2.1. Response Surface Design, Model Analysis, Interaction Analysis and Optimization
Analysis of variance was conducted on the response value drug loading and SPF value fitting model. The significance of each factor and the results of the multivariate regression model analysis of variance are shown in
Table 1.
As shown in
Table 2, the regression model for response value drug loading exhibits
p < 0.0001, indicating excellent regression performance and high statistical significance. Meanwhile, the model’s non-significant term yields
p = 0.1540 > 0.05, suggesting minimal influence of non-experimental factors on the data results. The linear terms A and B, the interaction term BC, and all quadratic terms exerted extremely significant effects (
p < 0.01) on the response value’s drug loading. The linear term C and the interaction term AC exerted significant effects (
p < 0.05). The order of influence on the drug loading was: EHMC (A) > DDH (B) > Dextrin Palmitate (C). The regression model for the response value SPF showed
p < 0.0001, indicating that the fitted equation has good regression performance and extremely high significance. The non-fit term
p = 0.0801 > 0.05, indicating no outliers in the data. The linear terms A and C, the interaction term AC, and all quadratic terms exerted extremely significant effects (
p < 0.01) on the SPF value. The linear term B and interaction terms AB and BC exerted significant effects (
p < 0.05) on the SPF value. The order of influence of factors on the SPF value was: EHMC (A) > dextrin palmitate (C) > DDH (B). In summary, while the order of influence varies slightly for coating efficiency and SPF value, EHMC (A) consistently emerged as the most influential factor for both parameters. This observation aligns with the rationale for selecting drug loading and SPF as primary responses: EHMC concentration directly governs the amount of active sunscreen agent present in the matrix, influencing both surface retention and potential systemic absorption, while SPF quantifies the functional photoprotection provided. The interactions of DDH and DP further modulate matrix structure and film formation, affecting both incorporation efficiency and UV protection, thereby validating the selection of these two parameters as key optimization targets.
As shown in
Table 3, the regression model data statistics indicate that the regression coefficient R
2 for the response variable (drug loading) is 0.9910, demonstrating that this experimental model fits the actual experimental data well. The adjusted R
2 (R
2adj) is 0.9794, indicating that 97.94% of the data can be explained by this model. The predicted R
2 (R
2pre) is 0.8952, with a difference from the adjusted coefficient R
2adj less than 0.2. The coefficient of variation (C.V.) is 3.91% < 10%, demonstrating that the regression equation of this model has high reliability and can effectively reflect the true values. The Adequate Precision signal-to-noise ratio (SNR) of 26.0332 exceeds 4, indicating good model-to-experimental value fit. For the response value SPF, the regression coefficient R
2 = 0.9914, adjusted R
2adj = 0.9804, predicted R
2pre = 0.8895, coefficient of variation C.V.% = 3.68%, and Adequate Precision = 24.7846, all falling within acceptable ranges. In summary, the quadratic response surface regression equations for each response variable demonstrate good fitting quality. Therefore, this model can be used to predict and analyze formulation conditions for the DDH-DP drug loading process.
Based on the ANOVA results of the regression model, Design Expert 13.0 software was used to plot response surface plots and contour plots according to the regression equation. This analysis examined the effects of the interaction between EHMC (A) and DDH (B) on the drug loading and SPF value. The results are represented by contour plots and response surface plots, as shown in
Figure 1.
As shown in
Figure 1a, the drug loading increases rapidly with rising EHMC (A) levels before plateauing, reaching its maximum at a 7% addition rate. With increasing DDH (B), the drug loading initially rises then declines, exhibiting a slightly gentler trend compared to EHMC (A). This aligns with the single-factor influence patterns of both variables, indicating that EHMC (A) exerts a more pronounced effect during their interaction. The response surface plot exhibits a relatively gentle slope, with sparse contour lines forming a near-circular shape. This indicates moderate interaction between factors and a limited impact on the results, consistent with the ANOVA findings. The contour plot reveals that the drug loading exceeds 40% when EHMC (A) ranges from 5.5% to 8% and DDH (B) ranges from 2% to 5%.
