Extractables and Leachables in Pharmaceutical Products: Potential Adverse Effects and Toxicological Risk Assessment
Highlights
- Drug products can interact with materials during production, storage, and administration, introducing leachables.
- Leachables can reduce stability, compromise efficacy, alter physical properties, or pose direct toxicity risks.
- Identifying, quantifying, and assessing leachables is critical to ensure patient safety and product quality.
- Applying ICH Q3E guidelines will shape global regulatory strategies and risk management practices.
Abstract
1. Introduction
2. Safety Risks Associated with Leachables
| Leachable/Leachable Class | Toxicological/Quality Risk | Possible Sources |
|---|---|---|
| Phthalates (e.g., DEHP) | Reproductive and developmental toxicity; endocrine disruption [7,8,9,10] | Plasticized PVC (IV bags, tubing, catheters, etc.) [7,8,9,10] |
| Bisphenols (e.g., BPA) | Endocrine disruption; reproductive toxicity; potential metabolic/immune effects [11,30] | Polycarbonate plastics; Epoxy resins [11,30] |
| N-Nitrosamines (e.g., NDMA, NDBA) | Potential or known mutagenic carcinogens [10,31] | Elastomers [10,14]; reaction between nitrogen oxides from nitrocellulose lidding foil and low-molecular-weight amines [12]; printed overwraps or pouches [16] |
| PAHs (e.g., Benzo[a]pyrene) | Potential or known mutagenic carcinogens [10,31] | Carbon black (colorant or reinforcing agent in polymers) [10] |
| 2-Mercaptobenzothiazole (MBT) | Probable carcinogen (IARC Group 2A) [32] | Elastomers (vulcanization accelerator) [10] |
| Dialkylphenol disulfide and related substances | Indirect (Product-Mediated): Adjuvant effect causing immunogenicity (e.g., PRCA in EPREX case) [18,19] | Uncoated rubber components (e.g., stoppers and plungers) [18,19] |
| Metals (e.g., Tungsten, Aluminium, Zinc, Calcium) | Direct: Wide range of toxicological properties depending on the specific elemental impurity [17] Indirect (Product-Mediated): Protein oxidation and aggregation (immunogenicity risk), precipitation of phosphate salts in phosphate-buffered formulations [5,20,21,22] | Glass, metal, elastomer and plastic components; Glass forming pins (tungsten) [5] |
| Acrylic acid | Indirect (Product-Mediated): Covalent modification of proteins (Michael addition) at Lys/His/N-term that alters charge/hydrophobicity which can compromise stability, efficacy and/or safety of proteins [23] | Acrylic adhesives (e.g., used in pre-filled syringes for needle attachment) [23] |
| Aldehydes (e.g., Formaldehyde, Acetaldehyde) | Direct: Potential or known mutagenic carcinogens and sensitizers [33,34] Indirect (Product-Mediated): Schiff base formation (loss of activity), which can also lead to protein cross-linking (dimerization) [24] | Various polymers—typically originating from polymer degradation, which may occur during manufacturing, sterilization, and/or due to material aging during long-term storage [24] |
3. Toxicological Risk Assessment of Extractables and Leachables
3.1. Toxicological Limits Applicable in the Analyses of Extractables and Leachables
- Reporting threshold: 1 ppm
- Identification threshold: 10 ppm
- Qualification threshold: 20 ppm
3.2. Translation of Toxicological Limits into Analytical Limits in Extractables and Leachables Analyses
3.3. The Process of Toxicological Risk Assessment of Extractables and Leachables
3.3.1. Evaluation of Mutagenicity
3.3.2. Evaluation of Other Toxicological Endpoints
- F1: Accounts for extrapolation between species (takes into account the comparative surface area to body weight ratios for the species concerned and for humans).
- F2: Accounts for variability within the human population (intraspecies variability), protecting sensitive subpopulations. A default value of 10 is generally applied.
- F3: Accounts for the duration of the toxicity study when extrapolating from a subchronic study to a chronic exposure scenario. For example, a factor of 2 might be used to extrapolate from a 90-day toxicity study to a lifetime PDE.
- F4: Applied in cases of severe toxicity (e.g., non-genotoxic carcinogenicity, neurotoxicity, or teratogenicity).
- F5: Applied when a NOEL was not established and only LOEL is available—a factor of up to 10 may be used depending on the severity of the toxicity.
- The drug product is qualified to be safe with respect to the presence of leachables (MoS value is more than 1).
- The drug product is considered at risk due to the presence of leachables (MoS value is less than 1).
