The Morphology of Case and Possession in Balkar: Evidence that Oblique Cases Contain Accusative †
Abstract
:1. Introduction
1.1. Background on Case Containment
- (1)
- Basic case containment relations
1.2. Preview of the Balkar Facts
- (2)
- The core Balkar facts
- Basic Balkar accusative
men bala-nɨ köröme 1sg child-acc see ‘I see a child’ - Accusative allomorphy in possessed NPs
men fatima-nɨ bala-sɨ-n/*nɨ körgemme 1sg fatima-gen child-3poss-acc saw ‘I saw Fatima’s child’ - Usual Balkar locative
tepse-de küsün turadɨ table-loc vase stands ‘A vase is on a table’ - The accusative allomorph appears within the possessed locative
fatima-nɨ tepse-si-*(n)de küsün turadɨ fatima-gen chair-3poss-loc vase stands ‘There is a vase on Fatima’s table’
- (3)
- Balkar case morphology
nom acc loc abl dat gen Typical -⌀ -nI -dA -dAn -nA/-gA -nI Possessed -⌀ -n -ndA -ndAn -nA/-gA -nI
1.3. Previous Work on Surface-Evident Case Containment
- (4)
- Examples of surface-evident case containment(Adapted from Smith et al. 2019: p. 1037)
- Khanty
nom acc dat 1sg ma ma:-ne:m ma:-ne:m-na 3sg luw luw-e:l luw-e:l-na 1pl muŋ muŋ-e:w muŋ-e:w-na - Kalderaš Romani
nom acc dat ‘brother’ phral phral-és phral-és-kə ‘brothers’ phral-(à) phral-én phral-én-gə ‘girl’ rakl-í rakl-já rakl-já-kə ‘girls’ rakl-já rakl-já-n rakl-já-n-gə
1.4. Contents of the Paper
2. Background on Case Containment and Case Allomorphy
- (5)
- Generalization about allomorphy rules in syntactic containment hierarchies3If an element undergoes allomorphy in the context of a syntactic feature/category , then will also undergo allomorphy in more complex contexts that entail the presence of .
- (6)
- Prediction about allomorphy in oblique cases given case containmentAn allomorphy process triggered by accusative case should also be triggered by oblique cases, since the former is a part of the latter.
- (7)
- Case-sensitive suppletion in Indo-European 1st person singular pronouns(Adapted from Smith et al. 2019: p. 1042)
nom acc dat German ich mich mir Greek egō eme emoi Latin ego mē mihi Lithuanian àš manè mán Russian ja menja mnje
- (8)
- Some VI rules for the Russian 1st person singular pronoun
- N↔ ja
- N↔ m(e)nj / [acc]
3. The Balkar Facts
- (9)
- Typical accusative -nI
men bala-nɨ köröme 1sg child-acc see ‘I see a child’kerim fatima-nɨ kördü kerim fatima-acc saw ‘Kerim saw Fatima’kerim ali-nɨ kördü kerim ali-acc saw ‘Kerim saw Ali’
- (10)
- Genitive -nI
bala-nɨ illew-u qanʁa-da turadɨ child-gen toy-3poss table-loc stands ‘A/the child’s toy is (stands) on the table’biz-ni qonšu-buz-nu kištig-i čičʁan tutdu 1pl-gen neighbor-1pl.poss-gen cat-3poss mouse caught ‘Our neighbor’s cat caught a mouse’4siz-ni illew-ügüz qanʁa-da turadɨ 2pl-gen toy-2pl.poss table-loc stands ‘Your (pl) toy is (stands) on the table’
- (11)
- Third person possessive suffix
fatima-nɨ bala-sɨ-⌀ it-ne sɨladɨ fatima-gen child-3poss-nom dog-dat petted ‘Fatima’s child petted the dog’
- (12)
- Accusative allomorphy with 3rd person possessive suffix