As shown in
Figure 1b, the 3D plot of the two-factor interaction between EHMC (A) and DP (C) exhibits steep contours with elliptical isopleths, indicating a high degree of interaction between factors and a significant influence on the results. Combined with the ANOVA results, this interaction reached a significant level (
p < 0.05). Regarding trend changes, when EHMC (A) is at lower and higher levels, the drug loading exhibits opposite patterns—increasing and decreasing, respectively—as DP (C) increases. Similarly, when DP (C) is at lower and higher levels, the drug loading changes markedly differently as EHMC (A) increases, indicating substantial factor interaction. Contour plots indicate that within the range of EHMC (A): 6–7.5% and DP (C): 1–4%, the predicted drug loading can exceed 45%.
As shown in
Figure 1c, when DDH (B) is at lower and higher levels, the drug loading exhibits opposite patterns with increasing DP (C), decreasing and increasing, respectively. When DDH (B) is at a lower level, the rate of decrease in drug loading is more pronounced. Conversely, when DP (C) is at different levels, the pattern of change in drug loading with increasing DDH (B) shows significant differences. These characteristics indicate that changes in either factor level produce divergent trends in outcomes, demonstrating significant interaction between factors with substantial influence on results. Variance analysis confirms this influence reached a highly significant level (P(BC) < 0.01). The response surface plot exhibits steep gradients, while the contour plot forms an elliptical shape, confirming the substantial impact of factor interaction on outcomes. The contour plot reveals that the predicted drug loading is highest when DDH (B) ranges from 2% to 4% and DP (C) ranges from 1% to 3.5%.
As shown in
Figure 1d, when DDH (B) is at a low level, the SPF value increases slowly with increasing EHMC (A). When DDH (B) is at a high level, the SPF value first increases and then decreases with increasing EHMC (A), exhibiting a slightly different trend compared to the SPF variation when DDH (B) is at a low level. When EHMC (A) is at a low level, the SPF value rapidly increases and then gradually decreases as DDH (B) increases. When EHMC (A) is at a high level, the SPF value also increases and then decreases as DDH (B) increases, but the rates of increase and decrease are essentially consistent. These patterns indicate distinct SPF responses to changes in both DDH (B) and EHMC (A) levels, reflecting strong interaction between the two factors. The response surface plot exhibits steep gradients with elliptical contour lines. Variance analysis confirms significant interaction (P(AB) < 0.05). The contour plot indicates that when EHMC (A) ranges from 5% to 8% and DDH (B) from 3% to 5%, the SPF value reaches 4 or higher.
As shown in
Figure 1e, when DP (C) is at lower and higher levels, the SPF value increases then decreases and gradually increases with increasing EHMC (A), respectively, exhibiting distinct patterns of variation. Similarly, when EHMC (A) is at lower and higher levels, the SPF value exhibits different patterns as DP (C) increases. Considering these patterns and the steepness of the response surface plot, the contour lines form an elliptical shape, indicating that the interaction between the two factors significantly influences the results. The contour lines reveal that when EHMC (A) is between 5% and 8%, and DP (C) is around 2–4%, the predicted SPF value is relatively high.
As shown in
Figure 1f, the 3D plot of the interaction between factors DDH (B) and DP (C) is relatively steep, and the contour plot is closer to an ellipse, indicating a high degree of interaction between the factors. This is also consistent with the variance results, where P(BC) < 0.05. The contour plot shows that at the central levels of both factors, the predicted SPF values are relatively high.
In summary, the interactions between factors A and C and between factors B and C significantly influenced drug loading, while the interaction between factors A and B did not significantly affect drug loading. For SPF, the interactions among A–B, A–C, and B–C all showed significant effects. These results indicate that the DDH/DP-assisted matrix formation is governed by multiple component interactions rather than by a single formulation variable.
Using the software’s prediction parameter module, the optimal conditions obtained are: EHMC (A): 6.559%, DDH (B): 4.034%, DP (C): 2.909%. Under these conditions, the predicted drug loading rate Y1 is 46.689% and the SPF value Y2 is 4.292. Considering practical conditions and operability, the parameters were adjusted to: EHMC (A): 6.5%, DDH (B): 4%, DP (C): 3%.
