Abstract
In this paper, a relationship between the spectral zeta series of a class of higher order self-adjoint differential operators on the unit circle and the integral of Green functions is established by Mercer’s Theorem. Furthermore, the explicit expression and the transcendental nature of the spectral series are obtained by the integral representation. Finally, several applications in physics about differential operators’ spectral theory, yellow some further works, and the transcendental nature of some zeta series are listed.
Keywords:
self-adjoint differential operators; Mercer’s theorem; spectral series; transcendentality; green functions MSC:
34B24; 34B27; 11M06
1. Introduction
Let and be polynomials in with so that has no integral zeros. Murty and Weatherby [1] and Nesterenko [2] studied the infinite series
and related the transcendental nature of the sum to Schneider’s conjecture and Gel’fond–Schneider’s conjecture. In the case that and , differentiating the series successively with respect to c, Murty and Weatherby [3], ([4], §6) deduced an explicit formula for
and proved that the sum is transcendental if and .
Saradha and Tigdeman [5] proved that
with and never being a non-negative integer, is transcendental except when and . Moreover, under the similar conditions, Saradha and Tigdeman ([5], Theorem 2) obtained that
is transcendental.
In [6], Weatherby proved that the sums
are transcendental, and the series
is transcendental for .
In this paper, thanks to Mercer’s Theorem (cf. ([7], §3.5.4), we use the following self-adjoint differential operator of order
on the circle to investigate the following spectral series:
and give an explicit formula. When , for any , in the paper ([8], Theorem 2.4), the special values of the series
were studied, and an expression was obtained by the combined method. When , the series (6) is a special case of (2). For higher order , the series (3) are special cases of (6); however, the case (6) cannot include the series (4).
The self-adjoint differential operators (5) on are equivalent to the boundary value problems
with the periodic boundary condition
where , . Its k-th eigenvalue is
In the case that m is even, the eigenvalues of have lower bounds and tend to infinity as ,
In the case that m is odd, the corresponding eigenvalues have neither upper nor lower bounds, and satisfy
For any positive integer n, the k-th eigenvalue of is . Then, Mercer’s Theorem (cf. [7] §3.5.4, [9]) tells us that
where is the Green function of problem (7).
In this paper, we use differential operators (7) to give an explicit formula for series (8), and study whether the sums of the series
are transcendental numbers. This series is closely related to the Dirichlet series and L-functions (cf. [4,10,11] §16), which arise out of number theory and other considerations, see Soulé [12] and Ramakrishnan [13].
The rest of this paper is organized as follows: In Section 2, first, some preliminary work is given, including some properties of differential operator spectral theory, Green function, and Mercer’s Theorem. Then, a relationship between spectral zeta series and the integral of Green function is established by using Mercer’s Theorem. Moreover, the explicit expressions and transcendentality of the spectral series of second and third order differential operators on are obtained. The main results are given in Section 3. In this section, using the same method in Section 2, we can obtain an integral representation of spectral series of higher order self-adjoint differential operators; see (8). Using the integral representation, we prove that the spectral series is a linear combination of . In the last section, we make a summary of the conclusion of this paper and give some applications in physics. Furthermore, according to these applications and the problems discussed in this paper, some possible further work related to the special value and transcendental nature of zeta series is listed.
2. The Second and Third Order Differential Operators
In this section, we consider the second and third order self-adjoint differential operators on a circle . Using Mercer’s Theorem, we will calculate the sum of the spectral series from (8),
where and n is any positive integer.
2.1. The Second Order Case
In the second order case, the conclusions of the special value and transcendentality of series
are very complete (cf. [3,4,6]). In this subsection, we will consider the case and show the process of connecting the integral of Green function with the series by using Mercer’s Theorem.
As , problem (7) becomes as (cf. [14], (1.2))
with the boundary condition
where , . Then, the k-th eigenvalue is
and the corresponding eigenfunctions are
Hence, for , the geometric multiplicity of eigenvalue is 2.
Since we assume that , . We know that 0 is not the eigenvalue of . Hence, exists and is a bounded linear operator on , and the Green function of (9) at is defined as that for any fixed , the function satisfies the boundary condition (10) and for any ,
Here,
The definition (11) is equivalent to for any fixed ,
where is the Delta function at s (cf. [15]). By the definition, we can obtain that the Green function of (9) at 0 is
Mercer’s Theorem (cf. [7], §3.5.4) tells us that
Taking , i.e., , we have
Set , . Then,
Hence, for any q, such that , we have that
is a rational multiple of . Moreover, for any , is an algebraic number.
Similarly, as , we can obtain that
In summary, we have the following lemma.
Lemma 1.
For any , we have
as for any and
where and .