men fatima-nɨ bala-sɨ-n/*nɨ körgemme 1sg fatima-gen child-3poss-acc saw ‘I saw Fatima’s child’men fatima-nɨ kištig-ɨ-n/*nɨ körgemme 1sg fatima-gen cat-3poss-acc saw ‘I saw Fatima’s cat’men fatima-nɨ ustaz-ɨ-n/*nɨ körgemme 1sg fatima-gen teacher-3poss-acc saw ‘I saw Fatima’s teacher’men fatima-nɨ sabij-i-n/*ni köröme 1sg fatima-gen child-3poss-acc see ‘I see Fatima’s child’kerim kesine qonšu-su-n urdu kerim self’s neighbor-3poss-acc hit ‘Kerim hit his neighbor’
- (13)
- No accusative allomorphy in un-possessed NPs
men bala-nɨ/*n körgemme 1sg child-acc saw ‘I saw a child’men qonšu-nu/*n körgemme 1sg neighbor-acc saw ‘I saw a neighbor’men ali-ni/*n körgemme 1sg ali-acc saw ‘I saw Ali’men tereze-ni/*n körgemme 1sg window-acc saw ‘I saw a window’
- (14)
- No accusative allomorphy in non-3rd-person possessive contexts
- -nI accusative with first person singular possession
kerim meni bala-m-mɨ / sabij-im-mi köredi kerim 1sg.gen child-1sg.poss-acc / child-1sg.poss-acc sees ‘Kerim sees my child.’ - No -n accusative with first person singular possession
* kerim meni bala-m-(ɨ)n/m / sabij-im-(i)n/m köredi kerim 1sg.gen child-1sg.poss-acc / child-1sg.poss-acc sees ‘Kerim sees my child.’ - -nI accusative with first person plural possession
kerim biz-ni bala-bɨz-nɨ / sabij-ibiz-ni köredi kerim 1pl-gen child-1pl.poss-acc / child-1pl.poss-acc sees ‘Kerim sees our child.’ - No -n accusative with first person plural possession
* kerim biz-ni bala-bɨz-(ɨ)n / sabij-ibiz-(i)n köredi kerim 1pl-gen child-1pl.poss-acc / child-1pl.poss-acc sees ‘Kerim sees our child.’ - -nI accusative with second person singular possession
kerim seni bala-ŋ-ŋɨ / sabij-iŋ-ŋi köredi kerim 2sg.gen child-2sg.poss-acc / child-2sg.poss-acc sees ‘Kerim sees your (sg) child.’ - No -n accusative with second person singular possession
* kerim seni bala-ŋ-(ɨ)n/ŋ / sabij-iŋ-(i)n/ŋ köredi kerim 2sg.gen child-2sg.poss-acc / child-2sg.poss-acc sees ‘Kerim sees your (sg) child.’ - -nI accusative with second person plural possession
kerim siz-ni bala-ʁɨz-nɨ / sabij-igiz-ni köredi kerim 2pl-gen child-2pl.poss-acc / child-2pl.poss-acc sees ‘Kerim sees your (pl) child.’ - No -n accusative with second person plural possession
* kerim siz-ni bala-ʁɨz-(ɨ)n / sabij-igiz-(i)n köredi kerim 2pl-gen child-2pl.poss-acc / child-2pl.poss-acc sees ‘Kerim sees your (pl) child.’
- (15)
- 3possdoes not trigger allomorphy for genitive case
[fatima-nɨ bala-sɨ-nɨ/*n] kištig-i fatima-gen child-3poss-gen cat-3poss ‘Fatima’s child’s cat’fatima kerim-ni qonšu-su-nu/*n xatasɨndan üj-de qalʁandɨ fatima kerim-gen neighbor-3poss-gen because home-loc stayed ‘Fatima stayed home because of Kerim’s neighbor’anɨ qonšu-su-nu kištig-i čičʁan tutdu 3sg.gen neighbor-3poss-gen cat-3poss mouse caught ‘His/her neighbor’s cat caught a mouse’
An Analogous Process in Locative and Ablative Cases
- (16)
- Locative case
kitab šindig-de turadɨ book chair-loc stands ‘A book is on a chair’tepse-de küsün turadɨ table-loc vase stands ‘A vase is on a table’fatima kerim-ni qonšu-su-nu xatasɨndan üj-de qalʁandɨ fatima kerim-gen neighbor-3poss-gen because home-loc stayed ‘Fatima stayed home because of Kerim’s neighbor’
- (17)
- Ablative case