3.4. ICH Q3E Perspective on Toxicological Evaluation of Extractable and Leachables
3.4.1. Toxicological Thresholds
3.4.2. Classification of Leachables
- Class 1 (Leachables to be avoided): This category is reserved for compounds of high concern for which the default safety thresholds are not considered sufficiently protective. These are substances that should be avoided in materials used for pharmaceutical manufacturing and packaging whenever feasible.This class includes
- Highly potent mutagenic carcinogens, such as those belonging to the ICH M7 cohort of concern (i.e., N-nitroso-, aflatoxin-like-, and alkyl-azoxy compounds).
- ICH M7 Class 1 compounds with an AI below the standard TTC threshold of 1.5 µg/day.
- Certain highly potent non-mutagenic compounds for which the established QT values may not be protective of patient safety, such as BPA and benzo[a]pyrene.
- Class 2 (Leachables to be limited): This serves as the default category for the vast majority of identified leachables that do not meet the criteria for Class 1 or Class 3. If a Class 2 leachable is present at an exposure level exceeding the applicable SCT (QT for non-mutagenic systemic/local toxicity or TTC for mutagenic potential), it requires a compound-specific toxicological risk assessment to establish a safe level of exposure for the specific drug product [47].
- Class 3 (Leachables with relatively low toxic potential): This category includes compounds that are known to have a low toxicity potential. These are substances for which a robust toxicological database exists and a chronic PDE has been established to be well above the levels at which leachables are typically observed (specifically, a PDE greater than or equal to 1 mg/day). These compounds would not require further safety qualification if observed at daily exposure levels below 1.0 mg/day [47].
3.4.3. The Toxicological Evaluation Process for E&L
- Organic leachables exceeding AET based on SCT or any target leachables (e.g., Class 1) should be identified, quantified, and reported for toxicological evaluation.
- In case toxicologically justified, tentative structure identification can also be considered sufficient in certain cases.
- If a leachable is an elemental impurity, evaluation should be performed in line with ICH Q3D.
- For Class 2 leachables that exceed the relevant safety threshold (TTC or QT), for Class 3 leachables exceeding the levels of 1.0 mg/day, and for Class 1 leachables, the core of the toxicological qualification process is the derivation of a compound-specific AI or PDE.
- In the case of target analyses of Class 1 leachables, their AI should be derived as the initial step in the process, before the start of analysis, to inform the analytical chemists about the required limit of detection and limit of quantification.
- When no adequate toxicological data is available for a given leachable to conduct a safety risk assessment, a read-across approach may be used if appropriately justified.
- ICH Q3E recommends establishing the MoS [47].
- If the concentration of a leachable is below the relevant safety threshold (TTC or QT or AI or PDE), no further action is required.
- If the concentration of a leachable is above the relevant safety threshold (TTC or QT or AI or PDE) and it cannot be reduced, further toxicological risk assessment can be performed considering patient population, duration of use, and route of exposure. Generation of additional toxicological data should be considered as well.
- If further risk assessment supports safety, then no further action is required.
- If further risk assessment does not support the safety, then an appropriate risk mitigation strategy should be employed. In the end, the adequacy of the risk mitigation strategy has to be verified via the leachable study [47].
3.4.4. Embracing Modern Toxicology
- In vitro and in chemico assays: Using cell-based or chemical reactivity assays to assess specific toxicological endpoints, such as dermal sensitization.
- Read-across strategies: As formalized by the F7 factor, this involves using data from well-studied chemicals to assess the toxicity of structurally similar, data-poor chemicals.
4. Emerging Challenges
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| 3R | Replacement, Reduction, Refinement |
| AE | Acceptable exposure |
| AET | Analytical Evaluation Threshold |
| AI | Acceptable intake |
| bDtBPP | bis(2,4-di-tert-butylphenyl)phosphate |
| BHT | Butylated hydroxytoluene |
| BPA | Bisphenol A |
| CHO | Chinese Hamster Ovary |
| DEHP | Di(2-ethylhexyl) phthalate |
| DNA | deoxyribonucleic acid |
| DP | Drug product |
| DS | Drug substance |
| EC3 | Estimated concentration 3 |
| ECHA | European Chemicals Agency |