The practical formulation was further adjusted from the RSM-predicted optimal composition to satisfy comprehensive application performance requirements. Specifically, the EHMC dosage was moderately increased to guarantee sufficient SPF protection, while the DP content was appropriately reduced to maintain matrix stability and avoid excessive system viscosity. The final application formulation was therefore regarded as a practically optimized formulation rather than the mathematical RSM optimum. Its selection was based on a balance among UVB photoprotective performance, viscosity, film-forming behavior, preliminary physical robustness, and application feasibility.
In this study, the selection of drug loading and SPF as dual responses reflected the coordinated objectives of maintaining sufficient UVB photoprotection while improving EHMC in-corporation within the structured matrix. Accordingly, the RSM optimal point was adopted to determine the optimal compositional range that balanced EHMC incorporation and SPF performance, rather than being directly applied as the final practical formulation.
These RSM findings suggest that the performance enhancement of the EHMC@DDH@DP system can be interpreted from the perspective of matrix structuring. The RSM results showed that EHMC concentration exerted the most pronounced influence on drug loading and SPF, which is expected because EHMC is the primary UVB-absorbing component. RSM provided a robust framework for formulation screening, and the highly significant regression models (
p < 0.0001) confirmed the in-fluence of the selected factors on drug loading and SPF [
24,
25]. Importantly, the significant interaction terms involving DDH and DP indicated that these excipients did not simply function as conventional additives, but cooperatively regulated matrix organization and photoprotective performance. From a formulation-structure perspective, this behavior is consistent with a gel-like semisolid matrix in which performance is determined not only by the amount of UV filter present, but also by the spatial arrangement and compatibility of the surrounding matrix components around EHMC [
26].
2.3. Structural Characterization of the EHMC@DDH@DP Gel-like Matrix
Thermogravimetric analysis (TG) of pure DDH and the EHMC@DDH@DP gel-like matrix is presented in
Figure 3a. The gel-like matrix demonstrates significant mass loss commencing at approximately 200 °C, in contrast to pure DDH, which exhibits notable mass loss at 300 °C. The ultimate residue of the gel-like matrix is approximately 45%, whereas pure DDH retains about 65%. This mass loss phenomenon indicates the successful association of EHMC within the structured matrix, and the earlier initial thermal degradation temperature of the gel-like matrix is mainly attributed to the prior decomposition of the organic components (EHMC and the DP coating).
The FTIR spectra suggest potential intermolecular interactions within the gel-like matrix (
Figure 3b). The characteristic C=O stretching vibration of EHMC at ~1720 cm
−1 was markedly weakened in the EHMC@DDH@DP gel-like matrix compared with its pure form. Simultaneously, the O-H stretching bands of DDH (~3630 cm
−1 and 3450 cm
−1) exhibited noticeable changes in shape and position. These observations collectively suggest possible non-covalent interactions, including hydrogen bonding, between EHMC and the matrix-forming components (DDH/DP), which supports the stronger matrix association of EHMC within the structured matrix. Such possible interactions may contribute to altered EHMC molecular mobility within the structured matrix and provide a plausible explanation for the changes in skin distribution and early plasma exposure observed in the matrix-containing formulations.
XRD analysis was further employed to investigate the microstructure of the formulations (
Figure 3d). The pure DDH sample exhibited a characteristic diffraction peak of the montmorillonite (001) crystal plane at 2θ ≈ 7.1°. After incorporating EHMC and DP, the (001) characteristic peak of DDH shifted to a lower angle, accompanied by an expanded interlayer spacing. This observation is consistent with the possible hindered movement of EHMC within the layered structure of DDH.
Raman spectroscopy was performed to explore the molecular environment of EHMC in the composite matrix (
Figure 3e). The characteristic peaks of EHMC were retained in all composite formulations without obvious shifts or new signal generation, indicating that no chemical reaction occurred between EHMC and the matrix components. Notably, the relative intensity of the EHMC characteristic bands gradually decreased with the introduction of DDH and DP. This change suggests that EHMC molecules may experience restricted molecular mobility within the DDH-DP network, which supports the restricted molecular mobility or stronger matrix association of EHMC within the gel-like matrix.