fatima-ʁa pismo ustaz-dan keldi fatima-dat letter teacher-abl came ‘A letter came to Fatima from the teacher’fatima-ʁa pismo bala-dan keldi fatima-dat letter child-abl came ‘A letter came to Fatima from a child’sabij-den qalʁanla barɨ-sɨ-da čai ištile child-abl besides all-3poss-dat tea drank ‘Everyone besides the child drank tea’
- (18)
- Additional [n] in locative with 3rd person possessive suffix
kitab anɨ šindig-i-*(n)de turadɨ book 3sg.gen chair-3poss-loc stands ‘The book is on his/her chair’fatima-nɨ tepse-si-*(n)de küsün turadɨ fatima-gen chair-3poss-loc vase stands ‘There is a vase on Fatima’s table’bala-lar-ɨ-*(n)da child-pl-3poss-loc ‘On his/her children’
- (19)
- Additional [n] in ablative with 3rd person possessive suffix
fatima-ʁa pismo qonšu-su-*(n)dan keldi fatima-dat letter neighbor-3poss-abl came ‘A letter came to Fatima from her neighbor’fatima-nɨ sabij-i-*(n)den qalʁanla barɨ-sɨ-da čai ištile fatima-gen child-3poss-abl besides all-3poss-dat tea drank ‘Everyone besides Fatima’s child drank tea’fatima-nɨ bala-sɨ-*(n)dan qalʁanla barɨ-sɨ-da čai ičgendile fatima-gen child-3poss-abl besides all-3poss-dat tea drank ‘Everyone besides Fatima’s child drank tea’
- (20)
- No additional [n] in un-possessed locative / ablative NPs
kitab tepse-(*n)de turadɨ book table-loc stands ‘The book is on a table’fatima-ʁa bala-(*n)dan keldi fatima-dat child-abl came ‘A letter came to Fatima from a child’* kitab šindig-(i)n(i)de turadɨ book chair-loc stands ‘The book is on a chair’* fatima-ʁa pismo ustaz-(ɨ)n(ɨ)dan keldi fatima-dat letter teacher-abl came ‘A letter came to Fatima from a teacher’
- (21)
- No additional [n] in locative / ablative NPs with other possessive suffixes
kitab meni šindig-im-(*n/*in/*ni)de turadɨ book 1sg.gen chair-1sg.poss-loc stands ‘A book is on my chair’kitab biz-ni šindig-ibiz-(*n/*nɨ/*ɨn)de turadɨ book 1pl-gen chair-1pl.poss-loc stands ‘A book is on our chair’kitab seni šindig-iŋ-(*n/*nɨ/*ɨn)de turadɨ book 2sg.gen chair-2sg.poss-loc stands ‘A book is on your (sg) chair’kitab siz-ni šindig-igiz-(*n/*nɨ/*ɨn)de turadɨ book 2pl-gen chair-2pl.poss-loc stands ‘A book is on your (pl) chair’fatima-ʁa pismo meni ustaz-ɨm-(*n/*ɨn/*nɨ)dan keldi fatima-dat letter 1sg.gen teacher–1sg.poss-abl came ‘A letter came to Fatima from my teacher’fatima-ʁa pismo biz-ni ustaz-ɨbɨz-(*n/*ɨn/*nɨ)dan keldi fatima-dat letter 1pl-gen teacher-1pl.poss-abl came ‘A letter came to Fatima from our teacher’fatima-ʁa pismo seni ustaz-ɨŋ-(*n/*ŋ/*ɨn/*nɨ)dan keldi fatima-dat letter 2sg.gen teacher-2sg.poss-abl came ‘A letter came to Fatima from your (sg) teacher’fatima-ʁa pismo siz-ni ustaz-ɨʁɨz-(*n/*ɨn/*nɨ)dan keldi fatima-dat letter 2pl-gen teacher-2pl.poss-abl came ‘A letter came to Fatima from your (pl) teacher’
4. The Case Containment Analysis of Balkar
- (22)
- VI rules for Balkar nominal morphology
- nom↔ -⌀
- gen↔ -nI
- acc↔ -n / [3poss ]
- acc↔ -nI / elsewhere
- obl[loc]↔ -dA
- obl[abl]↔ -dAn
- 3poss↔ -(s)I
- (23)
- Nominative NP with3poss
- Structure
- Linearization and VI
N 3poss nom N -(s)I -⌀
- (24)
- Accusative NP with3poss
- Structure
- Linearization and VI
N 3poss nom acc N -(s)I -⌀ -n
- (25)
- Oblique NP with3poss
- Structure
- Linearization and VI
N 3poss nom acc obl N -(s)I -⌀ -n -dA/dAn
4.1. On Allomorphy, Adjacency, and the Role of Nominative Case
- (26)
