1. Introduction
There is a continuing research interest in the conservation of historic buildings, historic urban landscapes, and centers due to their contribution to culture, heritage, and heritage conservation and sustainable development. With the increasing climate change, research interest is also growing, especially in coastal urban areas, which are increasingly threatened by interconnected climate hazards from land and sea. The problem is complex because protection, preservation, and conservation must guarantee the protection of historic architecture, historic features, and landscapes in an uncertain future climate and urban environment that underlines the importance of preserving urban areas and the need for functional continuity of these areas. The sustainable relationship between ancient and modern and the development of cities and historic urban centers for the future have become important issues.
The research originated from the “Interreg Mediterranean CO-EVOLVE Management Plan for the Coastal Area of the City of Kaštela” project in Croatia, which is not otherwise detailed in this work [
1]. This project served as a database and information source for the subsequent research presented herein. The aim of this study was to develop a methodology and tools for managing climate-related hazards, with a focus on strengthening the resilience and protection of cultural heritage (CH) and historic urban centers (HUCs) in the karst coastal area of the Adriatic Sea in the Dalmatia region of Croatia, using the Kaštela Bay area/city of Kaštela as a case study [
2]. The research adopted a learning-by-example approach, which proved effective for acquiring new skills, understanding complex systems, and developing problem-solving strategies.
The City of Kaštela is a densely built-up area along the coast of Kaštela Bay on the eastern coast of the Adriatic Sea near the city of Split, which is under increasing climate threats from the sea (mean sea level rise and storm surges) and land (surface-water floods) (
Figure 1). HUCs along the seacoast are the most at risk because they are continuously exposed to climate and human-induced hazards, such as the dynamic growth of the mean sea level, climate change, and uncontrolled urbanization. Therefore, climate change-related impacts on coastal communities, such as coastal flooding and erosion, landslides, strong winds, storm surges, pluvial flooding, droughts, heat waves, and cold spells, are becoming more frequent, with increasing negative consequences for nature, people, and CH [
3]. Similar climatic and non-climatic stresses occur on other parts of the Dalmatian coast, highlighting the need to define a common framework methodology and appropriate tools and measures for hazard management that are effective for this karst coastal cultural heritage area [
2]. Dalmatia is no exception; similar problems and threats to coastal CH occur throughout the Mediterranean and other regions [
4,
5,
6]. Each coastal area has distinct features related to coastal landscape, landforms, influencing factors, natural beauty, historical significance, architecture, culture, and maritime heritage; therefore, research needs to be adapted to local characteristics. Such a tailored approach was applied in this study for the Kaštela Bay area, as detailed in this paper.
Dalmatia and the Kaštela Bay urban area have long histories [
7,
8]. Living in urbanized settlements began with the arrival of the Greeks (≈400 BCE) and continued with the Roman Empire, Byzantium, Venice, Napoleon, and, more recently, the Austrian Empire. These civilizations have created tangible and intangible urban heritage sites, mainly in coastal zones. The ancient Greek and Roman civilizations lasted the longest (400 BCE to 400 CE) and built cities such as Zara, Tragurion, Siculi, Salona, Spalatum, and Epetion, near which modern cities later developed. Factors such as the Mediterranean climate, karst landscape, abundance of fresh water, favorable conditions, fertile coastal land, sheltered bays, and convenient access to the interior of the continent support development and sustainable livelihoods.
External forces, including solar energy (climate), and internal forces, such as the culture and civilization of society, water culture, and civilization, shape nature and society. The historical climate periods that shaped the evolution of civilization in the area were the Roman Warm Period (300–400 CE), Late Antique Little Ice Age (536–660 CE), Medieval Warm Period (800–1250 CE), Little Ice Age (1350–1850 CE), and Modern Warm Period (from 1850 CE to the present) [
9]. Warm and stable climatic periods were favorable for development and progress, whereas cold, dark, and unstable climatic periods were unfavorable. Long-term shifts in climate alter water availability, which, in turn, affects food, energy, and societal resilience. Climate change is caused by variations in solar energy, which spread to biotic and abiotic environments and eventually affect socio-political systems in the long run. During this period, the increase in mean sea level (MSL) exhibited a constant upward trend. Over the last 3000 years, the rise was very small and had a slow and minimal impact on nature and humans (≈3.0 m), as people and biota had sufficient time to adapt to the changes [
10]. However, from 1880 to 2000, the growth accelerated to a rate of about 1.8 mm/year (total 20.32 cm), and for the last 15 years, the rate increased to 3.1 mm/year, to the level of growth in the Holocene period (6–9.9 mm/year) [
10]. Climate variations alter the timing and magnitude of runoff and soil moisture, change groundwater and sea levels, and affect water quality. It affects the environment by causing sea level rise, storm surges, droughts, and flooding. Therefore, the greatest hazards to coastal zones over the last 30 years have been flash floods, MSL rises, and storm surges [
1]. These occurrences are superimposed in a climate hazard at the point of collision or contact between the sea and freshwater. Otherwise, the most densely populated, property-rich, and economically valuable urban areas include HUC locations.
