted to investigate sinkhole formation in dense sand induced by a leaking pipe. Fibre Bragg grating (FBG) sensors were used to record the strain. A balloon was gradually deflated within a bed of wet silica sand to create an underground cavity. Eighteen FBG sensors, with a wavelength range between 1550 nm and 1560 nm, were embedded horizontally and vertically in the physical model at different levels to monitor deformation at various locations. A leaking pipe was installed to induce the collapse of the formed arch above the cavity. The strain measurements suggested the following four phases in the sinkhole formation process: (1) cavity formation, (2) progressive weathering and erosion, (3) catastrophic collapse, and (4) subsequent equilibrium conditions. The results showed differences in the strain signatures and distributions between the horizontal and vertical measurements. During the critical phase of the sinkhole collapse, the horizontal measurements primarily showed tension, while the vertical measurements indicated compression. This investigation demonstrates the effectiveness of FBGs as advanced monitoring tools for sinkhole precursor identification. The study also suggests using FBGs in geotechnical monitoring applications to improve the understanding and mitigation of sinkholes and related geohazards. Full article
(This article belongs to the Special Issue Optical Fiber Sensors Used for Civil Engineering)
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17 pages, 23803 KiB  
Article
Experimental Study on Acoustic Emission Features and Energy Dissipation Properties during Rock Shear-Slip Process
by Zhengnan Zhang, Xiangxin Liu, Kui Zhao, Zhengzhao Liang, Bin Gong and Xun You
Materials 2024, 17(19), 4684; https://doi.org/10.3390/ma17194684 - 24 Sep 2024
Viewed by 1093
Abstract
The features of rock shear-slip fracturing are closely related to the stability of rock mass engineering. Granite, white sandstone, red sandstone, and yellow sandstone specimens were selected in this study. The loading phase of “shear failure > slow slip > fast slip” was [...] Read more.
The features of rock shear-slip fracturing are closely related to the stability of rock mass engineering. Granite, white sandstone, red sandstone, and yellow sandstone specimens were selected in this study. The loading phase of “shear failure > slow slip > fast slip” was set up to explore the correlation between fracture type, acoustic emission (AE) features, and energy dissipation during the rock fracturing process. The results show that there is a strong correlation between fracture type, energy dissipation, and AE features. The energy dissipation ratio of tension-shear (T-S) composite, shear, and tensile types is 10:100:1. The fracture types in the shear failure phase are mainly tensile and TS composite types. The differential mechanism of energy dissipation of different rocks during the shear-slip process is revealed from the physical property perspectives of mineral composition, particle size, and diagenetic mode. These results provide a necessary research basis for energy dissipation research in rock failure and offer an important scientific foundation for analyzing the fracture propagation problem in the shear-slip process. They also provide a research basis for further understanding the acoustic emission characteristics and crack type evolution during rock shear and slip processes, which helps to better understand the shear failure mechanism of natural joints and provides a reference for the identification of precursors of shear disasters in geotechnical engineering. Full article
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45 pages, 16939 KiB  
Article
Reconstructing Impact of the 1867 Ionian Sea (Western Greece) Earthquake by Focusing on New Contemporary and Modern Sources for Building Damage, Environmental and Health Effects
by Spyridon Mavroulis, Maria Mavrouli, Efthymios Lekkas and Panayotis Carydis
Geosciences 2024, 14(8), 214; https://doi.org/10.3390/geosciences14080214 - 11 Aug 2024
Cited by 2 | Viewed by 2601
Abstract
The 4 February 1867 Cephalonia (Western Greece) earthquake is the largest in the Ionian Islands and one of the largest in the Eastern Mediterranean. However, it remained one of the least studied historical events. For reconstructing this earthquake, we reevaluated existing knowledge and [...] Read more.