In fact, using the Fourier series of ,
the following identities of and can be proved (cf. [16] §8.5)
These two identities can also express Lemma 1. In the following, we consider the case .
Firstly, we calculate integral . Suppose . Then, the Green function can be rewritten as
Hence,
Then, Mercer’s Theorem tells us that
Similarly, for , the Green function is
Then,
Set , as and , as ; then,
Again Mercer’s Theorem tells us that
Therefore, we obtain the following conclusions.
Lemma 2.
(cf. [3] Theorem 4, [6] Theorem 3.2 (ii)). For any , we have
as for any and
where , and , .
Now, we consider the property of the coefficient of
First, from the expression of Green function (12), we know that the coefficient of Green function of operator , i.e.,
must be . Then, by induction, the coefficient of
must be . Applying the substitution in (16), we set
and
Then, . Hence, the integral (20) is independent of variable , and the coefficients of integral (19) are also , which are the same as the coefficients of integral (20).
Moreover, similar to the above two lemmas, for any , the coefficients
and
Therefore, we obtain a more general conclusion which includes Lemmas 1 and 2 as special cases.
Theorem 1.
For any , and any positive integer n, we have that
and
where , and , .
Murty and Weatherby [1], ([4] §6), ([3] Theorem 4) or ([6] Theorem 3.2 (i)) obtained the expression
Using the derivative of the series to c, the transcendentality of sum
can be derived (cf. [6] Theorem 3.2 (ii)). In Theorem 1, a calculation method of series is obtained. Furthermore, by this calculation formula, we can find the transcendentality of the series.
2.2. The Third Order Case
In the following, we consider Problem (7) in the case .
with the boundary condition
where , . Then, the k-th eigenvalue is , , the corresponding eigenfunction is . Hence, for any integer k, the geometric multiplicity of eigenvalue is simple.
Set . Then, the Green function of (21) at 0 is
Set
Then,
In particular, we have that, for any ,
As , for any ,
and Mercer’s Theorem tells us that
where
In the following lemma, we obtain the more general case.
Lemma 3.
For any , we have
where
Weatherby ([6], Theorem 3.2 (ii)) proved that the sums
are transcendental; however, the explicit expression is not obtained in the paper.
Now, we calculate the integral We note that
Hence,
Recall the Green function, we obtain that, for any ,
where
First, we calculate three square terms.
where
where
Therefore, we have
The last square term is
In the next, we will calculate the three cross terms:
then we can obtain the real part of the integral
We will calculate the remaining two cross terms:
and
Similarly, we can obtain that
Note that
and
Summing the above two cross terms respectively, we obtain
and
Hence, we can obtain that
Using Mercer’s Theorem again, we have
Supposing that , then in (30) satisfy that
As , we have that
where
For the more general case, similar to Theorem 1, we can obtain that
Theorem 2.
For any , and any , we have
where
In ([6], Theorem 3.3), Weatherby proved that the sum
is transcendental and the calculation formula is not obtained in this paper. In Theorem 2, a calculation method of series is obtained. Furthermore, by this calculation formula, we can judge the transcendentality of the series.
3. The Higher Order Self-Adjoint Differential Operators
Now, let us recall Problem (7) for any self-adjoint differential operators of order m on . For any positive integer m,
with the boundary condition
where , . Then, the eigenvalues of are
and the corresponding eigenfunctions are
Hence, for an even m, for any , the geometric multiplicity of eigenvalue is 2, and only in the case is the geometric multiplicity of eigenvalue simple. For an odd m, for any k, the geometric multiplicity of is simple. Set , and using Mercer’s Theorem again, we have
where is the Green function of at 0 point. Note that, if m is even, we also have
Let be m distinct roots in of the algebraic equation
Then, the Green function is in the following form:
Supposing , then, for any , we have , and
Note that, if m is odd, we have
Hence, for any , all the coefficients of Green function satisfy
where is a field, and is defined as
and
Since
we have that, for any m,
If , then for any , we have , and
Hence, for any , all the coefficients of Green function satisfy
where, for any m, is defined as
Note that, for an odd m,
we have . This is consistent with the following facts:
for an odd m.
With these preparations, similar to Theorems 1 and 2, we have the following theorem.
Theorem 3.
For any , and any integer , , we have
and
where .
In the case , Weatherby ([6], Theorem 3.2 (vi)) and ([6], Theorem 3.3) proved that the sums
are transcendental. These sums are special cases of Theorem 3, and a calculation method of series is obtained in Theorem 3.
In Theorem 3, for , it is easy to verify that
For , since and , we have
Therefore, Theorem 3 generalizes Theorems 1 and 2.
4. Conclusions and Further Work
In this section, we make a summary of the conclusions of this paper and discuss several applications in physics and possible further work.
