Improved Failure Mode and Effect Analysis: Implementing Risk Assessment and Conflict Risk Mitigation with Probabilistic Linguistic Information
Abstract
:1. Introduction
- Due to the complexity and uncertainty of decision-making problems, it is difficult for decision-makers (DMs) to express their quantitative judgments of failure mode risk with precise values.
- In traditional FMEA methods, the relative importance of O, D, and S is not considered in the risk analysis, but simply multiplied (this can be seen as giving equal importance to all three FMEA attributes).
- Individual FMEA risk assessments may have significant differences, which may lead to an aggregation of the collective risk assessment that is not reliable enough.
- PLTSs are used to deal with the uncertainty and fuzziness of FMEA risk assessments. Several new operations and distance measures related to PLTSs are defined. A comprehensive method is proposed to determine the weights of FMEA attributes.
- A conflict risk mitigation model is developed to reduce the conflict risk among individual risk assessments. The model takes account of the interaction between DMs.
- We discuss the determination of some important parameters, including the group conflict risk threshold and the importance degree of subjective weights in calculating the weights of FMEA attributes.
2. New Operational Rules and Distance Measures Related to PLTSs
- 1.
- ,
- 2.
- ,
- 3.
- .
- 1.
- ,
- 2.
- ,
- 3.
- ,
- 4.
- .
- ,
- if and only if ,
- .
3. Materials and Methods
3.1. FMEA Risk Assessment Without Considering the Conflict Risk
3.2. Conflict Risk Mitigation Model
3.2.1. Identification of the Individual Opinion with the Highest Conflict Risk
3.2.2. Interaction and Discussion
- (For the first issue) If the high level of conflict risk is due to a lack of understanding of the decision problem, then a deeper discussion should be carried out. If this is due to a DM insisting on his/her own opinion, the following conflict risk mitigation process may incur a large cost, including interaction cost and opinion adjustment cost.
- (For the second issue) The identified DM is asked to indicate whether or not he/she agrees with the objective adjustment coefficient and to what extent. Note that the objective adjustment coefficient is a reference, not a mandatory parameter.
- (For the third issue) The identified DM needs to inform others of his/her subjective willingness to implement the opinion adjustment clearly.
- (For the fourth issue) The identified DM needs to answer clearly whether the opinion adjustment is distorted, and if so, whether it is acceptable. If acceptable, the decision continues; otherwise, the exit mechanism is activated to determine whether the identified DM exits or the entire decision is terminated.
- (For the five issue) All DMs need to assess the impact of individual conflict risk on group conflict risk, including the contribution degree of individual conflict risk to group conflict risk and the extent to which identified DMs need to make adjustments.
- (For the sixth issue) All DMs need to clarify the activation condition of the exit mechanism. Then, in each iteration, whether the current situation requires the activation of the exit mechanism can be determined.
3.2.3. Exit Mechanism
- DMs with high risk of conflict and unwilling to adjust their opinions are required to withdraw from the decision. Note that the decision that requires the exit of a single DM must be made with great care and approval from all DMs, including that DM.
- If no agreement is reached on a single DM’s exit, the decision can be terminated. Or, if all DMs feel that the current level of conflict risk is too high, any degree of adjustment is not enough to meet the threshold requirements, but will increase the decision cost and increase the possibility of opinion distortion, at which time, DMs can choose to terminate the decision after deliberation. Next, three things need to be done: (i) reflect on the reasons why the decision cannot be reached, (ii) redefine the DMs involved in decision-making, and (iii) conduct a reassessment of all alternatives.
3.2.4. Proper Modification
Algorithm 1. Conflict risk mitigation model with FMEA risk assessments. |
Input: Initial normalized FMEA risk assessments , , and the acceptable conflict risk threshold . Output: Final individual FMEA risk assessments. Step 1. Set . Step 2. Compute the conflict measures by using Equations (12)–(14). If , proceed to Step 4; otherwise proceed to the next step. Step 3. Conflict risk mitigation process. Step 3.1. Identify the individual assessment with the highest conflict risk, denoted as . Step 3.2. Apply Equation (15) to calculate the objective adjustment coefficient and enter into the interaction and discussion process. Step 3.3. Use Equation (16) to adjust ’s assessment and obtain the adjusted opinion . Let and return to Step 2. Step 4. Let . Output the final FMEA risk assessments , . Step 5. End. |
3.3. Proposed Improved FMEA Risk Assessment and Conflict Risk Mitigation
Algorithm 2. Improved FMEA method with probabilistic linguistic information. |
Input: Individual FMEA risk assessments , the acceptable threshold of conflict risk , and the parameter . Step 1: Normalize the DMs’ FMEA risk assessments, still denoted as . Step 2: Use Algorithm 1 to manage the conflict risk mitigation and obtain the final iterative time and the final DMs’ opinions . For simplicity, let be denoted as . Step 3: Use Equation (11) to calculate the objective weight vector of FMEA attribute . Then, use the formula to obtain the comprehensive weight vector . Step 4: Aggregation of individual FMEA risk assessments.
Step 5: Calculate the score of each risk value as Step 6: Output the final selected alternative. Step 7: End. |
4. Results
5. Discussion
5.1. Comparison with Other Decision Support Methods
5.1.1. Compared with Pang et al.’s Research and Zhang et al.’s Research Regarding the Processing of Probabilistic Linguistic Information
- All three methods yield the same alternative ranking. This indicates that all these methods can be used to solve the decision problem effectively. However, the final score of the risk value of each alternative is different, although it does not affect the selection of the best alternative.