The 4 February 1867 Cephalonia (Western Greece) earthquake is the largest in the Ionian Islands and one of the largest in the Eastern Mediterranean. However, it remained one of the least studied historical events. For reconstructing this earthquake, we reevaluated existing knowledge and used new contemporary and modern sources, including scientific and local writers’ reports and books, local and national journals, newspapers, and ecclesiastical chronicles. The extracted information covered the earthquake parameters, population impact, building damage, and earthquake environmental effects (EEEs). The earthquake parameters included the origin time and duration of the main shock, epicenter location, precursors, aftershocks, and characteristics of the earthquake ground motion. The population impact involved direct and indirect health effects and population change. Building data highlighted the dominant building types and the types, grades, and distribution of damage. The EEEs included ground cracks, landslides, liquefaction, hydrological anomalies, and mild sea disturbances. Field surveys were also conducted for validation. The quantitative and qualitative information enabled the application of seismic intensity scales (EMS-98, ESI-07). The study concluded that since the affected areas were mainly composed of post-alpine deposits and secondarily of clay–clastic alpine formations with poor geotechnical properties, they were highly susceptible to failure. Effects and maximum intensities occurred in highly susceptible areas with a rich inventory. Full article
(This article belongs to the Section Natural Hazards)
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15 pages, 5652 KiB  
Article
Experimental Study on the Butterfly Shape of the Plastic Zone around a Hole near Rock Failure
by Wenlong Zhang, Jiajia Yu, Jianju Ren, Chen Li and Ji Ma
Fractal Fract. 2024, 8(4), 215; https://doi.org/10.3390/fractalfract8040215 - 7 Apr 2024
Cited by 4 | Viewed by 1478
Abstract
The precursor of rock failure around a hole has always been one of the research hotspots in the field of rock mechanics, and the distribution of the plastic zone is often adopted to reflect the location and form of rock failure. The shape [...] Read more.
The precursor of rock failure around a hole has always been one of the research hotspots in the field of rock mechanics, and the distribution of the plastic zone is often adopted to reflect the location and form of rock failure. The shape of the plastic zone around a hole before rock failure can guide the mechanism of and early warning methods for geotechnical engineering disasters, while previous theoretical research and numerical simulation results show that the shape of the plastic zone around the hole is butterfly shaped under specific stress, which is referred to as butterfly failure theory. Studies also indicate that the butterfly shape of the plastic zone around a hole is considered to be the main cause of many disasters, which signifies the importance of studying the morphology of the plastic zone near rock failure. Therefore, this study is committed to finding the specific shape of the plastic zone near rock failure through relatively accurate and a high number of AE event location results, and the final experimental results show that the plastic zone around the hole is basically a butterfly shape near rock failure. This study verifies the correctness of the butterfly failure theory and provides an important reference for the study of geotechnical engineering disaster mechanisms and monitoring methods. The fact that the plastic zone in the early stage of rock failure in this study tends to be butterfly shaped preliminarily indicates the fractal law of rock failure. In the moment before rock failure, the distribution of AE events is more regular, which leads to large-scale collapse type failure. Full article
(This article belongs to the Special Issue Fractal Analysis and Its Applications in Rock Engineering)
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19 pages, 6256 KiB  
Article
Geotechnical Deformation Distributed Measuring Technology Research Based on Parallel Spiral Sensing Line
by Xinyu Miao, Qing Li, Renyuan Tong, Jun Wang, Chaopeng Li and Wenhao Tang
Sensors 2023, 23(18), 7847; https://doi.org/10.3390/s23187847 - 13 Sep 2023
Viewed by 1290
Abstract
The precursors that appear when geological disasters occur are geotechnical deformations. This paper studies the TDR (Time Domain Reflection) measurement technology for the distributed measurement of geotechnical deformation using parallel spiral wire as a sensor, which is used for monitoring and early warning [...] Read more.
