Abstract
In this paper, we deal with a strongly singular problem involving a non-local operator, a critical nonlinearity, and a subcritical perturbation. We apply techniques from non-smooth analysis to the energy functional, in combination with the study of the topological properties of the sublevels of its smooth part, to prove the existence of three weak solutions: two points of local minimum and a third one as a mountain pass critical point.
Keywords:
strong singularity; critical nonlinearity; non-local operator; subcritical perturbation; topology of sublevels; Szulkin functional MSC:
35J20; 35B33
1. Introduction
In the present paper, we study a non-local two-parameter problem of the following type:
We assume that is a bounded domain in with smooth boundary (), is in , and is a Carathèodory function not identically zero and satisfying a.e. in . Moreover, , , and are real parameters. As usual, we denote by the Sobolev critical exponent and by its conjugate.
The peculiarity of the above problem is the combination of a Kirchhoff-type operator, which is responsible for the non-local nature of the problem, of a strong singular term, a critical nonlinearity, and a subcritical perturbation. The existence or multiplicity of solutions to Kirchhoff-type problems with critical terms is frequently studied by mountain pass arguments combined with the Lions concentration-compactness principle, both when (see [1,2,3]) and in the higher dimensions () (see [4,5,6,7]). Note that, in order to employ the concentration-compactness principle, a and b need to satisfy suitable constraints. Moreover, in high dimensions, the effect of a non-local operator, combined with a critical nonlinearity, forces the energy functional to be coercive, and the interplay between the Kirchhoff and the critical term allows us to establish some variational properties that will be crucial to our arguments (see [8]).
After the pioneering work of [9], the interest in singular problems has been increasing over the years; existence and multiplicity results have been obtained, both for the weak singular case (i.e., ) and for the strong singular case (i.e., ). Indeed, due to the presence of the singular term, when , problem is variational, and it is possible to associate with an energy functional which, although not differentiable, has useful properties in the natural Sobolev space . On the contrary, in the case , in general, the energy functional is no longer defined on the whole . In the seminal work of [10], it is proved that, even in the semilinear case, the pure singular problem is not expected to possess solutions in for . However, if the singular term is multiplied by a suitable positive weight, one can still obtain solutions in via sub- and super-solution techniques (see [11]).
The presence of a non-local term, in the context of singular problems, makes the analysis more challenging, since it becomes quite difficult to establish any sort of comparison principle (which is one of the main tools to produce solutions in the presence of a strong singularity).
In the present work, we study the interaction between a non-local, a critical, and a singular term to investigate the existence of multiple solutions for in . Note that, if a and b are big enough and , problem has precisely one solution, which corresponds to the unique global minimizer of (see Remark 3). The presence of a perturbation breaks this uniqueness property, and the existence of three weak solutions is obtained for big s and small s. The study of existence of three solutions for singular problems driven by the p-Laplace operator has been developed in [12] in the low-dimensional case and in [13] for any dimension. Later, in [14], an equivalence-type result was obtained in the setting of Orlicz spaces for the non-local case.
In the present work, we extend the results of [13] to a more general problem: with respect to [13], the presence of a non-local operator and a critical term requires some extra variational properties. Thus, even if the underlying idea is the same, our multiplicity result is not straightforward. Employing the results of [8], we are still able to prove that the energy functional associated with is sequentially weakly lower semicontinuous and that its derivative satisfies some form of compactness property.
We will prove the existence of two local minimizers via topological arguments. The idea is to show that the functional for is large enough, has two local minimizers, and that the topology of , after being perturbed by the singular term, changes little enough so that still has two local minimizers in , as long as the parameter is small enough. The existence of a third solution follows at once by employing a suitable version of the mountain pass theorem for Szulkin functionals.
Let us first present the definition of weak solution in our framework (see [11]).
Definition 1.
A weak solution for is a function such that
- (i)
- almost everywhere in Ω,
- (ii)
- ,
- (iii)
- ; there holds
In the subsequent work, we will assume the following:
- (f1)
- there exist , , such that for a.e. , ;
- (f2)
- uniformly in ;
- (s1)
- there exists , with , such that .
Let be a primitive of f, i.e.,
Also put for all .
In order to state our main result, let us introduce some useful notation. We endow with the classical norm and with the standard Lebesgue norm , . Let and .
Denote by the embedding constant of , i.e.,
Now, define the constants
The above constants were introduced in [8], where some useful variational properties of the energy functional involving a Kirchhoff and a critical term were proved.
The following result is the main purpose of this work.
Theorem 1.
Assume conditions , and , and put
Then, the following holds true.
- (i)
- If then, for each , there exists such that, for all , problem has at least two weak solutions.
- (ii)
- If then, for each , there exists such that, for all , problem has at least three weak solutions.