This study was conducted to advance scientific knowledge and support the formulation and implementation of policies to mitigate the adverse impacts of climate change and vulnerability in coastal areas. This study focused on assessing the impact of climate change adaptation and resilience measures on coastal CH and HUCs.
The HUCs and other forms of CH in Dalmatia encompass both tangible and intangible elements shaped by human and natural history. These assets hold significant educational, aesthetic, cultural, and social value for present and future generations, in addition to their potential economic importance [
2]. Therefore, they must be adapted and strengthened in response to the impacts of climate change and socioeconomic development. The topic is complex because assessment requires a time dynamic approach, “past → present → future”, i.e., hysteresis effect. Therefore, methods that systematically integrate and explain historical, present, and future interactions between climatic, natural, and human environments and their physical, cultural, and social contexts have been applied. These include the vulnerability assessment framework proposed by the IPPC 2014 [
11], driver-pressure-impact-state-response (DPSIR) framework [
12], historic urban landscape-based approach (HULA) [
13,
14], object-based approach, and local lead adaptation (LLA) [
15]. This methodology of addressing the sustainability challenges of HUCs has not yet been applied in Dalmatia. Sustainability is mainly analyzed in the context of future exposure based on climate model forecasts that are too general for local practical applications.
4. Proposed Response Measures
The protection of CH from the harmful effects of water and the sea is the responsibility of state, regional, and local institutions; therefore, joint work needs to be organized to achieve the best effects at all levels and areas of jurisdiction. Without this, it would be impossible to develop sustainable protection systems and strengthen the HUCs and their structures.
Therefore, the drainage of stormwater from the coastal hinterland is integrated with the drainage of water from the city area and the rise of the MSL and underground water in contact with seawater, which together form a local hydrological system. Precipitation, land use, topographic features, and basin size were the main indicators used to assess the vulnerability and AC. Special attention should be paid to the discharges into the sea located in the lowest zones of the city’s terrain to analyze the impact of rising MSL, coastal underground waters, and the resulting inundation of the sea on the mouths of the canals and the surrounding area (bottleneck effects) to prevent water from the drainage system from spilling into the terrain where the CH and HUCs are located in the coastal zone.
Urbanization and the situation in wider areas have changed the climate, hydrological cycle, and biogeophysical processes, thereby endangering the environment and humans. Therefore, planning the use of a wider space is crucial for strengthening the sustainability of the environment and people. The proposed adaptation of coastal areas as a whole to climate change and the strengthening of protection measures are based on a green strategy that integrates changes to drivers, pressures, and states, thereby reducing negative impacts. The resilience of the environment and heritage should be strengthened to increase the capacity or ability to cope with shocks and recover from their impacts in a timely and efficient manner. This is achieved through the capture and storage of water, energy, and matter by green infrastructure, which is also suitable for gray infrastructure, such as reservoirs. The priority is to preserve the natural environment, thereby reducing land consumption through “gray urbanization”. Accordingly, the following general guidelines for spatial planning have been proposed for coastal zones:
Preservation of the cultural landscape: views of the coast and historical cores (measures to protect the coast without filling, protective greenery for other objects, zones, conservation, and integration).
Nature conservation (limited and controlled filling of the sea, revitalization of streams, and natural water flow toward the sea).
Implementation of locally sustainable flood-protection measures.
Use of green infrastructure (e.g., public greenery, streams, street green retention).
Application of green construction (to existing and new urban areas farther from the coast).
As shown in
Figure 9, the HUC was analyzed and integrated with a wider coastal area using specific adaptation and resilience-building measures.
It is crucial to strengthen the sustainability of living under the current and future climatic conditions. Therefore, promoting sustainable construction is a basic measure for all new construction projects, as well as for the adaptation and adjustment of existing urban areas and facilities. In the zone of new urbanization on coastal slopes, characterized predominantly by agricultural terrain, CH objects and sites require protection and adaptation. The primary climate threats in this area are surface-water flooding, soil erosion, and fires. The HUL approach is used for these locations. The aim was to reduce the amount and velocity of water from hinterland areas, as well as the processes of erosion, slope collapse, and landslides.