The structural characterization results further supported the formation of a DDH/DP-assisted gel-like matrix. FTIR showed changes in the EHMC carbonyl band and hydroxyl-related bands of DDH/DP, suggesting possible intermolecular interactions. XRD showed a low-angle shift in the DDH (001) peak after incorporation of EHMC and DP, which is consistent with changes in interlayer spacing. Raman spectra showed reduced EHMC signal intensity in the composite matrices without the appearance of new characteristic peaks, suggesting altered molecular environments and restricted molecular mobility rather than chemical reaction. Together, these results indicate that DDH and DP contributed to matrix reconstruction and possible EHMC association within the structured network. However, these spectroscopic and structural observations should be regarded as supportive rather than definitive mechanistic evidence. Direct proof of molecular confinement or interlayer association would require further quantitative analyses, such as detailed layer-spacing evaluation, molecular simulation, or solid-state structural characterization.
Building on the evidence of intermolecular interactions, the surface morphology of the prepared matrices was characterized by SEM. As shown in
Figure 3c, the individual components presented distinct features: DDH as irregular flake-like aggregates and DP with inherent cavities. The EHMC@DDH@DP gel-like matrix, however, showed a markedly different morphology, characterized by surface roughening and the presence of new coating layers. Consistent with the spectroscopic data, this morphological change is consistent with the formation of a structured gel-like matrix, which may contribute to improved surface coverage and favorable matrix association behavior of the sunscreen agent, thereby aligning with the observations from the thermal and FTIR analyses.
The gel-like matrix of the formulations was further characterized by rheological analysis and SEM observation. The linear viscoelastic range and the G′/G″ ratio are consistent with the formation of a relatively stable microstructural network, with DDH and DP concentrations influencing network strength and uniformity. SEM images also appear consistent with a continuous matrix structure, in agreement with the observed rheological behavior. These results offer tentative mechanistic support beyond descriptive observations, suggesting how the composition may influence the gel-like properties of the formulations.
2.6. Effect of Matrix Composition on the Stability of Sunscreens
To investigate the thermal behavior characteristics of sunscreen samples with different formulations, this study employed DSC technology to characterize SC-1, SC-2, and SC-4 samples, and systematically analyzed the variation law of their endothermic behavior with temperature. As shown in
Figure 6a: the SC-1 sample, which contained only EHMC without the DDH/DP matrix-forming components, exhibited an endothermic process characteristic of glass transition at approximately 30 °C; while the SC-2 sample with DDH alone and the SC-4 sample with both DDH and DP added showed distinct endothermic peaks at 28 °C and 29 °C, respectively. The above results indicate that DDH contributes to matrix flexibility and structural organization through its adsorption and possible interlayer association capacity.
The laser diffraction results indicated that the diluted formulations exhibited broad micron-scale dispersed-domain distributions.
Table 6 presents the particle size measurements for Samples SC-2 and SC-4. The D10, D50, and D90 values of SC-2 were 123.2 μm, 160.3 μm, and 207.1 μm, respectively, whereas those of SC-4 were 0.454 μm, 3.894 μm, and 114.8 μm, respectively. SC-2 showed a considerably coarser distribution than SC-4, while SC-4 displayed a much smaller median size but still exhibited a broad upper-tail distribution extending into the micron range. Therefore, these data should be interpreted as apparent particle-size profiles after dilution rather than direct evidence of preliminary physical robustness under tested conditions or uniform dispersion in the original semisolid formulation.
The apparent zeta potential of SC-2 was +9.28 mV, while that of SC-4 was −14.80 mV.
Table 7 lists the zeta potential measurements for Samples SC-2 and SC-4. These values were below the commonly accepted |ζ| > 30 mV threshold generally used to indicate sufficient electrostatic stabilization in aqueous dispersions. Accordingly, zeta potential values alone could not support significant electrostatic stabilization in the present formulations. As the tested systems were oil-continuous semisolid preparations, these zeta potential results were only employed as relative indicators reflecting the surface charge features of particles after dilution. It should be emphasized that particle size and zeta potential data were derived from diluted dispersions and provided only supportive information regarding the apparent dispersion state, rather than direct evidence of preliminary physical robustness under tested conditions. In the present work, physical stability was evaluated primarily according to macroscopic appearance, viscosity changes, temperature cycling stability, and centrifugation stability, which served as the key criteria for stability assessment.