- The three methods lead to different conflict risk mitigation processes, which are reflected in the conflict risk measures and the final conflict risk levels.
- No matter which method is used to deal with probabilistic linguistic information, the opinion adjustment faces some disadvantages and difficulties (see Table 5).
5.1.2. Compared with Zhang et al.’s Research Regarding the Impact of Effective Interaction on Conflict Risk Mitigation
- Effective interactions can significantly reduce the number of iterations of conflict risk mitigation. For example, if the benchmark is used to address conflict risk mitigation, the number of iterations is 5. If there is an effective interaction, the number of iterations drops sharply to 3. The interaction should be added to the conflict risk mitigation model, which not only helps increase the adjustment coefficient, but more importantly, enables the DM to feel that he/she is involved in the decision, and that the revision of his/her opinion is not mandatory, but an active adjustment after a clearer understanding of the decision problem.
- Ineffective interactions are likely to prolong the number of iterations of conflict risk mitigation. Ineffective or negative interactions also occur frequently in real decisions. In this case, an exit mechanism is introduced to require the DMs who are at greater conflict risk with the group and hold a negative attitude towards the risk mitigation to exit the decision (this operation should be cautious) or to terminate the entire decision.
5.2. Sensitivity Analysis
5.3. Determination of Important Parameters
- Examine the average adjustment amount. The larger the average adjustment amount, the more likely the distortion is to occur. The average adjustment amount is generally required to be less than 0.5, and the threshold value should belong to the internal .
- Examine the number of iterations. Too many iterations will prolong the decision time and increase the uncertainty. It is assumed that the number of acceptable conflict risk mitigation iterations belongs to the interval . If the DMs are positive about adjustment, the threshold can be set within the internal (see the green region in Figure 5). If the DMs are negative about adjustment, the internal is set as (see the orange region in Figure 5). If the DMs are neutral about adjustment, will be more appropriate (see the blue region in Figure 5).
5.4. Limitations of the Proposed Improved FMEA
- Although we propose a comprehensive method to calculate the weights of FMEA attributes, it is still subject to the subjective influence of the DMs.
- PLTS can handle fuzziness and uncertainty well, but they increase the computational complexity due to the special construction.
6. Conclusions
- We use PLTSs to describe FMEA risk assessments due to the uncertainty and fuzziness of the decision problem. Several new operations and distance measures related to PLTSs are defined. We present a comprehensive method to calculate the weights of the risk criteria.
- A conflict risk mitigation model is proposed to deal with the difference in the individual risk assessments. The model defines the objective adjustment coefficient used as a reference for the DM to give the adjustment coefficient. The interaction between DMs is emphasized, and its effective role in conflict risk mitigation is discussed.
- An improved FMEA-based risk assessment is conducted, which first uses PLTSs to express the FMEA risk assessments, and then puts forward a conflict risk mitigation model to address the conflict risk among individual FMEA risk assessments.
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Scale | s−2 | s−1 | s0 | s1 | s2 |
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Severity | No effect | Minor effect | Moderate effect | Major effect | Catastrophic effect |
Frequency of occurrence | Almost never | Infrequently | Occasionally | Frequently | Almost always |
Detection of hazard | Certain | Moderately easy | Moderate | Difficult | Impossible to detect |
r1 | |||
r1 | |||
… | … | … | … |
ru |
Detailed Description | |
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Issues that should be answered for the identified DM |
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Issues that should be answered for all DMs |
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Number of Iterations | GCR before CRMP 1 | Identified Opinion | Subjective Adjustment Coefficient before Interaction | Objective Adjustment Coefficient | Subjective Adjustment Coefficient after Interaction | GCR after CRMP |
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Round 1 | 0.1961 | 0.2 | 0.2693 | 0.46 | 0.1665 | |
Round 2 | 0.1665 | 0.1 | 0.1495 | 0.1 | 0.1596 | |
Round 3 | 0.1596 | 0.1 | 0.1135 | 0.15 | 0.1495 |
Three Methods | Results in The Normalization and Aggregation of PLTSs | Disadvantages/Difficulties |
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Pang et al. [20] | Multiple virtual linguistic term without any probability values |
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Zhang et al. [23] | Multiple virtual linguistic term associated with probability values |
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This study | Multiple original discrete linguistic term associated with probability values |
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Du, Z.-J.; Chen, Z.-X.; Yu, S.-M. Improved Failure Mode and Effect Analysis: Implementing Risk Assessment and Conflict Risk Mitigation with Probabilistic Linguistic Information. Mathematics 2021, 9, 1266. https://doi.org/10.3390/math9111266
Du Z-J, Chen Z-X, Yu S-M. Improved Failure Mode and Effect Analysis: Implementing Risk Assessment and Conflict Risk Mitigation with Probabilistic Linguistic Information. Mathematics. 2021; 9(11):1266. https://doi.org/10.3390/math9111266
Chicago/Turabian StyleDu, Zhi-Jiao, Zhi-Xiang Chen, and Su-Min Yu. 2021. "Improved Failure Mode and Effect Analysis: Implementing Risk Assessment and Conflict Risk Mitigation with Probabilistic Linguistic Information" Mathematics 9, no. 11: 1266. https://doi.org/10.3390/math9111266
APA StyleDu, Z.-J., Chen, Z.-X., & Yu, S.-M. (2021). Improved Failure Mode and Effect Analysis: Implementing Risk Assessment and Conflict Risk Mitigation with Probabilistic Linguistic Information. Mathematics, 9(11), 1266. https://doi.org/10.3390/math9111266