- Accusative NP with3poss(revised)
- Structure
- Linearization and VI
N 3poss acc N -(s)I -n
- (27)
- Oblique NP with3poss: Accusative case expressed by its -n allomorph (revised)
- Structure
- Linearization and VI
N 3poss acc obl N -(s)I -n -dA/dAn
4.2. The Absence of Accusative Morphology in Un-Possessed Oblique NPs
- (28)
- Incorrect prediction: -nI will occur in obliques when3possis absent
- Structure
- Linearization and VI
N ([nom]) acc obl N -⌀ *-nI -dA/dAn
- (29)
- No accusative -nI in un-possessed oblique NPs
kitab tepse-(*ni)-de turadɨ book table-(acc)-loc stands ‘A book is on the table’kitab šindig-(*ni)-de turadɨ book chair-(acc)-loc stands ‘A book is on the chair’fatima-ʁa pismo ustaz-(*nɨ)-dan keldi fatima-dat letter teacher-(acc)-abl came ‘A letter came to Fatima from the teacher’fatima-ʁa pismo zaščɨk-(*nɨ)-dan keldi fatima-dat letter boy-(acc)-abl came ‘A letter came to Fatima from the boy’
- (30)
- Ordered VI rules for the Balkar accusative
- acc↔ -n / [3poss ]
- acc↔ -⌀ / [ obl]
- acc↔ -nI / elsewhere
- (31)
- A revised VI rule for accusative -nacc↔ -n / [3poss nom ]
5. More Details about Oblique Cases: On Dative and the Relationship between Ablative and Locative
5.1. The Lack of Containment in the Balkar Dative
- (32)
- Dative free variation
alim surat-nɨ sabij-ge/ne berdi alim picture-acc child-dat gave ‘Alim gave the picture to a child’alim surat-nɨ ustaz-lar-ʁa/na berdi alim picture-acc teacher-pl-dat gave ‘Alim gave the picture to the teachers’
- (33)
- Dative -nA with [3poss]
alim surat-nɨ anɨ ustaz-ɨ-na/*ʁa berdi alim picture-acc 3sg.gen teacher-3poss-dat gave ‘Alim gave the picture to her/his teacher’alim surat-nɨ anɨ bala-sɨ-na/*ʁa berdi alim picture-acc 3sg.gen child-3poss-dat gave ‘Alim gave the picture to his/her child’
- (34)
- Dative with3posscannot be -(s)Inna
alim surat-nɨ a-la-nɨ bala-lar-ɨ-(*n)-na berdi alim picture-acc 3sg-pl-gen child-pl-3poss-(acc)-dat gave ‘Alim gave the picture to their children’
- (35)
- Balkar nominative and accusative/genitive pronouns
1sg 2sg 3sg 1pl 2pl 3pl nom men sen ol biz siz ala acc/gen meni seni ani bizni sizni alani
- (36)
- Usual accusative -na incompatible with a /n/-final name
alim surat-nɨ aslan-ŋa/*na berdi alim picture-acc aslan-dat gave ‘Alim gave the picture to Aslan’
5.2. Containment of Obliques
- (37)
- A more complex case hierarchy(Adapted from Caha 2009: p. 24, ex. 38)[[[[[[ nom ] acc ] gen ] dat ] instr ] com ]
- (38)
- Another more complex case hierarchy(Adapted from Caha 2013: p. 1018, ex. 4)nom - acc - loc - gen - dat - abl - inst
- (39)
- Locative is -dA, ablative is -dAn
kitab šindig-de turadɨ book chair-loc stands ‘A book is on a chair’sabij-den qalʁanla barɨ-sɨ-da čai ištile child-abl besides all-3poss-dat tea drank ‘Everyone besides the child drank tea’
- (40)
- Ablative case contains locative
N ([nom]) acc loc abl N -⌀ -⌀ -dA -n
6. On Genitive Syncretism in Balkar and Beyond
- (41)
- Hypothetical containment of accusative by genitive in Balkar
N 3poss (nom) acc gen N -(s)I -⌀ -n -nI
7. Why Overt Case Containment Is Not Typical
- (42)
- The One-Suffix Rule (Pesetsky 2013, p. 11, ex. 7)Delete all but the outermost case suffix.