4.1. Conclusions
In this paper, we consider the self-adjoint differential operator with order
on the circle , where , . Its k-th eigenvalue is
For any positive integer n, the k-th eigenvalue of is .
Then, Mercer’s Theorem tells us that the spectral zeta function of satisfies
where is the Green function of differential operator (33). The spectral zeta function is closely related to the Dirichlet series, Bernoulli number and L-functions (cf. [4,10,11] §16), which arise out of number theory and other considerations; see Soulé [12] and Ramakrishnan [13].
The formula (34) gives an integral representation of . Using this integral representation, we can obtain the main conclusions of the paper. See Theorem 3. For any , and any integer , , we have
and
where . The special value and transcendental nature of the sums are related to Schneider’s conjecture and Gel’fond–Schneider’s conjecture. See Murty and Weatherby [1,3,4], Nesterenko [2] and Saradha and Tigdeman [5].
4.2. Application and Further Work
In this subsection, firstly, some applications about eigenvalues, eigenfunctions, Green functions, and spectral series of self-adjoint operators in physics are given. Then, according to these applications and the problems discussed in this paper, some possible future work is listed.
Consider the self-adjoint differential operator in Section 2.1,
This is called the stationary Schrödinger operator (cf. Carmona and LaCroix [17]), which was proposed by physicist Schrödinger in 1926. It describes the stable state of microscopic particles, which is a basic assumption of quantum mechanics. The Schrödinger operator is widely used in atomic physics, nuclear physics and solid state physics. The results of solving a series of problems such as atoms, molecules, nuclei, solids, etc. are in good agreement with the reality.
The eigenvalue and the corresponding eigenfunction of (35) represent the energy of microscopic particles and the probability of their occurrence somewhere in space, resp. Furthermore, is also called a state function, which is normalized according to the requirement that . The position of the particle is then determined not as a definite point; instead, its probable location is given by the rules of quantum mechanics as follows: the probability that the particle is located in the interval is .
Riemann zeta function is a class of spectral function of Schrödinger operator,
Physicists found that the distribution of zeros as energy levels is breathtakingly similar to those of a quantum system’s, cf. Schumayer and Hutchinson [18]. This has inspired physicists to associate a dynamic system with the spectral zeta function. Hence, the examination of the spectral zeta function can help to understand physics and quantum mechanics.
In 1958, the physicist P. W. Anderson found that, if impurities were added to the conductor, the electrons would be scattered by these impurities during transmission, and the multiple scattering waves would interfere with each other, resulting in the stopping of the movement of the electrons, the disappearance of the conductivity of the metal and the appearance of the nature of insulator. The phenomenon from conducting state to insulating state caused by doping is called Anderson localization.
Anderson discussed the change of the eigenfunctions of Schrödinger operator by using Green’s function method. The exponential decay of the Green’s fucntion is defined as
where and . In fact, the estimation of the decay of the Green’s function plays a key role in the exponential localization of eigenfunctions of the Schrödinger operator. For the lattice Schrödinger operator, Bourgain [19] studied the estimations of the Green’s function, and thus obtained Anderson localization.
In the following, some possible further work related to the eigenvalues and the spectral zeta series are listed.
In [6], Weatherby proved that the series
is transcendental for . However, if the Mercer’s Theorem and Green function are used, it is required that the series
satisfies for any . Hence, the series cannot include (36) and how to calculate and study the transcendentality of series
is a problem.
Recently, many papers [8], Wainger [20], Meiners and Vertman [21] study the special values of spectral zeta functions on the discrete tori. Recall that the spectral zeta function associated with the Cayley graph is (cf. [22])
The question is how to study the the spectral zeta function associated with the more general Cayley graph.
Murty and Weatherby [1] and Nesterenko [2] studied the transcendental nature of the infinite series
where and are polynomials in with so that has no integral zeros. Using the connection between series and differential operator spectral zeta function, this paper can only study the special case and . For more general cases, the method in this paper is difficult to implement. Therefore, it is a further problem to find a suitable research method for the research on infinite series (37).
Author Contributions
Writing—original draft preparation, J.L. and B.X.; writing—review and editing, J.Q. All authors have read and agreed to the published version of the manuscript.
Funding
This research was funded by the Natural Science Foundation of Shandong Province (Grant ZR2020MA014) and the National Natural Science Foundation of China (Grants 12071254, 12271299 and 11971262).
Data Availability Statement
Not applicable.
Acknowledgments
The authors wish to thank the editor and the anonymous referees for their helpful comments and critics. The authors would like to thank Yigeng Zhao and Yongqiang Zhao for helpful discussions on transcendence of the spectral series. The authors are grateful to Xiaoping Yuan for his helpful discussions and guidance.
Conflicts of Interest
The authors declare that there is no conflict of interest and the present paper is an original unpublished work.
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