A Bayesian Network Augmentation of JARUS SORA 2.5 for Probabilistic UAS Operational Risk Assessment: A Proof-of-Concept Study
Abstract
1. Introduction
- Critically review contemporary methodologies in UAS safety risk assessment;
- Isolate and define the core structural and operational limitations of the standard SORA framework;
- Evaluate the mathematical and practical suitability of BN for complex aviation risk profiles;
- Construct a unified, deployable hybrid SORA–BN model;
- Illustrate the proposed framework with an airport-inspection scenario and a contrasting adverse stress scenario, comparing modal BN outputs with equivalent SORA classifications and evaluating sensitivity rather than predictive accuracy.
2. Literature Review
2.1. UAS Safety Risk Assessment
2.1.1. The Role of Risk Assessment in UAS Operations
2.1.2. UAS Risk Assessment Methodology
- What may go wrong? (hazards);
- What is the likelihood of the event? (probability);
- What are the consequences? (severity).
2.2. Regulatory Framework for UAS Operations
2.3. Existing UAS Risk Assessment Methods
2.4. Specific Operations Risk Assessment (SORA)
2.5. Principles of Bayesian Networks
2.6. Research Gap
3. Comparative Analysis of Existing UAS Risk Assessment Methods
3.1. Evaluation Criteria
3.2. Comparison of Methods
3.3. Strengths and Limitations of SORA
3.4. Bayesian Networks as a Complementary Approach
3.5. Comparative Discussion
4. Methodology of Work
4.1. Research Design
4.2. Data Sources and Regulatory Baseline
4.3. Bayesian Network Implementation and Node Structure
4.4. Model Parameter Development
4.5. Proof-of-Concept Evaluation Method
5. Development and Justification of the Proposed Model
5.1. Conceptual Framework of the Hybrid Model
5.2. Why SORA and Bayesian Networks?
5.3. Bayesian Network Architecture
5.4. Variables and Causal Relationships
5.5. Parameterization and Regulatory Mapping
6. Case Study: Application of the Proposed Model
6.1. Description of the Case Study
6.2. Risk Assessment Using SORA
6.3. Safety Assessment Using the Proposed Model
6.4. Comparative Analysis of the Results
6.5. Contrasting Higher-Complexity Stress Scenario
7. Discussion
7.1. Interpretation of the Findings
7.2. Sensitivity Metric and Analytical Value
7.3. Practical Implications
7.4. Limitations
7.5. Future Research
8. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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| Risk Category | Description |
|---|---|
| Mid-air collisions | Spread of UASs increases collision risk with other drones and manned aircraft [15,16]. Requires airspace congestion management, collision prevention systems, tracking technologies, and strict flight path compliance. |
| Technical failures | UASs rely on multiple sensors [17]; any may fail or provide inaccurate data. Mitigation includes component reliability, pre-flight checks, and backup systems. |
| Environmental factors | Wind, rain, fog, and lightning affect stability and navigation. Real-time weather data integration into flight planning is essential. |
| Human error | Misinterpretation of data, navigation mistakes, poor decision making [18]. Requires strict training, certification, and procedural compliance. |
| Privacy concerns | Surveillance raises privacy issues; requires guidelines for data collection, sharing, storage, and transparent public communication. |
| Cybersecurity threats | Vulnerabilities in control systems, data transmission, and navigation. Mitigation includes encryption, intrusion detection systems, and secure communication protocols. |
| Regulatory compliance | Navigating local/international laws, airspace restrictions, and operational limitations. Adhering to evolving frameworks is vital for safe, legal operations. |
| Feature | Open Category | Specific Category | Certified Category |
|---|---|---|---|
| Risk level | Lowest | Medium | Highest |
| Typical operations | Recreational flights and lightweight aerial photography | BVLOS, airport-adjacent, populated-area, or heavier-UAS operations | Passenger or dangerous-goods transport and other high-risk operations |
| Operational limits | VLOS, generally below 120 m, within prescribed category limitations | Defined case by case through the operational authorization | Requirements comparable to crewed aviation, including certified aircraft and organizations |
| Risk assessment | No operation-specific assessment beyond category compliance | Formal operational risk assessment, commonly using SORA | Certification and airworthiness requirements (e.g., AMC RPAS.1309) |
| Example of use | Hobby flying and real-estate photography | BVLOS infrastructure inspection and suburban drone delivery | Air taxi or cargo-drone operation over a city center |