The precursors that appear when geological disasters occur are geotechnical deformations. This paper studies the TDR (Time Domain Reflection) measurement technology for the distributed measurement of geotechnical deformation using parallel spiral wire as a sensor, which is used for monitoring and early warning detection of geological disasters. Based on the mechanism of the electromagnetic field distribution parameters of the parallel spiral sensing wire, the relationship between the stretching amount of the parallel spiral wire and the change in its characteristic impedance is analyzed. When the parallel spiral wire is buried in the soil, the geotechnical deformation causes the parallel spiral wire to be stretched, and according to its characteristic impedance change, the stretching position and the stretching degree can be obtained, thus realizing the distributed measurement of geotechnical deformation. Based on this principle, the TDR measurement system is developed, and a local single-point stretching amount and stretching positioning experiment are designed for the parallel spiral sensing line to verify the effectiveness of the sensing technology and the usability of the measurement system. Full article
(This article belongs to the Section Physical Sensors)
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28 pages, 4563 KiB  
Review
Remote Sensing Precursors Analysis for Giant Landslides
by Hengxing Lan, Xiao Liu, Langping Li, Quanwen Li, Naiman Tian and Jianbing Peng
Remote Sens. 2022, 14(17), 4399; https://doi.org/10.3390/rs14174399 - 4 Sep 2022
Cited by 20 | Viewed by 4519
Abstract
Monitoring and early warning systems for landslides are urgently needed worldwide to effectively reduce the losses of life and property caused by these natural disasters. Detecting the precursors of giant landslides constitutes the premise of landslide monitoring and early warning, and remote sensing [...] Read more.
Monitoring and early warning systems for landslides are urgently needed worldwide to effectively reduce the losses of life and property caused by these natural disasters. Detecting the precursors of giant landslides constitutes the premise of landslide monitoring and early warning, and remote sensing is a powerful means to achieve this goal. In this work, we aim to summarize the basic types and evolutionary principles of giant landslide precursors, describe the remote sensing methods capable of identifying those precursors, and present typical cases of related sliding. Based on a review of the literature and an analysis of remote sensing imagery, the three main types of remote sensing techniques for capturing the geomorphological, geotechnical, and geoenvironmental precursors of giant landslides are optical, synthetic aperture radar (SAR), and thermal infrared methods, respectively. Time-series optical remote sensing data from medium-resolution satellites can be used to obtain abundant information on geomorphological changes, such as the extension of cracks and erosion ditches, and band algebraic analysis, image enhancement, and segmentation techniques are valuable for focusing on the locations of geomorphological landslide precursors. SAR sensors have the ability to monitor the slight slope deformation caused by unfavorable geological structures and can provide precursor information on imminent failure several days before a landslide; furthermore, persistent scatterer interferometric SAR has significant advantages in large-scale surface displacement monitoring. Thermal infrared imagery can identify landslide precursors by monitoring geoenvironmental information, especially in permafrost regions where glaciers are widely distributed; the reason may be that freeze–thaw cycles and snowmelt caused by increased temperatures affect the stability of the surface. Optical, SAR, and thermal remote sensing all exhibit unique advantages and play an essential role in the identification of giant landslide precursors. The combined application of these three remote sensing technologies to obtain the synthetic geomorphological, geotechnical, and geoenvironmental precursors of giant landslides would greatly promote the development of landslide early warning systems. Full article
(This article belongs to the Special Issue Geological Applications of Remote Sensing and Photogrammetry)
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15 pages, 4282 KiB  
Article
The Effects of Soil Porosity and Mix Design of Volcanic Ash-Based Geopolymer on the Surface Strength of Highly Wind Erodible Soils
by Hamid Reza Mohebbi, Akbar A. Javadi and Alireza Saeedi Azizkandi
Minerals 2022, 12(8), 984; https://doi.org/10.3390/min12080984 - 2 Aug 2022
Cited by 5 | Viewed by 2658
Abstract
Surface stabilization of loose, non-cohesive, and fine soils has always been a challenging task for geotechnical engineers. These soils show meager mechanical behavior and are very vulnerable to wind erosion. Many attempts have been made to combat wind erosion of soils. These attempts, [...] Read more.