The adaptation and strengthening of the resilience of CH and HUC are planned based on the same principles, but with an emphasis on conserving objects and urban areas, as well as controlling degradation processes. The emphasis is on innovation, integration, and co-evolution. Therefore, emphasis is placed on the application of effective historical solutions to adapt and strengthen resilience in the construction of structures and HUCs. The goal is to restore the environment that existed at the time of CH construction, if possible, and protect structures and urban areas from future stress, as follows:
All castles that were once built in the sea and separated from the coast (
Figure 1 and
Figure 2), that is, connected to the coast with a bridge, should be reconstructed and separated from the land to the greatest extent possible, for example, by building a canal. This eliminates all flood threats caused by water coming from the land in the direction of the sea. Internal precipitation and rainwater must be collected and pumped into the sea. The infiltration of high seas into the castle interior was prevented by building a perimeter waterproof membrane/barrier and injecting a waterproof mixture into the terrain under the castle to the extent necessary. The resulting water is collected and pumped into the sea. Reduce storm surges by subsurface and surface breakwaters and by creating a shallow sea around the castle, as in the past (
Figure 10). Local materials from the past were used in the construction of castles and protective structures.
Reconstructing defensive walls and excavations around coastal areas and HUCs to prevent the inflow of land surface water into the HUCs area, thereby preventing flooding. These measures should respect heritage conservation principles, particularly the concepts of authenticity and integrity, as outlined in the ICOMOS and UNESCO charters. Collect internal precipitation/rainwater from urban areas and transport or pump it into the sea. The ingress of high seas into the interior of the coast can be prevented by building higher coastal walls and injecting a waterproof mixture into the terrain along the coast and/or under critical/low-lying areas of the city to the extent necessary. Reduce storm surges with subsurface and/or surface breakwaters to reconstruct the historical features of coastal regions.
The same is true for CHs located further from seacoasts, with priority given to locally induced hazard stresses that affect heritage sustainability. It is best to reconstruct the historical landscapes and adaptation measures used in historical engineering practices.
Where it is necessary, apply classic engineering measures: raise the entire space by 30–60 cm, build a coastal wall up to a height of 1.2 m a.m.s.l., and in front of the coast, build subsurface breakwaters. Several measures should be combined depending on the local situation, the possibilities of reconstructing the historic urban landscape, and the required level of protection. In relation to the impact of the sea, standard measures include raising the coast, building a coastal wall, an external breakwater, a breakwater, a possible embankment, creating new beaches, a shallow sea that reduces the power of waves, and other measures to reduce the impact of waves [
25]. This has reduced flooding and coastal erosion. Measures related to the threat of inland water include the construction of surface-water drainage channels, application of green infrastructure, and retention of water in the basin [
26]. Each HUC was addressed individually after a detailed record of the existing situation was obtained.
The relocation of historic buildings or castles to higher ground or elevations was also considered; however, it was concluded that this measure was unaffordable. Therefore, the elevation increase of coastal wall, walkways, and terrain by 0.5–1.0 m in combination with conservation of structure measures is an acceptable option for the period up to 2100. Under favorable local conditions, the elevation increase also applies to the basement floor, not the structure as a whole, so that the main structure’s characteristics and historic aspects do not change. A smaller increase in the height of the terrain and floors in buildings for a size of +0.5 m is from an engineering point of view, simple and relatively inexpensive to implement in the lowest part or the entire space of the historic urban area, while not endangering the characteristics and value of the main landmark elements.
Relocation to higher ground, conservation of objects, and reconstruction of original coastlines—That is, historic coastal morphology—Are the ultimate goals of conservation measures. However, reconstructing coastlines from the past along with the structural environment, such as that from the 15th century, is generally very difficult to achieve, except in some coastal locations that have not undergone significant modifications.
Each cattle, heritage object, and historic urban area presents a unique challenge that must be addressed individually by applying locally sustainable adaptation measures and strengthening resilience. “Returning to the past” increases the importance and cultural contribution of historic areas and CH structures to society and the tourist economy; thus, the benefits of such an approach are easily recognizable.
All conservation activities and actions should be conducted in accordance with the rules of the profession, under the supervision of relevant institutions. The aforementioned works fall within the domain of standard conservation works but also partly within the domain of engineering works and should not be a contractor’s problem. However, administrative procedures and construction costs are challenging.
The analysis of all the castles and HUCs determined that no facility built after the 13th century could be adapted and strengthened for forecasting climatic conditions and climate-induced biogeophysical processes until 2100. All ancient coastal sites, ports, and structures are below sea level, where they should remain in the future, be properly conserved, and be included in cultural and economic development. The site should be protected from anthropogenic influences such as bank filling and construction.