The particle size and zeta-potential results should be interpreted cautiously be-cause both measurements were performed after dilution of the original oil-continuous semisolid formulations. Therefore, these values represent apparent dispersion behavior under a unified testing protocol rather than the intrinsic microstructure of the pristine formulation. The zeta-potential values of SC-2 and SC-4 were below the commonly accepted threshold for strong electrostatic stabilization in aqueous dispersions [
29], indicating that electrostatic repulsion was unlikely to be the dominant stabilization mechanism.
To systematically evaluate the temperature stability of SC-2 and SC-4 samples, constant-temperature stability tests and high-low temperature cycle stability tests were carried out. The constant-temperature stability test showed that both SC-2 and SC-4 maintained relatively stable appearance at 25 °C (room temperature) and 45 °C for 7 and 14 days. However, both formulations showed reduced stability under low-temperature conditions, and SC-2 exhibited poorer low-temperature tolerance. After 7 days of storage, SC-2 showed oil precipitation and phase separation at both 4 °C and −15 °C, which could be attributed to low temperature-induced oil phase separation. In contrast, SC-4 remained homogeneous and stable at 4 °C, with phase separation observed only at −15 °C, suggesting slightly improved low-temperature tolerance relative to SC-2. This trend was maintained throughout the 14-day storage period.
The viscosity test results showed that the viscosities of both SC-2 and SC-4 increased gradually with prolonged storage, while no obvious changes were observed in skin feel, odor, or appearance color.
Table 8 presents the viscosity changes of SC-2 during temperature stability assay.
Table 9 shows the viscosity characteristics of SC-4 during temperature stability assay. In addition, after 3 cycles of high-low temperature treatment, no abnormal changes in appearance, viscosity, skin feel, or odor were observed for SC-2 and SC-4, indicating that temperature cycling had no obvious influence on the physicochemical and sensory properties of the two formulations under the tested conditions.
To further assess the physical robustness of the samples, centrifugation tests were performed on fresh samples (0 d) and 7-day stored samples at 3000 rpm for 30 min. After 3 cycles of centrifugation, SC-2 showed significant oil accumulation at the bottom and obvious phase separation, suggesting relatively lower resistance to centrifugal stress. Although SC-4 showed slight oil precipitation after centrifugation, the degree was much milder than that of SC-2, suggesting moderately improved centrifugal stability compared with SC-2. The difference became more obvious after 7 days of storage: SC-2 showed aggravated oil precipitation and phase separation, whereas SC-4 exhibited no marked increase in oil precipitation compared with the initial state. These observations indicate that the incorporation of DP may help enhance the physical stability of the DDH-containing matrix against centrifugation-induced phase separation under the tested accelerated conditions. Under the present test conditions, SC-4 showed better resistance to centrifugation-induced phase separation than SC-2, suggesting that DP may improve the cohesion and physical robustness of the DDH-containing matrix.
It should be noted that all stability evaluations in this study were based on short-term and accelerated tests, which only reflect the physical robustness of the formulations under the tested conditions. Long-term storage stability and accelerated aging studies were not performed in the present work, and further investigation will be required in future research to fully confirm the shelf stability of the developed formulations. Nevertheless, these results should be considered as preliminary physical stability evidence, and long-term storage and accelerated stability studies are still needed to con-firm shelf stability.
2.9. Impact of Matrix Composition on EHMC Distribution and Plasma Exposure
Mass spectrometry imaging was used to visualize the distribution of EHMC in rat dorsal skin.