Remark 1.
Note that for .
2. Abstract Results
We now state the preparatory results upon which the proof of Theorem 1 is based.
Define by
The singular operator is given by
Also, we define a functional by
Finally, we can introduce the extended energy functional by
Lemma 1.
Assume . Then, the functional is sequentially weakly lower semicontinuous.
The proof is the same as in Lemma 2.1 of [8]. Here, we indicate the main steps for completeness.
Proof.
Let such that (thus, is bounded). Let us define an auxiliary functional by
Simple computations and the Brezis–Lieb lemma give us the relations
Combining the relations above, we obtain
Define, for , the convex function given by
For , g attains its minimum at
and simple computations show that
For (in this case, ), we rewrite , which attains its minimum value at for .
Therefore, for , if , it holds that
To finish the proof, it is enough to note that
□
Corollary 1.
Assume and . Then, for each , the functional is sequentially weakly lower semicontinuous.
Lemma 2.
Assume the following: either and , or and are arbitrary. Then, the functional is coercive.
Proof.
Indeed,
Therefore, for (when ), the claim is true for all ; if (when ), the conclusion follows only for . □
Corollary 2.
Under the same conditions as in Lemma 2, the energy functional is coercive for all .
We denote by the class of functionals having the following property:
- if is a sequence in X such that (weakly) andthen, it has a sub-sequence strongly converging to u.
Proposition 1.
Assume . Then, .
Proof.
Let be a sequence in such that and By Lemma 1, Thus, recalling that
by the weak lower semicontinuity of the norm, we deduce that
From the proof of Lemma 1, we observe that
and thus
Now, if , one has , and the claim follows by (3). □
The following result will be crucial in the subsequent work.
Theorem 2
([15]). Let X be a reflexive and separable real Banach space, and let be two sequentially weakly lower semicontinuous functionals with . Assume that
Then, any strict local minimizer of in the strong topology is the same in the weak topology.
Corollary 3.
Assume and . Then, 0 is a local minimizer of in the weak topology.
Proof.
We apply Theorem 2 choosing , and J is defined by . By Lemma 1 and assumption , I and J are sequentially weakly lower semicontinuous, and Proposition 1 ensures that . The coercivity of follows by Lemma 2 (for ). By , 0 is a local minimizer of in the strong topology, and the claim follows. □
The singular term prevents the application of the classical critical point theory for functionals. We will need the following.
Definition 2
([16]). Let X be a real Banach space, , and proper, convex and lower semicontinuous. Then, is referred to as the Szulkin functional. Moreover, a point is said to be critical for the Szulkin functional I if and
It is well-known that a local minimum of I is a critical point of I.
Lemma 3
([13], Lemma 3.1). Assume . Then,
where denotes the interior in the ordered Banach space of the positive cone
Remark 2.
The energy functional associated with problem is a Szulkin functional. Indeed, is of class , while Ψ, defined as in (2), is a convex and lower semicontinuous (l.s.c.) functional. Moreover, it is proper from the previous result.
Definition 3.
We say that the operator satisfies the condition if the following is true: let such that and
Then, .
Proposition 2.
Assume . Then, the operator satisfies the condition.
Proof.
Let and . A straightforward calculation shows that
Now, define the auxiliary function
If , g attains its minimum at
and if and only if
If ,
and if , . Subsequently, if , there exists a constant such that
Let be a sequence such that and
Then,
and so
Thus, we conclude that
that is our claim. □
From Proposition 2, it follows that:
Corollary 4.
Assume and . Then, the operator satisfies the condition.
Remark 3.
Proposition 2 also shows that is strongly monotone; thus, in particular, is strictly convex.
Definition 4.
Let be a Szulkin functional defined on a Banach space X. We say that I satisfies the Palais–Smale condition if, for any sequence and such that , , and
for all and for all , possesses a strongly convergent sub-sequence.
Proposition 3.
Assume , . Then, the energy functional satisfies the Palais–Smale condition.
Proof.
Let be a sequence such that converges to some , and let be a sequence of positive real numbers such that . Since is coercive by Corollary 2, up to a sub-sequence. Moreover, we note that is sequentially weakly lower semicontinuous, and thus . Subsequently, . Setting in the inequality in Definition 4, we obtain
Now, since is sequentially weakly lower semicontinuous, there holds
From Corollary 4, is of type , and thus strongly in . □
Proposition 4.
Any critical point of (in the sense of Szulkin) is a weak solution for problem .
Proof.
By Definition 2, for all , there holds
Since , by the definition of S, it is clear that almost everywhere in . Let , , and in (4).
Then,
Taking and applying Fatou’s Lemma, we obtain that
and
Let , with , in (4).