Surface stabilization of loose, non-cohesive, and fine soils has always been a challenging task for geotechnical engineers. These soils show meager mechanical behavior and are very vulnerable to wind erosion. Many attempts have been made to combat wind erosion of soils. These attempts, including a variety of soil surface amendment methods, have faced complications in terms of financial efficacy, reduced long-term behavior at elevated temperatures, and limitations in stabilization of a wide range of soil types. The application of geopolymers for surface stabilization is a novel approach, which has its own challenges in terms of selecting an appropriate precursor type, mix design, and preparation method. This study evaluated the challenges of using volcanic ash (VA)-based geopolymer, through the 1 Phase (1P) method for stabilization of two silty and sandy soils. A series of uniaxial compressive strength (UCS) and penetrometer tests were performed on cylindrical specimens and soil surface-treated samples, respectively, to evaluate the resistance of treated samples with different porosities. Moreover, the rheological behavior of geopolymer paste having various binder-to-activator ratios is discussed. The available rheological characteristics of geopolymer in this study fit well with the Bingham model. It was found that, despite the minimal crust thickness formed on the topsoil, significant surface resistance is acquired. The results show notable performance of the 1P method for surface amendment of both the silty and sandy soil samples. Full article
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17 pages, 13676 KiB  
Technical Note
Internet-of-Things-Based Geotechnical Monitoring Boosted by Satellite InSAR Data
by Denis Guilhot, Toni Martinez del Hoyo, Andrea Bartoli, Pooja Ramakrishnan, Gijs Leemans, Martijn Houtepen, Jacqueline Salzer, John S. Metzger and Gintaris Maknavicius
Remote Sens. 2021, 13(14), 2757; https://doi.org/10.3390/rs13142757 - 14 Jul 2021
Cited by 20 | Viewed by 4816
Abstract
Landslides, often a side effect of mining activities, pose a significant risk to humans and infrastructures such as urban areas, power lines, and dams. Operational ground motion monitoring can help detect the spatial pattern of surface changes and their evolution over time. In [...] Read more.
Landslides, often a side effect of mining activities, pose a significant risk to humans and infrastructures such as urban areas, power lines, and dams. Operational ground motion monitoring can help detect the spatial pattern of surface changes and their evolution over time. In this technical note, a commercial, cost-effective method combining a network of geotechnical surface sensors with the InSAR data was reported for the first time to accurately monitor surface displacement. The correlation of both data sets is demonstrated in the Gediminas Castle testbed, where slope failure events were detected. Two specific events were analyzed, and possible causes proposed. The combination of techniques allows one to detect the precursors of the events and characterize the consequences of the failures in different areas in proximity to the castle walls, since the solution allows for the confirmation of long-term drifts and sudden movements in real time. The data from the in situ sensors were also used to refine the satellite data analysis. The results demonstrate that not all events pose a direct threat to the safety of the structure monitored. Full article
(This article belongs to the Special Issue Remote Sensing Solutions for Mapping Mining Environments)
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10 pages, 1852 KiB  
Article
Analysis of Energy Accumulation and Dissipation of Coal Bursts
by Xiaohan Yang, Ting Ren, Alex Remennikov, Xueqiu He and Lihai Tan
Energies 2018, 11(7), 1816; https://doi.org/10.3390/en11071816 - 11 Jul 2018
Cited by 10 | Viewed by 3144
Abstract
Coal bursts are a serious dynamic hazard for underground coalmines, and they attract the extensive interest of studies from mining and geotechnical researchers worldwide. More recently, coal-burst incidents were reported in some Australian coalmines as a result of inadequate geological assessment of coal-burst [...] Read more.
Coal bursts are a serious dynamic hazard for underground coalmines, and they attract the extensive interest of studies from mining and geotechnical researchers worldwide. More recently, coal-burst incidents were reported in some Australian coalmines as a result of inadequate geological assessment of coal-burst hazards. The coal-burst process is closely associated with the accumulation of elastic energy and the rapid dissipation of kinetic energy. This paper introduces the essential geological conditions for energy accumulation, and the likely precursors for rapid energy dissipation leading to coal burst, which can be used by Australian coalmines to determine their coal-burst risk accordingly. Different energy forms and their transformations during the coal-burst process are introduced in detail in this paper. The dominant geological factors resulting in the accumulation of massive energy are analyzed, and the likely precursors associated with the instant release of elastic energy are discussed. Full article
(This article belongs to the Section I: Energy Fundamentals and Conversion)
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