Figure 9 shows the skin distribution and plasma exposure of EHMC after topical application. The blank control group showed weak and diffuse background signals. In contrast, the SC-1 group showed stronger EHMC-related signals in the treated skin area. MSI showed weaker EHMC-related signals in the skin of the SC-4 group than in the EHMC-only SC-1 group, suggesting lower EHMC distribution within skin tissue under the tested conditions. These results suggest that the DDH/DP-containing matrix was associated with lower EHMC distribution in the skin under the tested conditions. However, because surface residue recovery and quantitative skin-layer retention were not assessed, these MSI results should be interpreted as supportive distributional observations rather than direct evidence of enhanced skin-surface retention.
After topical application, EHMC was detectable in plasma samples from all EHMC-containing formulation groups. At 1 h after dosing, the EHMC concentrations were 2.287 ± 0.357, 3.184 ± 1.240, and 2.295 ± 0.540 ng/mL in the SC-1, SC-2, and SC-4 groups, respectively. SC-2 showed the highest early plasma EHMC concentration, whereas SC-4 showed the lowest 1 h concentration.
Table 10 summarizes the pharmacokinetic parameters of EHMC after topical application in rats. The AUC
0–48h values were 64.130 ± 10.636, 80.688 ± 38.127, and 60.605 ± 9.405 ng·h/mL for SC-1, SC-2, and SC-4, respectively. Compared with SC-1, the mean AUC
0–48h increased by approximately 25.8% in SC-2 and decreased by approximately 5.5% in SC-4. The AUC CV was highest in SC-2, indicating greater inter-individual variability in this group.
The mean concentration-time profiles of SC-1 and SC-2 peaked at 1 h, whereas that of SC-4 peaked at 12 h. However, because individual Tmax values in SC-4 were dispersed, this result was interpreted as a delayed mean-profile peak trend rather than definitive evidence of sustained release.
The in vivo MSI and pharmacokinetic results provided additional evidence that matrix composition influenced EHMC distribution and systemic exposure behavior after topical application. MSI showed weaker EHMC-related signals in the skin of the SC-4 group than in the EHMC-only SC-1 group, suggesting lower EHMC distribution within skin tissue under the tested conditions. Plasma pharmacokinetic analysis showed that SC-2 had higher early plasma EHMC concentration and higher AUC0–48h than SC-1, indicating that DDH alone did not reduce systemic exposure to EHMC in this formulation system. This phenomenon may be related to formulation-dependent changes in EHMC release, partitioning, or skin surface contact, although the current dataset is not sufficient to determine the exact mechanism.
In contrast, SC-4 showed the lowest 1 h plasma EHMC concentration, a delayed mean-profile peak, and a slightly lower AUC0–48h than SC-1. These findings suggest that the combined DDH/DP matrix may reduce the early plasma appearance of EHMC and slow its mean exposure profile after topical application. However, because the total AUC0–48h reduction was modest and the Cmax of SC-4 was comparable to that of SC-1, these pharmacokinetic data should not be interpreted as definitive evidence of reduced total systemic absorption. Moreover, plasma EHMC exposure is influenced not only by dermal absorption, but also by skin retention, tissue distribution, metabolism, and elimination. Therefore, plasma exposure parameters cannot replace receptor-phase permeation data from Franz diffusion cell studies or direct quantitative skin retention measurements. Future studies using ex vivo human or porcine skin permeation models, skin retention analysis, and in vitro release testing are required to clarify whether the DDH/DP matrix directly modulates EHMC skin permeation or retention.
Taken together, the present findings indicate that DDH/DP co-assembly can im-prove the rheological structure, film-forming behavior, in vitro UVB photoprotective performance, preliminary physical robustness, and exposure-related behavior of EHMC-containing formulations. This provides a formulation-level strategy for coordinating sunscreen efficacy with plasma exposure modulation in organic UV filter systems. Nevertheless, the interpretation of these results remains limited by the experimental model and evaluation scope. The current formulation mainly provides UVB protection, while UVA-PF, in vivo SPF, photostability, and long-term stability were not evaluated. In addition, the rat skin model cannot fully represent human sunscreen use conditions. Further studies using standardized skin retention/permeation models, human or porcine skin, broad-spectrum photoprotection as-says, and long-term stability protocols are required to further validate the applicability of this DDH/DP-assisted matrix platform.