| Method | Primary Use | Temporal Treatment | Data Demand | Regulatory Acceptance | Best Suited for |
|---|---|---|---|---|---|
| SORA | Operational authorization | Pre-operational/static | Low–medium | High (EASA) | Standard Specific-category operations |
| FTA/ETA | Failure and consequence chains | Static | Medium | Medium | Accident-sequence analysis |
| Bow-Tie | Barrier and consequence mapping | Static | Medium | Medium | Communicating mitigations |
| Bayesian Networks | Integrated probabilistic risk | Evidence-updatable | Medium–high | Low/research | BVLOS, urban, and automated operations |
| Collision risk models | Mid-air encounter or collision probability | Scenario-based | High | Medium | Airport and traffic-intensive environments |
| Ground risk models | Injury or fatality consequence | Scenario-based | High | Medium | Populated and urban areas |
| Aspect | Detail |
|---|---|
| Strengths | |
| Standardized process | A step-by-step workflow improves transparency, repeatability, and comparison between missions. |
| Regulatory recognition | Accepted within major regulatory frameworks, including EASA and other authorities [32]. |
| Integrated ground and air assessment | Combines GRC, ARC, SAIL, and mitigation requirements within one operational process. |
| Proactive safety management | Requires a detailed ConOps and documented mitigations before authorization. |
| Evolving methodology | SORA Version 2.5 refined population density, aircraft size, and mitigation provisions [32]. |
| Limitations | |
| Categorical and expert-dependent | Risk classes are derived from predefined tables and judgement, which may introduce variability. |
| Pre-operational/static | The assessment does not continuously revise risk when weather, traffic, or system performance changes. |
| Limited representation of complex operations | Autonomous, multi-UAS, and shared-airspace interactions require additional modeling support [21]. |
| Documentation burden | Higher SAIL levels may require extensive evidence and resources, especially for smaller operators [33]. |
| Future-system integration | UTM/U-space, autonomous detect-and-avoid, and real-time data exchange are not represented probabilistically. |
| Study/Approach | Relationship to SORA | Architecture and Parameter Basis | Decision-Support Capability and Limitation |
|---|---|---|---|
| JARUS SORA 2.5 [5,6,7] | Official Specific-category framework | Deterministic rule tables, defined evidence, and competent-authority judgement | Produces regulatory classifications and assurance requirements; does not report posterior probability mass. |
| SORA Tool, Schnüriger et al. [33] | Digital implementation of the SORA workflow | Encodes the SORA process without a Bayesian uncertainty layer | Supports structured completion and documentation of the regulatory assessment. |
| Han et al. [34] | No complete GRC-ARC-SAIL mapping | BN focused on quantitative urban logistical-UAS ground risk | Estimates ground risk outcomes; does not retain the complete SORA decision structure. |
| Wang, Zhu, and Li [12] | Independent of the complete SORA workflow | Hierarchical BN linking risk drivers to safety, mission success, and third-party risk | Provides systemic risk and sensitivity insights but not posterior mass over official SORA states. |
| Present study | Aligns Final GRC and Residual ARC states and retains deterministic SAIL mapping | Eight soft evidence nodes; Noisy-MAX for GRC/ARC; deterministic SAIL; uncalibrated engineering parameters | Demonstrates assumption-dependent posterior and sensitivity reporting over SORA-equivalent states; no empirical validation or approval prediction. |
| Evidence Group | SORA Function | Role in the Bayesian Model |
|---|---|---|
| Aircraft and operation | Supports intrinsic ground risk and operational envelope determination. | Documented dimensions and mass define the aircraft size category. Maximum speed is used in the conventional kinetic energy/iGRC calculation, whereas nominal speed describes the mission. |
| Ground exposure | Supports intrinsic and Final GRC determination. | Represents uncertainty in exposed-person density, occupancy, sheltering, and adjacent-area conditions. |
| Ground risk mitigations | Supports reduction from intrinsic to Final GRC where applicable. | Represents evidence and uncertainty concerning mitigation applicability, integrity, and performance. |
| Airspace and traffic | Supports initial and Residual ARC determination. | Represents airspace class, encounter environment, traffic density, segregation, and operational altitude. |
| Air risk mitigations | Supports strategic mitigation and Tactical Mitigation Performance Requirements. | Represents uncertainty in coordination, procedural separation, detect-and-avoid, and tactical performance. |