- (43)
- A schema for VI rules for case in a language without overt case containment
- X ↔ nom
- Y ↔ nom acc
- (44)
- Accusative/plural portmanteau versus multi-morphemic form in Barguzin Buryat
- Single morpheme portmanteau form (Davis 2021a, ex. 23a)
bi buuza-nuuʃa ədəəb 1sg dumpling-pl2.acc ate ‘I ate dumplings’ - Multi-morphemic form (Davis 2021b, ex. 22b)
bi buuza-nuud-iijə ədəəb 1sg dumpling-pl1-acc eat ‘I eat dumplings’
8. Concluding Remarks
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
1 | Several of the works cited here discuss case containment in terms of the dependent case theory of Marantz (1991), which involves an alternative ontology of case categories. Smith et al. (2019), for instance, argues that this theory’s categories connect usefully to facts about phenomena such as case-driven suppletion. Since this theory is not relevant for this paper, here I maintain more neutral terminology—nominative, accusative, et cetera. |
2 | The capitalized letters in these morphemes represent under-specified vowels that harmonize depending on the surrounding phonological context. See Section 3 for discussion of Balkar vowel harmony. Balkar uses a Cyrillic-based orthography, but for convenience I transliterate it using the International Phonetic Alphabet with the following substitutions: /y/ = ü, /ø/ = ö, /ʃ/ = š, [ʧ] = č. |
3 | This generalization is designed to rule out the possibility of what the literature calls “ABA” patterns. The term ABA describes a paradigm in whose first cell no special morphological rule applies (yielding a default form A), in whose second cell an allomorphy/suppletion rule can be triggered (yielding form B), and in whose third cell the triggering of that rule unexpectedly fails (thus the default form A re-emerges). The works just cited argue that ABA patterns are unattested due to generally being superseded by ABB patterns, for reasons relating to the way that morphological rules interact with syntactic containment. Davis (2021a) and Middleton (2020, 2021) both argue, respectively using facts about plural suppletion and pronominal suppletion, that when a single morpheme expresses multiple syntactic nodes in portmanteau fashion exceptional ABA patterns can and do occur. When portmanteau morphology is not at issue, however, we expect the generalization in (5) to hold. |
4 | The object ‘mouse’ in (10b) lacks accusative case marking. Balkar is a differential object marking language, like many other Turkic languages, in which some objects are not case marked. Since such nouns lack case, I do not analyze them here. |
5 | The third person possessive agreement marker (-s)I contains the harmonizing /I/, and also has an initial /s/ only when affixing to an element that ends in a vowel. Altogether then, this morpheme can be realized in the following eight different ways: [-i], [-ü], [-ɨ], [-u], [-si], [-sü], [-sɨ], [-su]. |
6 | If we instead suppose that these examples involve an alternation that causes 3poss to be realized as -(s)In, it would be necessary to stipulate that accusative case happens to be null in this context. This analysis would still be consistent with the core arguments of this paper. Since the process that results in -(s)In occurs both in accusative as well as locative and ablative contexts (as we will see shortly), it would be sufficient to claim that the presence of accusative case in the underlying structure triggers -(s)In in both typical accusative environments, and in locative/ablative ones, since oblique cases contain accusative. |
7 | The examples in (14) each show both a consonant final and vowel final noun, since these involve slightly different forms of the possessive suffix (an initial vowel appearing on the suffix in the former context). There proved to be no relevant difference in the behavior of these variants. |
8 | While the examples of (21) do not attempt amelioration via nasal assimilation of the relevant [n], no assimilation would occur anyway in examples (b), (d), (f) and (h), which are nevertheless unacceptable. |
9 | |
10 | Though it is possible that VI rule ordering is simply a feature of the system: the original arguments for Distributed Morphology in Halle and Marantz (1993) make use of stipulated VI rule ordering at several points. |
11 | This would be necessary if we take seriously the hypothesis discussed above that nominative case is not actually present in the morpho-syntactic representation. As discussed above, however, this analysis of Balkar is not in fact dependent on that hypothesis, since as Moskal and Smith (2016) discuss allomorphy is in principle possible even without strict adjacency. |
12 | -gA is realized as /ge/ when harmonizing with a front vowel, and /ʁa/ when harmonizing with a back vowel. |
13 | As we see in this paper, it is not true that accusative-genitive syncretism applies throughout Balkar grammar, since the two come apart in possessed contexts. Nevertheless, the two are indeed otherwise syncretic in Balkar. |
14 | I thank my reviewers for bringing this point to my attention. |
15 | Baerman et al. (2005) also mention that accusative is syncretic with dative in Eastern Armenian, Ngiyambaa, and Phalura, and that accusative, genitive, and dative are all syncretic in Bonan. |
16 | Of course, it is necessary to morphologically distinguish the different oblique cases. As discussed in Section 5.2 above, we can define different varieties of the [obl] feature in order to achieve this. |
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Davis, C. The Morphology of Case and Possession in Balkar: Evidence that Oblique Cases Contain Accusative. Languages 2023, 8, 50. https://doi.org/10.3390/languages8010050
Davis C. The Morphology of Case and Possession in Balkar: Evidence that Oblique Cases Contain Accusative. Languages. 2023; 8(1):50. https://doi.org/10.3390/languages8010050
Chicago/Turabian StyleDavis, Colin. 2023. "The Morphology of Case and Possession in Balkar: Evidence that Oblique Cases Contain Accusative" Languages 8, no. 1: 50. https://doi.org/10.3390/languages8010050
APA StyleDavis, C. (2023). The Morphology of Case and Possession in Balkar: Evidence that Oblique Cases Contain Accusative. Languages, 8(1), 50. https://doi.org/10.3390/languages8010050