From Airy’s Equation to the Non-Dissipative Lorenz Model: Turning Points, Quantum Tunneling, and Solitary Waves
Definition
1. Introduction
2. Exploring Second Derivatives from a Calculus Perspective
2.1. Second Derivatives of Sine and Cosine
2.2. Second Derivatives of Exponential Growth and Decay
2.3. A Unified Mathematical Description
- (a)
- (b)
2.4. A Note on Complex Numbers
3. Airy Equation and the Schrödinger Analogy
3.1. From the Schrödinger Equation to the Airy Equation
3.2. Linearizing the Potential near the Turning Point
3.3. Rescaling to the Standard Airy Form
3.4. Physical Interpretation
- For (corresponding to ), the solutions satisfy and are oscillatory, analogous to propagating waves.
- For (corresponding to ), the solutions satisfy and decay exponentially, representing the classically forbidden region.
3.5. Review of the WKB (Liouville–Green) Method
3.5.1. Derivation Sketch
3.5.2. Oscillatory and Evanescent Regions
- If , is real, and the solution is oscillatory (propagating waves).
- If , is imaginary, and the exponentials become real, giving decaying or growing (evanescent) behavior.
- The turning point occurs where and the two regimes meet. Near this point, the WKB form fails, and the equation must be approximated by the Airy equation as shown earlier.
3.5.3. Alternative Formulation and Notation
3.5.4. Connection Between the WKB and Airy Approaches
4. The Non-Dissipative Lorenz Model and Solitary Waves
- (a)
- Multiply by the derivative
- (b)
- Integrate with respect to time
4.1. Connection to the Nonlinear Schrödinger (NLS) Equation
4.2. Potential Function and Comparison with the Linear Schrödinger Case
| Region I (left, oscillatory) | Region II (barrier, evanescent) | Region III (right, oscillatory). |

- Figure 5 (nonlinear Lorenz potential): double-well structure with one central maximum and two local minima, supporting localized (homoclinic) oscillations.
- Figure 6 (linear Schrödinger potential): single-barrier structure without local minima, defining three regions separated by two turning points associated with quantum tunneling.
4.3. Solitary-Wave Solution
4.4. Physical Interpretation

5. Summary
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Appendix A. Connection Between the Nonlinear Schrödinger Equation and the Non-Dissipative Lorenz Equation
Appendix A.1. Approach A: Spectral Representation
Appendix A.2. Approach B: Traveling-Wave (Envelope) Reduction
| Key Insight: |
| Single spectral modes (Approach A) exhibit only phase dynamics (self-phase modulation) (Equation (A6)) To obtain the amplitude dynamics that connect to the non-dissipative Lorenz model, we must consider spatially modulated envelopes (Approach B). This demonstrates why envelope equations (Equation (A7)) are essential for solitary-wave formation. |
Appendix A.3. Physical Interpretation
Appendix B. Linear Schrödinger Equation (with )
Appendix B.1. Approach A: Spectral Representation (General V(x))
Appendix B.2. Approach B: Traveling-Wave (Envelope) Reduction
Appendix B.3. Comparison of the Two Approaches
- For a general static potential , the separation ansatz leads to Equation (A11),which is an ordinary differential equation (ODE) in the spatial variable x.
- For a traveling-envelope reduction with a nontrivial envelope function , the condition must be satisfied, leading to Equation (A16),which represents an ODE in the co-moving coordinate only when V is constant or co-moving with the envelope.
| Potential Type | Best Approach | Resulting Equation |
| Either | ODE in or x | |
| static | Separation of variables | Stationary ODE in x |
| co-moving | Traveling-wave reduction | ODE in |
Appendix B.4. Linear vs. Nonlinear Regimes: The Role of δ and Turning Points
| Region | Condition | Sign of | Behavior |
| I | Oscillatory (propagating) | ||
| II | Turning point | ||
| III | Exponential (evanescent) |
Appendix C. The Non-Dissipative Lorenz Model
Appendix C.1. Governing Equations
Appendix C.2. Full and Non-Dissipative Lorenz Models
Appendix C.3. Energy Relation and the Non-Dissipative Form
Appendix C.4. Connection to a Nonlinear Pendulum Equation

Appendix D. Effective Turning Points of the Non-Dissipative Lorenz Model
Appendix D.1. Three Complementary Regimes
Appendix D.2. Potential–Curvature Viewpoint and Effective Turning Points
- (I)
- Linear unstable: X″ = X.Here , so . The origin is a local maximum of U (saddle in phase space), giving exponential behavior.
- (II)
- Linear stable: X″ = −X.Here , so . The origin is a local minimum (center), giving small–amplitude oscillations.
- (III)
- The Airy Equation

- (IV)
- Non-dissipative Lorenz model
Appendix D.3. Defining a Turning Point via the Curvature of the Potential Function
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Shen, B.-W. From Airy’s Equation to the Non-Dissipative Lorenz Model: Turning Points, Quantum Tunneling, and Solitary Waves. Encyclopedia 2025, 5, 208. https://doi.org/10.3390/encyclopedia5040208
Shen B-W. From Airy’s Equation to the Non-Dissipative Lorenz Model: Turning Points, Quantum Tunneling, and Solitary Waves. Encyclopedia. 2025; 5(4):208. https://doi.org/10.3390/encyclopedia5040208
Chicago/Turabian StyleShen, Bo-Wen. 2025. "From Airy’s Equation to the Non-Dissipative Lorenz Model: Turning Points, Quantum Tunneling, and Solitary Waves" Encyclopedia 5, no. 4: 208. https://doi.org/10.3390/encyclopedia5040208
APA StyleShen, B.-W. (2025). From Airy’s Equation to the Non-Dissipative Lorenz Model: Turning Points, Quantum Tunneling, and Solitary Waves. Encyclopedia, 5(4), 208. https://doi.org/10.3390/encyclopedia5040208