| Operational and environmental conditions | Supports relevant containment and OSO assessments. | Represents weather, communication, navigation, human performance, and technical reliability evidence where they influence SORA requirements. |
| Node Group | Representative States | Parent Information/Function |
|---|---|---|
| Observed evidence | Case-specific measured or documented values | ConOps, aircraft data, operational area, airspace, planned procedures, and implemented mitigations. |
| Uncertain evidence | Discrete states or fitted probability distributions | Exposure, traffic conditions, environmental variation, technical reliability, and mitigation performance. |
| Final GRC | {≤2, 3, 4, 5, 6, 7, >7} | Derived from the applicable intrinsic GRC and ground-risk mitigation evidence. |
| Residual ARC | {a, b, c, d} | Derived from initial ARC and applicable strategic air-risk mitigation evidence. |
| SAIL | {I, II, III, IV, V, VI, certified-category outcome} | Deterministic SORA 2.5 mapping from Final GRC and Residual ARC. |
| Probabilistic assessment outputs | Posterior probabilities and sensitivity measures | Quantifies confidence and identifies influential uncertain parameters; it is not an approval outcome. |
| Model Element | Specification | Reporting Requirement |
|---|---|---|
| Observed evidence | Fixed case-study value entered as evidence | Source document, unit, date, and operational definition. |
| Uncertain evidence and mitigation performance | Illustrative probability assignments based on engineering judgement, SORA context, and published literature | Dataset or expert-elicitation source, fitted distribution, uncertainty interval, and sensitivity range. |
| Probabilistic dependencies | Conditional Probability Table derived from SORA logic and Bayesian modeling | Parent and child state order; all Noisy-MAX causal distributions and leak terms; generated CPTs; structural rationale; software/model version; and validation checks. |
| Regulatory mappings | Deterministic SORA 2.5 rule tables | Exact source table, state mapping, and traceability to Final GRC, Residual ARC, and SAIL. |
| Analytical outputs | Posterior distributions, uncertainty intervals, and sensitivity metrics | Full state probabilities and identification of the modal state; no approval probability. |
| Parameter | Specification |
|---|---|
| Operation category (EASA) | Specific |
| Location | Riga International Airport, class C |
| Type of operation | VLOS |
| Flight conditions | Daytime, good weather |
| UAV MTOM, kinetic energy, size, max. speed | 15.1 kg, 3.4 kJ, 1.668 m, 18 m/s with no wind [35] |
| Nominal speed of the operation | 1 m/s |
| Flight limits | 3 m from airframe, 23 m above ground, semi-autonomous |
| OSO ID | Operational Safety Objective | SAIL | |||||
|---|---|---|---|---|---|---|---|
| I | II | III | IV | V | VI | ||
| OSO#01 | Ensure that the UAS operator is a competent and/or proven organization | NR | L | M | H | H | H |
| OSO#02 | UAS designed and produced by a competent and/or proven organization | NR | NR | L | M | H | H |
| OSO#03 | UAS maintenance | L | L | M | M | H | H |
| OSO#04 | UAS components essential to safe operations are designed to an airworthiness design standard | L | M | H | H | H | H |
| OSO#05 | UAS is designed considering system safety and reliability | L | L | M | M | H | H |
| OSO#06 | C3 link characteristics (e.g., performance spectrum use) are appropriate for the UAS operation | L | L | M | M | H | H |
| OSO#07 | Conformity check of the UAS configuration | L | L | M | M | H | H |
| OSO#08 | Operational procedures are defined, validated, and adhered to | L | L | M | H | H | H |
| OSO#09 | Remote crew trained and current and able to control the abnormal situation | L | L | M | M | H | H |
| OSO#13 | External services supporting UAS operations are adequate for the UAS operation | L | L | M | M | H | H |
| OSO#16 | Multi-crew coordination | NR | NR | L | M | M | H |
| OSO#17 | Remote crew is fit to operate | NR | NR | NR | L | M | H |
| OSO#18 | Automatic protection of the flight envelope from human errors | NR | NR | L | M | H | H |
| OSO#19 | Safe recovery from human error | NR | NR | L | M | H | H |
| OSO#20 | A human factors evaluation has been performed and the HMI found appropriate for the intended UAS operation | NR | L | L | M | M | H |
| OSO#23 | Environmental conditions for safe operations defined and measurable | NR | L | L | M | H | H |
| OSO#24 | UAS designed and qualified to operate in adverse environmental conditions | NR | NR | M | H | H | H |
| Input Node | Distribution Entered | Evidence Class | Supplied Materials | Justification |
|---|---|---|---|---|