The lowest historical buildings are Kaštel Cippico: elevation 35 cm a.m.s.l., and Kaštilac Gomilica: elevation 60 cm a.m.s.l., historic area southern part of Kaštel Sućurac: elevation 60 cm a.m.s.l. The protection priorities were clearly defined in a simplified manner. However, the problem is much more complex, and the priority is determined by the activities carried out in the coastal zone. It is always appropriate to conduct CH adaptation as part of the ongoing adaptation activities initiated for economic interests. Currently, this process is primarily performed. Therefore, common and sustainable interests must be established in the economy and society.
Underwater archaeological sites are also present in the historic coastal areas of Dalmatia. Underwater archaeological sites are a specific type of CH that must be protected and adapted to the new climatic conditions. This topic was not the subject of this research because the state, in the exercise of its sovereignty, has the exclusive right to regulate and authorize activities directed at underwater CH sites in its waters. Those located in the HUCs must be integrated into comprehensive protection. Underwater archaeological sites are protected through a combination of international conventions, national laws, and practical measures aimed at preserving submerged CH [
4]. Climate change should not alter the current situation, except that the depth of the sea will increase; thus, the impact of the wave force will decrease. Through specific conservation efforts, the site should be explored, protected from devastation, exhibited, and integrated into educational programs and introductions to the CH of cities, as well as tourism development. Legal frameworks and practical measures can help safeguard these sites for research and future generations.
5. Conclusions
Climate change stressors introduce or exacerbate diverse risks that affect the future of Kaštela Bay’s coastal natural environment, community, and CH sites. A similar conclusion can be drawn for other historic urban coastal areas in Dalmatia and other Mediterranean areas.
This study showed that the adaptation and protection of urban CH and objects in coastal areas is demanding and complex because all climate and socioeconomic stressors come to the fore, and the available data are limited. However, the climate agenda for CH management relies on an all-inclusive approach that embraces transition and change, and fully assesses Kaštela’s natural, artistic, and human resources. To adapt, protect, and achieve long-term sustainability of heritage sites, a broader perspective on the current and future needs of socioeconomic and urban management is proposed, namely, integrating heritage, planning, and development. The goal is to incorporate historical data and knowledge into future applications, which is often overlooked. The best results can be achieved by reconstructing the historic heritage landscape with a balanced application of historical and standard adaptation measures and by strengthening resilience. Each locality has unique characteristics, sensitivities, and adaptation capacities; therefore, no one-size-fits-all solution exists. The results indicate that the historical ontology of HUC systems is the best and fastest path for strengthening sustainability, rather than numerical modeling using unreliable information about future pressures.
This integrated approach requires participatory planning and stakeholder consultation at all relevant administrative and decision-making levels and specialties. Anyone should participate in deciding adaptation, resilience, and conservation aims and actions. There is a need to integrate CH values and vulnerability statuses into other natural, socioeconomic, and cultural frameworks for regional and local development. The DPSIR causal framework, which is used to describe the interaction between climate change and landscapes, and the relationship between landscapes and objects based on their historical evolution of relationships, is a suitable approach for the long-term, sustainable integration of CH into local natural and socioeconomic systems. This framework indicates that response measures must be applied equally to all process components (D-P-S-I) if long-term security is to be strengthened and to rationalize the protection of HUCs.
Historical evolution assessment of the CH and landscape is key to sustainable adaptation and resilience design. Therefore, the assessment of the vulnerability of HUC to current socioeconomic processes and the future impact of climate change needs to be simplified, considering mostly hazard-relevant indicators (cumulative impacts). This requires that the problem be solved in stages, from general assessment to more detailed and locally specific frameworks. This new approach has been applied in research on vulnerability delinked from hazards. This simplifies and rationalizes the entire integrated process and coordinates various specific activities with different issues and actors. This also helps prioritize policies and actions for adaptation, conservation, and development (i.e., good governance and management).
The DPSIR framework helps to break down the complex challenges of climate change into the relevant management sequences of D-P-S-I-R. It integrates environmental management challenges, urban area management, and HUCs into a single long-term strategy. By applying a historic LBA, it is possible to preserve and integrate HUC landscapes and structures into the future climate and socioeconomic environment, considering the relevant DPSIR indicators to support policy and decision-making. The applied approach saves time and money and enables the phased implementation of protection measures based on available data and information.
The approaches, tools, and measures used in this study could be useful for other researchers and localities with appropriate adaptations.