Then,
Applying the mean value theorem for functions of a real variable, there exists such that (6) can be rewritten as
Taking , we obtain
Therefore, by (5), we deduce that
Now, take any to test (5) with the function
and obtain
From the inequality above, we have
In other words,
Taking the limit as , we conclude that
and, by the arbitrariness of , we conclude that
that is, u is a weak solution to . □
Lemma 4.
Under condition , all critical points of belong to .
Proof.
Assume u as in the statement and note first that . Put . Thus, we can write
where
Let us prove that .
In fact, by , denoting by c a constant whose value may vary from line to line, there holds
Therefore, by the Brezis–Kato arguments (see, for instance, Lemma B.3 of [17]), for all . This proves that the right-hand side of (7) belongs to for all , which in turn allows us to use the Calderón–Zigmund inequalities to prove that for all . Finally, the Sobolev immersions imply that for some . From Theorem 1 in [18], we conclude that a.e. in . □
We conclude this section recalling the following topological result, which will be useful in the subsequent work. Its proof will be used in the proof of our main result and, for this reason, we provide it here.
Proposition 5
([13], Proposition 2.2). Let X be a Hausdorff topological space. Let be a decreasing sequence of compact subsets such that is the disjoint union of non-empty compact sets (). Then, for some , the set is the disjoint union of non-empty compact sets (), where ().
Proof.
Since X is Hausdorff and is compact, there are disjoint open sets () so that (). Moreover,
By the compactness of , there is a finite index set J such that
Since the set sequence is increasing, for , there holds
In other words,
Define
Relations (8) and (9) tell us that () are disjoint and compact. It is also clear that (). □
3. Main Result
Now we are in a position to prove Theorem 1. First, we prove the existence of two local minimizers for the energy functional associated with problem . The proof follows as in [13], Theorem 1.1 (see also [19]).
Lemma 5.
Assume . Under conditions , , and , the energy functional has at least two local minimizers.
Proof.
From assumption , it follows that is a strict local minimizer of in the strong topology. Consequently, 0 is also a strict local minimizer in the weak topology from Corollary 3.
In other words, there is a weak neighborhood of zero such that . Thus,
By the definition of , for , , and thus . Note that the sublevel sets of are weakly compact and metrizable (thus sequentially weakly compact) with respect to the weak topology. By Proposition 5, for some , there exist weakly compact and sequentially weakly compact disjoint sets () with and , such that
Since is sequentially weakly lower semicontinuous and () are sequentially weakly compact, we obtain the existence of () such that
We wish to prove that, for , there holds
where () come from the proof of Proposition 5. Notice also that ().
The values are weakly open and therefore strongly open, and is strongly continuous. Therefore, the values are strongly open. Let us prove that
Indeed, by Lemma 3, it is enough to prove that
Since , then there exists a positive number such that . Then, .
On the other hand, by the coercivity and the sequential weak lower semicontinuity of , there exists as a global minimizer of . Thus, is a critical point of , and by Lemma 4, ; thus, .
Then, we may define in the constant
Take such that
Therefore, for all , there are such that
Thus, we may find s.t.:
We wish to prove that , . Assume by contradiction that, for some , it holds that . This means that .
Then,
which is a contradiction. □
Proof.
By Lemma 5, the energy functional has at least two local minimizers. Proposition 1.1 of [16] guarantees that local minimizers are critical points in the sense of Szulkin, and from Proposition 4, the claim follows.
From Proposition (3), the energy functional satisfies the Palais–Smale condition. Since , has two local minimizers and given Corollary 3.3 of [16], the thesis is proved. □
Author Contributions
Conceptualization, F.F.; Methodology, F.F.; Formal analysis, G.N.C.; Writing—original draft, G.N.C.; Writing—review & editing, K.S.; Supervision, F.F. All authors have read and agreed to the published version of the manuscript.
Funding
The present research was funded by PIACERI, PRIN and CNPq-Grant (No. 2020-2022, No. 2022BCFHN2 and No. 308501/2021-7).
Data Availability Statement
The original contributions presented in the study are included in the article, further inquiries can be directed to the corresponding author.
Acknowledgments
G.N. Cunha has been supported by FAPEG and CAPES. F. Faraci has been supported by Università degli Studi di Catania, PIACERI 2020-2022, Linea di intervento 2, Progetto “MAFANE" and by PRIN 2022BCFHN2 “Advanced theoretical aspects in PDEs and their applications”. She is also a member of GNAMPA (INdAM). K. Silva has been supported by CNPq-Grant 308501/2021-7. The present work was developed during the first author’s academic internship at the Department of Mathematics and Computer Sciences of the University of Catania (Italy), under the supervision of the second author; he would like to thank all the members of that department for their patience and warm welcome.
Conflicts of Interest
The authors declare no conflicts of interest.
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