| Human Performance | Adequate (95%) | Soft expert-informed assignment | Crew qualification and procedures | Assumed residual human performance uncertainty; not derived from observed frequencies. |
| Technical Reliability | Good (97%) | Soft expert-informed assignment | Platform description and pre-flight checks | Assumed reliability distribution; no fleet failure rate calibration. |
| Environmental Conditions | Mild (85%) | Soft scenario assignment | Nominal daytime/good-weather ConOps | Allows residual adverse-weather uncertainty rather than 100% mild evidence. |
| UAV Dimensions | Large (55%) | Soft model assignment | DJI Matrice 600 dimensions and mass [38] | Reproduces the submitted BN input; physical dimensions remain documented observations for SORA. |
| Population Density | Low (67%) | Soft exposure assignment | Regional proxy [39]; apron occupancy not measured | Explicitly represents uncertainty in applying a regional density proxy to time-varying apron occupancy. |
| Airspace Complexity | High (95%) | Soft expert-informed assignment | Controlled Class C airport context | Assumed high-complexity environment with residual state uncertainty. |
| Ground Risk Mitigations | Effective (90%) | Soft implementation assignment | Restricted area and stated procedures | Represents uncertainty in implementation and performance; not a guarantee. |
| Air Risk Mitigations | Effective (85%) | Soft implementation assignment | VLOS, observers, restrictions, and coordination | Represents uncertainty in coordination and tactical performance; not a guarantee. |
| Assessment Element | SORA | Proposed Model |
|---|---|---|
| Ground Risk | Final GRC = 4 | Posterior probability distribution over GRC 2–7 (highest probability assigned to GRC 4) |
| Air Risk | Residual ARC = c | Posterior probability distribution over ARC a–d (highest probability assigned to ARC c) |
| SAIL | SAIL IV | Posterior probability distribution over SAIL I–VI (highest probability assigned to SAIL IV) |
| Check | Scenario or Perturbation | Result | Interpretation |
|---|---|---|---|
| Baseline modal coherence | Case evidence in Table 11 | GRC 4, ARC c, and SAIL IV | Internal implementation coherence only. |
| Favorable extreme | All root nodes forced to favorable state | GRC 2: 94.00%; ARC a: 95.00%; SAIL I: 89.30% | Directionally consistent low-risk boundary test. |
| Adverse stress scenario | All root nodes forced to adverse state | GRC 6: 41.41%; ARC c: 51.46% (ARC d: 42.38%); SAIL VI: 52.06% | Directionally consistent high-risk boundary test, not external validation. |
| One-way sensitivity | UAV Dimensions: Large vs. Small | SAIL TVD = 0.488 | Largest model driver; state assignment requires justification. |
| One-way sensitivity | Ground Risk Mitigations: Ineffective vs. Effective | SAIL TVD = 0.180 | Major evidence and implementation priority. |
| One-way sensitivity | Airspace Complexity: High vs. Low | SAIL TVD = 0.147 | Major driver of the air risk pathway. |
| One-way sensitivity | Human Performance: Inadequate vs. Adequate | SAIL TVD = 0.138 | Influential uncalibrated expert-assignment pathway. |
| One-way sensitivity | Environmental Conditions: Severe vs. Mild | SAIL TVD = 0.137 | Influence is similar to human performance. |
| One-way sensitivity | Population Density: High vs. Low | SAIL TVD = 0.108 | Supports replacing the regional proxy with occupancy evidence. |
| One-way sensitivity | Air Risk Mitigations: Ineffective vs. Effective | SAIL TVD = 0.099 | Moderate air-mitigation pathway influence. |
| One-way sensitivity | Technical Reliability: Poor vs. Good | SAIL TVD = 0.076 | Smallest one-way effect in the assumed model. |
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Share and Cite
Alomar, I.; Adilbekov, A.; Maklakovs, J. A Bayesian Network Augmentation of JARUS SORA 2.5 for Probabilistic UAS Operational Risk Assessment: A Proof-of-Concept Study. Aerospace 2026, 13, 848. https://doi.org/10.3390/aerospace13090848
Alomar I, Adilbekov A, Maklakovs J. A Bayesian Network Augmentation of JARUS SORA 2.5 for Probabilistic UAS Operational Risk Assessment: A Proof-of-Concept Study. Aerospace. 2026; 13(9):848. https://doi.org/10.3390/aerospace13090848
Chicago/Turabian StyleAlomar, Iyad, Aldiyar Adilbekov, and Juris Maklakovs. 2026. "A Bayesian Network Augmentation of JARUS SORA 2.5 for Probabilistic UAS Operational Risk Assessment: A Proof-of-Concept Study" Aerospace 13, no. 9: 848. https://doi.org/10.3390/aerospace13090848
APA StyleAlomar, I., Adilbekov, A., & Maklakovs, J. (2026). A Bayesian Network Augmentation of JARUS SORA 2.5 for Probabilistic UAS Operational Risk Assessment: A Proof-of-Concept Study. Aerospace, 13(9), 848. https://doi.org/10.3390/aerospace13090848