| EDE | Estimated daily exposure |
| ELSIE | Extractables and Leachables Safety Information Exchange |
| EMA | European Medicines Agency |
| EPO | Erythropoietin |
| EU | European Union |
| E&L | Extractables and leachables |
| FDA | Food and Drug Administration |
| GLP | Good laboratory practice |
| IgG | Immunoglobulin G |
| IUPAC | International union of pure and applied chemistry |
| LOD | Limit of Detection |
| LOEL | Lowest observed effect level |
| LOQ | Limit of Quantitation |
| LTL | Less-than-lifetime |
| LVP | Large-volume parenterals |
| MBT | 2-Mercapto-benzothiazole |
| MoS | Margin of safety |
| NAMs | New Approach Methodologies |
| NDBA | N-Nitrosodibutylamine |
| NDMA | N-Nitrosodimethylamine |
| NOAEL | No observed adverse effect level |
| NOEL | No observed effect level |
| OECD | Organization for Economic Co-operation and Development |
| OINDP | Orally inhaled and nasal drug products |
| PAHs | Polycyclic aromatic hydrocarbons |
| PDE | Permitted daily exposure |
| PDP | Parenteral drug products |
| PFAS | Per- and polyfluoroalkyl substances |
| PNAs | Polynuclear aromatic hydrocarbons |
| POD | Point of departure |
| PODP | Parenteral and Ophthalmic Drug Product |
| ppm | Parts per million |
| PPWR | Packaging and Packaging Waste Regulation |
| PQRI | Product Quality Research Institute |
| PRCA | Pure red cell aplasia |
| PTFE | Polytetrafluoroethylene |
| PVC | Polyvinyl chloride |
| REACH | Registration, Evaluation, Authorisation and Restriction of Chemicals |
| QSAR | Quantitative structure-activity relationship |
| QT | Qualification threshold |
| RSD | Relative standard deviation |
| SAR | Structure–activity relationship |
| SCT | Safety concern threshold |
| TD50 | Tumorigenic dose 50 |
| TSCA | Toxic Substances Control Act |
| TTC | Threshold of toxicological concern |
| UN | United Nations |
| USP | United States Pharmacopeia |
| UV | Ultraviolet |
| V(MDD) | Volume of maximum daily dose |
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| Degree of Concern Associated with the Route of Administration | Likelihood of Packaging Component-Dosage Form Interaction | ||
|---|---|---|---|
| High | Medium | Low | |
| Highest |
|
|
|
| High |
|
| / |
| Low |
| / |
|
| Route of Administration | Threshold Type | Recommended Limit | Reference Guideline |
|---|---|---|---|
| OINDP | SCT | 0.15 µg/day 1 | PQRI, USP <1664.1> [14,39] |
| QT | 5 µg/day | ||
| PDP | SCT | 1.5 µg/day 2 | PQRI [40] |
| QT | 5 µg/day | ||
| Topical ophthalmic | Reporting Threshold | 1 ppm | FDA (Draft guidance) [42] |
| Identification threshold | 10 ppm | ||
| Qualification threshold | 20 ppm |
| Duration of Treatment | ≤1 Month | >1–12 Months | >1–10 Years | >10 Years to Lifetime |
|---|---|---|---|---|
| Acceptable daily intake for individual mutagenic impurity [µg/day] | 120 | 20 | 10 | 1.5 |
| Acceptable total daily intakes for multiple mutagenic impurities [µg/day] | 120 | 60 | 30 | 5 |
| Systemic Toxicity Thresholds | ||||
|---|---|---|---|---|
| Exposure Duration | Oral | Parenteral, Dermal/Transdermal, Inhalation | ||
| TTC | QT | TTC | QT | |
| >10 years | 1.5 μg/day | 48 μg/day | 1.5 μg/day | 12 μg/day |
| >1 to 10 Years | 10 μg/day | 10 μg/day | ||
| >1 Month to 1 Year | 20 μg/day | 20 μg/day | ||
| ≤1 Month | 120 μg/day | 136 μg/day | 120 μg/day | 26 μg/day |
| Local Toxicity Thresholds | ||||
|---|---|---|---|---|
| Topical Ophthalmic | Subcutaneous and Intradermal | Dermal and Transdermal | Intracerebral, Intrathecal, Epidural and Intraocular | Inhalation |
| 20 ppm | 50 ppm | 500 ppm | Compound-specific evaluation | 5 µg/day |
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Share and Cite
Kuzmič, S.; Zlobec, T.; Dolenc, M.S.; Roškar, R.; Lušin, T.T. Extractables and Leachables in Pharmaceutical Products: Potential Adverse Effects and Toxicological Risk Assessment. Toxics 2026, 14, 92. https://doi.org/10.3390/toxics14010092
Kuzmič S, Zlobec T, Dolenc MS, Roškar R, Lušin TT. Extractables and Leachables in Pharmaceutical Products: Potential Adverse Effects and Toxicological Risk Assessment. Toxics. 2026; 14(1):92. https://doi.org/10.3390/toxics14010092
Chicago/Turabian StyleKuzmič, Samo, Tjaša Zlobec, Marija Sollner Dolenc, Robert Roškar, and Tina Trdan Lušin. 2026. "Extractables and Leachables in Pharmaceutical Products: Potential Adverse Effects and Toxicological Risk Assessment" Toxics 14, no. 1: 92. https://doi.org/10.3390/toxics14010092
APA StyleKuzmič, S., Zlobec, T., Dolenc, M. S., Roškar, R., & Lušin, T. T. (2026). Extractables and Leachables in Pharmaceutical Products: Potential Adverse Effects and Toxicological Risk Assessment. Toxics, 14(1), 92. https://doi.org/10.3390/toxics14010092

